The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 5,368 | 449,996 | SH | DFND | 01, 03 | 449,996 | 0 | 0 | |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 17,829 | 1,494,427 | SH | DFND | 02, 03 | 1,494,427 | 0 | 0 | |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 6,664 | 558,569 | SH | DFND | 3 | 0 | 558,569 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 9,904 | 73,208 | SH | DFND | 01, 03 | 73,208 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 23,106 | 170,788 | SH | DFND | 02, 03 | 170,788 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 21,246 | 157,043 | SH | DFND | 3 | 0 | 157,043 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 18,755 | 1,479,107 | SH | DFND | 01, 03 | 1,479,107 | 0 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 35,965 | 2,836,325 | SH | DFND | 02, 03 | 2,836,325 | 0 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 27,287 | 2,151,998 | SH | DFND | 3 | 0 | 2,151,998 | 0 | |
| ANTHEM INC | COM | 036752103 | 10,619 | 64,209 | SH | DFND | 01, 03 | 64,209 | 0 | 0 | |
| ANTHEM INC | COM | 036752103 | 32,362 | 195,685 | SH | DFND | 02, 03 | 195,685 | 0 | 0 | |
| ANTHEM INC | COM | 036752103 | 15,769 | 95,352 | SH | DFND | 3 | 0 | 95,352 | 0 | |
| ARRIS INTL INC | SHS | G0551A103 | 6,230 | 235,553 | SH | DFND | 01, 03 | 235,553 | 0 | 0 | |
| ARRIS INTL INC | SHS | G0551A103 | 20,691 | 782,267 | SH | DFND | 02, 03 | 782,267 | 0 | 0 | |
| ARRIS INTL INC | SHS | G0551A103 | 8,319 | 314,526 | SH | DFND | 3 | 0 | 314,526 | 0 | |
| CAMBREX CORP | COM | 132011107 | 3,026 | 54,964 | SH | DFND | 01, 03 | 54,964 | 0 | 0 | |
| CAMBREX CORP | COM | 132011107 | 10,049 | 182,535 | SH | DFND | 02, 03 | 182,535 | 0 | 0 | |
| CAMBREX CORP | COM | 132011107 | 3,719 | 67,559 | SH | DFND | 3 | 0 | 67,559 | 0 | |
| CHINA PHARMA HLDGS INC | COM | 16941T104 | 52 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
| CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 148 | 74,486 | SH | DFND | 01, 03 | 74,486 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 3,852 | 794,328 | SH | DFND | 01, 03 | 794,328 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 6,452 | 1,330,318 | SH | DFND | 02, 03 | 1,330,318 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,737 | 358,137 | SH | DFND | 3 | 0 | 358,137 | 0 | |
| COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 6,885 | 184,365 | SH | DFND | 01, 03 | 184,365 | 0 | 0 | |
| COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 19,999 | 535,495 | SH | DFND | 02, 03 | 535,495 | 0 | 0 | |
| COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 12,518 | 335,171 | SH | DFND | 3 | 0 | 335,171 | 0 | |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 3,374 | 80,895 | SH | DFND | 01, 03 | 80,895 | 0 | 0 | |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 11,205 | 268,651 | SH | DFND | 02, 03 | 268,651 | 0 | 0 | |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,167 | 99,901 | SH | DFND | 3 | 0 | 99,901 | 0 | |
| CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,293 | 560,884 | SH | DFND | 01, 03 | 560,884 | 0 | 0 | |
| CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 18,975 | 1,691,134 | SH | DFND | 02, 03 | 1,691,134 | 0 | 0 | |
| CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,318 | 563,099 | SH | DFND | 3 | 0 | 563,099 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 10,296 | 264,751 | SH | DFND | 01, 03 | 264,751 | 0 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 34,193 | 879,232 | SH | DFND | 02, 03 | 879,232 | 0 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 12,592 | 323,783 | SH | DFND | 3 | 0 | 323,783 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 5,061 | 1,775,713 | SH | DFND | 01, 03 | 1,775,713 | 0 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 7,958 | 2,792,246 | SH | DFND | 02, 03 | 2,792,246 | 0 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 2,684 | 941,734 | SH | DFND | 3 | 0 | 941,734 | 0 | |
| DICKS SPORTING GOODS INC | COM | 253393102 | 6,736 | 138,431 | SH | DFND | 01, 03 | 138,431 | 0 | 0 | |
| DICKS SPORTING GOODS INC | COM | 253393102 | 22,370 | 459,725 | SH | DFND | 02, 03 | 459,725 | 0 | 0 | |
| DICKS SPORTING GOODS INC | COM | 253393102 | 9,132 | 187,666 | SH | DFND | 3 | 0 | 187,666 | 0 | |
| DICKS SPORTING GOODS INC | CALL | 253393902 | 278 | 1,000 | SH | Call | DFND | 01, 03 | 1,000 | 0 | 0 |
| DICKS SPORTING GOODS INC | CALL | 253393902 | 923 | 3,320 | SH | Call | DFND | 02, 03 | 3,320 | 0 | 0 |
| DICKS SPORTING GOODS INC | CALL | 253393902 | 78 | 280 | SH | Call | DFND | 3 | 0 | 280 | 0 |
| DXC TECHNOLOGY CO | COM | 23355L106 | 9,749 | 141,272 | SH | DFND | 01, 03 | 141,272 | 0 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 26,730 | 387,330 | SH | DFND | 02, 03 | 387,330 | 0 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 15,130 | 219,239 | SH | DFND | 3 | 0 | 219,239 | 0 | |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 742 | 124,730 | SH | DFND | 01, 03 | 124,730 | 0 | 0 | |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,546 | 259,800 | SH | DFND | 02, 03 | 259,800 | 0 | 0 | |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 121 | 20,400 | SH | DFND | 3 | 0 | 20,400 | 0 | |
| EATON CORP PLC | SHS | G29183103 | 6,951 | 93,748 | SH | DFND | 01, 03 | 93,748 | 0 | 0 | |
| EATON CORP PLC | SHS | G29183103 | 23,085 | 311,335 | SH | DFND | 02, 03 | 311,335 | 0 | 0 | |
| EATON CORP PLC | SHS | G29183103 | 12,167 | 164,085 | SH | DFND | 3 | 0 | 164,085 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 12,925 | 226,952 | SH | DFND | 01, 03 | 226,952 | 0 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 39,190 | 688,139 | SH | DFND | 02, 03 | 688,139 | 0 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 15,802 | 277,467 | SH | DFND | 3 | 0 | 277,467 | 0 | |
| FLOWSERVE CORP | COM | 34354P105 | 6,519 | 134,634 | SH | DFND | 01, 03 | 134,634 | 0 | 0 | |
| FLOWSERVE CORP | COM | 34354P105 | 21,649 | 447,115 | SH | DFND | 02, 03 | 447,115 | 0 | 0 | |
| FLOWSERVE CORP | COM | 34354P105 | 8,013 | 165,498 | SH | DFND | 3 | 0 | 165,498 | 0 | |
| GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 1,150 | 646,149 | SH | DFND | 01, 03 | 646,149 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 5,491 | 541,004 | SH | DFND | 01, 03 | 541,004 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 13,880 | 1,367,457 | SH | DFND | 3 | 0 | 1,367,457 | 0 | |
| HYATT HOTELS CORP | COM CL A | 448579102 | 41,381 | 766,606 | SH | DFND | 02, 03 | 766,606 | 0 | 0 | |
| ISHARES TR | PUT | 464287955 | 2,730 | 7,500 | SH | Put | DFND | 02, 03 | 7,500 | 0 | 0 |
| ISHARES TR | PUT | 464287955 | 4,139 | 7,300 | SH | Put | DFND | 02, 03 | 7,300 | 0 | 0 |
| JOINT CORP | COM | 47973J102 | 2,467 | 587,490 | SH | DFND | 01, 03 | 587,490 | 0 | 0 | |
| JOINT CORP | COM | 47973J102 | 5,597 | 1,332,716 | SH | DFND | 02, 03 | 1,332,716 | 0 | 0 | |
| JOINT CORP | COM | 47973J102 | 1,393 | 331,568 | SH | DFND | 3 | 0 | 331,568 | 0 | |
| L3 TECHNOLOGIES INC | COM | 502413107 | 7,416 | 44,869 | SH | DFND | 3 | 0 | 44,869 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 9,602 | 664,938 | SH | DFND | 01, 03 | 664,938 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 26,569 | 1,839,991 | SH | DFND | 02, 03 | 1,839,991 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 9,787 | 677,793 | SH | DFND | 3 | 0 | 677,793 | 0 | |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 6,189 | 108,165 | SH | DFND | 01, 03 | 108,165 | 0 | 0 | |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 20,554 | 359,213 | SH | DFND | 02, 03 | 359,213 | 0 | 0 | |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 9,008 | 157,430 | SH | DFND | 3 | 0 | 157,430 | 0 | |
| LOWES COS INC | COM | 548661107 | 10,306 | 125,357 | SH | DFND | 3 | 0 | 125,357 | 0 | |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 9,010 | 328,834 | SH | DFND | 01, 03 | 328,834 | 0 | 0 | |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 24,255 | 885,224 | SH | DFND | 02, 03 | 885,224 | 0 | 0 | |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | 11,982 | 437,297 | SH | DFND | 3 | 0 | 437,297 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 15,211 | 80,998 | SH | DFND | 01, 03 | 80,998 | 0 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 44,790 | 238,501 | SH | DFND | 02, 03 | 238,501 | 0 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 19,451 | 103,572 | SH | DFND | 3 | 0 | 103,572 | 0 | |
| NETSCOUT SYS INC | COM | 64115T104 | 3,139 | 82,707 | SH | DFND | 01, 03 | 82,707 | 0 | 0 | |
| NETSCOUT SYS INC | COM | 64115T104 | 10,424 | 274,669 | SH | DFND | 02, 03 | 274,669 | 0 | 0 | |
| NETSCOUT SYS INC | COM | 64115T104 | 4,585 | 120,828 | SH | DFND | 3 | 0 | 120,828 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 5,414 | 1,160,603 | SH | DFND | 01, 03 | 1,160,603 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 17,980 | 3,854,335 | SH | DFND | 02, 03 | 3,854,335 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 8,239 | 1,766,065 | SH | DFND | 3 | 0 | 1,766,065 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 4,548 | 385,077 | SH | DFND | 01, 03 | 385,077 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 15,103 | 1,278,830 | SH | DFND | 02, 03 | 1,278,830 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 5,010 | 424,203 | SH | DFND | 3 | 0 | 424,203 | 0 | |
| SEALED AIR CORP NEW | COM | 81211K100 | 7,936 | 182,100 | SH | DFND | 01, 03 | 182,100 | 0 | 0 | |
| SEALED AIR CORP NEW | COM | 81211K100 | 16,944 | 388,794 | SH | DFND | 02, 03 | 388,794 | 0 | 0 | |
| SEALED AIR CORP NEW | COM | 81211K100 | 13,095 | 300,472 | SH | DFND | 3 | 0 | 300,472 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 6,588 | 544,463 | SH | DFND | 01, 03 | 544,463 | 0 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 20,573 | 1,700,215 | SH | DFND | 02, 03 | 1,700,215 | 0 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 8,084 | 668,073 | SH | DFND | 3 | 0 | 668,073 | 0 | |
| SPDR S&P 500 ETF TR | PUT | 78462F953 | 1,502 | 2,480 | SH | Put | DFND | 02, 03 | 2,480 | 0 | 0 |
| STARWOOD PPTY TR INC | COM | 85571B105 | 15,115 | 669,390 | SH | DFND | 01, 03 | 669,390 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 39,556 | 1,751,826 | SH | DFND | 02, 03 | 1,751,826 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 15,647 | 692,939 | SH | DFND | 3 | 0 | 692,939 | 0 | |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2,074 | 117,095 | SH | DFND | 01, 03 | 117,095 | 0 | 0 | |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | 6,887 | 388,871 | SH | DFND | 02, 03 | 388,871 | 0 | 0 | |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | 5,555 | 313,638 | SH | DFND | 3 | 0 | 313,638 | 0 | |
| TENET HEALTHCARE CORP | CALL | 88033G907 | 611 | 3,054 | SH | Call | DFND | 01, 03 | 3,054 | 0 | 0 |
| TENET HEALTHCARE CORP | CALL | 88033G907 | 2,026 | 10,128 | SH | Call | DFND | 02, 03 | 10,128 | 0 | 0 |
| TENET HEALTHCARE CORP | CALL | 88033G907 | 163 | 817 | SH | Call | DFND | 3 | 0 | 817 | 0 |
| TERRAVIA HLDGS INC | COM | 88105A106 | 1,410 | 1,946,123 | SH | DFND | 01, 03 | 1,946,123 | 0 | 0 | |
| TERRAVIA HLDGS INC | COM | 88105A106 | 4,104 | 5,664,000 | SH | DFND | 02, 03 | 5,664,000 | 0 | 0 | |
| TERRAVIA HLDGS INC | COM | 88105A106 | 1,350 | 1,863,238 | SH | DFND | 3 | 0 | 1,863,238 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 4,411 | 411,497 | SH | DFND | 01, 03 | 411,497 | 0 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 14,650 | 1,366,571 | SH | DFND | 02, 03 | 1,366,571 | 0 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 6,930 | 646,448 | SH | DFND | 3 | 0 | 646,448 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 5,141 | 156,275 | SH | DFND | 01, 03 | 156,275 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 17,075 | 518,986 | SH | DFND | 02, 03 | 518,986 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 6,631 | 201,563 | SH | DFND | 3 | 0 | 201,563 | 0 | |