0001104659-22-127059.txt : 20221214
0001104659-22-127059.hdr.sgml : 20221214
20221214185638
ACCESSION NUMBER: 0001104659-22-127059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221212
FILED AS OF DATE: 20221214
DATE AS OF CHANGE: 20221214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN GARY G
CENTRAL INDEX KEY: 0001137443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 221463341
MAIL ADDRESS:
STREET 1: C/O RESTORATION HARDWARE INC
STREET 2: 15 KOCH RD. SUITE J
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RH
CENTRAL INDEX KEY: 0001528849
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 453052669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0128
BUSINESS ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
BUSINESS PHONE: 415-924-1005
MAIL ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
FORMER COMPANY:
FORMER CONFORMED NAME: Restoration Hardware Holdings Inc
DATE OF NAME CHANGE: 20110830
4
1
tm2232670-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-12
0
0001528849
RH
RH
0001137443
FRIEDMAN GARY G
C/O RH
15 KOCH RD, SUITE J
CORTE MADERA
CA
94925
1
1
1
0
Chairman & CEO
Common Stock
2022-12-12
4
M
0
216641
75.43
A
3196799
D
Common Stock
2022-12-12
4
S
0
13413
248.88
D
3183386
D
Common Stock
2022-12-12
4
S
0
31959
249.89
D
3151427
D
Common Stock
2022-12-12
4
S
0
27121
250.63
D
3124306
D
Common Stock
2022-12-12
4
S
0
33325
251.93
D
3090981
D
Common Stock
2022-12-12
4
S
0
69537
252.68
D
3021444
D
Common Stock
2022-12-12
4
S
0
13580
253.48
D
3007864
D
Common Stock
2022-12-12
4
S
0
4578
254.52
D
3003286
D
Common Stock
2022-12-12
4
S
0
7604
256.01
D
2995682
D
Common Stock
2022-12-12
4
S
0
5919
256.98
D
2989763
D
Common Stock
2022-12-12
4
S
0
4025
257.84
D
2985738
D
Common Stock
2022-12-12
4
S
0
1000
258.84
D
2984738
D
Common Stock
2022-12-12
4
S
0
600
260.55
D
2984138
D
Common Stock
2022-12-12
4
S
0
280
262.49
D
2983858
D
Common Stock
2022-12-12
4
S
0
3400
265.10
D
2980458
D
Common Stock
2022-12-12
4
S
0
300
266.20
D
2980158
D
Stock Option (Right to Buy)
75.43
2022-12-12
4
M
0
216641
0
D
2023-07-02
Common Stock
216641
0
D
The sale transactions reported in this Form 4 are part of a series of transactions undertaken by the Reporting Person from December 12 through December 14, 2022 with respect to an aggregate sale of 675,095 shares of common stock. The aggregate number of shares sold was determined in order to raise sufficient funds to pay the exercise price and withholding taxes with respect to the exercise by the Reporting Person of a stock option for 1,000,000 shares of common stock that was set to expire in July, 2023.
This transaction was executed in multiple trades ranging from $248.25 to $249.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $249.28 to $250.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $250.29 to $251.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $251.30 to $252.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $252.31 to $253.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $253.33 to $254.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $254.36 to $255.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $255.49 to $256.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $256.51 to $257.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $257.55 to $258.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $258.63 to $259.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $260.30 to $261.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $262.00 to $262.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $264.66 to $265.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $266.02 to $266.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Fully vested.
/s/ Edward T. Lee as Attorney-In-Fact
2022-12-14