0001104659-22-127059.txt : 20221214 0001104659-22-127059.hdr.sgml : 20221214 20221214185638 ACCESSION NUMBER: 0001104659-22-127059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221212 FILED AS OF DATE: 20221214 DATE AS OF CHANGE: 20221214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN GARY G CENTRAL INDEX KEY: 0001137443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35720 FILM NUMBER: 221463341 MAIL ADDRESS: STREET 1: C/O RESTORATION HARDWARE INC STREET 2: 15 KOCH RD. SUITE J CITY: CORTE MADERA STATE: CA ZIP: 94925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RH CENTRAL INDEX KEY: 0001528849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 453052669 STATE OF INCORPORATION: DE FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 BUSINESS PHONE: 415-924-1005 MAIL ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Hardware Holdings Inc DATE OF NAME CHANGE: 20110830 4 1 tm2232670-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-12 0 0001528849 RH RH 0001137443 FRIEDMAN GARY G C/O RH 15 KOCH RD, SUITE J CORTE MADERA CA 94925 1 1 1 0 Chairman & CEO Common Stock 2022-12-12 4 M 0 216641 75.43 A 3196799 D Common Stock 2022-12-12 4 S 0 13413 248.88 D 3183386 D Common Stock 2022-12-12 4 S 0 31959 249.89 D 3151427 D Common Stock 2022-12-12 4 S 0 27121 250.63 D 3124306 D Common Stock 2022-12-12 4 S 0 33325 251.93 D 3090981 D Common Stock 2022-12-12 4 S 0 69537 252.68 D 3021444 D Common Stock 2022-12-12 4 S 0 13580 253.48 D 3007864 D Common Stock 2022-12-12 4 S 0 4578 254.52 D 3003286 D Common Stock 2022-12-12 4 S 0 7604 256.01 D 2995682 D Common Stock 2022-12-12 4 S 0 5919 256.98 D 2989763 D Common Stock 2022-12-12 4 S 0 4025 257.84 D 2985738 D Common Stock 2022-12-12 4 S 0 1000 258.84 D 2984738 D Common Stock 2022-12-12 4 S 0 600 260.55 D 2984138 D Common Stock 2022-12-12 4 S 0 280 262.49 D 2983858 D Common Stock 2022-12-12 4 S 0 3400 265.10 D 2980458 D Common Stock 2022-12-12 4 S 0 300 266.20 D 2980158 D Stock Option (Right to Buy) 75.43 2022-12-12 4 M 0 216641 0 D 2023-07-02 Common Stock 216641 0 D The sale transactions reported in this Form 4 are part of a series of transactions undertaken by the Reporting Person from December 12 through December 14, 2022 with respect to an aggregate sale of 675,095 shares of common stock. The aggregate number of shares sold was determined in order to raise sufficient funds to pay the exercise price and withholding taxes with respect to the exercise by the Reporting Person of a stock option for 1,000,000 shares of common stock that was set to expire in July, 2023. This transaction was executed in multiple trades ranging from $248.25 to $249.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $249.28 to $250.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $250.29 to $251.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $251.30 to $252.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $252.31 to $253.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $253.33 to $254.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $254.36 to $255.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $255.49 to $256.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $256.51 to $257.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $257.55 to $258.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $258.63 to $259.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $260.30 to $261.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $262.00 to $262.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $264.66 to $265.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $266.02 to $266.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. Fully vested. /s/ Edward T. Lee as Attorney-In-Fact 2022-12-14