X0306 4 2017-01-03 0001137411 ROCKWELL COLLINS INC COL 0001211057 DAVIS CHRIS A 400 COLLINS ROAD NE M/S 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2017-01-03 4 A 0 337 93.09 A 41741.419 D Common Stock 14946.759 D Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Includes dividend equivalents issued quarterly on the restricted stock units. 6,413 of these shares are restricted shares and were delivered as compensation for services as a Director. The restricted shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares acquired under a dividend reinvestment program. Joshua A. Mullin 2017-01-04