0001193125-18-344256.txt : 20181207 0001193125-18-344256.hdr.sgml : 20181207 20181207083034 ACCESSION NUMBER: 0001193125-18-344256 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 EFFECTIVENESS DATE: 20181207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 181222215 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 15-12B 1 d663739d1512b.htm 15-12B 15-12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 15

 

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 001-16445

 

 

ROCKWELL COLLINS, INC.

(Exact name of registrant as specified in its charter)

 

 

400 Collins Road NE

Cedar Rapids, Iowa 52498

(319) 295-1000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, par value $.01 per share

1.950% Notes due 2019

5.25% Notes due 2019

3.100% Notes due 2021

2.800% Notes due 2022

3.700% Notes due 2023

3.200% Notes due 2024

3.500% Notes due 2027

4.800% Notes due 2043

4.350% Notes due 2047

Preferred Stock, without par value

Debt Securities

Warrants to Purchase Common Stock

Warrants to Purchase Preferred Stock

Warrants to Purchase Debt Securities

Preferred Share Purchase Rights

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)   ☒
Rule 12g-4(a)(2)   ☐
Rule 12h-3(b)(1)(i)   ☒
Rule 12h-3(b)(1)(ii)   ☐
Rule 15d-6   ☐
Rule 15d-22(b)   ☐

Approximate number of holders of record as of the certification or notice date:

Common Stock, par value $.01 per share: 1

1.950% Notes due 2019: 57

5.25% Notes due 2019: 54

3.100% Notes due 2021: 46

2.800% Notes due 2022: 67

3.700% Notes due 2023: 48

3.200% Notes due 2024: 76

3.500% Notes due 2027: 61

4.800% Notes due 2043: 25

4.350% Notes due 2047: 39

Preferred Stock, without par value, Debt Securities, Warrants to Purchase Common Stock, Warrants to Purchase Preferred Stock, Warrants to Purchase Debt Securities and Preferred Share Purchase Rights: 0

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Rockwell Collins, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date: December 7, 2018    

By:

  

/s/ Patrick E. Allen

   

Name:

  

Patrick E. Allen

   

Title:

  

Vice President, Chief Financial Officer & Treasurer