0001137411-18-000117.txt : 20181128 0001137411-18-000117.hdr.sgml : 20181128 20181128120133 ACCESSION NUMBER: 0001137411-18-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LILLEY DAVID CENTRAL INDEX KEY: 0001205336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 181204813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-26 1 0001137411 ROCKWELL COLLINS INC COL 0001205336 LILLEY DAVID 400 COLLINS ROAD NE M/S 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2018-11-26 4 D 0 35596.442 D 0 D Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. Joshua A. Mullin, Attorney-in-Fact 2018-11-28