0001137411-18-000101.txt : 20181113 0001137411-18-000101.hdr.sgml : 20181113 20181113182910 ACCESSION NUMBER: 0001137411-18-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortberg Robert Kelly CENTRAL INDEX KEY: 0001377692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 181179749 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-124 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-13 0001137411 ROCKWELL COLLINS INC COL 0001377692 Ortberg Robert Kelly M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 1 0 0 Chairman, Pres & CEO Common Stock 2018-11-13 4 F 0 3747 131.48 D 143727.574 D Common Stock 5166.5656 I By Savings Plan Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. Includes shares acquired under the Company's employee stock purchase plan. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2018. Joshua A. Mullin, Attorney-in-Fact 2018-11-13