0001137411-18-000083.txt : 20181002 0001137411-18-000083.hdr.sgml : 20181002 20181002165232 ACCESSION NUMBER: 0001137411-18-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortberg Robert Kelly CENTRAL INDEX KEY: 0001377692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 181102095 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-124 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-10-01 0001137411 ROCKWELL COLLINS INC COL 0001377692 Ortberg Robert Kelly M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 1 0 0 Chairman, Pres & CEO Common Stock 2018-10-01 4 A 0 32854 0 A 162003.574 D Common Stock 2018-10-01 4 F 0 14529 141.27 D 147474.574 D Common Stock 5151.8055 I By Savings Plan Vesting of performance shares granted on November 9, 2015 under the Company's Long-Term Incentives Plan ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of September 1, 2018. Joshua A. Mullin, Attorney-in-Fact 2018-10-02