0001137411-17-000079.txt : 20170602 0001137411-17-000079.hdr.sgml : 20170602 20170602113719 ACCESSION NUMBER: 0001137411-17-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANDERSKI JEFFREY A. CENTRAL INDEX KEY: 0001596872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17886838 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-01 0001137411 ROCKWELL COLLINS INC COL 0001596872 STANDERSKI JEFFREY A. 400 COLLINS ROAD N.E. CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP, Human Resources Common Stock 2017-06-01 4 M 0 6300 70.97 A 10519 D Common Stock 2017-06-01 4 S 0 2700 107.98 D 7819 D Common Stock 2017-06-01 4 S 0 3600 108.78 D 4219 D Common Stock 3633.5326 I By Savings Plan Stock Option (Right to Buy) 70.97 2017-06-01 4 M 0 6300 0 D 2023-11-11 Common Stock 6300 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017. The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $108.477 to $109.162, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2017. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Joshua A. Mullin, Attorney-in-Fact 2017-06-02