0001137411-13-000161.txt : 20131009 0001137411-13-000161.hdr.sgml : 20131009 20131009124631 ACCESSION NUMBER: 0001137411-13-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131008 FILED AS OF DATE: 20131009 DATE AS OF CHANGE: 20131009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ortberg Robert Kelly CENTRAL INDEX KEY: 0001377692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 131142943 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-124 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-08 0001137411 ROCKWELL COLLINS INC COL 0001377692 Ortberg Robert Kelly M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 1 0 0 CEO & President Common Stock 2013-10-08 4 M 0 4717 27.97 A 42957.076 D Common Stock 4264.736 I By Savings Plan Stock Option (Right to Buy) 27.97 2013-10-08 4 M 0 4717 0 A 2013-11-06 Common Stock 4717 0 D Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of October 1, 2013. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of October 1, 2013. Employee stock options granted pursuant to the Company's stock based plans. The exercise was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2013. The options are currently exercisable. Gary R. Chadick, Attorney-in-Fact 2013-10-09