0001137411-13-000121.txt : 20130717 0001137411-13-000121.hdr.sgml : 20130717 20130717155405 ACCESSION NUMBER: 0001137411-13-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130715 FILED AS OF DATE: 20130717 DATE AS OF CHANGE: 20130717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ABZUG BARRY M CENTRAL INDEX KEY: 0001191568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 13972659 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-15 0001137411 ROCKWELL COLLINS INC COL 0001191568 ABZUG BARRY M M/S 124-303 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 Sr. VP, Corporate Development Common Stock 2013-07-15 4 M 0 5345 44.85 A 19325.8982 D Common Stock 2013-07-15 4 M 0 1726 57.92 A 21051.8982 D Common Stock 2013-07-15 4 M 0 600 30.39 A 21651.8982 D Common Stock 2013-07-15 4 S 0 3116 68.00 D 18535.8982 D Common Stock 2013-07-16 4 M 0 5255 44.85 A 23790.8982 D Common Stock 2013-07-16 4 M 0 7274 57.92 A 31064.8982 D Common Stock 2013-07-16 4 M 0 4200 30.39 A 35264.8982 D Common Stock 2013-07-16 4 S 0 16729 68.00 D 18535.8982 D Common Stock 38.5477 I By Savings Plan Stock Option (Right to Buy) 44.85 2013-07-15 4 M 0 5345 0 A 2015-11-17 Common Stock 5345 5255 D Stock Option (Right to Buy) 57.92 2013-07-15 4 M 0 1726 0 A 2016-11-09 Common Stock 1726 7274 D Stock Option (Right to Buy) 30.39 2013-07-15 4 M 0 600 0 A 2018-11-21 Common Stock 600 24200 D Stock Option (Right to Buy) 44.85 2013-07-16 4 M 0 5255 0 A 2015-11-17 Common Stock 5255 0 D Stock Option (Right to Buy) 57.92 2013-07-16 4 M 0 7274 0 A 2016-11-09 Common Stock 7274 0 D Stock Option (Right to Buy) 30.39 2013-07-16 4 M 0 4200 0 A 2018-11-21 Common Stock 4200 20000 D Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013. Stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013. Gary R. Chadick, Attorney-in-Fact 2013-07-17