0001137411-12-000091.txt : 20120725 0001137411-12-000091.hdr.sgml : 20120725 20120725173602 ACCESSION NUMBER: 0001137411-12-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120723 FILED AS OF DATE: 20120725 DATE AS OF CHANGE: 20120725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES CLAYTON M CENTRAL INDEX KEY: 0001191566 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 12979587 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-23 0001137411 ROCKWELL COLLINS INC COL 0001191566 JONES CLAYTON M M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 1 1 0 0 Chairman, President and CEO Common Stock 2012-07-23 4 M 0 33334 20.97 A 159611 D Common Stock 2012-07-23 4 S 0 279 48.03 D 159332 D Common Stock 2012-07-23 4 S 0 521 48.04 D 158811 D Common Stock 2012-07-23 4 S 0 560 48.05 D 158251 D Common Stock 2012-07-23 4 S 0 300 48.06 D 157951 D Common Stock 2012-07-23 4 S 0 200 48.07 D 157751 D Common Stock 2012-07-23 4 S 0 200 48.08 D 157551 D Common Stock 2012-07-23 4 S 0 600 48.09 D 156951 D Common Stock 2012-07-23 4 S 0 300 48.10 D 156651 D Common Stock 2012-07-23 4 S 0 600 48.11 D 156051 D Common Stock 2012-07-23 4 S 0 100 48.12 D 155951 D Common Stock 2012-07-23 4 S 0 393 48.13 D 155558 D Common Stock 2012-07-23 4 S 0 100 48.15 D 155458 D Common Stock 2012-07-23 4 S 0 200 48.16 D 155258 D Common Stock 2012-07-23 4 S 0 600 48.17 D 154658 D Common Stock 2012-07-23 4 S 0 1500 48.18 D 153158 D Common Stock 2012-07-23 4 S 0 300 48.19 D 152858 D Common Stock 2012-07-23 4 S 0 200 48.20 D 152658 D Common Stock 2012-07-23 4 S 0 100 48.21 D 152558 D Common Stock 2012-07-23 4 S 0 400 48.22 D 152158 D Common Stock 2012-07-23 4 S 0 300 48.23 D 151858 D Common Stock 2012-07-23 4 S 0 587 48.24 D 151271 D Common Stock 2012-07-23 4 S 0 423 48.25 D 150848 D Common Stock 2012-07-23 4 S 0 390 48.26 D 150458 D Common Stock 2012-07-23 4 S 0 400 48.27 D 150058 D Common Stock 2012-07-23 4 S 0 900 48.28 D 149158 D Common Stock 2012-07-23 4 S 0 600 48.29 D 148558 D Common Stock 2012-07-23 4 S 0 400 48.30 D 148158 D Common Stock 21950 I By GRATs Common Stock 14506.7254 I By Savings Plan Employee Stock Option (Right to Buy) 20.97 2012-07-23 4 M 0 33334 0 D 2012-09-11 Common Stock 33334 58435 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2012. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2012. Employee stock options granted pursuant to the Company's stock based plans. The options became exercisable in three substantially equal installments on September 11, 2003, 2004 and 2005. Gary R. Chadick, Attorney-in-Fact 2012-07-25