8-K 1 j4704_8k.htm 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):
August 5, 2002

 

 

Rockwell Collins, Inc.
(Exact name of registrant as specified in its charter)

 

 

 

Delaware

 

001-16445

 

52-2314475

(State or other jurisdiction

 

(Commission File Number)

 

(I.R.S. Employer

of incorporation or organization)

 

 

 

Identification No.)

 

 

 

 

 

400 Collins Road NE, Cedar Rapids, Iowa

 

 

 

52498

(Address of principal executive offices)

 

 

 

(Zip Code)

 

 

Registrant’s telephone number, including area code: (319) 295-1000

 

 

 

 

INFORMATION TO BE INCLUDED IN THE REPORT

 

Item 7.                    Financial Statements, Pro Forma Financial Information and Exhibits.

 

(c)           Exhibits.

 

99.1                           Statement Under Oath Of Principal Executive Officer Regarding Facts And Circumstances Relating To Exchange Act Filings.

99.2                           Statement Under Oath Of Principal Financial Officer Regarding Facts And Circumstances Relating To Exchange Act Filings.

 

 

Item 9.                    Regulation FD Disclosure.

 

                Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, Order File No. 4-460, Clayton M. Jones, Chairman, President and Chief Executive Officer, and Lawrence A. Erickson, Senior Vice President and Chief Financial Officer, have signed sworn statements.  A copy of each of these statements is attached as an exhibit to this report.

 

 

1

 

Signature

 

                Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

ROCKWELL COLLINS, INC.

 

(Registrant)

 

 

 

By

/s/ Gary R. Chadick

 

Gary R. Chadick

 

Senior Vice President,

 

General Counsel and Secretary

 

Dated:    August 5, 2002

 

 

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EXHIBIT INDEX

 

Exhibit
Number

 

Description

99.1

 

Statement Under Oath Of Principal Executive Officer Regarding Facts And Circumstances Relating To Exchange Act Filings

99.2

 

Statement Under Oath Of Principal Financial Officer Regarding Facts And Circumstances Relating To Exchange Act Filings

 

 

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