SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Dinu Raluca

(Last) (First) (Middle)
C/O LUMERA CORPORATION
19910 NORTH CREEK PARKWAY

(Street)
BOTHELL WA US 98011

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/04/2008
3. Issuer Name and Ticker or Trading Symbol
LUMERA CORP [ LMRA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (1) 04/30/2011 Common Stock 6,000 $10 D
Non-Qualified Stock Option (1) 01/01/2012 Common Stock 4,000 $10 D
Non-Qualified Stock Option (2) 07/01/2013 Common Stock 2,250 $2 D
Incentive Stock Option (1) 03/23/2015 Common Stock 16,000 $5.12 D
Incentive Stock Option (1) 04/13/2016 Common Stock 40,000 $3.82 D
Non-Qualified Stock Option (1) 03/01/2017 Common Stock 11,253 $4.28 D
Incentive Stock Option (1) 03/01/2017 Common Stock 48,747 $4.28 D
Incentive Stock Option (1) 03/04/2018 Common Stock 34,520 $2.27 D
Non-Qualified Stock Option (1) 03/04/2018 Common Stock 40,480 $2.27 D
Explanation of Responses:
1. The options vest in four equal installments on each of the first four anniversaries of the grant date.
2. Options vested in equal installments on July 1, 2004, July 1, 2005, July 1, 2006 and July 1, 2007.
/s/ Raluca Dinu 04/01/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.