Authorized Participants Record:
1 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,497,275.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,082,169.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 28,812,776.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 892,870.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,419,521.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,767,043.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,435,592.00000000 |
Authorized Participants Record:
29 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 913,178.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 13,581,614.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 60,757,232.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,079,029.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,089,022.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,218,296.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,227,972.25000000 |
Authorized Participants Record:
2 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 20,867,468.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 29,090,259.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,184,737.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 11,290,972.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,840,817.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,183,204.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,526,703.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 55,523,868.25000000 |
Authorized Participants Record:
37 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 138,253,287.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 9,024,999.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 75,233,132.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,339,144.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,298,707.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 29,877,840.50000000 |
Authorized Participants Record:
23 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 11,489,475.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 60,520,499.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 37,960,252.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 32,273,163.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 91,961,767.50000000 |
Authorized Participants Record:
36 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 31,902,766.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,447,498.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 44,556,646.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 51,378,637.50000000 |
Authorized Participants Record:
7 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 274,844,669.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 186,030,069.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 435,277,463.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 652,585,437.50000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,228,164.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,889,920.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 17,714,860.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 36,578,179.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 13,686,684.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 460,642,293.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 129,275,442.50000000 |
Authorized Participants Record:
6 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,861,094.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 35,789,583.00000000 |
Authorized Participants Record:
13 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 88,253,429.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 184,046,029.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 247,806,044.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 32,697,039.50000000 |
Authorized Participants Record:
16 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,788,147.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 20,668,832.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 32,514,230.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 12,790,713.50000000 |
Authorized Participants Record:
20 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 28,320,802.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 81,080,370.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,406,064.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,718,043.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,330,145.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,693,497.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,120,683.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 6,904,446.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 78,752,758.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 38,041,122.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 50,887,188.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,085,024.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,270,178.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 129,695,377.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 13,928,793.50000000 |
Authorized Participants Record:
23 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 852,101,007.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 253,637,465.50000000 |
Authorized Participants Record:
37 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 28,717,614.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,420,551.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,132,214.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,393,757.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 6,840,846.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 9,046,997.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,522,087.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,133,438.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 13,523,766.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. Identifying number(s) |
LEI | RCNB6OTYUAMMP879YW96 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. Identifying number(s) |
LEI | T6FIZBDPKLYJKFCRVK44 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. Identifying number(s) |
LEI | MBNUM2BPBDO7JBLYG310 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. Identifying number(s) |
LEI | 7TK5RJIZDFROZCA6XF66 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. Identifying number(s) |
LEI | KBVRJ5K57JZ3E2AVWX40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. Identifying number(s) |
LEI | 549300L8G1E7ZHVEOG75 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. Identifying number(s) |
LEI | 549300F35UE0BOM1WJ55 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. Identifying number(s) |
LEI | VYVVCKR63DVZZN70PB21 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. Identifying number(s) |
LEI | 549300CSX55MXZ47EI78 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. Identifying number(s) |
LEI | RUC0QBLBRPRCU4W1NE59 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. Identifying number(s) |
LEI | ZI8Q1A8EI8LQFJNM0D94 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. Identifying number(s) |
LEI | 549300HN4UKV1E2R3U73 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. Identifying number(s) |
LEI | 5493004J7H4GCPG6OB62 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. Identifying number(s) |
LEI | ZBUT11V806EZRVTWT807 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. Identifying number(s) |
LEI | 54930088MP91YZQJT494 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. Identifying number(s) |
LEI | 549300670K07JRB5UQ40 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. Identifying number(s) |
LEI | 7VHWWWW4UJS7NUM3PT30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. Identifying number(s) |
LEI | 1V8Y6QCX6YMJ2OELII46 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. Identifying number(s) |
LEI | 549300LCO2FLSSVFFR64 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. Identifying number(s) |
LEI | 58PU97L1C0WSRCWADL48 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. Identifying number(s) |
LEI | AC28XWWI3WIBK2824319 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. Identifying number(s) |
LEI | 50OBSE5T5521O6SMZR28 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. Identifying number(s) |
LEI | 9J6MBOOO7BECTDTUZW19 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Marex Capital Markets Inc. |
b. SEC file number | 8-69039 |
c. CRD number | 000161014 |
d. Identifying number(s) |
LEI | 5493006BWPDUCYG6EQ34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. Identifying number(s) |
LEI | K5HU16E3LMSVCCJJJ255 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. Identifying number(s) |
LEI | 549300RA02N3BNSWBV74 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,707,836.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. Identifying number(s) |
LEI | 549300PMHS66E71I2D34 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,580,264.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. Identifying number(s) |
LEI | OXTKY6Q8X53C9ILVV871 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. Identifying number(s) |
LEI | 12UUJYTN7D3SW8KCSG25 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Credit Suisse Securities (Europe) Limited |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. Identifying number(s) |
LEI | DL6FFRRLF74S01HE2M14 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. Identifying number(s) |
LEI | 5493005RJDJD18OPUP27 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. Identifying number(s) |
LEI | 9R7GPTSO7KV3UQJZQ078 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. Identifying number(s) |
LEI | CYYGQCGNHMHPSMRL3R97 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. Identifying number(s) |
LEI | FOR8UP27PHTHYVLBNG30 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,715,348.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 18,042,693.50000000 |
Authorized Participants Record:
36 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. Identifying number(s) |
LEI | 549300ZM16HMPEPNV857 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,450,453.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. Identifying number(s) |
LEI | 21380037YFKONTT23854 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. Identifying number(s) |
LEI | 549300U16G4LU3V6C598 |
RSSD ID | |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |