N-PX 1 vev812202npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-10325 VanEck Vectors ETF Trust (Exact name of registrant as specified in charter) 666 3rd Ave - 9th Floor, New York, N.Y. 10017-4033 (Address of Principal Executive Office) Jan F. van Eck Chief Executive Officer VanEck Vectors ETF Trust 666 3rd Ave - 9th Floor New York, NY 10017-4033 (Name and Address of Agent for Service) Registrants telephone number, including area code: (212) 293-2000 Date of fiscal year end: Various Date of reporting period: July 1, 2019 through June 30, 2020 Fund Name : VanEck Vectors Emerging Markets Aggregate Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Emerging Markets High Yield Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Fallen Angel High Yield Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Investment Grade Floating Rate ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors High-Yield Municipal Index ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors AMT-Free Intermediate Municipal Index ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors AMT-Free Long Municipal Index ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Short High-Yield Municipal Index ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors AMT-Free Short Municipal Index ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors ChinaAMC China Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors J. P. Morgan EM Local Currency Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Green Bond ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Long/Flat Trend ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : Vaneck Vectors Municipal Allocation ETF The fund did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name : VanEck Vectors Africa Index ETF ________________________________________________________________________________ Absa Group Limited Ticker Security ID: Meeting Date Meeting Status ABG CINS S0270C106 06/04/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Re-elect Mark Merson Mgmt For For For 3 Re-elect Wendy Mgmt For For For Lucas-Bull 4 Re-elect Colin Beggs Mgmt For For For 5 Re-elect Daniel Hodge Mgmt For For For 6 Re-elect Jason Quinn Mgmt For For For 7 Elect Ihron Rensburg Mgmt For For For 8 Elect Rose Keanly Mgmt For For For 9 Elect Swithin Mgmt For For For Munyantwali 10 Elect Daniel Mminele Mgmt For For For 11 Elect Audit and Mgmt For For For Compliance Committee Member (Alex Darko) 12 Elect Audit and Mgmt For Against Against Compliance Committee Member (Daisy Naidoo) 13 Elect Audit and Mgmt For For For Compliance Committee Member (Tasneem Abdool-Samad) 14 Elect Audit and Mgmt For For For Compliance Committee Member (Swithin Munyantwali) 15 General Authority to Mgmt For For For Issue Shares 16 Approve Remuneration Mgmt For For For Policy 17 Approve Remuneration Mgmt For For For Implementation Report 18 Reporting on the Mgmt For For For Company's Approach to Climate-Related Risks 19 Approve NEDs' Fees Mgmt For For For 20 Increase in Authorized Mgmt For For For Share Capital 21 Authority to Mgmt For For For Repurchase Shares 22 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Anglo American Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 06/25/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Cutifani Mgmt For For For 2 Elect John M. Vice Mgmt For For For 3 Elect Nkateko (Peter) Mgmt For For For Mageza 4 Elect Natascha Viljoen Mgmt For For For 5 Elect Audit and Risk Mgmt For For For Committee Member (Nkateko (Peter) Mageza) 6 Elect Audit and Risk Mgmt For For For Committee Member (John M. Vice) 7 Elect Audit and Risk Mgmt For For For Committee Member (Dhanasagree (Daisy) Naidoo) 8 Appointment of Auditor Mgmt For For For 9 Amendment to Long Term Mgmt For For For Incentives Plan 10 General Authority to Mgmt For For For Issue Shares 11 Authorisation of Legal Mgmt For For For Formalities 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For 15 Approve Financial Mgmt For For For Assistance 16 Authority to Mgmt For For For Repurchase Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 05/05/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Elect Hixonia Nyasulu Mgmt For For For 4 Elect Nonkululeko Mgmt For For For Nyembezi 5 Elect Ian R. Ashby Mgmt For For For 6 Elect Marcelo H. Bastos Mgmt For For For 7 Elect Stuart Chambers Mgmt For For For 8 Elect Mark Cutifani Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Tony O'Neill Mgmt For For For 11 Elect Stephen T. Pearce Mgmt For For For 12 Elect Jim Rutherford Mgmt For For For 13 Elect Anne Stevens Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Remuneration Policy Mgmt For For For (Binding) 17 Remuneration Report Mgmt For For For (Advisory) 18 Long-Term Incentive Mgmt For For For Plan 19 Bonus Share Plan Mgmt For For For 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Sipho M. Mgmt For For For Pityana 2 Re-elect Albert H. Mgmt For For For Garner 3 Re-elect Rhidwaan Mgmt For For For Gasant 4 Elect Maria Ramos Mgmt For For For 5 Elect Nelisiwe Magubane Mgmt For For For 6 Elect Audit and Risk Mgmt For For For Committee Member (Rhidwaan Gasant) 7 Elect Audit and Risk Mgmt For For For Committee Member (Maria Richter) 8 Elect Audit and Risk Mgmt For For For Committee Member (Alan M. Ferguson) 9 Elect Audit and Risk Mgmt For For For Committee Member (Jochen Tilk) 10 Appointment of Auditor Mgmt For For For 11 General Authority to Mgmt For For For Issue Shares 12 Remuneration Policy Mgmt For For For 13 Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Amendments to Mgmt For For For Memorandum of Incorporation 19 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Aspen Pharmacare Holdings Ltd Ticker Security ID: Meeting Date Meeting Status APN CINS S0754A105 12/05/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Social and Ethics Mgmt For For For Committee Report 3 Re-Elect Douglas Mgmt For For For (Kuseni) Dlamini 4 Re-Elect Ben J. Kruger Mgmt For For For 5 Elect Themba Mkhwanazi Mgmt For For For 6 Elect Babalwa Ngonyama Mgmt For For For 7 Elect David S. Redfern Mgmt For For For 8 Elect Sindiswa (Sindi) Mgmt For For For V. Zilwa 9 Appointment of Auditor Mgmt For For For 10 Elect Audit and Risk Mgmt For For For Committee Member (Linda de Beer) 11 Elect Audit and Risk Mgmt For For For Committee Member (Ben J. Kruger) 12 Elect Audit and Risk Mgmt For For For Committee Member (Babalwa Ngonyama) 13 Elect Audit and Risk Mgmt For For For Committee Member (Sindiswa (Sindi) V. Zilwa) 14 General Authority to Mgmt For For For Issue Shares 15 Authority to Issue Mgmt For For For Shares for Cash 16 Authorization of Legal Mgmt For For For Formalities 17 Remuneration Policy Mgmt For For For 18 Remuneration Mgmt For For For Implementation Report 19 Approve NEDs' Fees Mgmt For For For (Chair) 20 Approve NEDs' Fees Mgmt For For For (Member) 21 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Chair) 22 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Member) 23 Approve NEDs' Fees Mgmt For For For (Remuneration and Nomination Committee Chair) 24 Approve NEDs' Fees Mgmt For For For (Remuneration and Nomination Committee Member) 25 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Chair) 26 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Member) 27 Approval of Financial Mgmt For For For Assistance (Section 45) 28 Authority to Mgmt For For For Repurchase Shares 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Attijariwafa Bank Ticker Security ID: Meeting Date Meeting Status ATW CINS V0378K147 06/29/2020 Take No Action Meeting Type Country of Trade Mix Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Related Party Mgmt For TNA N/A Transactions 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A and Auditors' Acts 6 Directors' Fees Mgmt For TNA N/A 7 Re-election of Mgmt For TNA N/A Directors 8 Appointment of Auditors Mgmt For TNA N/A 9 Authority to Issue Mgmt For TNA N/A Bonds 10 Elect Azdine El Mgmt For TNA N/A Mountassir Billah 11 Authorisation of Legal Mgmt For TNA N/A Formalities 12 Convert Shares Mgmt For TNA N/A 13 Convene the Meeting & Mgmt For TNA N/A Confirm Quorum 14 Amendments to Articles Mgmt For TNA N/A 15 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ AVI Limited Ticker Security ID: Meeting Date Meeting Status AVI CINS S0808A101 11/07/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect James R. Mgmt For For For Hersov 4 Re-elect Michael Mgmt For For For Koursaris 5 Re-elect Simon L. Mgmt For For For Crutchley 6 Elect Alexandra Muller Mgmt For For For 7 Elect Audit and Risk Mgmt For For For Committee Member (Michael J. Bosman) 8 Elect Audit and Risk Mgmt For For For Committee Member (James R. Hersov) 9 Elect Audit and Risk Mgmt For For For Committee Member (Alexandra Muller) 10 Approve NEDs' Fees Mgmt For For For (Board Members) 11 Approve NEDs' Fees Mgmt For For For (Board Chair) 12 Approve NEDs' Fees Mgmt For For For (Foreign Board Member) 13 Approve NEDs' Fees Mgmt For For For (Remuneration, Nomination and Appointments Committee Members) 14 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Members) 15 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Members) 16 Approve NEDs' Fees Mgmt For For For (Remuneration, Nomination and Appointments Committee Chair) 17 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Chair) 19 Authority to Mgmt For For For Repurchase Shares 20 Approve Remuneration Mgmt For For For Policy 21 Approve Implementation Mgmt For For For Report ________________________________________________________________________________ B2Gold Corp. Ticker Security ID: Meeting Date Meeting Status BTO CUSIP 11777Q209 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kevin Bullock Mgmt For For For 2.2 Elect Robert Cross Mgmt For For For 2.3 Elect Robert Gayton Mgmt For For For 2.4 Elect Clive Johnson Mgmt For For For 2.5 Elect George Johnson Mgmt For For For 2.6 Elect Jerry R. Korpan Mgmt For For For 2.7 Elect Bongani Mtshisi Mgmt For For For 2.8 Elect Robin Weisman Mgmt For For For 2.9 Elect Liane Kelly Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Mgmt For For For Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank of Africa Ticker Security ID: Meeting Date Meeting Status BCE CINS V05257106 06/23/2020 Take No Action Meeting Type Country of Trade Mix Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Mgmt For TNA N/A Profits/Dividends 4 Authority to Issue Mgmt For TNA N/A Bonus Shares 5 Issuance Terms Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Related Party Mgmt For TNA N/A Transactions 8 Ratification of Mgmt For TNA N/A Auditor's Acts 9 Appointment of Auditor Mgmt For TNA N/A (KPMG) 10 Appointment of Auditor Mgmt For TNA N/A (Fidaroc Grant Thornton) 11 Ratification of Board Mgmt For TNA N/A Acts 12 Ratification of Mgmt For TNA N/A Co-option of Marc Beaujean 13 Elect Lucien Miara Mgmt For TNA N/A 14 Authority to Issue Mgmt For TNA N/A Shares w/ Preemptive Rights 15 Amendments to Articles Mgmt For TNA N/A 16 Authority to Increase Mgmt For TNA N/A Capital for Bonus Share Issuance 17 Issuance Terms Mgmt For TNA N/A 18 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Banque Centrale Populaire Ticker Security ID: Meeting Date Meeting Status BCP CINS V0985N104 06/29/2020 Take No Action Meeting Type Country of Trade Ordinary Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A and Auditors' Acts 4 Related Party Mgmt For TNA N/A Transactions 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Special Mgmt For TNA N/A Report 7 Election of Directors Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A 9 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Banque Marocaine Du Commerce Exterieur Ticker Security ID: Meeting Date Meeting Status BCE CINS V08866143 03/05/2020 Take No Action Meeting Type Country of Trade Special Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Change of Company Name Mgmt For TNA N/A 3 Amendments to Article Mgmt For TNA N/A 2 (Change of Company Name) 4 Authorization of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Banque Marocaine Du Commerce Exterieur Ticker Security ID: Meeting Date Meeting Status BCE CINS V08866143 09/04/2019 Take No Action Meeting Type Country of Trade Special Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Issuance of Shares w/o Mgmt For TNA N/A Preemptive Rights 3 Suppression of Mgmt For TNA N/A Preemptive Rights 4 Issuance Terms Mgmt For TNA N/A 5 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Barloworld Limited Ticker Security ID: Meeting Date Meeting Status BAW CINS S08470189 02/12/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Frances N. O. Mgmt For For For Edozien 3 Re-elect Dominic M. Mgmt For For For Sewela 4 Re-elect Sango S. Mgmt For For For Ntsaluba 5 Elect Nopasika V. Lila Mgmt For For For 6 Elect Audit Committee Mgmt For For For Chair (Sango S. Ntsaluba) 7 Elect Audit Committee Mgmt For For For Member (Hester H. Hickey) 8 Elect Audit Committee Mgmt For For For Member (Michael Lynch-Bell) 9 Elect Audit Committee Mgmt For For For Member (Nomavuso P. Mnxasana) 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Adopt The Barloworld Mgmt For For For Limited Conditional Share Plan 12 Amendment to the Mgmt For For For Forfeitable Share Plan 2009 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 Approve NEDs Fees Mgmt For For For (Chair of the Board) 16 Approve NEDs Fees Mgmt For For For (Resident NEDs) 17 Approve NEDs Fees Mgmt For For For (Non-resident NEDs) 18 Approve NEDs Fees Mgmt For For For (Resident Audit Committee Chair) 19 Approve NEDs Fees Mgmt For For For (Resident Audit Committee Members) 20 Approve NEDs Fees Mgmt For For For (Non-resident Audit Committee Members) 21 Approve NEDs Fees Mgmt For For For (Non-resident Remuneration Committee Chair) 22 Approve NEDs Fees Mgmt For For For (Resident Remuneration Committee Chair) 23 Approve NEDs Fees Mgmt For For For (Resident Social, Ethics & Transformation Committee Chair) 24 Approve NEDs Fees Mgmt For For For (Resident Risk & Sustainability Committee Chair) 25 Approve NEDs Fees Mgmt For For For (Resident General Purposes Committee Chair) 26 Approve NEDs Fees Mgmt For For For (Resident Nomination Committee Chair) 27 Approve NEDs Fees Mgmt For For For (Resident Members of Non-Audit Committees) 28 Approve NEDs Fees Mgmt For For For (Non-resident Members of Non-Audit Committees) 29 Approve Financial Mgmt For For For Assistance 30 Authority to Mgmt For For For Repurchase Shares 31 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Bristow Mgmt For For For 1.2 Elect Gustavo A. Mgmt For For For Cisneros 1.3 Elect Christopher L. Mgmt For For For Coleman 1.4 Elect J. Michael Evans Mgmt For For For 1.5 Elect Brian L. Mgmt For For For Greenspun 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Andrew J. Quinn Mgmt For For For 1.8 Elect Loreto Silva Mgmt For For For Rojas 1.9 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bid Corporation Limited Ticker Security ID: Meeting Date Meeting Status BID CINS S11881109 11/14/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Tasneem Mgmt For For For Abdool-Samad 3 Elect Clifford (Cliff) Mgmt For For For J. Rosenberg 4 Re-elect David E. Mgmt For For For Cleasby 5 Re-elect Brian Joffe Mgmt For Against Against 6 Re-elect Dolly D. Mgmt For For For Mokgatle 7 Election of Audit Mgmt For For For Committee Member (Tasneem Abdool-Samad) 8 Elect Audit and Risk Mgmt For Against Against Committee Member (Paul Baloyi) 9 Elect Audit and Risk Mgmt For Against Against Committee Member (Nigel G. Payne) 10 Elect Audit and Risk Mgmt For For For Committee Member (Helen Wiseman) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Remuneration Mgmt For For For Policy (Implementation) 13 Amendment to the Mgmt For For For Conditional Share Plan Scheme 14 General Authority to Mgmt For For For Issue Shares 15 Authority to Issue Mgmt For For For Shares for Cash 16 Approve Allocation to Mgmt For For For Distribute Share Capital or Premium 17 Authority to Create Mgmt For For For and Issue Convertible Debentures 18 Authorisation of Legal Mgmt For For For Formalities 19 Authority to Mgmt For For For Repurchase Shares 20 Chair Mgmt For For For 21 Lead independent Mgmt For For For non-executive director (SA) 22 Lead independent Mgmt For For For director (International) 23 Non-executive Mgmt For For For directors (SA) 24 Non-executive Mgmt For For For directors (International) 25 Audit and risk Mgmt For For For committee chair (International) 26 Audit and risk Mgmt For For For committee chairman (SA) 27 Audit and risk Mgmt For For For committee member (SA) 28 Audit and risk Mgmt For For For committee member (International) 29 Remuneration committee Mgmt For For For chair (SA) 30 Remuneration committee Mgmt For For For chairman (International) 31 Remuneration committee Mgmt For For For member (SA) 32 Remuneration committee Mgmt For For For member (International) 33 Nominations committee Mgmt For For For chair (SA) 34 Nominations committee Mgmt For For For chairman (International) 35 Nominations committee Mgmt For For For member (SA) 36 Nominations committee Mgmt For For For member (International) 37 Acquisitions committee Mgmt For For For chairman (SA) 38 Acquisitions committee Mgmt For For For chairman (International) 39 Acquisitions committee Mgmt For For For member (SA) 40 Acquisitions committee Mgmt For For For member (International) 41 Social and ethics Mgmt For For For committee chair (SA) 42 Social and ethics Mgmt For For For committee chairman (International) 43 Social and ethics Mgmt For For For committee member (SA) 44 Social and ethics Mgmt For For For committee member (International) 45 Ad hoc meetings (SA) Mgmt For For For 46 Ad hoc meetings Mgmt For For For (International) 47 Travel per meeting Mgmt For For For cycle (SA) 48 Travel per meeting Mgmt For For For cycle (International) 49 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Capitec Bank Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status CPI CINS S15445109 05/29/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Michiel S. du Mgmt For For For Pre le Roux 2 Re-elect Kabelo Makwane Mgmt For For For 3 Re-elect Chris A. Otto Mgmt For Against Against 4 Elect Susan Louise Mgmt For Against Against Botha 5 Elect Thetele (Emma) Mgmt For For For E. Mashilwane 6 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 7 Appointment of Joint Mgmt For For For Auditor (Deloitte & Touche) 8 Authority to Issue Mgmt For For For Shares Pursuant to a Conversion of Loss Absorbent Capital Instruments 9 Authority to Issue Mgmt For For For Shares for Cash 10 Approve Remuneration Mgmt For For For Policy 11 Approve Remuneration Mgmt For For For Implementation Report 12 Approve NEDs' Fees Mgmt For For For 13 Authority to Mgmt For For For Repurchase Shares 14 Approve Financial Mgmt For For For Assistance (Section 45) 15 Approve Financial Mgmt For For For Assistance (Section 44) ________________________________________________________________________________ Cassava SmarTech Zimbabwe Ltd. Ticker Security ID: Meeting Date Meeting Status CSZL.ZW CINS V16176105 10/30/2019 Voted Meeting Type Country of Trade Annual Zimbabwe Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Retirement of Directors Mgmt For For For 2 Re-election of Mgmt For For For Directors 3 Election of Directors Mgmt For For For 4 Accounts and Reports Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Authority to Set Mgmt For Against Against Auditor's Fees 7 Appointment of Auditor Mgmt For For For 8 Re-denomination of Par Mgmt For For For Value 9 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Report and Mgmt For For For Financial Statements 2019 3 Budget Report 2020 Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Annual Report Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Purchase of Structured Mgmt For For For Deposit with Internal Idle Fund 10 Purchase of Wealth Mgmt For For For Management Products 11 Authority to Give Mgmt For For For Guarantees to Wholly-owned Subsidiaries 12 Authority to Give Mgmt For For For Guarantees For Joint Venture 13 Authority to Issue Mgmt For For For Debt Financing Instruments 14 Forfeiture of Mgmt For For For Uncollected Dividend for the Year 2012 15 Amendments to Articles Mgmt For Against Against 16 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 17 Board Authorization to Mgmt For For For Distribute Interim and Quarterly Dividend 2020 18 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/12/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against 3 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 4 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 5 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 12/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of Guarantee Mgmt For For For to Huayue Nickel Cobalt 3 Provision of Financing Mgmt For For For Guarantee among Direct or Indirect Wholly-owned Subsidiaries 4 Provision of Supply Mgmt For For For Chain Financing Guarantee by IXM 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Clicks Group Limited Ticker Security ID: Meeting Date Meeting Status CLS CINS S17249111 01/30/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Fatima Mgmt For For For Abrahams 4 Re-elect Martin Rosen Mgmt For For For 5 Election of Audit and Mgmt For For For Risk Committee Member (John Bester) 6 Election of Audit and Mgmt For For For Risk Committee Member (Fatima Daniels) 7 Election of Audit and Mgmt For For For Risk Committee Member (Nonkululeko Gobodo) 8 Approve Remuneration Mgmt For For For Policy 9 Approve Remuneration Mgmt For For For Implementation Report 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Mgmt For For For Repurchase Shares from New Clicks South Africa Proprietary Limited 12 Approve NEDs' Fees Mgmt For For For 13 Approve Financial Mgmt For For For Assistance 14 Amendments to Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Commercial International Bank of Egypt Ticker Security ID: Meeting Date Meeting Status COMI.CA CINS 201712205 03/15/2020 Voted Meeting Type Country of Trade Mix Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report; Mgmt For For For Corporate Governance Report 2 Presentation of Mgmt For For For Auditors' Reports on Financial Statements And Corporate Governance 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Issue Mgmt For For For Shares Pursuant to Employee Profit Sharing Plan 6 Authority to Increase Mgmt For For For Capital for Bonus Share Issuance; Authorisation of Legal Formalities 7 Ratification of Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Hisham Ezz Al Mgmt For For For Arab 10 Elect Hussein Abaza Mgmt For For For 11 Elect Bijan Mgmt For For For Khorsowshahi 12 Elect Amani Abou Zeid Mgmt For For For 13 Elect Magda Habib Mgmt For For For 14 Elect Paresh D. Mgmt For For For Sukthankar 15 Elect Rajeev Kakar Mgmt For For For 16 Elect Sherif Samir M. Mgmt For Against Against Samy 17 Directors' Fees Mgmt For For For 18 Audit Committee's Mgmt For For For Remuneration 19 Charitable Donations Mgmt For Abstain Against 20 Authority to Issue Mgmt For For For Bonds or Subordinated Loans ________________________________________________________________________________ Coronation Fund Managers Limited Ticker Security ID: Meeting Date Meeting Status CML CINS S19537109 02/18/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Hugo A. Nelson Mgmt For For For 2 Re-elect Alexandra Mgmt For For For Watson 3 Re-elect Saamsoodein Mgmt For For For (Shams) K. Pather 4 Elect Mary-Anne Mgmt For For For Musekiwa 5 Elect Madichaba Mgmt For For For Nhlumayo 6 Appointment of Auditor Mgmt For For For 7 Elect Audit and Risk Mgmt For For For Committee Member (Alexandra Watson) 8 Elect Audit and Risk Mgmt For For For Committee Member (Lulama Boyce) 9 Elect Audit and Risk Mgmt For For For Committee Member (John (Jock) D. McKenzie) 10 Elect Audit and Risk Mgmt For For For Committee Member (Hugo A. Nelson) 11 Approve Remuneration Mgmt For Against Against Policy 12 Approve Remuneration Mgmt For Against Against Implementation Report 13 Approve Financial Mgmt For For For Assistance (Section 45) 14 Approve Financial Mgmt For For For Assistance (Section 44) 15 Approve NEDs' Fees Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Cosumar Ticker Security ID: Meeting Date Meeting Status CSR CINS V2507Z151 06/26/2020 Take No Action Meeting Type Country of Trade Ordinary Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Ratification of Mgmt For TNA N/A Virtual Board Meetings 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board Mgmt For TNA N/A and Auditor's Acts 5 Related Party Mgmt For TNA N/A Transactions 6 Allocation of Profits Mgmt For TNA N/A to Voluntary Reserves 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditors Mgmt For TNA N/A 9 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Delta Corporation Limited Ticker Security ID: Meeting Date Meeting Status DLTA.ZW CINS V27716105 07/26/2019 Voted Meeting Type Country of Trade Annual Zimbabwe Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Emma Fundira Mgmt For For For 4 Elect Lucia Swartz Mgmt For For For 5 Elect Canaan F. Dube Mgmt For Against Against 6 Elect Simon James Mgmt For Against Against Hammond 7 Elect Luke E.M. Mgmt For For For Ngwerume 8 Elect Thembinkosi Mgmt For Against Against Sibanda 9 Elect Charity C. Jinya Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 12 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Discovery Limited Ticker Security ID: Meeting Date Meeting Status DSY CINS S2192Y109 11/28/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Audit Committee Mgmt For Against Against Chair (Les Owen) 4 Elect Audit Committee Mgmt For For For Member (Sindi Zilwa) 5 Elect Audit Committee Mgmt For Against Against Member (Sonja de Bruyn) 6 Re-elect Richard Farber Mgmt For Against Against 7 Re-elect Hermanus Mgmt For Against Against (Herman) L. Bosman 8 Re-elect Faith N. Mgmt For For For Khanyile 9 Elect Mark E. Tucker Mgmt For For For 10 Approve Remuneration Mgmt For For For Policy 11 Approve Remuneration Mgmt For For For Implementation Report 12 Approve Discovery Mgmt For For For Limited Long-Term Incentive Plan (LTIP) 13 Authorisation of Legal Mgmt For For For Formalities 14 General Authority to Mgmt For For For Issue A Preference Shares 15 General Authority to Mgmt For For For Issue B Preference Shares 16 General Authority to Mgmt For For For Issue C Preference Shares 17 Approve NEDs' Fees Mgmt For For For 18 Authority to Mgmt For For For Repurchase Shares 19 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 20 Authority to Issue Mgmt For For For Shares Related to the LTIP ________________________________________________________________________________ East African Breweries Limited Ticker Security ID: Meeting Date Meeting Status EABL CINS V3146X102 09/18/2019 Voted Meeting Type Country of Trade Annual Kenya Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect John Ulanga Mgmt For For For 4 Elect Japheth Katto Mgmt For For For 5 Elect Gyorgy Geiszl Mgmt For For For 6 Elect Jane W. Karuku Mgmt For For For 7 Election of Audit & Mgmt For For For Risk Committee Members (Martin Odour-Otieno) 8 Election of Audit & Mgmt For For For Risk Committee Members (Japheth Katto) 9 Election of Audit & Mgmt For For For Risk Committee Members (Jimmy Mugerwa) 10 Election of Audit & Mgmt For For For Risk Committee Members (John Ulanga) 11 Approve Remuneration Mgmt For For For Report 12 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Equity Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status EQTY CINS V3254M104 06/30/2020 Voted Meeting Type Country of Trade Annual Kenya Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Convene the Meeting Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For For For 5 Elect Evelyn Rutagwenda Mgmt For Against Against 6 Elect Christopher Mgmt For For For Blandford-Newson 7 Retirement of David Mgmt For For For Ansell 8 Retirement of Deepak Mgmt For For For Malik 9 Election of Audit Mgmt For Against Against Committee Member (Evelyn Rutagwenda) 10 Election of Audit Mgmt For For For Committee Member (Vijay Gidoomal) 11 Election of Audit Mgmt For For For Committee Member (Helen Gichohi) 12 Election of Audit Mgmt For For For Committee Member (Edward Odundo) 13 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 14 Amendments to Article Mgmt For For For 54 15 Acquisition of Banque Mgmt For For For Commerciale du Congo 16 Creation of Mgmt For For For Non-Operating Holding Company 17 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/28/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey van Mgmt For For For Rooyen 2 Elect Vincent Z. Mgmt For For For Mntambo 3 Elect Vuyisa Nkonyeni Mgmt For For For 4 Elect Audit Committee Mgmt For For For Member (Mark J. Moffett) 5 Elect Audit Committee Mgmt For For For Member (Isaac Li Mophatlane) 6 Elect Audit Committee Mgmt For For For Member (Ras Myburgh) 7 Elect Audit Committee Mgmt For For For Member (Vuyisa Nkonyeni) 8 Elect Social and Mgmt For For For Ethics Committee Member (Geraldine J. Fraser-Moleketi) 9 Elect Social and Mgmt For For For Ethics Committee Member (Likhapha Mbatha) 10 Elect Social and Mgmt For For For Ethics Committee Member (Isaac Li Mophatlane) 11 Elect Social and Mgmt For For For Ethics Committee Member (Peet Snyders) 12 Appointment of Auditor Mgmt For For For 13 Authorisation of Legal Mgmt For For For Formalities 14 Approve NEDs' Fees Mgmt For For For 15 Approve Financial Mgmt For For For Assistance (Section 44) 16 Authority to Mgmt For For For Repurchase Shares 17 Approve Remuneration Mgmt For For For Policy 18 Approve Remuneration Mgmt For For For Implementation Report ________________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Philip K.R. Mgmt For For For Pascall 2.2 Elect G. Clive Newall Mgmt For For For 2.3 Elect Kathleen Hogenson Mgmt For For For 2.4 Elect Peter St. George Mgmt For For For 2.5 Elect Andrew Adams Mgmt For For For 2.6 Elect Robert Harding Mgmt For For For 2.7 Elect Simon Scott Mgmt For For For 2.8 Elect Joanne Warner Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Rights Plan Mgmt For For For 6 Adoption of an Advance Mgmt For For For Notice Policy 7 Amendment to Articles Mgmt For For For Regarding Other Matters ________________________________________________________________________________ FirstRand Limited Ticker Security ID: Meeting Date Meeting Status FSR CINS S5202Z131 11/28/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Amanda Mgmt For For For (Tandi) T. Nzimande 2 Re-elect Mary S. Bomela Mgmt For For For 3 Re-elect Grant G. Mgmt For Against Against Gelink 4 Re-elect Francois Mgmt For For For (Faffa) Knoetze 5 Elect Louis Leon von Mgmt For For For Zeuner 6 Appointment of Auditor Mgmt For For For 7 Appointment of Mgmt For For For PricewaterhouseCoopers Inc. 8 Authority to Issue Mgmt For For For Shares for Cash 9 Authorisation of Legal Mgmt For For For Formalities 10 Approve Remuneration Mgmt For Against Against Policy 11 Approve Remuneration Mgmt For Against Against Implementation Report 12 Authority to Mgmt For For For Repurchase Shares 13 Approve Financial Mgmt For For For Assistance (Employee Share Scheme Beneficiaries) 14 Approve Financial Mgmt For For For Assistance (Related and Inter-related Entities) 15 Approve NEDs' Fees Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Portfolio Climate Risk Report 17 Shareholder Proposal ShrHoldr For For For Regarding Policy on Lending to Fossil Fuel-related Projects ________________________________________________________________________________ Fortress REIT Limited Ticker Security ID: Meeting Date Meeting Status FFA CINS S30253116 12/06/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan Melanie Mgmt For For For Ludolph 2 Elect Vuyiswa Mgmt For For For Reitumetse Mutshekwane 3 Elect Ian David Vorster Mgmt For For For 4 Elect Donnovan Stephen Mgmt For For For Pydigadu 5 Re-elect Bongiwe N. Mgmt For For For Njobe 6 Re-elect Djurk P.C. Mgmt For For For Venter 7 Election of Audit Mgmt For For For Committee Member (Robin Lockhart-Ross) 8 Election of Audit Mgmt For For For Committee Member (Susan Melanie Ludolph) 9 Election of Audit Mgmt For For For Committee Member (Jan Naude Potgieter) 10 Elect Djurk P.C. Venter Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Mgmt For For For Shares for Cash 13 Approve Financial Mgmt For For For Assistance (Section 45) 14 Authority to Mgmt For For For Repurchase FFA Shares and FFB Shares 15 Authority to Mgmt For For For Repurchase FFA Shares 16 Authority to Mgmt For For For Repurchase FFB Shares 17 Approve Financial Mgmt For For For Assistance (Section 44) 18 Approve NEDs' Fees Mgmt For For For 19 Authorisation of Legal Mgmt For For For Formalities 20 Approve Remuneration Mgmt For For For Policy 21 Approve Remuneration Mgmt For For For Implementation Report ________________________________________________________________________________ Fortress REIT Limited Ticker Security ID: Meeting Date Meeting Status FFA CINS S30253116 12/06/2019 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adopt Fortress REIT Mgmt For For For Limited 2019 Conditional Share Plan 2 Authority to Issue Mgmt For For For Shares Pursuant to Conditional Share Plan 3 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Golden Agri-Resources Limited Ticker Security ID: Meeting Date Meeting Status E5H CINS V39076134 04/27/2020 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Kaneyalall Mgmt For For For Hawabhay 5 Elect FOO Meng Kee Mgmt For Against Against 6 Elect Christian Mgmt For For For Gautier De Charnace 7 Elect Khemraj Sharma Mgmt For For For Sewraz 8 Elect LEW Syn Pau Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Growthpoint Properties Limited Ticker Security ID: Meeting Date Meeting Status GRT CINS S3373C239 11/12/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Elect Frank Berkeley Mgmt For For For 3 Elect John van Wyk Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Re-Elect Lynette A. Mgmt For For For Finlay 6 Re-Elect Patrick Mgmt For For For Mngconkola 7 Re-Elect Nompumelelo Mgmt For For For (Mpume) B.P. Nkabinde 8 Election of Audit Mgmt For For For Committee Member (Frank Berkeley) 9 Election of Audit Mgmt For For For Committee Member (Lynette A. Finlay) 10 Election of Audit Mgmt For For For Committee Member (Nonzukiso Siyotula) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Appointment of Auditor Mgmt For For For 13 Approve Remuneration Mgmt For For For Policy 14 Remuneration Mgmt For For For Implementation Report 15 General Authority to Mgmt For For For Issue Shares 16 Authority to Issue Mgmt For For For Shares Pursuant to Dividend Reinvestment Alternatives 17 Authority to Issue Mgmt For For For Shares for Cash 18 Social, Ethics and Mgmt For For For Transformation Report 19 Directors' Fees Mgmt For For For 20 Financial Assistance Mgmt For For For 21 Authority to Mgmt For For For Repurchase Shares 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ GT Bank Plc Ticker Security ID: Meeting Date Meeting Status GUARANTY CINS V41619103 03/30/2020 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Set Mgmt For For For Auditor's Fees 4 Election of Statutory Mgmt For For For Audit Committee Members ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 06/11/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash 2 General Authority to Mgmt For For For Issue Shares 3 Authorisation of Legal Mgmt For For For Formalities 4 Authority to Issue Mgmt For For For Shares Pursuant to Scheme ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Given R. Sibiya Mgmt For For For 2 Elect Hlokammoni Mgmt For For For (Grathel) Motau 3 Re-elect Andries Mgmt For For For (Andre) J. Wilkens 4 Re-elect Vishnu P. Mgmt For For For Pillay 5 Re-elect Karabo T. Mgmt For For For Nondumo 6 Re-elect Simo Lushaba Mgmt For For For 7 Re-elect Kenneth (Ken) Mgmt For For For V. Dicks 8 Elect Audit and Risk Mgmt For For For Committee Member (Fikile De Buck) 9 Elect Audit and Risk Mgmt For For For Committee Member (Karabo Nondumo) 10 Elect Audit and Risk Mgmt For For For Committee Member (Simo Lushaba) 11 Elect Audit and Risk Mgmt For For For Committee Member (John Wetton) 12 Elect Audit and Risk Mgmt For For For Committee Member (Given Sibiya) 13 Appointment of Auditor Mgmt For For For 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Hyprop Investments Limited Ticker Security ID: Meeting Date Meeting Status HYP CINS S3723H102 12/02/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Mgmt For For For Appointment of a Director (Morne Wilken) 3 Ratification of Mgmt For For For Appointment of a Director (Annabel Dallamore) 4 Re-elect Kevin M. Mgmt For For For Ellerine 5 Re-elect Nonyameko D. Mgmt For For For Mandindi 6 Re-elect Stewart Mgmt For Against Against Shaw-Taylor 7 Election of Audit and Mgmt For For For Risk Committee Chair (Thabo Mokgatlha) 8 Election of Audit and Mgmt For Against Against Risk Committee Member (Gavin Tipper) 9 Election of Audit and Mgmt For For For Risk Committee Member (Zuleka Jasper) 10 Election of Audit and Mgmt For Against Against Risk Committee Member (Stewart Shaw-Taylor) 11 Election of Audit and Mgmt For For For Risk Committee Member (Annabel Dallamore) 12 Appointment of Auditor Mgmt For For For 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Issue Mgmt For For For Shares for Cash 15 Authority to Issue Mgmt For For For Shares Pursuant to the Reinvestment Option 16 Approve Remuneration Mgmt For For For Policy 17 Approve Implementation Mgmt For For For Report 18 Authority to Mgmt For For For Repurchase Shares 19 Approve Financial Mgmt For For For Assistance 20 Board chair Mgmt For For For 21 Non-executive director Mgmt For For For 22 Audit and risk Mgmt For For For committee chair 23 Audit and risk Mgmt For For For committee member 24 Remuneration and Mgmt For For For nomination committee chair 25 Remuneration and Mgmt For For For nomination committee member 26 Social and ethics Mgmt For For For committee chair 27 Social and ethics Mgmt For For For committee member 28 Investment committee Mgmt For For For chair 29 Investment committee Mgmt For For For member 30 Annual Increase to Mgmt For For For NEDs Fees 31 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect Donald K. Charter Mgmt For For For 1.3 Elect Richard J. Hall Mgmt For For For 1.4 Elect P. Gordon Mgmt For For For Stothart 1.5 Elect Mahendra Naik Mgmt For For For 1.6 Elect Timothy R. Snider Mgmt For For For 1.7 Elect Sybil E. Veenman Mgmt For For For 1.8 Elect Ronald P. Gagel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/22/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Peter W. Davey Mgmt For For For 3 Elect Boitumelo Koshane Mgmt For For For 4 Elect Alastair S. Mgmt For For For Macfarlane 5 Elect Babalwa Ngonyama Mgmt For Against Against 6 Elect Mandla S.V. Mgmt For Against Against Gantsho 7 Election of Audit Mgmt For For For Committee Members (Dawn Earp) 8 Election of Audit Mgmt For For For Committee Members (Peter W. Davey) 9 Election of Audit Mgmt For For For Committee Members (Preston E. Speckmann) 10 Approve Remuneration Mgmt For For For Policy 11 Approve Remuneration Mgmt For For For Implementation Report 12 Approve NEDs' Fees Mgmt For For For (Board Chair) 13 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 14 Approve NEDs' Fees Mgmt For For For (Board Member) 15 Approve NEDs' Fees Mgmt For For For (Audit Committee Chair) 16 Approve NEDs' Fees Mgmt For For For (Audit Committee Member) 17 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Member) 19 Approve NEDs' Fees Mgmt For For For (Nominations, Governance and Ethics Committee Member) 20 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Chair) 21 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Member) 22 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Chair) 23 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Member) 24 Approve NEDs' Fees (Ad Mgmt For For For Hoc) 25 Approve NEDs' Fees Mgmt For For For (Structural Adjustment) 26 Authority to Mgmt For For For Repurchase Shares 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Imperial Logistics Limited Ticker Security ID: Meeting Date Meeting Status IPL CINS S38127122 10/30/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Audit and Risk Mgmt For For For Committee Member (Peter Cooper) 4 Elect Audit and Risk Mgmt For For For Committee Member (Graham W. Dempster) 5 Election of Audit Mgmt For For For Committee Members (Bridget Radebe) 6 Elect Audit and Risk Mgmt For For For Committee Member (Roderick (Roddy) J.A. Sparks) 7 Elect George de Beer Mgmt For For For 8 Elect Dirk Reich Mgmt For For For 9 Elect Bridget Radebe Mgmt For For For 10 Re-elect Graham W. Mgmt For For For Dempster 11 Re-elect Roderick Mgmt For For For (Roddy) J.A. Sparks 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For (Board Chair) 15 Approve NEDs' Fees Mgmt For For For (Deputy Chair and Lead Independent Director) 16 Approve NEDs' Fees Mgmt For For For (Board Member) 17 Approve NEDs' Fees Mgmt For For For (Assets and Liabilities Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Assets and Liabilities Committee Member) 19 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Chair) 20 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Member) 21 Approve NEDs' Fees Mgmt For For For (Divisional Board Chair) 22 Approve NEDs' Fees Mgmt For For For (Divisional Board Member) 23 Approve NEDs' Fees Mgmt For For For (Divisional Finance and Risk Committee Chair) 24 Approve NEDs' Fees Mgmt For For For (Divisional Finance and Risk Committee Member) 25 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Chair) 26 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Member) 27 Approve NEDs' Fees Mgmt For For For (Nomination Committee Chair) 28 Approve NEDs' Fees Mgmt For For For (Nomination Committee Member) 29 Approve NEDs' Fees Mgmt For For For (Social, Ethics and Sustainability Committee Chair) 30 Approve NEDs' Fees Mgmt For For For (Social, Ethics and Sustainability Committee Member) 31 Authority to Mgmt For For For Repurchase Shares 32 General Authority to Mgmt For For For Issue Shares 33 Authority To Issue Mgmt For For For Shares For Cash 34 Approve Financial Mgmt For For For Assistance (Section 44) 35 Approve Financial Mgmt For For For Assistance (Section 45) ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS G49188116 02/10/2020 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Demerger of Ninety One Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Reduction in Share Mgmt For For For Premium Account ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS G49188116 02/10/2020 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For (Demerger) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS S39081138 02/10/2020 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Demerger of Ninety One Mgmt For For For 3 Reduction in Share Mgmt For For For Premium Account ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS G49188116 08/08/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Zarina B.M. Bassa Mgmt For For For 3 Elect Perry K.O. Mgmt For For For Crosthwaite 4 Elect Hendrik du Toit Mgmt For For For 5 Elect David Friedland Mgmt For For For 6 Elect Philip A. Mgmt For For For Hourquebie 7 Elect Charles Jacobs Mgmt For For For 8 Elect Ian R. Kantor Mgmt For For For 9 Elect Mark Mgmt For For For Malloch-Brown 10 Elect Khumo L. Mgmt For For For Shuenyane 11 Elect Fani Titi Mgmt For For For 12 Elect Kim Mary Mgmt For For For McFarland 13 Elect Nishlan Andre Mgmt For For For Samujh 14 Remuneration Report Mgmt For For For (Advisory) 15 Remuneration Policy Mgmt For For For (Advisory) 16 Authorisation of Legal Mgmt For For For Formalities 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Interim Dividend Mgmt For For For (Ordinary Shareholders - Investec Limited) 20 Interim Dividend Mgmt For For For (Preference Shareholders - Investec Limited) 21 Final Dividend Mgmt For For For (Ordinary and Preference Shareholders - Investec Limited) 22 Appointment of Joint Mgmt For For For Auditor (Ernst & Young) (Investec Limited) 23 Appointment of Joint Mgmt For For For Auditor (KPMG) (Investec Limited) 24 General Authority to Mgmt For For For Issue Preference Shares (Investec Limited) 25 General Authority to Mgmt For For For Issue Special Convertible Shares (Investec Limited) 26 Authority to Mgmt For For For Repurchase Ordinary Shares (Investec Limited) 27 Authority to Mgmt For For For Repurchase Preference Shares (Investec Limited) 28 Approve Financial Mgmt For For For Assistance (Investec Limited) 29 Approve NEDs' Fees Mgmt For For For (Investec Limited) 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Accounts and Reports Mgmt For For For (Investec plc) 32 Interim Dividend Mgmt For For For (Investec plc) 33 Final Dividend Mgmt For For For (Investec plc) 34 Appointment of Auditor Mgmt For For For (Investec plc) 35 Authority to Set Mgmt For For For Auditor's Fees (Investec plc) 36 Authority to Issue Mgmt For For For Special Convertible Shares w/ Preemptive Rights (Investec plc) 37 Authority to Mgmt For For For Repurchase Ordinary Shares (Investec plc) 38 Authority to Mgmt For For For Repurchase Preference Shares (Investec plc) 39 Authorisation of Mgmt For For For Political Donations (Investec plc) ________________________________________________________________________________ Investec plc Ticker Security ID: Meeting Date Meeting Status INVP CINS S39081138 08/08/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Zarina B.M. Bassa Mgmt For For For 3 Elect Perry K.O. Mgmt For For For Crosthwaite 4 Elect Hendrik du Toit Mgmt For For For 5 Elect David Friedland Mgmt For For For 6 Elect Philip A. Mgmt For For For Hourquebie 7 Elect Charles Jacobs Mgmt For For For 8 Elect Ian R. Kantor Mgmt For For For 9 Elect Mark Mgmt For For For Malloch-Brown 10 Elect Khumo L. Mgmt For For For Shuenyane 11 Elect Fani Titi Mgmt For For For 12 Elect Kim Mary Mgmt For For For McFarland 13 Elect Nishlan Andre Mgmt For For For Samujh 14 Remuneration Report Mgmt For For For (Advisory) 15 Remuneration Policy Mgmt For For For (Advisory) 16 Authorisation of Legal Mgmt For For For Formalities 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Interim Dividend Mgmt For For For (Ordinary Shareholders - Investec Limited) 20 Interim Dividend Mgmt For For For (Preference Shareholders - Investec Limited) 21 Final Dividend Mgmt For For For (Ordinary and Preference Shareholders - Investec Limited) 22 Appointment of Joint Mgmt For For For Auditor (Ernst & Young) (Investec Limited) 23 Appointment of Joint Mgmt For For For Auditor (KPMG) (Investec Limited) 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 General Authority to Mgmt For For For Issue Preference Shares (Investec Limited) 26 General Authority to Mgmt For For For Issue Special Convertible Shares (Investec Limited) 27 Authority to Mgmt For For For Repurchase Ordinary Shares (Investec Limited) 28 Authority to Mgmt For For For Repurchase Preference Shares (Investec Limited) 29 Approve Financial Mgmt For For For Assistance (Investec Limited) 30 Approve NEDs' Fees Mgmt For For For (Investec Limited) 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Accounts and Reports Mgmt For For For (Investec plc) 33 Interim Dividend Mgmt For For For (Investec plc) 34 Final Dividend Mgmt For For For (Investec plc) 35 Appointment of Auditor Mgmt For For For (Investec plc) 36 Authority to Set Mgmt For For For Auditor's Fees (Investec plc) 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Authority to Issue Mgmt For For For Special Convertible Shares w/ Preemptive Rights (Investec plc) 39 Authority to Mgmt For For For Repurchase Ordinary Shares (Investec plc) 40 Authority to Mgmt For For For Repurchase Preference Shares (Investec plc) 41 Authorisation of Mgmt For For For Political Donations (Investec plc) ________________________________________________________________________________ Life Healthcare Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status LHC CINS S4682C100 01/29/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Re-elect Marian Jacobs Mgmt For For For 3 Re-elect Royden T. Vice Mgmt For For For 4 Re-elect Pieter van Mgmt For For For der Westhuizen 5 Elect Audit Committee Mgmt For For For Chair (Peter J. Golesworthy) 6 Elect Audit Committee Mgmt For For For Member (Audrey Mothupi) 7 Elect Audit Committee Mgmt For For For Member (Garth C. Solomon) 8 Elect Audit Committee Mgmt For For For Member (Royden T. Vice) 9 Approve Remuneration Mgmt For For For Policy 10 Approve Remuneration Mgmt For For For Implementation Report 11 Authorisation of Legal Mgmt For For For Formalities 12 Approve NEDs' Fees Mgmt For For For 13 Approve Financial Mgmt For For For Assistance 14 Authority to Mgmt For For For Repurchase Shares 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MakeMyTrip Limited Ticker Security ID: Meeting Date Meeting Status MMYT CUSIP V5633W109 09/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Accounts and Reports Mgmt For For For 3 Elect Jane Jie Sun Mgmt For For For 4 Elect Cindy Xiaofan Mgmt For For For Wang 5 Elect Xing Xiong Mgmt For For For 6 Elect Xiangrong Li Mgmt For For For ________________________________________________________________________________ Maroc Telecom SA (Itissalat Al-Maghrib) Ticker Security ID: Meeting Date Meeting Status IAM CINS V5721T117 04/29/2020 Take No Action Meeting Type Country of Trade Ordinary Morocco Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports; Mgmt For TNA N/A Ratification of Boards' Acts 3 Consolidated Financial Mgmt For TNA N/A Statements 4 Related Party Mgmt For TNA N/A Transactions 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Mgmt For TNA N/A Co-Option of Obaid Humaid Al Tayer 7 Elect Serkan Okandan Mgmt For TNA N/A 8 Election of Two Mgmt For TNA N/A Independent Directors 9 Appointment of Auditor Mgmt For TNA N/A 10 Authority to Mgmt For TNA N/A Repurchase Shares 11 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Mediclinic International Plc Ticker Security ID: Meeting Date Meeting Status MDC CINS G5960R100 07/24/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Elect Anja Oswald Mgmt For For For 5 Elect Ronnie van der Mgmt For For For Merwe 6 Elect Jurgens Myburgh Mgmt For For For 7 Elect Edwin de la H. Mgmt For For For Hertzog 8 Elect Muhadditha Al Mgmt For For For Hashimi 9 Elect Jan (Jannie) J. Mgmt For For For Durand 10 Elect Alan Grieve Mgmt For For For 11 Elect Felicity Harvey Mgmt For For For 12 Elect Seamus Keating Mgmt For For For 13 Elect Danie P. Meintjes Mgmt For For For 14 Elect Trevor Petersen Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Momentum Metropolitan Holdings Limited Ticker Security ID: Meeting Date Meeting Status MTM CINS ADPV44148 11/26/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda de Beer Mgmt For For For 2 Elect Sello Moloko Mgmt For Against Against 3 Elect Sharron McPherson Mgmt For For For 4 Elect Lisa Chiume Mgmt For For For 5 Elect Kgaugelo Mgmt For For For Legoabe-Kgomari 6 Re-elect Vuyisa Mgmt For For For Nkonyeni 7 Re-elect Stephen Mgmt For For For Jurisich 8 Appointment of Auditor Mgmt For For For 9 Election of Audit Mgmt For For For Committee Members (Frans Truter) 10 Election of Audit Mgmt For For For Committee Members (Fatima Daniels) 11 Election of Audit Mgmt For For For Committee Members (Linda de Beer) 12 Authorisation of Legal Mgmt For For For Formalities 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 Authority to Mgmt For For For Repurchase Shares 16 Financial Assistance Mgmt For For For 17 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Mr. Price Group Limited Ticker Security ID: Meeting Date Meeting Status MRP CINS S5256M135 06/29/2020 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 General Authority to Mgmt For For For Issue Shares 2 Authority to Issue Mgmt For For For Shares for Cash 3 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Mr. Price Group Limited Ticker Security ID: Meeting Date Meeting Status MRP CINS S5256M135 08/28/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Stewart B. Mgmt For For For Cohen 3 Re-elect Keith Getz Mgmt For Against Against 4 Re-elect Mark J. Bowman Mgmt For For For 5 Elect Mmaboshadi Chauke Mgmt For For For 6 Elect Mark Stirton Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Audit and Mgmt For For For Compliance Committee Member (Bobby Johnston) 9 Elect Audit and Mgmt For For For Compliance Committee Member (Daisy Naidoo) 10 Elect Audit and Mgmt For For For Compliance Committee Member (Mark Bowman) 11 Elect Audit and Mgmt For For For Compliance Committee Member (Mmaboshadi Chauke) 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Report of the Social, Mgmt For For For Ethics, Transformation and Sustainability Committee 15 Authorisation of Legal Mgmt For For For Formalities 16 General Authority to Mgmt For For For Issue Shares 17 Approve NEDs' Fees Mgmt For For For (Independent Non-Executive Chair) 18 Approve NEDs' Fees Mgmt For For For (Honorary Chair) 19 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 20 Approve NEDs' Fees Mgmt For For For (Other NEDs) 21 Approve NEDs' Fees Mgmt For For For (Audit and Compliance Committee Chair) 22 Approve NEDs' Fees Mgmt For For For (Audit and Compliance Committee Member) 23 Approve NEDs' Fees Mgmt For For For (Remuneration and Nominations Committee Chair) 24 Approve NEDs' Fees Mgmt For For For (Remuneration and Nominations Committee Member) 25 Approve NEDs' Fees Mgmt For For For (Social, Ethics, Transformation and Sustainability Committee Chair) 26 Approve NEDs' Fees Mgmt For For For (Social, Ethics, Transformation and Sustainability Committee Member) 27 Approve NEDs' Fees Mgmt For For For (Risk and IT Committee Member) 28 Approve NEDs' Fees (IT Mgmt For For For Specialist) 29 Authority to Mgmt For For For Repurchase Shares 30 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 05/21/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamido Sanusi Mgmt For For For 2 Elect Vincent M. Rague Mgmt For For For 3 Re-elect Stanley Mgmt For For For (Stan) P. Miller 4 Re-elect Paul B. Mgmt For For For Hanratty 5 Re-elect Nkululeko Mgmt For For For (Nkunku) L. Sowazi 6 Re-elect Azmi T. Mikati Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Kandimathie (Christine) Ramon) 8 Elect Audit Committee Mgmt For For For Member (Bajabulile (Swazi) Tshabalala) 9 Elect Audit Committee Mgmt For For For Member (Vincent M. Rague) 10 Elect Audit Committee Mgmt For For For Member (Paul B. Hanratty) 11 Election of Social and Mgmt For For For Ethics Committee Member (Lamido Sanusi) 12 Election of Social and Mgmt For For For Ethics Committee Member (Stanley (Stan) P. Miller) 13 Election of Social and Mgmt For For For Ethics Committee Member (Nkululeko (Nkunku) L. Sowazi) 14 Election of Social and Mgmt For For For Ethics Committee Member (Khotso D.K. Mokhele) 15 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 16 Appointment of Auditor Mgmt For For For (SizweNtsalubaGobodo Grant Thornton) 17 Appointment of Auditor Mgmt For For For for FY2021 (Ernst & Young) 18 General Authority to Mgmt For For For Issue Shares 19 Authority to Issue Mgmt For For For Shares for Cash 20 Approve Remuneration Mgmt For For For Policy 21 Approve Remuneration Mgmt For For For Implementation Report 22 Approve NEDs' Fees Mgmt For For For 23 Authority to Mgmt For For For Repurchase Shares 24 Approve Financial Mgmt For For For Assistance (Section 45) 25 Approve Financial Mgmt For For For Assistance (Section 44) ________________________________________________________________________________ MTN Nigeria Communications Plc Ticker Security ID: Meeting Date Meeting Status MTNN CINS ADPV45966 05/15/2020 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For Against Against Auditor's Fees 6 Election of Statutory Mgmt For Abstain Against Audit Committee Members ________________________________________________________________________________ MultiChoice Group Limited Ticker Security ID: Meeting Date Meeting Status MCG CINS S8039U101 08/29/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Don Eriksson Mgmt For For For 2 Re-elect Timothy Neil Mgmt For For For Jacobs 3 Re-elect Nolo Letele Mgmt For For For 4 Re-elect Jabulane Mgmt For For For (Jabu) A. Mabuza 5 Re-elect Elias Masilela Mgmt For For For 6 Elect Calvo Phedi Mgmt For For For Mawela 7 Re-elect Kgomotso D. Mgmt For For For Moroka 8 Re-elect Steve J.Z. Mgmt For For For Pacak 9 Re-elect Mohamed Mgmt For For For Imtiaz Ahmed Patel 10 Re-elect Christine Mgmt For For For Mideva Sabwa 11 Re-elect Fatai Mgmt For For For Adegboyega Sanusi 12 Re-elect Louisa Mgmt For For For Stephens 13 Re-elect John J Volkwyn Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Election of Audit Mgmt For For For Committee Member (Stephan Joseph Zbigniew Pacak) 16 Election of Audit Mgmt For For For Committee Member (Donald Gordon Eriksson) 17 Election of Audit Mgmt For For For Committee Member (Christine Mideva Sabwa) 18 Election of Audit Mgmt For For For Committee Member (Louisa Stephens) 19 Authority to Issue Mgmt For For For Shares for Cash 20 Remuneration Policy Mgmt For For For 21 Remuneration Mgmt For For For Implementation Report 22 Approve NEDs' Fees Mgmt For For For (NED) 23 Approve NEDs' Fees Mgmt For For For (Audit Committee Chair) 24 Approve NEDs' Fees Mgmt For For For (Audit Committee Member) 25 Approve NEDs' Fees Mgmt For For For (Risk Committee Chair) 26 Approve NEDs' Fees Mgmt For For For (Risk Committee Member) 27 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Chair) 28 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Member) 29 Approve NEDs' Fees Mgmt For For For (Nomination Committee Chair) 30 Approve NEDs' Fees Mgmt For For For (Nomination Committee Member) 31 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Chair) 32 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Member) 33 Authority to Mgmt For For For Repurchase Shares 34 Approval of Financial Mgmt For For For Assistance (Section 44) 35 Approval of Financial Mgmt For For For Assistance (Section 45) 36 Authorisation of Legal Mgmt For For For Formalities 37 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Naspers Limited Ticker Security ID: Meeting Date Meeting Status NPN CINS S53435103 08/23/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Approve Allocation of Mgmt For For For Dividends 3 Appointment of Auditor Mgmt For For For 4 Elect Nolo Letele Mgmt For For For 5 Elect Jacobus (Koos) Mgmt For For For P. Bekker 6 Elect Steve J.Z. Pacak Mgmt For For For 7 Elect Cobus Stofberg Mgmt For For For 8 Elect Ben J. van der Mgmt For For For Ross 9 Elect Debra Meyer Mgmt For For For 10 Elect Audit Committee Mgmt For For For Member (Don Eriksson) 11 Elect Audit Committee Mgmt For For For Member (Ben van der Ross) 12 Elect Audit Committee Mgmt For For For Member (Rachel Jafta) 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 General Authority to Mgmt For Against Against Issue Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Amendment to the Mgmt For For For Naspers Restricted Stock Plan Trust 18 Authorisation of Legal Mgmt For For For Formalities 19 Approve NEDs' Fees Mgmt For For For (Board - Chair) 20 Approve NEDs' Fees Mgmt For For For (Board - Member) 21 Approve NEDs' Fees Mgmt For For For (Audit Committee - Chair) 22 Approve NEDs' Fees Mgmt For For For (Audit Committee - Member) 23 Approve NEDs' Fees Mgmt For For For (Risk Committee - Chair) 24 Approve NEDs' Fees Mgmt For For For (Risk Committee - Member) 25 Approve NEDs' Fees Mgmt For For For (Human Resources and Remuneration Committee - Chair) 26 Approve NEDs' Fees Mgmt For For For (Human Resources and Remuneration Committee - Member) 27 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Chair) 28 Approve NEDs' Fees Mgmt For For For (Nomination Committee - Member) 29 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee - Chair) 30 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee - Member) 31 Approve NEDs' Fees Mgmt For For For (Trustee of Group Share Schemes/Other Personnel Funds) 32 Approve Financial Mgmt For For For Assistance (Section 44) 33 Approve Financial Mgmt For For For Assistance (Section 45) 34 Authority to Mgmt For For For Repurchase N Ordinary Shares 35 Authority to Mgmt For Abstain Against Repurchase A Ordinary Shares 36 Specific Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Naspers Limited Ticker Security ID: Meeting Date Meeting Status NPN CINS S53435103 08/23/2019 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Spin-off Mgmt For For For ________________________________________________________________________________ Nedbank Group Limited Ticker Security ID: Meeting Date Meeting Status NED CINS S5518R104 05/22/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tshilidzi Marwala Mgmt For For For 2 Re-elect Hubert R. Mgmt For For For Brody 3 Re-elect Errol M. Mgmt For For For Kruger 4 Re-elect Linda Makalima Mgmt For For For 5 Re-elect Paul (Mpho) Mgmt For For For Makwana 6 Re-elect Mantsika A. Mgmt For For For Matooane 7 Appointment of Auditor Mgmt For For For (Deloitte & Touche) 8 Appointment of Auditor Mgmt For For For (Ernst & Young Inc.) 9 Election of Audit Mgmt For For For Committee Member (Stanley Subramoney) 10 Election of Audit Mgmt For For For Committee Member (Hubert R. Brody) 11 Election of Audit Mgmt For For For Committee Member (Neo P. Dongwana) 12 Election of Audit Mgmt For For For Committee Member (Errol M. Kruger) 13 General Authority to Mgmt For For For Issue Shares 14 Adopting and Mgmt For For For Disclosing An Energy Policy 15 Reporting on the Mgmt For For For Company's Approach to Climate-Related Risks 16 Approve Remuneration Mgmt For For For Policy 17 Approve Implementation Mgmt For For For Report 18 Approve NEDs' Fees Mgmt For For For (Chair) 19 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 20 Approve NEDs' Fees Mgmt For For For (Board Member) 21 Approve NEDs' Fees Mgmt For For For (Audit Committee) 22 Approve NEDs' Fees Mgmt For For For (Credit Committee) 23 Approve NEDs' Fees Mgmt For For For (Directors' Affairs Committee) 24 Approve NEDs' Fees Mgmt For For For (Information Technology Committee) 25 Approve NEDs' Fees Mgmt For For For (Related-Party Transactions Committee) 26 Approve NEDs' Fees Mgmt For For For (Remuneration Committee) 27 Approve NEDs' Fees Mgmt For For For (Risk and Capital Management Committee) 28 Approve NEDs' Fees Mgmt For For For (Transformation, Social & Ethics Committee) 29 Authority to Mgmt For For For Repurchase Shares 30 Authority to Issue Mgmt For For For Shares for Cash 31 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Nestle Nigeria Plc Ticker Security ID: Meeting Date Meeting Status NESTLE CINS V6702N103 06/30/2020 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Juliet Ehimuan Mgmt For For For 4 Elect Ricardo Chavez Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For Against Against Auditor's Fees 7 Election of Statutory Mgmt For Against Against Audit Committee Members 8 Directors' Fees Mgmt For For For 9 Related Party Mgmt For Abstain Against Transactions 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Netcare Limited Ticker Security ID: Meeting Date Meeting Status NTC CINS S5507D108 01/31/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Re-elect Thevendrie Mgmt For For For Brewer 3 Elect Lezanne Human Mgmt For For For 4 Elect David A. Kneale Mgmt For For For 5 Re-elect Martin Kuscus Mgmt For For For 6 Re-elect Kgomotso D. Mgmt For For For Moroka 7 Elect Audit Committee Mgmt For For For Chair (Mark Bower) 8 Elect Audit Committee Mgmt For For For Member (Bukelwa Bulo) 9 Elect Audit Committee Mgmt For For For Member (David A. Kneale) 10 Approve Remuneration Mgmt For For For Policy 11 Approve Implementation Mgmt For For For Report 12 Authorisation of Legal Mgmt For For For Formalities 13 Approve The 2019 Mgmt For For For Forfeiture Share Plan 14 Authority to Mgmt For For For Repurchase Shares 15 Approve NEDs' Fees Mgmt For For For 16 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Old Mutual Limited Ticker Security ID: Meeting Date Meeting Status OMU CINS S5790B132 05/29/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Paul Baloyi Mgmt For Against Against 3 Re-elect Peter de Beyer Mgmt For For For 4 Re-elect Albert Essien Mgmt For For For 5 Re-elect Nosipho Molope Mgmt For For For 6 Re-elect Marshall Mgmt For For For Rapiya 7 Elect Iain Williamson Mgmt For For For 8 Election of Audit Mgmt For Against Against Committee Member (Paul Baloyi) 9 Election of Audit Mgmt For For For Committee Member (Peter de Beyer) 10 Election of Audit Mgmt For For For Committee Member (Itumeleng Kgaboesele) 11 Election of Audit Mgmt For For For Committee Member (John Lister) 12 Election of Audit Mgmt For For For Committee Member (Nosipho Molope) 13 Appointment of Joint Mgmt For For For Auditor (Deloitte & Touche) 14 Appointment of Joint Mgmt For For For Auditor (KPMG) 15 Authority to Issue Mgmt For For For Shares for Cash 16 Remuneration Policy Mgmt For For For 17 Remuneration Mgmt For For For Implementation Report 18 Authorization of Legal Mgmt For For For Formalities 19 Approve NEDs' Fees Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares 21 Approve Financial Mgmt For For For Assistance 22 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Pick N Pay Stores Limited Ticker Security ID: Meeting Date Meeting Status PIK CINS S60947108 07/30/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Hugh S. Herman Mgmt For For For 3 Elect Jeffrey (Jeff) Mgmt For For For van Rooyen 4 Elect David Friedland Mgmt For For For 5 Elect Suzanne Mgmt For For For Ackerman-Berman 6 Elect Jonathan Ackerman Mgmt For For For 7 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (Jeff van Rooyen) 8 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (Hugh Herman) 9 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (Audrey Mothupi) 10 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (David Friedland) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Remuneration Mgmt For For For Implementation Report 13 Approve NEDs' Fees Mgmt For For For 14 Approve Financial Mgmt For For For Assistance (Related or Inter-Related Companies) 15 Approve Financial Mgmt For For For Assistance (Persons) 16 Authority to Mgmt For For For Repurchase Shares 17 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Pioneer Food Group Limited Ticker Security ID: Meeting Date Meeting Status PFG CINS S6279F107 10/15/2019 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Scheme by Mgmt For For For the Company's Shareholders 2 Approval of Scheme by Mgmt For For For the Company's Ordinary Shareholders 3 Authority to Mgmt For For For Repurchase BEE Trust Shares 4 Authority to Mgmt For For For Repurchase All Pioneer Foods Class A Shares 5 Revocation of Mgmt For For For Proposals 1.00, 2.00, 3.00 and 4.00 6 Approve Independent Mgmt For For For Board Members' Fees 7 Delisting Mgmt For For For 8 Amendment to Phantom Mgmt For For For Share Plan Rules 9 Bee Payment Mgmt For For For 10 Implementation Mgmt For For For ________________________________________________________________________________ PSG Group Ltd. Ticker Security ID: Meeting Date Meeting Status PSG CINS S5959A107 07/26/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Zitulele (KK) Mgmt For For For L. Combi 2 Re-elect Francois J. Mgmt For Against Against Gouws 3 Elect AM (Modi) Hlobo Mgmt For For For 4 Elect Audit and Risk Mgmt For For For Committee Member (Patrick Burton) 5 Elect Audit and Risk Mgmt For For For Committee Member (AM (Modi) Hlobo) 6 Elect Audit and Risk Mgmt For For For Committee Member (Bridgitte Mathews) 7 Elect Audit and Risk Mgmt For Against Against Committee Member (Chris Otto) 8 Appointment of Auditor Mgmt For For For 9 Approve Remuneration Mgmt For For For Policy 10 Approve Remuneration Mgmt For For For Implementation Report 11 Authority to Issue Mgmt For For For Shares for Cash 12 Approval of NEDs' Fees Mgmt For For For 13 Financial Assistance Mgmt For For For (Section 45) 14 Financial Assistance Mgmt For For For (Section 44) 15 Authority to Mgmt For For For Repurchase Shares 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rand Merchant Investment Holdings Limited Ticker Security ID: Meeting Date Meeting Status RMI CINS S6815J118 11/14/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Peter Cooper Mgmt For Against Against 2 Re-elect Sonja E.N. de Mgmt For Against Against Bruyn 3 Re-elect Lauritz Mgmt For For For (Laurie) L. Dippenaar 4 Re-elect Jan (Jannie) Mgmt For For For J. Durand 5 Re-elect Per-Erik Mgmt For Against Against (Per) Lagerstrom 6 Re-elect Mafison Mgmt For For For (Murphy) Morobe 7 Approve Remuneration Mgmt For Against Against Policy 8 Approve Implementation Mgmt For Against Against Report 9 General Authority to Mgmt For For For Issue Shares 10 Authority to Issue Mgmt For For For Shares for Cash 11 Appointment of Auditor Mgmt For For For 12 Elect Audit and Risk Mgmt For For For Committee Member (Johan Petrus Burger) 13 Elect Audit and Risk Mgmt For Against Against Committee Member (Sonja Emilia Ncumisa de Bruyn) 14 Elect Audit and Risk Mgmt For Against Against Committee Member (Per Lagerstrom) 15 Elect Audit and Risk Mgmt For For For Committee Member (James Teeger) 16 Authorisation of Legal Mgmt For For For Formalities 17 Approve NEDs' Fees Mgmt For For For 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Issue Mgmt For For For Shares Persuant to the Reinvestment Option 20 Approve Financial Mgmt For For For Assistance (Directors and/or Prescribed Officers) 21 Approve Financial Mgmt For For For Assistance (Related Parties) ________________________________________________________________________________ Redefine Properties Limited Ticker Security ID: Meeting Date Meeting Status RDF CINS S6815L196 02/20/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sipho M. Pityana Mgmt For For For 2 Elect Dhanasagree Mgmt For Against Against (Daisy) Naidoo 3 Re-elect Leon C. Kok Mgmt For For For 4 Re-elect Bridgitte Mgmt For For For Mathews 5 Election of Audit Mgmt For Against Against Committee Chair (Dhanasagree (Daisy) Naidoo) 6 Election of Audit Mgmt For For For Committee Member (Bridgitte Matthews) 7 Election of Audit Mgmt For For For Committee Member (Lesego Sennelo) 8 Appointment of Auditor Mgmt For For For 9 General Authority to Mgmt For For For Issue Shares 10 Authority to Issue Mgmt For For For Shares for Cash 11 Authority to Issue Mgmt For For For Shares Pursuant to the Reinvestment Option 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Authorisation of Legal Mgmt For For For Formalities 15 Amendments to Mgmt For For For Memorandum of Association 16 Approve Directors' Mgmt For For For Fees (Chair) 17 Approve Directors' Mgmt For For For Fees (Lead Independent Director) 18 Approve Directors' Mgmt For For For Fees (NED) 19 Approve Directors' Mgmt For For For Fees (Audit Committee Chair) 20 Approve Directors' Mgmt For For For Fees (Audit Committee Member) 21 Approve Directors' Mgmt For For For Fees (Risk, Compliance and Technology Committee Chair) 22 Approve Directors' Mgmt For For For Fees (Risk, Compliance and Technology Committee Member) 23 Approve Directors' Mgmt For For For Fees (Remuneration Committee Chair) 24 Approve Directors' Mgmt For For For Fees (Remuneration Committee Member) 25 Approve Directors' Mgmt For For For Fees (Nomination and Governance Committee Chair) 26 Approve Directors' Mgmt For For For Fees (Nomination and Governance Committee Member) 27 Approve Directors' Mgmt For For For Fees (Social, Ethics and Transformation Committee Chair) 28 Approve Directors' Mgmt For For For Fees (Social, Ethics and Transformation Committee Member) 29 Approve Directors' Mgmt For For For Fees (Investment Committee Chair) 30 Approve Directors' Mgmt For For For Fees (Investment Committee Member) 31 Approve Financial Mgmt For For For Assistance (Section 44) 32 Approve Financial Mgmt For For For Assistance (Section 45) 33 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Remgro Limited Ticker Security ID: Meeting Date Meeting Status REM CINS S6873K106 11/28/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Jan (Jannie) Mgmt For For For J. Durand 4 Re-elect Nkateko Mgmt For For For (Peter) Mageza 5 Re-elect Josua Mgmt For Against Against (Dillie) Malherbe 6 Re-elect Phillip Mgmt For For For (Jabu) J. Moleketi 7 Re-elect Fred Robertson Mgmt For For For 8 Re-elect Anton Rupert Mgmt For For For 9 Election of Audit and Mgmt For Against Against Risk Committee Member (Sonja De Bruyn) 10 Election of Audit and Mgmt For Against Against Risk Committee Member (Nkateko Mageza) 11 Election of Audit and Mgmt For For For Risk Committee Member (Phillip Moleketi) 12 Election of Audit and Mgmt For For For Risk Committee Member (Fred Robertson) 13 General Authority to Mgmt For For For Issue Shares 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Approval of NEDs' Fees Mgmt For For For 17 Authority to Mgmt For For For Repurchase Shares 18 Approve Financial Mgmt For For For Assistance (Section 44) 19 Approve Financial Mgmt For For For Assistance (Section 45) 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Resilient REIT Limited Ticker Security ID: Meeting Date Meeting Status RES CINS S6990F105 11/06/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stuart I. Bird Mgmt For For For 2 Re-elect Desmond de Mgmt For For For Beer 3 Re-elect Jacobus J. Mgmt For For For Kriek 4 Re-elect Protas T. Mgmt For For For Phili 5 Re-elect Marion Lesego Mgmt For For For (Dawn) Marole 6 Re-elect Barry D. van Mgmt For For For Wyk 7 Re-elect Thembakazi Mgmt For For For (Thembi) I. Chagonda 8 Elect Audit Committee Mgmt For For For Member (David Brown) 9 Elect Audit Committee Mgmt For For For Member (Protas Phili) 10 Elect Audit Committee Mgmt For For For Member (Des Gordon) 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Mgmt For For For Shares for Cash 13 Adoption of Mgmt For For For Conditional Share Plan 14 Approve Remuneration Mgmt For Against Against Policy 15 Approve Implementation Mgmt For Against Against Report 16 Approve Financial Mgmt For For For Assistance 17 Authority to Mgmt For For For Repurchase Shares 18 Approve NEDs' Fees Mgmt For For For 19 Approve NEDs' Fees Mgmt For For For (Special Committee) 20 Authority to Issue Mgmt For For For Shares Pursuant to the Conditional Share Plan 21 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ RMB Holdings Limited Ticker Security ID: Meeting Date Meeting Status RMH CINS S6992P127 06/01/2020 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Unbundling of FirstRand Mgmt For For For ________________________________________________________________________________ RMB Holdings Limited Ticker Security ID: Meeting Date Meeting Status RMH CINS S6992P127 11/14/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jan Jonathan Mgmt For For For (Jannie) Durand 2 Elect Peter Cooper Mgmt For For For 3 Elect Lauritz (Laurie) Mgmt For For For L. Dippenaar 4 Elect Sonja E.N. de Mgmt For Against Against Bruyn 5 Elect Obakeng Phetwe Mgmt For For For 6 General Authority to Mgmt For For For Issue Shares 7 Authority to Issue Mgmt For For For Shares for Cash 8 Appointment of Auditor Mgmt For For For 9 Elect Audit and Risk Mgmt For Against Against Committee Member (Sonja de Bruyn) 10 Elect Audit and Risk Mgmt For For For Committee Member (Per Lagerstrom) 11 Elect Audit and Risk Mgmt For For For Committee Member (James Teeger) 12 Authorization of Legal Mgmt For For For Formalities 13 Remuneration Report Mgmt For For For (Policy) 14 Remuneration Report Mgmt For For For (Implementation) 15 Approve NEDs' Fees Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Issue Mgmt For For For Shares (Reinvestment Option) 18 Approve Financial Mgmt For For For Assistance (Share Scheme Beneficiaries) 19 Approve Financial Mgmt For For For Assistance (Ordinary Course of Business) ________________________________________________________________________________ Royal Caribbean Cruises Ltd. Ticker Security ID: Meeting Date Meeting Status RCL CUSIP V7780T103 05/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Brock Mgmt For For For 2 Elect Richard D. Fain Mgmt For For For 3 Elect Stephen R. Howe, Mgmt For For For Jr 4 Elect William L. Kimsey Mgmt For For For 5 Elect Maritza Gomez Mgmt For For For Montiel 6 Elect Ann S. Moore Mgmt For For For 7 Elect Eyal M. Ofer Mgmt For For For 8 Elect William K. Reilly Mgmt For For For 9 Elect Vagn Ove Sorensen Mgmt For For For 10 Elect Donald Thompson Mgmt For For For 11 Elect Arne Alexander Mgmt For For For Wilhelmsen 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Safaricom Limited Ticker Security ID: Meeting Date Meeting Status SCOM CINS V74587102 08/30/2019 Voted Meeting Type Country of Trade Annual Kenya Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Final Dividend Mgmt For For For 4 Special Dividend Mgmt For For For 5 Elect Bitange Ndemo Mgmt For For For 6 Elect Rose Ogega Mgmt For For For 7 Election of Audit Mgmt For For For Committee Members (Bitange Ndemo) 8 Election of Audit Mgmt For Against Against Committee Members (Esther Koimett) 9 Election of Audit Mgmt For Against Against Committee Members (Mohamed Joosub) 10 Election of Audit Mgmt For Against Against Committee Members (Till Streichert) 11 Election of Audit Mgmt For For For Committee Members (Rose Ogega) 12 Remuneration Report Mgmt For For For 13 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 14 Transaction of Other Mgmt For Against Against Business 15 Amendments to Article Mgmt For For For 89 (Board Size) ________________________________________________________________________________ Sanlam Ltd. Ticker Security ID: Meeting Date Meeting Status SLM CINS S7302C137 06/10/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For (2020) 3 Appointment of Joint Mgmt For For For Auditor (2021) 4 Elect Andrew Birrell Mgmt For For For 5 Elect Elias Masilela Mgmt For For For 6 Elect Kobus Moller Mgmt For For For 7 Re-elect Rejoice V. Mgmt For For For Simelane 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Re-elect Heinie C. Mgmt For For For Werth 10 Re-elect Jeanett Modise Mgmt For For For 11 Election of Audit, Mgmt For For For Actuarial and Finance Committee Member (Andrew Birrell) 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Election of Audit, Mgmt For For For Actuarial and Finance Committee Member (Mathukana G. Mokoka) 14 Election of Audit, Mgmt For For For Actuarial and Finance Committee Member (Karabo T. Nondumo) 15 Election of Audit, Mgmt For For For Actuarial and Finance Committee Member (Kobus Moller) 16 Approve Remuneration Mgmt For For For Policy and Implementation Report 17 Approve Remuneration Mgmt For For For Implementation Report 18 Ratify Directors' Fees Mgmt For For For 19 General Authority to Mgmt For For For Issue Shares 20 General Authority to Mgmt For For For Issue Shares for Cash 21 Authorisation of Legal Mgmt For For For Formalities 22 Approve NEDs' Fees Mgmt For For For 23 Authority to Mgmt For For For Repurchase Shares 24 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sappi Limited Ticker Security ID: Meeting Date Meeting Status SAP CINS S73544108 02/05/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Brian R. Beamish Mgmt For For For 3 Elect James M. Lopez Mgmt For For For 4 Elect Janice E. Stipp Mgmt For For For 5 Re-elect Michael Mgmt For For For (Mike) A. Fallon 6 Re-elect Nkateko Mgmt For Against Against (Peter) Mageza 7 Re-elect Bonakele Mgmt For For For (Boni) Mehlomakulu 8 Re-elect Glen T. Pearce Mgmt For For For 9 Elect Audit and Risk Mgmt For For For Committee Member (Nkateko Mageza) 10 Elect Audit and Risk Mgmt For For For Committee Member (Zola Malinga) 11 Elect Audit and Risk Mgmt For For For Committee Member (Bonakele Mehlomakulu) 12 Elect Audit and Risk Mgmt For For For Committee Member (Robertus Renders) 13 Elect Audit and Risk Mgmt For For For Committee Member (Janice E. Stipp) 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares Pursuant to Scheme 16 Authority to Issue Mgmt For For For Shares Pursuant to Incentive Plan 17 Approve Remuneration Mgmt For For For Policy 18 Approve Implementation Mgmt For For For Report 19 Approve NEDs' Fees Mgmt For For For 20 Approve Financial Mgmt For For For Assistance 21 Authorisation of Legal Mgmt For For For Formalities 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CUSIP 803866300 11/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Gesina (Trix) Mgmt For For For M.B. Kennealy 2 Re-elect Peter J. Mgmt For For For Robertson 3 Re-elect Paul Victor Mgmt For For For 4 Elect Sipho A. Nkosi Mgmt For For For 5 Elect Fleetwood Grobler Mgmt For For For 6 Elect Vuyo Kahla Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Audit Mgmt For For For Committee Member (Colin Beggs) 9 Election of Audit Mgmt For For For Committee Member (Trix Kennealy) 10 Election of Audit Mgmt For For For Committee Member (Nomgando Matyumza) 11 Election of Audit Mgmt For For For Committee Member (Stephen Westwell) 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Amendments to Mgmt For For For Memorandum ________________________________________________________________________________ Shoprite Holdings Limited Ticker Security ID: Meeting Date Meeting Status SHP CINS S76263102 11/04/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Christoffel Mgmt For Against Against (Christo) H. Wiese 4 Re-elect Alice le Roux Mgmt For For For 5 Elect Audit and Risk Mgmt For For For Committee Member and Chair (Johannes F. Basson) 6 Elect Audit and Risk Mgmt For For For Committee Member (Alice le Roux) 7 Elect Audit and Risk Mgmt For For For Committee Member (Joseph Rock) 8 General Authority to Mgmt For For For Issue Shares 9 Authority to Issue Mgmt For For For Shares for Cash 10 Authorization of Legal Mgmt For For For Formalities 11 Approve Remuneration Mgmt For For For Policy and Implementation Report 12 Approve Remuneration Mgmt For For For Implementation Report 13 Elect JF Le Roux Mgmt For For For 14 Approve NEDs' Fees Mgmt For For For (Board Chair) 15 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 16 Approve NEDs' Fees Mgmt For For For (Board Members) 17 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Audit and Risk Committee Members) 19 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Chair) 20 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Members) 21 Approve NEDs' Fees Mgmt For For For (Nomination Committee Chair) 22 Approve NEDs' Fees Mgmt For For For (Nomination Committee Members) 23 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Chair) 24 Approve NEDs' Fees Mgmt For For For (Social and Ethics Committee Members) 25 Approve NEDs' Fees Mgmt For For For (Additional Fee per Meeting) 26 Approve NEDs' Fees Mgmt For For For (Additional Fee per Hour) 27 Financial Assistance Mgmt For For For 28 Authority to Mgmt For For For Repurchase Shares 29 Amendments to Clause 1 Mgmt For For For of the Memorandum of Incorporation 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sibanye Gold Limited Ticker Security ID: Meeting Date Meeting Status SGL CUSIP 825724206 01/23/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For (Technical Merger) 2 Revocation of Proposal Mgmt For For For 1 if the Scheme Does Not Proceed 3 Directors Authority Mgmt For For For ________________________________________________________________________________ Sibanye Stillwater Limited Ticker Security ID: Meeting Date Meeting Status SSW CUSIP 82575P107 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Elaine Mgmt For For For Dorward-King 3 Elect Thabane Mgmt For For For (Vincent) Maphai 4 Elect Timothy J. Mgmt For For For Cumming 5 Re-elect Charl A. Mgmt For For For Keyter 6 Election of Audit Mgmt For For For Committee Member (Keith A. Rayner) 7 Election of Audit Mgmt For For For Committee Member (Timothy J. Cumming) 8 Election of Audit Mgmt For For For Committee Member (Savannah Danson) 9 Election of Audit Mgmt For For For Committee Member (Richard Menell) 10 Election of Audit Mgmt For For For Committee Member (Nkosemntu G. Nika) 11 Election of Audit Mgmt For For For Committee Member (Susan (Sue) C. van der Merwe) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve Remuneration Mgmt For For For Policy 15 Approve Implementation Mgmt For For For Report 16 Approve NEDs' Fees Mgmt For For For 17 Approve Lead Mgmt For For For Independent Director's Fees 18 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Spar Group Ltd. Ticker Security ID: Meeting Date Meeting Status SPP CINS S8050H104 02/11/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Lwazi M. Koyana Mgmt For For For 3 Re-elect Harish K. Mgmt For For For Mehta 4 Re-elect Phumla Mnganga Mgmt For For For 5 Re-elect Andrew G. Mgmt For For For Waller 6 Appointment of Auditor Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Marang Mashologu) 8 Elect Audit Committee Mgmt For For For Member (Harish K. Mehta) 9 Election of Audit Mgmt For For For Committee Chair (Andrew G. Waller) 10 Authority to Issue Mgmt For For For Shares Pursuant to the Employee Share Trust 11 Authority to Issue Mgmt For For For Shares Pursuant to the Conditional Share Plan 12 Approve Remuneration Mgmt For For For Policy 13 Approve Implementation Mgmt For For For of Remuneration Policy 14 Approve Financial Mgmt For For For Assistance 15 Approve NEDs' Fees Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Standard Bank Group Ltd. Ticker Security ID: Meeting Date Meeting Status SBK CINS S80605140 06/26/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Maureen A. Mgmt For For For Erasmus 2 Elect Gesina (Trix) Mgmt For For For M.B. Kennealy 3 Elect Nomgando N.A. Mgmt For For For Matyumza 4 Elect John (Jacko) H. Mgmt For For For Maree 5 Elect John M. Vice Mgmt For For For 6 Elect Bafelelang Mgmt For For For Priscillah Mabelane 7 Elect Nonkululeko M.C. Mgmt For Against Against Nyembezi 8 Appointment of Auditor Mgmt For For For (KPMG) 9 Appointment of Auditor Mgmt For For For (PricewaterhouseCoopers) 10 General Authority to Mgmt For For For Issue Ordinary Shares 11 General Authority to Mgmt For For For Issue Preference Shares 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Directors' Fees (Chair) Mgmt For For For 15 Directors' Fees Mgmt For For For (Director) 16 Directors' Fees Mgmt For For For (International Director) 17 Directors' Fees (Audit Mgmt For For For Committee Chair) 18 Directors' Fees (Audit Mgmt For For For Committee Member) 19 Directors' Fees Mgmt For For For (Directors Affairs Committee Chair) 20 Directors' Fees Mgmt For For For (Directors Affairs Committee Member) 21 Directors' Fees Mgmt For For For (Remuneration Committee Chair) 22 Directors' Fees Mgmt For For For (Remuneration Committee Member) 23 Directors' Fees (Risk Mgmt For For For and Capital Management Committee Chair) 24 Directors' Fees (Risk Mgmt For For For and Capital Management Committee Member) 25 Directors' Fees Mgmt For For For (Social and Ethics Committee Chair) 26 Directors' Fees Mgmt For For For (Social and Ethics Committee Member) 27 Directors' Fees Mgmt For For For (Technology and Information Committee Chair) 28 Directors' Fees Mgmt For For For (Technology and Information Committee Member) 29 Directors' Fees (Ad Mgmt For For For Hoc Meetings) 30 Authority to Mgmt For For For Repurchase Ordinary Shares 31 Authority to Mgmt For For For Repurchase Preference Shares 32 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Telkom SA SOC Limited Ticker Security ID: Meeting Date Meeting Status TKG CINS S84197102 08/27/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Keith A. Rayner Mgmt For For For 2 Elect Sibusiso P. Mgmt For For For Sibisi 3 Re-elect Susan Mgmt For For For (Santie) L. Botha 4 Re-elect Khanyisile T. Mgmt For For For Kweyama 5 Re-elect Kholeka W. Mgmt For For For Mzondeki 6 Re-elect Fagmeedah Mgmt For For For Petersen-Cook 7 Elect Audit Committee Mgmt For For For Member (Sibusiso Luthuli) 8 Elect Audit Committee Mgmt For For For Member (Kholeka W. Mzondeki) 9 Elect Audit Committee Mgmt For For For Member (Keith A Rayner) 10 Elect Audit Committee Mgmt For For For Member (Rex G. Tomlinson) 11 Elect Audit Committee Mgmt For For For Member (Louis L. von Zeuner) 12 Appointment of Auditor Mgmt For Abstain Against (PricewaterhouseCooper s) 13 Appointment of Auditor Mgmt For Abstain Against (SizweNtsalubaGobodo) 14 General Authority to Mgmt For For For Issue Shares 15 Approve Remuneration Mgmt For For For Policy 16 Approve Remuneration Mgmt For For For Implementation Report 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Issue Mgmt For For For Shares for Cash 19 Approve NEDs' Fees Mgmt For For For 20 Approve Financial Mgmt For For For Assistance 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ The Bidvest Group Limited Ticker Security ID: Meeting Date Meeting Status BVT CINS S1201R162 11/28/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Sibongile Mgmt For For For Masinga 2 Re-elect Nompumelelo Mgmt For For For T. Madisa 3 Elect Bonang Francis Mgmt For For For Mohale 4 Appointment of Auditor Mgmt For For For 5 Election of Audit Mgmt For For For Committee Member (Norman W. Thomson) 6 Election of Audit Mgmt For Against Against Committee Member (Renosi D. Mokate) 7 Election of Audit Mgmt For Against Against Committee Member (Eric K. Diack) 8 General Authority to Mgmt For For For Issue Shares 9 Authority to Issue Mgmt For For For Shares for Cash 10 Approve Allocation to Mgmt For For For Distribute Share Capital or Premium 11 Authorisation of Legal Mgmt For For For Formalities 12 Ratify Director's Mgmt For For For Personal Financial Interest 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 Approve NEDs' Fees Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares 17 Approve Financial Mgmt For For For Assistance 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ The Foschini Group Limited Ticker Security ID: Meeting Date Meeting Status TFG CINS S29260155 09/03/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Re-elect Fatima Mgmt For For For Abrahams 4 Re-elect Michael Lewis Mgmt For Against Against 5 Re-elect Samuel (Sam) Mgmt For For For E. Abrahams 6 Re-elect Bongiwe Ntuli Mgmt For For For 7 Elect Audit Committee Mgmt For For For Member (Sam Abrahams) 8 Elect Audit Committee Mgmt For For For Member (Tumi Makgabo-Fiskerstrand) 9 Elect Audit Committee Mgmt For For For Member (Eddy Oblowitz) 10 Elect Audit Committee Mgmt For For For Member (Nomahlubi Simamane) 11 Elect Audit Committee Mgmt For For For Member (David Friedland) 12 Elect Audit Committee Mgmt For For For Member (Fatima Abrahams) 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 Approve NEDs' Fees Mgmt For For For 16 Authority to Mgmt For For For Repurchase Shares 17 Approve Financial Mgmt For For For Assistance 18 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Tiger Brands Ltd. Ticker Security ID: Meeting Date Meeting Status TBS CINS S84594142 02/18/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Cora Fernandez Mgmt For For For 3 Elect Mahlape Sello Mgmt For For For 4 Elect Donald G. Wilson Mgmt For For For 5 Re-elect Michael Ajukwu Mgmt For For For 6 Re-elect Mark J. Bowman Mgmt For For For 7 Re-elect Khotso D.K. Mgmt For For For Mokhele 8 Election of Audit Mgmt For For For Committee Member (Cora Fernandez) 9 Election of Audit Mgmt For For For Committee Member (Thetele (Emma) E. Mashilwane) 10 Election of Audit Mgmt For For For Committee Member (Donald G. Wilson) 11 Appointment of Auditor Mgmt For For For 12 Authorisation of Legal Mgmt For For For Formalities 13 Approve Remuneration Mgmt For For For Policy 14 Approve Remuneration Mgmt For For For Implementation Report 15 Approve Financial Mgmt For For For Assistance 16 Approve NEDs' Fees Mgmt For For For (NEDs) 17 Approve NEDs' Fees Mgmt For For For (Chair) 18 Approve NEDs' Fees Mgmt For For For (Committees) 19 Approve NEDs' Fees Mgmt For For For (Unscheduled Meetings) 20 Approve NEDs' Fees (Ad Mgmt For For For Hoc Meetings) 21 Approve NEDs' Fees Mgmt For For For (Non-Resident NEDs) 22 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Truworths International Limited Ticker Security ID: Meeting Date Meeting Status TRU CINS S8793H130 11/07/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Rob G. Dow Mgmt For For For 3 Re-elect Michael Mgmt For For For (Mike) A. Thompson 4 Re-elect Douglas Mgmt For For For (Doug) N. Dare 5 Re-elect Roderick Mgmt For For For (Roddy) J.A. Sparks 6 Elect Sarah Proudfoot Mgmt For For For 7 Elect Cindy Joy Hess Mgmt For For For 8 Authority to Issue Mgmt For For For Shares for Cash 9 Authority to Mgmt For For For Repurchase Shares 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Approve NEDs' Fees Mgmt For For For (Chair) 12 Approve NEDs' Fees Mgmt For For For (Director) 13 Approve NEDs' Fees Mgmt For For For (Audit Committee Chair) 14 Approve NEDs' Fees Mgmt For For For (Audit Committee Member) 15 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Chair) 16 Approve NEDs' Fees Mgmt For For For (Remuneration Committee Member) 17 Approve NEDs' Fees Mgmt For For For (Risk Committee Member) 18 Approve NEDs' Fees Mgmt For For For (Nomination Committee Chair) 19 Approve NEDs' Fees Mgmt For For For (Nomination Committee Member) 20 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee Chair) 21 Approve NEDs' Fees Mgmt For For For (Social & Ethics Committee Member) 22 Election of Audit Mgmt For For For Committee Member (Roddy Sparks) 23 Election of Audit Mgmt For For For Committee Members (Mike Thompson) 24 Election of Audit Mgmt For For For Committee Members (Rob Dow) 25 Approve Remuneration Mgmt For For For Policy 26 Approve Implementation Mgmt For For For Report 27 Approve Social and Mgmt For For For Ethics Committee Report 28 Election of Social and Mgmt For For For Ethics Committee Member (Mike Thompson) 29 Election of Social and Mgmt For For For Ethics Committee Member (Maya M. Makanjee) 30 Election of Social and Mgmt For For For Ethics Committee Member (David Pfaff) 31 Approve Financial Mgmt For For For Assistance 32 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 04/23/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Mike Daly Mgmt For For For 5 Elect Martin Greenslade Mgmt For For For 6 Elect Sheila Khama Mgmt For For For 7 Elect Genevieve Sangudi Mgmt For For For 8 Elect Dorothy C. Mgmt For For For Thompson 9 Elect Jeremy R. Wilson Mgmt For For For 10 Elect Les Wood Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 16 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Vodacom Group Limited Ticker Security ID: Meeting Date Meeting Status VOD CINS S9453B108 07/23/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Phuti Mgmt For For For Mahanyele-Dabengwa 3 Elect Sunil Sood Mgmt For For For 4 Elect Thomas Reisten Mgmt For For For 5 Re-Elect Phillip Mgmt For For For (Jabu) J. Moleketi 6 Re-Elect John W.L. Otty Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Approve Remuneration Mgmt For For For Policy 9 Approve Remuneration Mgmt For For For Implementation Report 10 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (David H. Brown) 11 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (Sakumzi (Saki) J. Macozoma) 12 Election of Audit, Mgmt For For For Risk and Compliance Committee Member (Bafeleang P. Mabelane) 13 Authority to Mgmt For For For Repurchase Shares 14 Increase NEDs' Fees Mgmt For For For 15 Approve Financial Mgmt For For For Assistance ________________________________________________________________________________ Woolworths Holdings Limited Ticker Security ID: Meeting Date Meeting Status WHL CINS S98758121 11/27/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hubert R. Brody Mgmt For For For (Board Chair) 2 Elect David A. Kneale Mgmt For For For 3 Elect Thembisa Skweyiya Mgmt For For For 4 Elect Belinda Earl Mgmt For For For 5 Elect Christopher Mgmt For For For Colfer 6 Elect Clive B. Thomson Mgmt For For For 7 Election of Audit Mgmt For For For Committee Member (Zarina Bassa) 8 Election of Audit Mgmt For For For Committee Member (Thembisa Skweyiya) 9 Election of Audit Mgmt For For For Committee Member (Andrew Higginson) 10 Election of Audit Mgmt For For For Committee Member (Christopher Colfer) 11 Election of Audit Mgmt For For For Committee Member (Clive Thomson) 12 Appointment of Auditor Mgmt For For For 13 Amendment to the Mgmt For For For Performance Share Plan 14 Approval of Mgmt For For For Remuneration Policy 15 Approval of Mgmt For For For Remuneration Implementation Report 16 Authority to Mgmt For For For Repurchase Shares 17 Directors' Fees Mgmt For For For ________________________________________________________________________________ Zenith Bank Ticker Security ID: Meeting Date Meeting Status ZENITHBANK CINS V9T871109 03/16/2020 Voted Meeting Type Country of Trade Annual Nigeria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Al-Mujtaba Mgmt For For For Abubakar 5 Elect Henry Oroh Mgmt For For For 6 Re-elect Oyewusi Mgmt For For For Ibidapo-Obe 7 Re-elect Umar Shuaib Mgmt For For For Ahmed 8 Re-elect Temitope Mgmt For For For Fasoranti 9 Authority to Set Mgmt For Against Against Auditor's Fees 10 Election of Statutory Mgmt For For For Audit Committee Members 11 Directors' Fees Mgmt For For For 12 Continuation of Office Mgmt For For For of Jeffrey Efeyini as a Non-Executive Director and Oyewusi Ibidapo-Obe as Non Executive Independent Director Fund Name : VanEck Vectors Agribusiness ETF ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy V. Armes Mgmt For For For 2 Elect Michael C. Arnold Mgmt For For For 3 Elect Sondro L. Barbour Mgmt For For For 4 Elect P. George Benson Mgmt For For For 5 Elect Suzanne P. Clark Mgmt For For For 6 Elect Wolfgang Deml Mgmt For For For 7 Elect George E. Minnich Mgmt For For For 8 Elect Martin H. Mgmt For For For Richenhagen 9 Elect Gerald L. Shaheen Mgmt For For For 10 Elect Mallika Mgmt For For For Srinivasan 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael S. Burke Mgmt For For For 2 Elect Terrell K. Crews Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Suzan F. Harrison Mgmt For For For 6 Elect Juan R. Luciano Mgmt For For For 7 Elect Patrick J. Moore Mgmt For For For 8 Elect Francisco Sanchez Mgmt For For For 9 Elect Debra A. Sandler Mgmt For For For 10 Elect Lei Z. Schlitz Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Bakkafrost P/F Ticker Security ID: Meeting Date Meeting Status BAKKA CINS K0840B107 04/03/2020 Take No Action Meeting Type Country of Trade Annual Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair 5 Report of the Board of Mgmt For TNA N/A Directors 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Election of Directors Mgmt For TNA N/A 9 Elect Runi M. Hansen Mgmt For TNA N/A as chair 10 Directors' Fees Mgmt For TNA N/A 11 Election of Nomination Mgmt For TNA N/A Committee Members 12 Nomination Committee Mgmt For TNA N/A Fees 13 Appointment of Auditor Mgmt For TNA N/A 14 Remuneration Policy Mgmt For TNA N/A 15 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 16 Transaction of Other Mgmt N/A TNA N/A Business ________________________________________________________________________________ Bakkafrost P/F Ticker Security ID: Meeting Date Meeting Status BAKKA CINS K0840B107 10/18/2019 Take No Action Meeting Type Country of Trade Special Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Presiding Mgmt For TNA N/A Chair 2 Private Placement Mgmt For TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Fischer Mgmt For For For 1.2 Elect Perry W. Premdas Mgmt For For For 1.3 Elect John Y. Mgmt For For For Televantos 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAYN CINS D0712D163 04/28/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 7 Ratification of Mgmt For Abstain Against Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Elect Ertharin Cousin Mgmt For For For 10 Elect Otmar Wiestler Mgmt For For For 11 Elect Horst Baier Mgmt For For For 12 Management Board Mgmt For For For Remuneration Policy 13 Supervisory Board Mgmt For For For Remuneration Policy 14 Amendments to Articles Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bucher Industries AG Ticker Security ID: Meeting Date Meeting Status BUCN CINS H10914176 04/24/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A and Management Acts 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Elect Claude R. Cornaz Mgmt For TNA N/A 6 Elect Anita Hauser Mgmt For TNA N/A 7 Elect Michael Hauser Mgmt For TNA N/A 8 Elect Martin Hirzel Mgmt For TNA N/A 9 Elect Philip Mosimann Mgmt For TNA N/A 10 Elect Heinrich Spoerry Mgmt For TNA N/A 11 Elect Valentin Vogt Mgmt For TNA N/A 12 Elect Claude R. Cornaz Mgmt For TNA N/A 13 Elect Anita Hauser Mgmt For TNA N/A 14 Elect Valentin Vogt Mgmt For TNA N/A 15 Appointment of Mgmt For TNA N/A Independent Proxy 16 Appointment of Auditor Mgmt For TNA N/A 17 Executive Compensation Mgmt For TNA N/A (Variable) 18 Compensation Report Mgmt For TNA N/A 19 Board Compensation Mgmt For TNA N/A 20 Executive Compensation Mgmt For TNA N/A (Fixed) 21 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sheila C. Bair Mgmt For For For 2 Elect Vinita Bali Mgmt For For For 3 Elect Carol M. Browner Mgmt For For For 4 Elect Andrew A. Ferrier Mgmt For For For 5 Elect Paul J. Fribourg Mgmt For For For 6 Elect J. Erik Fyrwald Mgmt For For For 7 Elect Gregory A. Mgmt For For For Heckman 8 Elect Bernardo Hees Mgmt For For For 9 Elect Kathleen Hyle Mgmt For For For 10 Elect Henry W. Winship Mgmt For For For 11 Elect Mark N. Zenuk Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Fix Remuneration 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2016 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Javed Ahmed Mgmt For For For 2 Elect Robert C. Mgmt For For For Arzbaecher 3 Elect William Davisson Mgmt For For For 4 Elect John W. Eaves Mgmt For For For 5 Elect Stephen A. Mgmt For For For Furbacher 6 Elect Stephen J. Hagge Mgmt For For For 7 Elect Anne P. Noonan Mgmt For For For 8 Elect Michael J. Toelle Mgmt For For For 9 Elect Theresa E. Wagler Mgmt For For For 10 Elect Celso L. White Mgmt For For For 11 Elect W. Anthony Will Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status 2319 CINS G21096105 06/03/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jeffrey LU Mgmt For For For Minfang 6 Elect JIAO Shuge Mgmt For Against Against 7 Elect Julian J. Mgmt For For For Wolhardt 8 Elect MENG Fanjie Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Amendment to Terms of Mgmt For For For Options ________________________________________________________________________________ CNH Industrial N.V. Ticker Security ID: Meeting Date Meeting Status CNHI CUSIP N20944109 04/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Remuneration Report Mgmt For For For 5 Amendments to Mgmt For For For Remuneration Policy 6 Equity Compensation Mgmt For For For Plan 7 Elect Suzanne Heywood Mgmt For For For 8 Elect Hubertus M. Mgmt For For For Muhlhauser 9 Elect Leo W. Houle Mgmt For For For 10 Elect John Lanaway Mgmt For For For 11 Elect Alessandro Nasi Mgmt For Against Against 12 Elect Lorenzo Simonelli Mgmt For For For 13 Elect Jacqueline Mgmt For For For Tammenoms Bakker 14 Elect Jacques Mgmt For For For Theurillat 15 Elect Howard W. Buffett Mgmt For For For 16 Elect Nelda J. Connors Mgmt For For For 17 Elect Tufan Erginbilgic Mgmt For For For 18 Elect Vagn Ove Sorensen Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Corteva, Inc. Ticker Security ID: Meeting Date Meeting Status CTVA CUSIP 22052L104 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Robert A. Brown Mgmt For For For 3 Elect James C. Collins Mgmt For For For Jr. 4 Elect Klaus Engel Mgmt For For For 5 Elect Michael O. Mgmt For For For Johanns 6 Elect Lois D. Juliber Mgmt For For For 7 Elect Rebecca B. Mgmt For For For Liebert 8 Elect Marcos Marinho Mgmt For For For Lutz 9 Elect Nayaki R. Nayyar Mgmt For For For 10 Elect Gregory R. Page Mgmt For For For 11 Elect Lee M. Thomas Mgmt For For For 12 Elect Patrick J. Ward Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Approval of the Mgmt For For For Omnibus Employee Stock Purchase Plan ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Alan C. Heuberger Mgmt For For For 3 Elect Charles O. Mgmt For For For Holliday, Jr. 4 Elect Dipak C. Jain Mgmt For For For 5 Elect Michael O. Mgmt For For For Johanns 6 Elect Clayton M. Jones Mgmt For For For 7 Elect John C. May Mgmt For For For 8 Elect Gregory R. Page Mgmt For For For 9 Elect Sherry M. Smith Mgmt For For For 10 Elect Dmitri L. Mgmt For For For Stockton 11 Elect Sheila G. Talton Mgmt For For For 12 Adoption of Exclusive Mgmt For Against Against Forum Provisions 13 Advisory vote on Mgmt For For For executive compensation 14 Approval of the 2020 Mgmt For For For Equity and Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications ________________________________________________________________________________ Elanco Animal Health Incorporated Ticker Security ID: Meeting Date Meeting Status ELAN CUSIP 28414H103 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Harrington 2 Elect Deborah T. Mgmt For For For Kochevar 3 Elect Kirk McDonald Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Eduardo E. Mgmt For For For Cordeiro 3 Elect Mark Douglas Mgmt For For For 4 Elect C. Scott Greer Mgmt For For For 5 Elect KLynne Johnson Mgmt For For For 6 Elect Dirk A. Mgmt For For For Kempthorne 7 Elect Paul J. Norris Mgmt For For For 8 Elect Margareth Ovrum Mgmt For For For 9 Elect Robert C. Pallash Mgmt For For For 10 Elect William H. Powell Mgmt For For For 11 Elect Vincent R. Volpe Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Genus plc Ticker Security ID: Meeting Date Meeting Status GNS CINS G3827X105 11/14/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Performance Share Plan Mgmt For For For 5 Deferred Share Bonus Mgmt For For For Plan 6 Amendments to 2014 Mgmt For For For Deferred Share Bonus Plan 7 Final Dividend Mgmt For For For 8 Elect Bob Lawson Mgmt For For For 9 Elect Stephen Wilson Mgmt For For For 10 Elect Lysanne Gray Mgmt For For For 11 Elect Lykele van der Mgmt For For For Broek 12 Elect Lesley Knox Mgmt For For For 13 Elect Ian Charles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Golden Agri-Resources Limited Ticker Security ID: Meeting Date Meeting Status E5H CINS V39076134 04/27/2020 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Kaneyalall Mgmt For For For Hawabhay 5 Elect FOO Meng Kee Mgmt For Against Against 6 Elect Christian Mgmt For For For Gautier De Charnace 7 Elect Khemraj Sharma Mgmt For For For Sewraz 8 Elect LEW Syn Pau Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Goldin Financial Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0530 CINS G3968F137 08/23/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Elect HUANG Rui Mgmt For For For 5 Elect Joseph WONG Wai Mgmt For For For Leung ________________________________________________________________________________ Goldin Financial Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0530 CINS G3968F137 11/21/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect PAN Sutong Mgmt For Against Against 5 Elect Shirley HUI Wai Mgmt For Against Against Man 6 Elect TANG Yiu Wing Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Goldin Financial Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0530 CINS G3968F137 12/18/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Property Purchase Mgmt For For For ________________________________________________________________________________ ICL-Israel Chemicals Ltd Ticker Security ID: Meeting Date Meeting Status ICL CUSIP M5920A109 01/30/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Liability Insurance Mgmt For For For Policy of Directors/Officers ________________________________________________________________________________ ICL-Israel Chemicals Ltd Ticker Security ID: Meeting Date Meeting Status ICL CUSIP M5920A109 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yoav Doppelt Mgmt For For For 2 Elect Aviad Kaufman Mgmt For For For 3 Elect Avisar Paz Mgmt For For For 4 Elect Sagi Kabla Mgmt For For For 5 Elect Ovadia Eli Mgmt For For For 6 Elect Reem Aminoach Mgmt For Against Against 7 Elect Lior Reitblatt Mgmt For For For 8 Elect Tzipi Ozer-Armon Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Equity Compensation of Mgmt For For For Directors For 2020 11 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 12 Company Name Change Mgmt For For For ________________________________________________________________________________ Idexx Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status IDXX CUSIP 45168D104 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rebecca M. Mgmt For For For Henderson 2 Elect Lawrence D. Mgmt For For For Kingsley 3 Elect Sophie V. Mgmt For For For Vandebroek 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Incitec Pivot Limited Ticker Security ID: Meeting Date Meeting Status IPL CINS Q4887E101 12/20/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Xiaoling Liu Mgmt For For For 3 Elect Gregory Robinson Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Jeanne Johns) ________________________________________________________________________________ IOI Corporation Berhad Ticker Security ID: Meeting Date Meeting Status IOICORP CINS Y41763106 10/25/2019 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Peter CHIN Fah Mgmt For Against Against Kui 3 Elect LEE Yeow Seng Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Directors' Benefits Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Retention of Mgmt For For For Karownakaran Karunakaran a/l Ramasamy as an Independent Director 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Related Party Mgmt For For For Transactions 11 Gratuity Payment to Mgmt For Against Against the Former Executive Chair LEE Shin Cheng 12 Adoption of New Mgmt For For For Constitution ________________________________________________________________________________ K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164129 06/10/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Appointment of Auditor Mgmt For For For 11 Elect Andreas Kreimeyer Mgmt For For For 12 Elect Philip Freiherr Mgmt For For For von dem Bussche 13 Elect Rainier van Mgmt For For For Roessel 14 Supervisory Board Mgmt For For For Members' Fees 15 Amendments to Articles Mgmt For For For Regarding Application of Supervisory Board Members' Fees Amendment 16 Increase in Authorised Mgmt For For For Capital 17 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 18 Authority to Mgmt For For For Repurchase and Reissue Shares 19 Approval of Mgmt For For For Intra-Company Control Agreement with KS Holding GmbH ________________________________________________________________________________ Kuala Lumpur Kepong Berhad Ticker Security ID: Meeting Date Meeting Status KLK CINS Y47153104 02/18/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raja Muhammad Mgmt For Against Against Alias bin Raja Muhammad Ali 2 Elect LEE Hau Hian Mgmt For Against Against 3 Elect Azlan Zainol Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Directors' Benefits Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Mgmt For For For Repurchase and Reissue Shares 8 Related Party Mgmt For For For Transactions 9 Dividend Reinvestment Mgmt For For For Plan ________________________________________________________________________________ Kubota Corporation Ticker Security ID: Meeting Date Meeting Status 6326 CINS J36662138 03/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masatoshi Kimata Mgmt For For For 3 Elect Yuichi Kitao Mgmt For For For 4 Elect Masato Yoshikawa Mgmt For For For 5 Elect Shinji Sasaki Mgmt For For For 6 Elect Toshihiko Mgmt For For For Kurosawa 7 Elect Dai Watanabe Mgmt For For For 8 Elect Yuzuru Matsuda Mgmt For For For 9 Elect Koichi Ina Mgmt For For For 10 Elect Yutaro Shintaku Mgmt For For For 11 Elect Yuichi Yamada as Mgmt For For For Statutory Auditor 12 Bonus Mgmt For For For 13 Amendment to Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Leroy Seafood Group Ticker Security ID: Meeting Date Meeting Status LSG CINS R4279D108 05/27/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Notice of Meeting; Mgmt For TNA N/A Agenda 7 Remuneration Guidelines Mgmt For TNA N/A 8 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 9 Authority to Mgmt For TNA N/A Distribute Dividends 10 Directors' Fees Mgmt For TNA N/A 11 Nomination Committee Mgmt For TNA N/A Fees 12 Audit Committee Fees Mgmt For TNA N/A 13 Authority to Set Mgmt For TNA N/A Auditor's Fees 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Elect Helge Singelstad Mgmt For TNA N/A 16 Elect Arne Mogster Mgmt For TNA N/A 17 Elect Siri Lill Mannes Mgmt For TNA N/A 18 Elect Helge Mogster to Mgmt For TNA N/A the Nomination Committee 19 Elect Benedicte Mgmt For TNA N/A Schilbred Fasmer to the Nomination Committee 20 Elect Aksel J. Mgmt For TNA N/A Linchausen to the Nomination Committee 21 Authority to Mgmt For TNA N/A Repurchase Shares 22 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ Maruha Nichiro Corporation Ticker Security ID: Meeting Date Meeting Status 1333 CINS J40015109 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shigeru Ito Mgmt For For For 4 Elect Masaru Ikemi Mgmt For For For 5 Elect Masayuki Nakajima Mgmt For For For 6 Elect Osamu Momiyama Mgmt For For For 7 Elect Sadahiko Hanzawa Mgmt For For For 8 Elect Shinichiro Takeda Mgmt For For For 9 Elect Yoshiro Nakabe Mgmt For For For 10 Elect Somuku Iimura Mgmt For For For 11 Elect Sonoko Hatchoji Mgmt For For For 12 Elect Hiroyuki Tabe as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Mowi ASA Ticker Security ID: Meeting Date Meeting Status MOWI CINS R4S04H101 06/03/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Election of Presiding Mgmt For TNA N/A Chair; Minutes 6 Notice of Meeting; Mgmt For TNA N/A Agenda 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 11 Remuneration Mgmt For TNA N/A Guidelines for Allocation of Options (Binding) 12 Directors' Fees Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A Fees 14 Authority to Set Mgmt For TNA N/A Auditor's Fees 15 Elect Alf-Helge Aarskog Mgmt For TNA N/A 16 Elect Bjarne Tellmann Mgmt For TNA N/A 17 Elect Solveig Strand Mgmt For TNA N/A 18 Elect Cecilie Mgmt For TNA N/A Fredriksen 19 Elect Anne Lise Mgmt For TNA N/A Ellingsen Gryte as Nomination Committee Chair 20 Authority to Mgmt For TNA N/A Distribute Dividend 21 Authority to Mgmt For TNA N/A Repurchase Shares 22 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 23 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments 24 Application of Mgmt For TNA N/A Exemption From Establishing a Corporate Assembly ________________________________________________________________________________ Neogen Corporation Ticker Security ID: Meeting Date Meeting Status NEOG CUSIP 640491106 10/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Adent Mgmt For For For 1.2 Elect William T. Boehm Mgmt For For For 1.3 Elect James P. Tobin Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NH Foods Ltd. Ticker Security ID: Meeting Date Meeting Status 2282 CINS J4929Q102 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshihide Hata Mgmt For For For 3 Elect Tetsuhiro Kito Mgmt For For For 4 Elect Nobuhisa Ikawa Mgmt For For For 5 Elect Sadanori Miyagai Mgmt For For For 6 Elect Yasuko Kono Mgmt For For For 7 Elect Atsushi Iwasaki Mgmt For For For 8 Elect Hideo Arase Mgmt For For For 9 Elect Fumio Maeda Mgmt For For For 10 Trust Type Equity Plans Mgmt For For For ________________________________________________________________________________ Nippon Suisan Kaisha, Ltd. Ticker Security ID: Meeting Date Meeting Status 1332 CINS J56042104 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akiyo Matono Mgmt For For For 3 Elect Shingo Hamada Mgmt For For For 4 Elect Yoichi Sekiguchi Mgmt For For For 5 Elect Shinya Yamamoto Mgmt For For For 6 Elect Seiji Takahashi Mgmt For For For 7 Elect Koji Umeda Mgmt For For For 8 Elect Kazuo Oki Mgmt For For For 9 Elect Mikito Nagai Mgmt For For For 10 Elect Yuko Yasuda Mgmt For For For 11 Elect Shino Hirose as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Nutrien Ltd. Ticker Security ID: Meeting Date Meeting Status NTR CUSIP 67077M108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher M. Mgmt For For For Burley 1.2 Elect Maura J. Clark Mgmt For For For 1.3 Elect David C. Everitt Mgmt For For For 1.4 Elect Russell K. Mgmt For For For Girling 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Alice D. Laberge Mgmt For For For 1.7 Elect Consuelo E. Mgmt For For For Madere 1.8 Elect Charles V. Magro Mgmt For For For 1.9 Elect Keith G. Martell Mgmt For For For 1.10 Elect Aaron W. Regent Mgmt For Withhold Against 1.11 Elect Mayo M. Schmidt Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OCI N.V. Ticker Security ID: Meeting Date Meeting Status OCI CINS N6667A111 06/17/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Ratification of Mgmt For For For Executive Directors' Acts 8 Ratification of Mgmt For For For Non-Executive Directors' Acts 9 Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Nassef Sawiris Mgmt For For For to the Board of Directors 12 Elect Hassan Badrawi Mgmt For For For to the Board of Directors 13 Elect Maud de Vries to Mgmt For For For the Board of Directors 14 Elect Ahmed El-Hoshy Mgmt For For For to the Board of Directors 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Michael L. Mgmt For For For Bennett to the Board of Directors 17 Elect Jerome Guiraud Mgmt For Against Against to the Board of Directors 18 Elect Greg Heckman to Mgmt For For For the Board of Directors 19 Elect Robert-Jan van Mgmt For For For de Kraats to the Board of Directors 20 Elect Anja Montijn to Mgmt For For For the Board of Directors 21 Elect Sipko N. Schat Mgmt For Against Against to the Board of Directors 22 Elect Dod Fraser to Mgmt For For For the Board of Directors 23 Elect David Welch to Mgmt For For For the Board of Directors 24 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 25 Authority to Suppress Mgmt For For For Preemptive Rights 26 Authority to Mgmt For For For Repurchase Shares 27 Appointment of Auditor Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 01/24/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 05/22/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Igor Antoshin Mgmt N/A Abstain N/A 6 Elect Irina G. Bokova Mgmt N/A For N/A 7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A 8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A 9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A 10 Elect Roman V. Osipov Mgmt N/A Abstain N/A 11 Elect Nataliya Mgmt N/A For N/A Pashkevich 12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A 13 Elect James B. Rogers, Mgmt N/A For N/A Jr. 14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A 15 Elect Xavier Rolet Mgmt N/A For N/A 16 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A 17 Elect Mikhail K. Mgmt N/A Abstain N/A Rybnikov 18 Elect Sergey Sereda Mgmt N/A Abstain N/A 19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A 20 Elect Alexander F. Mgmt N/A Abstain N/A Sharabaiko 21 Elect Andrey V. Mgmt N/A For N/A Sharonov 22 Directors' Fees Mgmt For For For 23 Elect Ekaterina V. Mgmt For For For Viktorova 24 Elect Elena Yu. Mgmt For For For Kryuchkova 25 Elect Olga Yu. Lizunova Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Related Party Mgmt For For For Transactions 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 06/19/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 10/04/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Retained Mgmt For For For Earnings/Dividends 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tomazoni Mgmt For For For 1.2 Elect Denilson Molina Mgmt For For For 1.3 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.4 Elect Vincent Trius Mgmt For For For 1.5 Elect Andre Noguiera Mgmt For For For de Souza 1.6 Elect Farha Aslam Mgmt For For For 1.7 Elect Michael L. Cooper Mgmt For For For 1.8 Elect Charles Macaluso Mgmt For For For 1.9 Elect Arquimedes A. Mgmt For For For Celis 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Reduction of Water Pollution 5 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Due Diligence Process Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Director Elections ________________________________________________________________________________ PPB Group Berhad Ticker Security ID: Meeting Date Meeting Status PPB CINS Y70879104 06/12/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees for FY Mgmt For For For 2019 2 Directors' Benefits Mgmt For For For for FY 2020 3 Elect OH Siew Nam Mgmt For Against Against 4 Elect LIM Soon Huat Mgmt For For For 5 Elect Ahmad Riza Basir Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Retention of Ahmad Mgmt For For For Sufian Qurnain bin Abdul Rashid as Independent Director 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Related Party Mgmt For For For Transactions with PGEO Group Sdn Bhd 10 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Salmar Asa Ticker Security ID: Meeting Date Meeting Status SALM CINS R7445C102 06/03/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair; Minutes 5 Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 8 Directors' and Mgmt For TNA N/A Nomination Committee Fees 9 Authority to Set Mgmt For TNA N/A Auditor's Fees 10 Corporate Governance Mgmt For TNA N/A Report 11 Share-Based Incentive Mgmt For TNA N/A Plan 12 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 13 Remuneration Mgmt For TNA N/A Guidelines (Binding) 14 Elect Tonje Foss Mgmt For TNA N/A 15 Elect Leif Inge Mgmt For TNA N/A Nordhammer 16 Elect Linda L. Aase Mgmt For TNA N/A 17 Election of Nomination Mgmt For TNA N/A Committee Members 18 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 19 Authority to Mgmt For TNA N/A Repurchase Shares 20 Authority to Issue Mgmt For TNA N/A Convertible Loans ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Barksdale Mgmt For For For 2 Elect Lampkin Butts Mgmt For For For 3 Elect Beverly Wade Mgmt For For For Hogan 4 Elect Phil K. Mgmt For For For Livingston 5 Elect Joe F. Mgmt For For For Sanderson, Jr. 6 Elect Sonia Perez Mgmt For For For 7 Amendment to the Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against For Against Regarding Water Resource Risk Disclosure 12 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Due Diligence Process Report ________________________________________________________________________________ Schouw & Co. Ticker Security ID: Meeting Date Meeting Status SCHO CINS K86111166 04/15/2020 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Ratification of Board and CEO Acts 6 Allocation of Mgmt For For For Profits/Dividends 7 Remuneration Policy Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Amendments to Articles Mgmt For For For (Agenda) 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Agnete Mgmt For For For Raaschou-Nielsen 14 Appointment of Auditor Mgmt For For For 15 Authority to Carry Out Mgmt For For For Formalities 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sime Darby Plantation Berhad Ticker Security ID: Meeting Date Meeting Status SIMEPLT CINS Y7962H106 06/11/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees for Mgmt For For For FY2019 2 Directors' Benefits Mgmt For For For for FY2020 3 Elect Mohamad Helmy Mgmt For For For Othman Basha 4 Elect Tunku Alizakri Mgmt For For For Raja Muhammad Alias 5 Elect Zainal Abidin Mgmt For Against Against Jamal 6 Elect TAN Ting Min Mgmt For For For 7 Elect LOU Leong Kok Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Related Party Mgmt For For For Transactions 10 Issuance of Shares Mgmt For For For under the Dividend Reinvestment Plan ________________________________________________________________________________ Sociedad Quimica y Minera de Chile SA - SQM Ticker Security ID: Meeting Date Meeting Status SQM-A CUSIP 833635105 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Appointment of Risk Mgmt For For For Agency 4 Appointment of Account Mgmt For For For Inspectors 5 Investment Policy Mgmt For For For 6 Finance Policy Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors and Mgmt For Against Against Committees' Fees 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Taiwan Fertilizer Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1722 CINS Y84171100 06/22/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For Bundled 4 Amendments to Mgmt For For For Procedural Rules-Shareholder Meetings 5 Non-compete Mgmt For For For Restrictions for Directors ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl K. Beebe Mgmt For For For 2 Elect Oscar P. Mgmt For For For Bernardes 3 Elect Nancy E. Cooper Mgmt For For For 4 Elect Gregory L. Ebel Mgmt For For For 5 Elect Timothy S. Gitzel Mgmt For For For 6 Elect Denise C. Johnson Mgmt For For For 7 Elect Emery N. Koenig Mgmt For For For 8 Elect James C. O'Rourke Mgmt For For For 9 Elect David T. Seaton Mgmt For For For 10 Elect Steven M. Seibert Mgmt For For For 11 Elect Luciano Siani Mgmt For For For Pires 12 Elect Gretchen Watkins Mgmt For For For 13 Elect Kelvin R. Mgmt For For For Westbrook 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ The Toro Company Ticker Security ID: Meeting Date Meeting Status TTC CUSIP 891092108 03/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey M. Mgmt For For For Ettinger 1.2 Elect Katherine J. Mgmt For For For Harless 1.3 Elect D. Christian Koch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia T. Mgmt For For For Jamison 1.2 Elect Ricardo Cardenas Mgmt For For For 1.3 Elect Denise L. Jackson Mgmt For For For 1.4 Elect Thomas A. Mgmt For For For Kingsbury 1.5 Elect Ramkumar Krishnan Mgmt For For For 1.6 Elect George MacKenzie Mgmt For For For 1.7 Elect Edna K. Morris Mgmt For For For 1.8 Elect Mark J. Weikel Mgmt For For For 1.9 Elect Harry A. Lawton Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Treasury Wine Estates Limited Ticker Security ID: Meeting Date Meeting Status TWE CINS Q9194S107 10/16/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Louisa CHEANG Mgmt For For For 3 Re-elect Ed CHAN Yiu Mgmt For For For Cheong 4 Re-elect Warwick Mgmt For For For Every-Burns 5 Re-elect Garry A. Mgmt For For For Hounsell 6 Re-elect Colleen E. Jay Mgmt For For For 7 Re-elect Lauri Shanahan Mgmt For For For 8 Elect Paul Rayner Mgmt For For For 9 Renew Proportional Mgmt For For For Takeover Provisions 10 Remuneration Report Mgmt For For For 11 Equity Grant (MD/CEO Mgmt For For For Michael Clarke) 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Dean Banks Mgmt For For For 4 Elect Mike D. Beebe Mgmt For For For 5 Elect Mikel A. Durham Mgmt For For For 6 Elect Jonathan D. Mgmt For For For Mariner 7 Elect Kevin M. McNamara Mgmt For For For 8 Elect Cheryl S. Miller Mgmt For For For 9 Elect Jeffrey K. Mgmt For For For Schomburger 10 Elect Robert Thurber Mgmt For For For 11 Elect Barbara A. Tyson Mgmt For Against Against 12 Elect Noel White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Deforestation Impacts 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Due Diligence Process Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 06/12/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect KWAH Thiam Hock Mgmt For Against Against 5 Retention of KWAH Mgmt For For For Thiam Hock as Independent Director 6 Elect TAY Kah Chye Mgmt For For For 7 Retention of TAY Kah Mgmt For For For Chye as Independent Director 8 Elect KUOK Khoon Hua Mgmt For Against Against 9 Elect KUOK Khoon Ean Mgmt For For For 10 Elect TEO Siong Seng Mgmt For Against Against 11 Elect SOH Gim Teik Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 14 Authority to Grant Mgmt For Against Against Options and Issue Shares under the Wilmar Executive Share Option Scheme 2019 15 Related Party Mgmt For Against Against Transactions 16 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/07/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Opening of Meeting; Mgmt For TNA N/A Agenda 5 Election of Presiding Mgmt For TNA N/A Chair; Minutes 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 7 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 8 Equity-Based Mgmt For TNA N/A Remuneration Guidelines (Binding) 9 Corporate Governance Mgmt For TNA N/A Report 10 Authority to Set Mgmt For TNA N/A Auditor's Fees 11 Directors' Fees Mgmt For TNA N/A 12 Nomination Committee Mgmt For TNA N/A Fees 13 Election of Directors Mgmt For TNA N/A 14 Election of Nomination Mgmt For TNA N/A Committee Members 15 Cancellation of Shares Mgmt For TNA N/A 16 Authority to Mgmt For TNA N/A Repurchase Shares 17 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Zoetis Inc. Ticker Security ID: Meeting Date Meeting Status ZTS CUSIP 98978V103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Norden Mgmt For For For 2 Elect Louise M. Parent Mgmt For For For 3 Elect Kristin C. Peck Mgmt For For For 4 Elect Robert W. Scully Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors BDC Income ETF ________________________________________________________________________________ Apollo Investment Corporation Ticker Security ID: Meeting Date Meeting Status AINV CUSIP 03761U502 08/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elliot Stein, Jr. Mgmt For For For 1.2 Elect Bradley J. Mgmt For Withhold Against Wechsler 1.3 Elect James C. Zelter Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 06/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For Against Against Arougheti 2 Elect Ann Torre Bates Mgmt For For For 3 Elect Steven B. Mgmt For For For McKeever 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 07/08/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ Bain Capital Specialty Finance, Inc. Ticker Security ID: Meeting Date Meeting Status BCSF CUSIP 05684B107 05/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amy Butte Mgmt For For For 2 Elect Thomas A. Hough Mgmt For For For 3 Elect Clare S. Richer Mgmt For For For 4 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value 5 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Barings BDC, Inc. Ticker Security ID: Meeting Date Meeting Status BBDC CUSIP 06759L103 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Freno Mgmt For For For 2 Elect John A. Switzer Mgmt For For For 3 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ BlackRock Capital Investment Corporation Ticker Security ID: Meeting Date Meeting Status BKCC CUSIP 092533108 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Baron Mgmt For For For 1.2 Elect Jerrold B. Harris Mgmt For For For 2 Reduce Minimum Asset Mgmt For For For Coverage Ratio 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BlackRock Capital Investment Corporation Ticker Security ID: Meeting Date Meeting Status BKCC CUSIP 092533108 05/15/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ BlackRock TCP Capital Corp. Ticker Security ID: Meeting Date Meeting Status TCPC CUSIP 09259E108 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kathleen A. Mgmt For For For Corbet 1.2 Elect Eric J. Draut Mgmt For For For 1.3 Elect M. Freddie Reiss Mgmt For Withhold Against 1.4 Elect Peter E. Schwab Mgmt For For For 1.5 Elect Karyn L. Williams Mgmt For For For 1.6 Elect Brian F. Wruble Mgmt For For For 1.7 Elect Howard M. Mgmt For For For Levkowitz 1.8 Elect Rajneesh Vig Mgmt For For For 2 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ Fidus Investment Corporation Ticker Security ID: Meeting Date Meeting Status FDUS CUSIP 316500107 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond L. Mgmt For For For Anstiss, Jr. 1.2 Elect Edward H. Ross Mgmt For For For 2 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ FS KKR Capital Corp. Ticker Security ID: Meeting Date Meeting Status FSK CUSIP 302635107 07/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara Adams Mgmt For For For 1.2 Elect Frederick Arnold Mgmt For For For 1.3 Elect Michael C. Forman Mgmt For For For 1.4 Elect Jerel A. Hopkins Mgmt For For For 2 Reduce Minimum Asset Mgmt For For For Coverage Ratio from 200% to 150% 3 Authority to Sell or Mgmt For For For issue Shares Below Net Asset Value ________________________________________________________________________________ Gladstone Capital Corporation Ticker Security ID: Meeting Date Meeting Status GLAD CUSIP 376535100 02/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michela A. Mgmt For For For English 1.2 Elect Anthony W. Parker Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gladstone Investment Corporation Ticker Security ID: Meeting Date Meeting Status GAIN CUSIP 376546107 08/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul W. Adelgren Mgmt For For For 1.2 Elect David Gladstone Mgmt For For For 1.3 Elect John H. Outland Mgmt For For For 2 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ Goldman Sachs BDC, Inc. Ticker Security ID: Meeting Date Meeting Status GSBD CUSIP 38147U107 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Kari Mgmt For For For 1.2 Elect Ann B. Lane Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Golub Capital BDC, Inc. Ticker Security ID: Meeting Date Meeting Status GBDC CUSIP 38173M102 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Golub Mgmt For For For 2 Elect Anita R. Mgmt For For For Rosenberg 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Golub Capital BDC, Inc. Ticker Security ID: Meeting Date Meeting Status GBDC CUSIP 38173M102 09/04/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock 2 Merger/Acquisition Mgmt For For For 3 Approval of an Mgmt For For For Amendment to the Investment Advisory Agreement ________________________________________________________________________________ Hercules Capital, Inc. Ticker Security ID: Meeting Date Meeting Status HTGC CUSIP 427096508 06/12/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Common Mgmt For For For Stock ________________________________________________________________________________ Hercules Capital, Inc. Ticker Security ID: Meeting Date Meeting Status HTGC CUSIP 427096508 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Badavas Mgmt For For For 1.2 Elect Carol L. Foster Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Main Street Capital Corporation Ticker Security ID: Meeting Date Meeting Status MAIN CUSIP 56035L104 05/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Valerie L. Banner Mgmt For For For 2 Elect Arthur L. French Mgmt For For For 3 Elect J. Kevin Griffin Mgmt For For For 4 Elect John E. Jackson Mgmt For For For 5 Elect Brian E. Lane Mgmt For For For 6 Elect Kay Matthews Mgmt For For For 7 Elect Dunia A. Shive Mgmt For For For 8 Elect Stephen B. Mgmt For For For Solcher 9 Elect Vincent D. Foster Mgmt For For For 10 Elect Dwayne L. Hyzak Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amend Articles to Mgmt For For For Permit the Board to Make Future Amendments ________________________________________________________________________________ New Mountain Finance Corporation Ticker Security ID: Meeting Date Meeting Status NMFC CUSIP 647551100 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven B. Klinsky Mgmt For Withhold Against 1.2 Elect Daniel B Hebert Mgmt For For For 1.3 Elect Rome G. Arnold Mgmt For For For III 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newtek Business Services Corp. Ticker Security ID: Meeting Date Meeting Status NEWT CUSIP 652526203 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Salute Mgmt For For For 1.2 Elect Salvatore Mulia Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newtek Business Services Corp. Ticker Security ID: Meeting Date Meeting Status NEWT CUSIP 652526203 08/02/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value 2 Allow Shareholders to Mgmt For For For Amend the Bylaws 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Oaktree Specialty Lending Corporation Ticker Security ID: Meeting Date Meeting Status OCSL CUSIP 67401P108 03/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John B. Frank Mgmt For For For 2 Elect Bruce Zimmerman Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Owl Rock Capital Corporation Ticker Security ID: Meeting Date Meeting Status ORCC CUSIP 69121K104 06/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian D. Finn Mgmt For Against Against 2 Elect Eric Kaye Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For 4 Reduce Minimum Asset Mgmt For For For Coverage Ratio 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Oxford Square Capital Corp. Ticker Security ID: Meeting Date Meeting Status OXSQ CUSIP 69181V107 07/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard W. Neu Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PENNANTPARK COMPANIES Ticker Security ID: Meeting Date Meeting Status PFLT CUSIP 70806A106 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur H. Penn Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PENNANTPARK COMPANIES Ticker Security ID: Meeting Date Meeting Status PNNT CUSIP 708062104 03/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marshall Brozost Mgmt For Withhold Against 1.2 Elect Samuel L. Katz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 05/05/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Auditor Mgmt For For For 2 Reduce Minimum Asset Mgmt For For For Coverage Ratio ________________________________________________________________________________ Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 06/12/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 12/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Barry III Mgmt For For For 2 Elect Eugene S. Stark Mgmt For Against Against ________________________________________________________________________________ Solar Capital Ltd. Ticker Security ID: Meeting Date Meeting Status SLRC CUSIP 83413U100 10/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David S. Wachter Mgmt For Withhold Against 2 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ TCG BDC, Inc. Ticker Security ID: Meeting Date Meeting Status CGBD CUSIP 872280102 06/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Pace Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TPG Specialty Lending, Inc. Ticker Security ID: Meeting Date Meeting Status TSLX CUSIP 87265K102 05/28/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Sell or Mgmt For For For Issue Shares Below Net Asset Value ________________________________________________________________________________ TPG Specialty Lending, Inc. Ticker Security ID: Meeting Date Meeting Status TSLX CUSIP 87265K102 05/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hurley Doddy Mgmt For For For 1.2 Elect Joshua Easterly Mgmt For For For 1.3 Elect Michael Fishman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TriplePoint Venture Growth BDC Corp. Ticker Security ID: Meeting Date Meeting Status TPVG CUSIP 89677Y100 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James P. Labe Mgmt For For For 2 Elect Cynthia M Mgmt For For For Fornelli 3 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Biotech ETF ________________________________________________________________________________ Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Felix J. Baker Mgmt For For For 1.2 Elect David R. Brennan Mgmt For For For 1.3 Elect Christopher J. Mgmt For For For Coughlin 1.4 Elect Deborah Dunsire Mgmt For For For 1.5 Elect Paul A. Friedman Mgmt For Withhold Against 1.6 Elect Ludwig N. Hantson Mgmt For For For 1.7 Elect John T. Mollen Mgmt For For For 1.8 Elect Francois Nader Mgmt For For For 1.9 Elect Judith A. Mgmt For For For Reinsdorf 1.10 Elect Andreas Rummelt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 10/14/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Approve Scheme of Mgmt For For For Arrangement 3 Cancellation of Shares Mgmt For For For 4 Application of Reserves Mgmt For For For 5 Amendment to Articles Mgmt For For For 6 Advisory Vote on Mgmt For For For Golden Parachutes 7 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Alnylam Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALNY CUSIP 02043Q107 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael W. Bonney Mgmt For Against Against 2 Elect John M. Mgmt For For For Maraganore 3 Elect Phillip A. Sharp Mgmt For For For 4 Amendment to the 2018 Mgmt For Against Against Stock Incentive Plan 5 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Robert A. Bradway Mgmt For For For 3 Elect Brian J. Druker Mgmt For For For 4 Elect Robert A. Eckert Mgmt For For For 5 Elect Greg C. Garland Mgmt For For For 6 Elect Fred Hassan Mgmt For For For 7 Elect Charles M. Mgmt For For For Holley, Jr. 8 Elect Tyler Jacks Mgmt For For For 9 Elect Ellen J. Kullman Mgmt For For For 10 Elect Ronald D. Sugar Mgmt For For For 11 Elect R. Sanders Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ BeiGene, Ltd. Ticker Security ID: Meeting Date Meeting Status BGNE CUSIP 07725L102 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John V. Oyler Mgmt For For For 2 Elect Timothy Y. Chen Mgmt For For For 3 Elect Jing-Shyh S. Su Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 General Mandate to Mgmt For Against Against Issue Shares 6 Connected Person Mgmt For Against Against Placing Authorization I 7 Connected Person Mgmt For Against Against Placing Authorization II 8 Amendment to the 2016 Mgmt For For For Share Option and Incentive Plan 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ BeiGene, Ltd. Ticker Security ID: Meeting Date Meeting Status BGNE CUSIP 07725L102 12/27/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Common Mgmt For For For Stock to Amgen 2 Collaboration Agreement Mgmt For For For 3 Annual Royalty Caps in Mgmt For For For Relation to Collaboration Agreement 4 Elect Anthony C. Hooper Mgmt For For For ________________________________________________________________________________ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline D. Dorsa Mgmt For For For 3 Elect William A. Mgmt For For For Hawkins 4 Elect Nancy L. Leaming Mgmt For For For 5 Elect Jesus B. Mantas Mgmt For For For 6 Elect Richard C. Mgmt For For For Mulligan 7 Elect Robert W. Pangia Mgmt For For For 8 Elect Stelios Mgmt For For For Papadopoulos 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Mgmt For For For Sherwin 12 Elect Michel Vounatsos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Biomarin Pharmaceutical Inc. Ticker Security ID: Meeting Date Meeting Status BMRN CUSIP 09061G101 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean-Jacques Mgmt For For For Bienaime 1.2 Elect Elizabeth McKee Mgmt For For For Anderson 1.3 Elect Willard H. Dere Mgmt For For For 1.4 Elect Michael Grey Mgmt For For For 1.5 Elect Elaine J. Heron Mgmt For For For 1.6 Elect Robert J. Hombach Mgmt For For For 1.7 Elect V. Bryan Lawlis Mgmt For For For 1.8 Elect Richard A. Meier Mgmt For For For 1.9 Elect David E.I. Pyott Mgmt For For For 1.10 Elect Dennis J. Slamon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ bluebird bio, Inc. Ticker Security ID: Meeting Date Meeting Status BLUE CUSIP 09609G100 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nick Leschly Mgmt For For For 2 Elect Douglas A. Melton Mgmt For For For 3 Elect Mark Vachon Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James C. Foster Mgmt For For For 2 Elect Nancy C. Andrews Mgmt For For For 3 Elect Robert J. Mgmt For For For Bertolini 4 Elect Stephen D. Chubb Mgmt For For For 5 Elect Deborah T. Mgmt For For For Kochevar 6 Elect Martin Mackay Mgmt For For For 7 Elect George E. Massaro Mgmt For For For 8 Elect George M. Milne, Mgmt For For For Jr. 9 Elect C. Richard Reese Mgmt For For For 10 Elect Richard F. Mgmt For For For Wallman 11 Elect Virginia M. Mgmt For For For Wilson 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Amendment to the 2018 Mgmt For For For Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exact Sciences Corporation Ticker Security ID: Meeting Date Meeting Status EXAS CUSIP 30063P105 07/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin T. Conroy Mgmt For For For 1.2 Elect Katherine S. Mgmt For For For Zanotti 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Approval of the 2019 Mgmt For For For Omnibus Long-Term Incentive Plan ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jacqueline K. Mgmt For For For Barton 2 Elect Sandra J. Horning Mgmt For For For 3 Elect Kelly A. Kramer Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect Harish Manwani Mgmt For For For 6 Elect Daniel P. O'Day Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Per Wold-Olsen Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 12 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent ________________________________________________________________________________ Guardant Health, Inc. Ticker Security ID: Meeting Date Meeting Status GH CUSIP 40131M109 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ian T. Clark Mgmt For For For 2 Elect Samir Kaul Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Caroline D. Dorsa Mgmt For For For 2 Elect Robert S. Epstein Mgmt For For For 3 Elect Scott Gottlieb Mgmt For For For 4 Elect Philip W. Mgmt For For For Schiller 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julian C. Baker Mgmt For For For 2 Elect Jean-Jacques Mgmt For For For Bienaime 3 Elect Paul J. Clancy Mgmt For For For 4 Elect Wendy L. Dixon Mgmt For For For 5 Elect Jacqualyn A. Mgmt For For For Fouse 6 Elect Paul A. Friedman Mgmt For For For 7 Elect Edmund P. Mgmt For For For Harrigan 8 Elect Katherine A. High Mgmt For For For 9 Elect Herve Hoppenot Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Ionis Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IONS CUSIP 462222100 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph H. Wender Mgmt For Withhold Against 1.2 Elect B. Lynne Parshall Mgmt For For For 1.3 Elect Spencer R. Mgmt For For For Berthelsen 1.4 Elect Joan E. Herman Mgmt For For For 2 Amendment to the 2002 Mgmt For Against Against Director Stock Plan 3 Amendment to Stock Mgmt For For For Option and Restricted Stock Unit Awards of Directors 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IQVIA Holdings Inc. Ticker Security ID: Meeting Date Meeting Status IQV CUSIP 46266C105 04/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carol J. Burt Mgmt For For For 1.2 Elect Colleen A. Mgmt For For For Goggins 1.3 Elect Ronald A. Mgmt For For For Rittenmeyer 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Neurocrine Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status NBIX CUSIP 64125C109 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin C. Gorman Mgmt For For For 1.2 Elect Gary A. Lyons Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2020 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ QIAGEN N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP N72482123 06/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Elect Stephane Bancel Mgmt For For For 6 Elect Hakan Bjorklund Mgmt For For For 7 Elect Metin Colpan Mgmt For For For 8 Elect Ross L. Levine Mgmt For For For 9 Elect Elaine Mardis Mgmt For For For 10 Elect Lawrence A. Rosen Mgmt For For For 11 Elect Elizabeth E. Mgmt For For For Tallett 12 Elect Roland Sackers Mgmt For For For 13 Elect Thierry Bernard Mgmt For For For 14 Management Board Mgmt For Against Against Remuneration Policy 15 Supervisory Board Mgmt For Against Against Remuneration Policy 16 Supervisory Board Mgmt For Against Against Members' Fees 17 Appointment of Auditor Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Suppress Mgmt For For For Preemptive Rights 20 Authority to Suppress Mgmt For For For Preemptive Rights for Mergers, Acquisitions and Strategic Alliances 21 Authority to Mgmt For For For Repurchase Shares 22 Contingent Amendments Mgmt For Against Against to Articles 23 Top Up Option Mgmt For Against Against 24 Elect Hakan Bjorklund Mgmt For Against Against 25 Elect Michael A. Boxer Mgmt For Against Against 26 Elect Paul G. Parker Mgmt For Against Against 27 Elect Gianluca Pettiti Mgmt For Against Against 28 Elect Anthony H. Smith Mgmt For Against Against 29 Elect Barbara W. Wall Mgmt For Against Against 30 Elect Stefan Wolf Mgmt For Against Against 31 Contingent Resignation Mgmt For Against Against of Directors 32 Contingent Amendments Mgmt For Against Against to Articles ________________________________________________________________________________ Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect N. Anthony Coles Mgmt For For For 2 Elect Joseph L. Mgmt For For For Goldstein 3 Elect Christine A. Poon Mgmt For Against Against 4 Elect P. Roy Vagelos Mgmt For For For 5 Elect Huda Y. Zoghbi Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan 8 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Sarepta Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status SRPT CUSIP 803607100 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas S. Ingram Mgmt For For For 2 Elect Hans Wigzell Mgmt For For For 3 Elect Mary Ann Gray Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Increase of Authorized Mgmt For For For Common Stock 6 Amendment to the 2018 Mgmt For Against Against Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Gryska Mgmt For For For 2 Elect John A. Orwin Mgmt For Against Against 3 Elect Alpna Seth Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond Dwek Mgmt For For For 2 Elect Christopher Mgmt For For For Patusky 3 Elect Thomas G. Mgmt For For For Thompson 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Amendment to the 2015 Mgmt For For For Stock Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sangeeta N. Mgmt For For For Bhatia 2 Elect Lloyd A. Carney Mgmt For For For 3 Elect Alan M. Garber Mgmt For For For 4 Elect Terrence C. Mgmt For For For Kearney 5 Elect Reshma Mgmt For For For Kewalramani 6 Elect Yuchun Lee Mgmt For For For 7 Elect Jeffrey M. Leiden Mgmt For For For 8 Elect Margaret G. Mgmt For For For McGlynn 9 Elect Diana McKenzie Mgmt For For For 10 Elect Bruce I. Sachs Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report Fund Name : VanEck Vectors Brazil Small-Cap ETF ________________________________________________________________________________ Adecoagro S.A. Ticker Security ID: Meeting Date Meeting Status AGRO CUSIP L00849106 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of the Mgmt For For For Consolidated Financial Statements 2 Approval of 2019 Mgmt For For For Accounts 3 Allocation of 2019 Mgmt For For For Results 4 Discharge of Directors Mgmt For For For 5 Approval of 2019 Mgmt For For For Directors' Fees 6 Appointment of Auditor Mgmt For For For 7 Elect Plinio Villares Mgmt For For For Musetti 8 Elect Daniel C. Mgmt For For For Gonzalez 9 Elect Mariano Bosch Mgmt For For For 10 Approval of 2020 Mgmt For For For Directors' Fees 11 Amendment of the Mgmt For For For Authorised Share Capital 12 Amendments to Articles Mgmt For For For Regarding Authorised Capital 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Aes Tiete Energia S.A. Ticker Security ID: Meeting Date Meeting Status TIET3 CINS P30641115 02/13/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Directors Mgmt For Abstain Against 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aes Tiete Energia S.A. Ticker Security ID: Meeting Date Meeting Status TIET3 CINS P30641115 07/25/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Request Cumulative Mgmt N/A Abstain N/A Voting 3 Request Separate Mgmt N/A Abstain N/A Election for Board Members (Minority Shareholders) 4 Request Separate Mgmt N/A Abstain N/A Election for Board Member (Preferred Shareholders) 5 Elect Julian Jose Mgmt For For For Nebreda Marquez 6 Elect Charles Lenzi Mgmt For For For 7 Elect Manuel Francisco Mgmt For Against Against Perez Dubuc 8 Elect Francisco Jose Mgmt For For For Morandi Lopez 9 Elect Bernerd Raymond Mgmt For Against Against Da Santos Avila 10 Elect Leonardo Moreno Mgmt For Against Against 11 Elect Krista Sweigart Mgmt For For For 12 Elect Franklin Lee Mgmt For For For Feder 13 Elect Erik da Costa Mgmt For For For Breyer 14 Elect Candidate Mgmt N/A Abstain N/A presented by BNDESPAR 15 Elect Valdeci Goulart Mgmt N/A For N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Proportional Mgmt N/A Abstain N/A Allocation of Cumulative Votes 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Julian Jose Nebreda Marquez 19 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Charles Lenzi 20 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Manuel Perez Dubuc 21 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Francisco Jose Morandi Lopez 22 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Bernerd Raymond Da Santos Avila 23 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Leonardo Eleuterio Moreno 24 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Krista Sweigart 25 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Franklin Lee Feder 26 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Erik da Costa Breyer 27 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Candidate Presented by BNDESPAR 28 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Valdeci Goulart 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aes Tiete Energia S.A. Ticker Security ID: Meeting Date Meeting Status TIET3 CINS P30641115 08/07/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Partial Capitalization Mgmt For For For of Reserves and Share Issuance 3 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 4 Consolidation of Mgmt For For For Articles 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aliansce Sonae Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSO3 CINS P0R623102 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratify Updated Global Mgmt For Against Against Remuneration Amount 4 Publication of Company Mgmt For For For Notices 5 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call ________________________________________________________________________________ Aliansce Sonae Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSO3 CINS P0R623102 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Board Size Mgmt For For For 5 Request Cumulative Mgmt N/A Against N/A Voting 6 Election of Directors Mgmt For Against Against 7 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 10 Allocate Cumulative Mgmt N/A For N/A Votes to Renato Feitosa Rique 11 Allocate Cumulative Mgmt N/A For N/A Votes to Peter Ballon 12 Allocate Cumulative Mgmt N/A For N/A Votes to Marcela Drigo 13 Allocate Cumulative Mgmt N/A For N/A Votes to Fernando Maria Guedes Machado Antunes de Oliveira 14 Allocate Cumulative Mgmt N/A Against N/A Votes to Volker Kraft 15 Allocate Cumulative Mgmt N/A For N/A Votes to Luiz Alves Paes de Barros 16 Allocate Cumulative Mgmt N/A For N/A Votes to German Pasquale Quiroga 17 Request Separate Mgmt N/A Abstain N/A Election for Board Member 18 Remuneration Policy Mgmt For Against Against 19 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 20 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aliansce Sonae Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSO3 CINS P0R623102 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of Stock Mgmt For Against Against Option Plan 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Aliansce Sonae Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSO3 CINS P0R623102 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Article Mgmt For For For 16 (Board of Directors Term) ________________________________________________________________________________ Aliansce Sonae Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status ALSO3 CINS P0R623102 10/23/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change of Company Name Mgmt For For For 4 Relocation of Mgmt For For For Company's Registered Office 5 Consolidation of Mgmt For For For Articles 6 Elect German Quiroga Mgmt For For For 7 Elect Alexandre Mgmt For For For Silveira Dias as Alternate Board Member Presented by Minority Shareholders 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alupar Investimento S.A. Ticker Security ID: Meeting Date Meeting Status ALUP3 CINS P0R676126 04/27/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 6 Instructions if Mgmt For For For Meeting is Held on Second Call ________________________________________________________________________________ Alupar Investimento S.A. Ticker Security ID: Meeting Date Meeting Status ALUP3 CINS P0R676126 04/27/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 6 Instructions if Mgmt For For For Meeting is Held on Second Call ________________________________________________________________________________ Anima Holding S.A Ticker Security ID: Meeting Date Meeting Status ANIM3 CINS P4611H116 04/29/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Capital Expenditure Mgmt For For For Budget 5 Allocation of Mgmt For For For Profits/Dividends 6 Remuneration Policy Mgmt For Against Against 7 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Anima Holding S.A Ticker Security ID: Meeting Date Meeting Status ANIM3 CINS P4611H116 04/29/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisiton (Instituto Mgmt For For For de Educacao Unicuritiba Ltda) 4 Acquisiton Agreement Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Incorporation (VC Mgmt For For For Network Educacao S/A) 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authorization of Legal Mgmt For For For Formalities 10 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 11 Amendments to Article Mgmt For For For 10 (Board Size) 12 Consolidation of Mgmt For For For Articles 13 Adoption of Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Directors' Report Mgmt For For For 4 Capital Expenditure Mgmt For For For Budget 5 Allocation of Mgmt For For For Profits/Dividends 6 Remuneration policy Mgmt For Against Against 7 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco ABC Brasil SA Ticker Security ID: Meeting Date Meeting Status ABCB4 CINS P0763M135 04/17/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 3 Request Separate Mgmt N/A Abstain N/A Election for Board Member(s) 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco ABC Brasil SA Ticker Security ID: Meeting Date Meeting Status ABCB4 CINS P0763M135 05/29/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Fernando Telles Mgmt For For For de Souza Froes Cardozo de Pina to the Supervisory Council Presented by Preferred Shareholders 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Banco BMG S.A. Ticker Security ID: Meeting Date Meeting Status BMGB4 CINS P07783114 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ BK Brasil Operacao E Assessoria A Restaurantes S.A. Ticker Security ID: Meeting Date Meeting Status BKBR3 CINS P1R1WQ107 10/07/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Agreement Mgmt For For For 3 Ratification of Mgmt For For For Appointment of Appraiser 4 Valuation Report Mgmt For For For (BGMAXX AL) 5 Valuation Report Mgmt For For For (BGMAXX BA) 6 Merger by Absorption Mgmt For For For 7 Authorization of Legal Mgmt For For For Formalities 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BR Properties S.A. Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/24/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For Against Against 5 (Reconciliation of Share Capital) 3 Acquisition (REC 2017 Mgmt For Abstain Against Empreendimentos e Participacoes VII S.A. and REC 2017 Empreendimentos e Participacoes IX S.A) 4 Ratify Appointment of Mgmt For Abstain Against APSIS Consultoria e Avaliacoes Ltda 5 Amendments to Stock Mgmt For For For Option Plan 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BR Properties S.A. Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P1909V120 04/24/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Board Size Mgmt For For For 7 Request Cumulative Mgmt N/A Against N/A Voting 8 Election of Directors Mgmt For For For 9 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Antonio Carlos Augusto Ribeiro Bonchristiano 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Danilo Gamboa 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Fabio de Araujo Nogueira 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Rubens Mario Marques de Freitas 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Charles Lagana Putz 17 Request Separate Mgmt N/A Abstain N/A Election for Board Members 18 Remuneration policy Mgmt For For For 19 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ C & A Modas S.A. Ticker Security ID: Meeting Date Meeting Status CEAB3 CINS P1S6UB100 06/26/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 4 Transfer of Reserves Mgmt For For For 5 Remuneration policy Mgmt For For For 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ C & A Modas S.A. Ticker Security ID: Meeting Date Meeting Status CEAB3 CINS P1S6UB100 06/26/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Camil Alimentos, S.A. Ticker Security ID: Meeting Date Meeting Status CAML3 CINS P1R1FL107 06/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Remuneration Policy Mgmt For Against Against 7 Board Size Mgmt For For For 8 Request Cumulative Mgmt N/A Against N/A Voting 9 Election of Directors Mgmt For For For 10 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 13 Allocate Cumulative Mgmt N/A For N/A Votes to Jairo Santos Quartiero 14 Allocate Cumulative Mgmt N/A For N/A Votes to Jacques Maggi Quartiero 15 Allocate Cumulative Mgmt N/A For N/A Votes to Thiago Maggi Quartiero 16 Allocate Cumulative Mgmt N/A For N/A Votes to Carlos Alberto Julio 17 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Antonio do Prado Fay 18 Allocate Cumulative Mgmt N/A Against N/A Votes to Pier Paolo Picchioni Minardi 19 Allocate Cumulative Mgmt N/A For N/A Votes to Rodrigo Tadeu Alves Colmonero 20 Request Separate Mgmt N/A Abstain N/A Election for Board Member 21 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 22 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Camil Alimentos, S.A. Ticker Security ID: Meeting Date Meeting Status CAML3 CINS P1R1FL107 06/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Camil Alimentos, S.A. Ticker Security ID: Meeting Date Meeting Status CAML3 CINS P1R1FL107 11/07/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares 3 Authorization of Legal Mgmt For For For Formalities 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Centro de Imagem Diagnosticos S.A. Ticker Security ID: Meeting Date Meeting Status AALR3 CINS P2380S107 04/27/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration policy Mgmt For For For 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 6 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Centro de Imagem Diagnosticos S.A. Ticker Security ID: Meeting Date Meeting Status AALR3 CINS P2380S107 04/27/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Co-Option and Mgmt For Against Against Elect Roberto Kalil Issa Filho 3 Ratify Co-Option and Mgmt For Against Against Elect Fernando Machado Terni 4 Amendment to Mgmt For For For Restricted Shares Plan 5 Amendment to Article Mgmt For For For 12 (Management Board) 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CESP - Companhia Energetica de Sao Paulo S.A. Ticker Security ID: Meeting Date Meeting Status CESP3 CINS P25784193 03/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Paulo Roberto Mgmt For For For Franceschi as Supervisory Council Member Presented by Preferred Shareholders ________________________________________________________________________________ Cia Hering Ticker Security ID: Meeting Date Meeting Status HGTX3 CINS P25849160 04/27/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 6 Authority to Draft Mgmt For Against Against Minutes in Summary Format 7 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 8 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cia Locacao Das Americas Ticker Security ID: Meeting Date Meeting Status LCAM3 CINS P2R93B103 06/12/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Request Cumulative Mgmt N/A Against N/A Voting 5 Board Size Mgmt For For For 6 Elect Luis Fernando Mgmt For For For Memoria Porto 7 Elect Sergio Augusto Mgmt For For For Guerra de Resende 8 Elect Eduardo Luiz Mgmt For For For Wurzmann 9 Elect Lee Richard Mgmt For For For Kaplan 10 Elect Dirley Pingnatti Mgmt For Against Against Ricci 11 Elect Jayme Nicolato Mgmt For For For Correa 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 14 Allocate Cumulative Mgmt N/A For N/A Votes to Luis Fernando Memoria Porto 15 Allocate Cumulative Mgmt N/A For N/A Votes to Sergio Augusto Guerra de Resende 16 Allocate Cumulative Mgmt N/A For N/A Votes to Eduardo Luiz Wurzmann 17 Allocate Cumulative Mgmt N/A For N/A Votes to Lee Richard Kaplan 18 Allocate Cumulative Mgmt N/A Against N/A Votes to Dirley Pingnatti Ricci 19 Allocate Cumulative Mgmt N/A For N/A Votes to Jayme Nicolato Correa 20 Request Separate Mgmt N/A Abstain N/A Election for Board Member 21 Remuneration Policy Mgmt For Against Against 22 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cia Locacao Das Americas Ticker Security ID: Meeting Date Meeting Status LCAM3 CINS P2R93B103 06/24/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition (Zetta Mgmt For For For Frotas S.A.) 4 Ratification of Mgmt For For For Appointment of Appraiser 5 Valuation Report Mgmt For For For 6 Amendments to Article Mgmt For For For 2 (Registered Address) 7 Amendments to Article Mgmt For For For 3 (Corporate Purpose) 8 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 9 Increase in Authorized Mgmt For For For Capital 10 Amendments to Article Mgmt For For For 12 (Compliance Committee) 11 Amendments to Article Mgmt For For For 10 (General Provisions) 12 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Cia Locacao Das Americas Ticker Security ID: Meeting Date Meeting Status LCAM3 CINS P2R93B103 10/17/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Split Mgmt For For For 3 Elect Jayme Nicolato Mgmt For For For Correa 4 Amendment to the Mgmt For For For Equity Compensation Plans 5 Mergers by Absorption Mgmt For For For between Subsidiaries 6 Amendments to Article Mgmt For For For 7 (Registered Address) 7 Increase in Authorized Mgmt For For For Capital 8 Consolidation of Mgmt For For For Articles 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cia Saneamento Do Parana - Sanepar Ticker Security ID: Meeting Date Meeting Status SAPR3 CINS P3R668101 03/27/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Capitalization of Mgmt For For For Reserves w/o Share Issuance 5 Stock Split Mgmt For For For 6 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Cia Saneamento Do Parana - Sanepar Ticker Security ID: Meeting Date Meeting Status SAPR3 CINS P3R668101 04/23/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Request Cumulative Mgmt N/A Against N/A Voting 6 Elect Claudio Stabile Mgmt For For For 7 Elect Eduardo Mgmt For For For Francisco Sciarra 8 Elect Jacques Geovani Mgmt For For For Schinemann 9 Elect Marcia Carla Mgmt For For For Pereira Ribeiro 10 Elect Rodrigo Sanchez Mgmt For For For Rios 11 Elect Vilson Ribeiro Mgmt For For For de Andrade 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Claudio Stabile 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Eduardo Francisco Sciarra 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Jacques Geovani Schinemann 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Marcia Carla Pereira Ribeiro 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Rodrigo Sanchez Rios 19 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Vilson Ribeiro de Andrade 20 Elect Adriano Cives Mgmt N/A For N/A Seabra as Board Member Presented by Minority Shareholders 21 Cumulate Preferred and Mgmt N/A For N/A Common Shares 22 Elect Joel Musman as Mgmt N/A For N/A Board Member Presented by Preferred Shareholders 23 Cumulate Common and Mgmt N/A For N/A Preferred Shares 24 Publication of Company Mgmt For For For Notices 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cia Saneamento Do Parana - Sanepar Ticker Security ID: Meeting Date Meeting Status SAPR3 CINS P3R668101 06/17/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Thais Cercal Mgmt For For For Dalmina Losso as Member of the Nomination Committee ________________________________________________________________________________ Cia Saneamento Do Parana - Sanepar Ticker Security ID: Meeting Date Meeting Status SAPR3 CINS P3R668101 09/24/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Joao Biral Mgmt For For For Junior as Member of the Nomination and Valuation Committee 4 Elect Valquiria Mgmt For For For Aparecida de Carvalho as Member of the Nomination and Valuation Committee 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Confeccoes Guarapes SA. Ticker Security ID: Meeting Date Meeting Status GUAR3 CINS P5012L101 12/11/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Set Mgmt For For For Authorized Capital 3 Board of Directors' Mgmt For For For Competencies 4 Amendments to Article Mgmt For For For 11 (Board of Directors) 5 Consolidation of Mgmt For For For Articles 6 Adoption of Stock Mgmt For Against Against Option Plan 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 01/24/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Investment Mgmt For For For Plan (Montes Claros - Sao Francisco River) ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/29/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Interest on Capital Mgmt For For For and Dividend Distribution Payment Date 6 Capital Expenditure Mgmt For For For Budget 7 Board Size Mgmt For For For 8 Supervisory Council Mgmt For For For Board Size 9 Request Cumulative Mgmt N/A Against N/A Voting 10 Election of Directors Mgmt For For For 11 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Proportional Mgmt For Against Against Allocation of Cumulative Votes 14 Allocate Cumulative Mgmt For For For Votes to Andre Macedo Faco 15 Allocate Cumulative Mgmt For For For Votes to Carlos Eduardo Tavares de Castro 16 Allocate Cumulative Mgmt For For For Votes to Helio Marcos Coutinho Beltrao 17 Allocate Cumulative Mgmt For For For Votes to Joel Musman 18 Allocate Cumulative Mgmt For Against Against Votes to Marcio de Lima Leite 19 Allocate Cumulative Mgmt For For For Votes to Joao Bosco Senra 20 Allocate Cumulative Mgmt For For For Votes to Gustavo Rocha Gattass 21 Elect Gustavo Rocha Mgmt For For For Gattass as Board Member Presented by Minority Shareholders 22 Cumulate Common and Mgmt N/A Abstain N/A Preferred Shares 23 Election of Mgmt For Abstain Against Supervisory Council 24 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 25 Elect Sergio Tuffy Mgmt For For For Sayeg to the Supervisory Council Presented by Minority Shareholders ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 04/29/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration policy Mgmt For For For 4 Ratify Financing Mgmt For For For Agreements 5 Increase in Authorized Mgmt For Against Against Capital 6 Amendments to Article Mgmt For Against Against 7 (Reconciliation of Share Capital) ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 07/01/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Dismissal of Directors Mgmt For For For 5 Request Cumulative Mgmt N/A Abstain N/A Voting 6 Election of Directors Mgmt For For For 7 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Proportional Mgmt N/A Abstain N/A Allocation of Cumulative Votes 10 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Andre Macedo Faco 11 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Carlos Eduardo Tavares de Castro 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Helio Marcos Coutinho Beltrao 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Joel Musman 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Marcio de Lima Leite ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 08/30/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Dismissal of Mgmt For For For Supervisory Council Members 3 Election of Mgmt N/A For N/A Supervisory Council 4 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 5 Elect Candidate to the Mgmt N/A Abstain N/A Supervisory Council Presented by Minority Shareholders 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 08/30/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 12/11/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect Roberto Mgmt For N/A N/A Bastianetto as Alternate Member of the Supervisory Council 6 Elect Eduardo Georges Mgmt For For For Chehab as Alternate Supervisory Council Member Presented by Minority Shareholders ________________________________________________________________________________ Copasa S.A. Ticker Security ID: Meeting Date Meeting Status CSMG3 CINS P28269101 12/11/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of Financing Mgmt For For For Arrangements ________________________________________________________________________________ CVC Brasil Operadora E Agencia De Viagens S.A. Ticker Security ID: Meeting Date Meeting Status CVCB3 CINS P3R154102 03/24/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of Long-Term Mgmt For For For Incentive Plan 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ CVC Brasil Operadora E Agencia De Viagens S.A. Ticker Security ID: Meeting Date Meeting Status CVCB3 CINS P3R154102 05/04/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Request Cumulative Mgmt N/A Against N/A Voting 3 Elect Silvio J. Mgmt For For For Genesini 4 Elect Deli Koki Matsuo Mgmt For For For 5 Elect Cristina Helena Mgmt For For For Zingaretti Junqueira 6 Elect Eduardo Monnerat Mgmt For For For Solon de Pontes 7 Elect Henrique Mgmt For For For Teixeira Alvares 8 Elect Flavio Uchoa Mgmt For For For Teles de Menezes 9 Elect Igor Xavier Mgmt For For For Correia Lima 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Silvio Jose Genesini Junior 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Deli Koki Matsuo 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Cristina Helena Zingaretti Junqueira 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Eduardo Cunha Monnerat Solon de Pontes 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Henrique Teixeira Alvares 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Flavio Uchoa Teles de Menezes 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Igor Xavier Correia Lima 19 Election of Board Mgmt For For For Chair and Vice-Chair 20 Ratify Candidates' Mgmt For For For Independence Status 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Dryships Inc. Ticker Security ID: Meeting Date Meeting Status DRYS CUSIP Y2109Q705 07/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Demathas Mgmt For For For 1.2 Elect Anthony Mgmt For Withhold Against Kandylidis 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Dryships Inc. Ticker Security ID: Meeting Date Meeting Status DRYS CUSIP Y2109Q705 10/09/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For Against Against ________________________________________________________________________________ Duratex S.A. Ticker Security ID: Meeting Date Meeting Status DTEX3 CINS P3593G146 01/31/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of the Mgmt For For For Appointment of Appraiser 3 Valuation Report Mgmt For For For 4 Spin-off and Merger Mgmt For For For Agreement 5 Spin-off and Merger of Mgmt For For For Spun-off Portion 6 Authorization of Legal Mgmt For For For Formalities 7 Authority to Draft Mgmt For Against Against Minutes in Summary Format 8 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Duratex S.A. Ticker Security ID: Meeting Date Meeting Status DTEX3 CINS P3593G146 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Election of Directors Mgmt For For For 8 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Proportional Mgmt For Against Against Allocation of Cumulative Votes 11 Allocate Cumulative Mgmt For For For Votes to Alfredo Egydio Arruda Villela Filho 12 Allocate Cumulative Mgmt For For For Votes to Alfredo Egydio Setubal 13 Allocate Cumulative Mgmt For For For Votes to Helio Seibel 14 Allocate Cumulative Mgmt For For For Votes to Juliana Rozenbaum Munemori 15 Allocate Cumulative Mgmt For For For Votes to Raul Calfat 16 Allocate Cumulative Mgmt For Against Against Votes to Ricardo Egydio Setubal 17 Allocate Cumulative Mgmt For Against Against Votes to Rodolfo Villela Marino 18 Allocate Cumulative Mgmt For Against Against Votes to Salo Davi Seibel 19 Request Separate Mgmt N/A Abstain N/A Election for Board Members 20 Elect Candidate as Mgmt For Abstain Against Board Member Presented by Minority Shareholders 21 Remuneration policy Mgmt For Against Against 22 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 23 Authority to Draft Mgmt For Against Against Minutes in Summary Format 24 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names ________________________________________________________________________________ Duratex S.A. Ticker Security ID: Meeting Date Meeting Status DTEX3 CINS P3593G146 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Article Mgmt For For For 24 (Management Position) 4 Consolidation of Mgmt For For For Articles 5 Amendment to Long-Term Mgmt For For For Incentive Plan 6 Authority to Draft Mgmt For Against Against Minutes in Summary Format 7 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names ________________________________________________________________________________ Ecorodovias Infraestrutura e Logistica SA Ticker Security ID: Meeting Date Meeting Status ECOR3 CINS P3661R107 04/16/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Capital Expenditure Mgmt For For For Budget 4 Board Size Mgmt For For For 5 Request Cumulative Mgmt N/A Against N/A Voting 6 Election of Directors Mgmt For Against Against 7 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 10 Allocate Cumulative Mgmt N/A For N/A Votes to Marco Antonio Cassou 11 Allocate Cumulative Mgmt N/A For N/A Votes to Cesar Beltrao de Almeida 12 Allocate Cumulative Mgmt N/A Against N/A Votes to Joao Alberto Gomes Bernacchio 13 Allocate Cumulative Mgmt N/A For N/A Votes to Beniamino Gavio 14 Allocate Cumulative Mgmt N/A For N/A Votes to Alberto Rubegni 15 Allocate Cumulative Mgmt N/A Against N/A Votes to Juan Angoitia Grijalba 16 Allocate Cumulative Mgmt N/A For N/A Votes to Jorge Alberto Eduardo Fergie Corser 17 Allocate Cumulative Mgmt N/A For N/A Votes to Ricardo Bisordi de Oliveira Lima 18 Allocate Cumulative Mgmt N/A For N/A Votes to Eros Gradowski Junior (Alternate) 19 Allocate Cumulative Mgmt N/A For N/A Votes to Umberto Tosoni (Alternate) 20 Allocate Cumulative Mgmt N/A For N/A Votes to Luis Miguel Dias da Silva Santos (Alternate) 21 Request Separate Mgmt N/A Abstain N/A Election for Board Member/s 22 Remuneration Policy Mgmt For For For 23 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 24 Instructions If Mgmt N/A Against N/A Meeting is Held in a Second Call 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ecorodovias Infraestrutura e Logistica SA Ticker Security ID: Meeting Date Meeting Status ECOR3 CINS P3661R107 09/13/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Request Separate Mgmt N/A Abstain N/A Election for Board Members 3 Election of Directors Mgmt For For For 4 Ratify Agreements Mgmt For Against Against Between Company and Former Executives 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Enauta Ticker Security ID: Meeting Date Meeting Status QGEP3 CINS P3762E104 06/24/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Management Report on Mgmt For For For Financial Statements 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Election of Directors Mgmt For For For 9 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 10 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Allocate Cumulative Mgmt N/A For N/A Votes to Antonio Augusto de Queiroz Galvao 13 Allocate Cumulative Mgmt N/A For N/A Votes to Ricardo de Queiroz Galvao 14 Allocate Cumulative Mgmt N/A Against N/A Votes to Leduvy de Pina Gouvea Filho 15 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Augusto Fernandes Filho 16 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Luiz Alqueres 17 Allocate Cumulative Mgmt N/A For N/A Votes to Luiz Carlos de Lemos Costamilan 18 Request Separate Mgmt N/A Abstain N/A Election for Board Member 19 Remuneration Policy Mgmt For For For 20 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Enauta Ticker Security ID: Meeting Date Meeting Status QGEP3 CINS P3762E104 06/24/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ero Copper Corp. Ticker Security ID: Meeting Date Meeting Status ERO CUSIP 296006109 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Christopher Noel Mgmt For For For Dunn 2.2 Elect David Strang Mgmt For For For 2.3 Elect Lyle Braaten Mgmt For For For 2.4 Elect Steven Busby Mgmt For For For 2.5 Elect Sally Eyre Mgmt For For For 2.6 Elect Robert H. Getz Mgmt For For For 2.7 Elect Chantal Gosselin Mgmt For For For 2.8 Elect John H. Wright Mgmt For For For 2.9 Elect Matthew Wubs Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Ratification of Stock Mgmt For For For Option Grants to New Directors 5 Amendment of Stock Mgmt For For For Option Plan 6 Amendment of the Share Mgmt For For For Unit Plan 7 Amendment to Articles Mgmt For For For to Increase Quorum Requirements 8 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 5 Remuneration policy Mgmt For For For 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 7 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call ________________________________________________________________________________ Even Construtora e Incorporadora S.A. Ticker Security ID: Meeting Date Meeting Status EVEN3 CINS P3904U107 05/13/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Article 5 Mgmt For For For (Reconciliation of Share Capital) 4 Amendments to Article Mgmt For For For 12 (Board of Directors' Composition) 5 Amendments to Article Mgmt For For For 20 (Board of Directors' Duties) 6 Amendments to Article Mgmt For For For 30 (Company Representation) 7 Amendments to Articles Mgmt For For For (Novo Mercado Regulations) 8 Consolidation of Mgmt For For For Articles 9 Ratify Co-Option and Mgmt For For For Elect Claudia Elisa de Pinho Soares 10 Adoption of Long-Term Mgmt For For For Incentive Plan 11 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 12 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Ez Tec Empreendimentos e Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status EZTC3 CINS P3912H106 04/28/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 7 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call ________________________________________________________________________________ Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 12/05/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Long-Term Deferred Mgmt For For For Shares Plan 3 Long-Term Matching Mgmt For For For Shares Plan 4 Instructions if Mgmt For For For Meeting is Held on Second Call 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 04/07/2020 Take No Action Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Bondholder/Bankruptcy Mgmt N/A TNA N/A Proposal ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 04/07/2020 Take No Action Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Bondholder/Bankruptcy Mgmt N/A TNA N/A Proposal ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 05/14/2020 Take No Action Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Examine, Discussion Mgmt N/A TNA N/A And Vote Of The Financial Statements Relating Of Fund To The Fiscal Year That Ended On December 31, 2019 ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 06/25/2020 Take No Action Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 To Resolve In Regard Mgmt N/A TNA N/A To The Seventh Issuance Of New Quotas Of The Fund, From Here Onwards Referred To As The New Quotas, In The Amount Of, Initially, Brl 262,167,000.00, Without Taking Into Account The Unit Cost Of Distribution, That Are To Be Offered With Limited Distribution Efforts, Under The Terms Of Brazilian Securities Commission Instruction Number 476 3 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 09/10/2019 Voted Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Quotas ________________________________________________________________________________ Fundo Invest Imobiliario FII BTG Pactual Fundo de Fundos Ticker Security ID: Meeting Date Meeting Status BRCR11B CINS P458C1107 10/01/2019 Take No Action Meeting Type Country of Trade Bond Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 To Resolve In Regard Mgmt N/A TNA N/A To The Issuance And Public Distribution Of New Quotas Of The Fund ________________________________________________________________________________ Grupo SBF S.A. Ticker Security ID: Meeting Date Meeting Status CNTO3 CINS P49796108 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratify Updated Global Mgmt For Against Against Remuneration Amount 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 06/25/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Elect Carlos Francisco Mgmt For For For Ribeiro Jereissati 8 Elect Carlos Mgmt For For For Jereissati 9 Elect Pedro Jereissati Mgmt For For For 10 Elect Sidnei Nunes Mgmt For For For 11 Elect Pedro Santos Mgmt For For For Ripper 12 Elect Bernardo Parnes Mgmt For For For 13 Elect Ana Karina Mgmt For For For Bortoni Dias 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Carlos Francisco Ribeiro Jereissati 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Carlos Jereissati 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Pedro Jereissati 19 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Sidnei Nunes 20 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Pedro Santos Ripper 21 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Bernardo Parnes 22 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Ana Karina Bortoni Dias 23 Request Separate Mgmt N/A Abstain N/A Election for Board Member 24 Remuneration Policy Mgmt For Against Against 25 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Instituto Hermes Pardini SA Ticker Security ID: Meeting Date Meeting Status PARD3 CINS P5R2AD133 04/28/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Capitalization Mgmt For For For of Reserves w/o Share Issuance 3 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 4 Consolidation of Mgmt For For For Articles 5 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Instituto Hermes Pardini SA Ticker Security ID: Meeting Date Meeting Status PARD3 CINS P5R2AD133 04/28/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration policy Mgmt For For For 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Instituto Hermes Pardini SA Ticker Security ID: Meeting Date Meeting Status PARD3 CINS P5R2AD133 11/19/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger and Spin-off Mgmt For For For Agreements 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Valuation Report Mgmt For For For 4 Spin-Off and Merger by Mgmt For For For Absorption 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For 6 Request Establishment Mgmt N/A For N/A of Supervisory Council 7 Supervisory Council Mgmt For For For Size 8 Elect Antonio Carlos Mgmt For Abstain Against Foschini 9 Elect Mauricio Diacoli Mgmt For Abstain Against 10 Elect Reginaldo Mgmt For For For Ferreira Alexandre 11 Elect William Cordeiro Mgmt For For For 12 Elect Ana Paula Pinho Mgmt For For For Candeloro 13 Supervisory Council Mgmt For For For Fees ________________________________________________________________________________ Iochpe-Maxion SA Ticker Security ID: Meeting Date Meeting Status MYPK3 CINS P58749105 12/04/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For (Novo Mercado Regulations) 3 Amendments to Articles Mgmt For For For (CVM Regulations) 4 Amendments to Articles Mgmt For For For (Board and Representation) 5 Amendments to Articles Mgmt For For For (Profit Sharing) 6 Amendments to Articles Mgmt For For For (Miscellaneous) 7 Capitalization of Mgmt For For For Reserves w/o Share Issuance 8 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 9 Increase in Authorized Mgmt For For For Capital 10 Consolidation of Mgmt For For For Articles 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ituran Location And Control Ltd. Ticker Security ID: Meeting Date Meeting Status ITRN CUSIP M6158M104 12/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Elect Eyal Sheratzky Mgmt For For For 3 Elect Efraim Sheratzky Mgmt For Against Against 4 Elect Tal Sheratzky - Mgmt For Against Against Jaffa 5 Elect Yoav Kahane Mgmt For Against Against 6 Elect Gidon Kotler Mgmt For For For 7 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 8 Compensation Policy Mgmt For Against Against 9 Declaration of Mgmt N/A Against N/A Material Interest ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/09/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Capital Expenditure Mgmt For For For Budget 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Directors; Mgmt For For For Elect Board Chair 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 7 Request Separate Mgmt N/A Abstain N/A Election for Board Member 8 Request Cumulative Mgmt N/A Against N/A Voting 9 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JHSF Participacoes SA Ticker Security ID: Meeting Date Meeting Status JHSF3 CINS P6050T105 04/09/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Policy Mgmt For Against Against 3 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 4 Increase in Authorized Mgmt For For For Capital 5 Amendments to Article Mgmt For For For 4 (Corporate Purpose) 6 Consolidation of Mgmt For For For Articles 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JSL S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration policy Mgmt For For For 4 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 5 Amendments to Article Mgmt For For For 22 (Management Board) 6 Amendments to Articles Mgmt For For For 7 Amendments to Article Mgmt For For For 31 (Reserves) 8 Amendment to the Stock Mgmt For For For Option Plan 9 Amendment to the Mgmt For For For Restricted and Matching Shares Plan 10 Authority to Mgmt For For For Repurchase Shares 11 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ JSL S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Largo Resources Ltd. Ticker Security ID: Meeting Date Meeting Status LGO CUSIP 517103404 06/08/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alberto Arias Mgmt For Withhold Against 1.2 Elect David Brace Mgmt For Withhold Against 1.3 Elect Jonathan Lee Mgmt For For For 1.4 Elect Paulo Misk Mgmt For For For 1.5 Elect Daniel Tellechea Mgmt For Withhold Against 1.6 Elect Koko Yamamoto Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 3 Share Compensation Mgmt For For For Plan Renewal ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 04/28/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Request Establishment Mgmt N/A For N/A of Supervisory Council 6 Supervisory Council Mgmt For For For Size 7 Election of Mgmt For For For Supervisory Council 8 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 9 Remuneration Policy Mgmt For For For 10 Supervisory Council Mgmt For For For Fees 11 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 04/28/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Helio Paulo Mgmt For For For Ferraz as Candidate Appointed by Minority Shareholders 3 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 04/28/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Consolidation of Mgmt For For For Articles 5 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 07/04/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 07/04/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of Stock Mgmt For For For Option Plan 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Light SA Ticker Security ID: Meeting Date Meeting Status LIGT3 CINS P63529104 12/12/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Dismissal of the Board Mgmt For For For of Directors 3 Request Cumulative Mgmt N/A Abstain N/A Voting 4 Elect Antonio Mgmt For For For Rodrigues dos Santos e Junqueira 5 Elect Carlos da Costa Mgmt For For For Parcias Junior 6 Elect Carlos Marcio Mgmt For For For Ferreira 7 Elect David Mgmt For For For Zylbersztajn 8 Elect Ivan de Souza Mgmt For For For Monteiro 9 Elect Octavio Cortes Mgmt For For For Pereira Lopes 10 Elect Patricia Mgmt For For For Gracindo Marques de Assis Bentes 11 Elect Ricardo Reisen Mgmt For For For de Pinho 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Proportional Mgmt N/A Abstain N/A Allocation of Cumulative Votes 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Antonio Rodrigues dos Santos e Junqueira 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Carlos da Costa Parcias Junior 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Carlos Marcio Ferreira 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to David Zylbersztajn 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Ivan de Souza Monteiro 19 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Octavio Cortes Pereira Lopes 20 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Patricia Gracindo Marques de Assis Bentes 21 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Ricardo Reisen de Pinho 22 Elect Marcelo Souza Mgmt For For For Monteiro as Supervisory Council Member 23 Non-Voting Meeting Note N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Linx S.A. Ticker Security ID: Meeting Date Meeting Status LINX3 CUSIP 53619W101 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 3 Remuneration Policy Mgmt For Against Against 4 Amendments to Article Mgmt For For For 11 (Technical Amendment) 5 Amendments to Article Mgmt For For For 14 (Technical Amendment) 6 Amendments to Article Mgmt For For For 16 (Technical Amendment) 7 Amendments to Article Mgmt For For For 24 (Technical Amendment) 8 Amendments to Article Mgmt For For For 25 (Technical Amendment) 9 Amendments to Article Mgmt For For For 26 (Technical Amendment) 10 Amendments to Article Mgmt For For For 27 (Management Board Composition) 11 Amendments to Article Mgmt For For For 28 (Technical Amendment) 12 Amendments to Article Mgmt For For For 37 (Technical Amendment) 13 Amendments to Article Mgmt For For For 38 (Technical Amendment) 14 Amendments to Article Mgmt For For For 43 (Technical Amendment) 15 Amendments to Article Mgmt For For For 43 (Public Tender Offer) 16 Consolidation of Mgmt For For For Articles ________________________________________________________________________________ Linx S.A. Ticker Security ID: Meeting Date Meeting Status LINX3 CUSIP 53619W101 06/29/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Linx S.A. Ticker Security ID: Meeting Date Meeting Status LINX3 CINS P6S933101 09/05/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 3 Amendments to Article Mgmt For Against Against 5 (Increase in Authorised Capital) 4 Amendments to Article Mgmt For For For 5 (Board of Directors' Duties) 5 Amendments to Article Mgmt For For For 16 (Shareholders' Meeting) 6 Amendments to Article Mgmt For For For 18 (Indemnity Agreements) 7 Renumbering of Mgmt For For For Articles (Technical) 8 Amendments to Article Mgmt For For For 24 (Remuneration and Nominating Committee) 9 Amendments to Article Mgmt For For For 26 (Management Board Composition - Renumbering) 10 Amendments to Article Mgmt For For For 26 (Management Board Composition - Paragraph 1) 11 Amendments to Article Mgmt For For For 26 (Management Board Composition - Paragraph 2) 12 Amendments to Article Mgmt For For For 27 (Management Board Duties) 13 Amendments to Article Mgmt For For For 28 (Company Representation - Subsections) 14 Amendments to Article Mgmt For For For 28 (Company Representation - Paragraph 1; Renumbering) 15 Amendments to Article Mgmt For For For 28 (Company Representation - Paragraph 5) 16 Amendments to Article Mgmt For For For 44 (Arbitration Procedures) 17 Amendments to Article Mgmt For For For 44 (Arbitration Procedures) 18 Amendments to Article Mgmt For For For 46 (Paragraphs 1 and 2) 19 Amendments to Article Mgmt For For For 47 (Deletion) 20 Consolidation of Mgmt For For For Articles 21 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LOG Commercial Properties Participacoes SA Ticker Security ID: Meeting Date Meeting Status LOGG3 CINS P64016101 04/16/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Stock Mgmt For For For Option Plan 3 Ratify Marcos Alberto Mgmt For Against Against Cabaleiro Fernandez's independence status 4 Amendment to Article 5 Mgmt For For For (Reconciliation of Share Capital) 5 Amendments to Article Mgmt For For For 26 (Management Board Size) 6 Amendment to Article Mgmt For For For 32 (Adjustment of Director's Powers) 7 Consolidation of Mgmt For For For Articles 8 Authority to Publish Mgmt For For For Minutes Omitting Stockholders' Names 9 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LOG Commercial Properties Participacoes SA Ticker Security ID: Meeting Date Meeting Status LOGG3 CINS P64016101 04/16/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 3 Remuneration Policy Mgmt For For For 4 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 5 Authority to Publish Mgmt For For For Minutes Omitting Stockholders' Names 6 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mahle Metal Leve SA Ticker Security ID: Meeting Date Meeting Status LEVE3 CINS P6528U106 05/29/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Mgmt For Against Against Articles; Consolidation of Articles 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mahle Metal Leve SA Ticker Security ID: Meeting Date Meeting Status LEVE3 CINS P6528U106 05/29/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Capital Expenditure Mgmt For For For Budget 5 Allocation of Mgmt For For For Profits/Dividends 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Elect Peter Paul Mgmt For For For Wilhelm Grunow 8 Elect Heinz Konrad Mgmt For For For Junker 9 Elect Wolfgang Werner Mgmt For For For Ernst Fritz Fritzemeyer 10 Elect Eduardo Augusto Mgmt For For For Rocha Pocetti 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Peter Paul Wilhelm Grunow 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Heinz Konrad Junker 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Wolfgang Werner Ernst Fritz Fritzemeyer 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Eduardo Augusto Rocha Pocetti 17 Elect Reginaldo Mgmt N/A For N/A Ferreira Alexandre as Board Member Presented by Minority Shareholders 18 Cumulate Common and Mgmt N/A For N/A Preferred Shares 19 Request Establishment Mgmt N/A For N/A of Supervisory Council 20 Elect Axel Erhard Brod Mgmt For Abstain Against 21 Elect Helio Carlos de Mgmt For Abstain Against Lamare Cox 22 Elect Roberto Moreno Mgmt N/A Abstain N/A Pinna as Supervisory Council Member Presented by Minority Candidates 23 Elect Mario Probst as Mgmt N/A For N/A Supervisory Council Member Presented by Minority Candidates 24 Supervisory Council Mgmt For For For Fees 25 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Marcopolo SA Ticker Security ID: Meeting Date Meeting Status POMO3 CINS P64331112 03/31/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Elect Maria Hallack as Mgmt N/A For N/A Board Member Presented by Preferred Shareholders 6 Cumulate Preferred and Mgmt N/A For N/A Common Shares 7 Elect Cristiano Mgmt N/A For N/A Machado as Supervisory Council Member Presented by Preferred Shareholders ________________________________________________________________________________ Marfrig Global Foods S.A. Ticker Security ID: Meeting Date Meeting Status MRFG3 CINS P64386116 03/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For For For 28 (Audit Committee) 3 Consolidation of Mgmt For For For Articles 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marfrig Global Foods S.A. Ticker Security ID: Meeting Date Meeting Status MRFG3 CINS P64386116 03/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Election of Mgmt For Abstain Against Supervisory Council 6 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 7 Elect Alex Erhard Brod Mgmt N/A For N/A as Supervisory Council Member Presented by Minority Shareholders 8 Remuneration Policy Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marfrig Global Foods S.A. Ticker Security ID: Meeting Date Meeting Status MRFG3 CINS P64386116 12/30/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For For For 28 (Audit Committee) 3 Consolidation of Mgmt For For For Articles 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Marisa Lojas SA Ticker Security ID: Meeting Date Meeting Status AMAR3 CINS P6462B106 06/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends; Capital Expenditure Budget 5 Board Size Mgmt For For For 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Election of Directors Mgmt For For For 8 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 11 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Hector Nunez 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Marcio Luiz Goldfarb 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Paulo Sergio da Silva 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Haroldo Luiz Rodrigues Filho 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Leonel Dias de Andrade Neto 16 Request Separate Mgmt N/A Abstain N/A Election for Board Members 17 Remuneration policy Mgmt For For For 18 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 19 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Marisa Lojas SA Ticker Security ID: Meeting Date Meeting Status AMAR3 CINS P6462B106 06/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 4 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Minerva SA Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 03/20/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Director's Report Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Election of Directors Mgmt For Against Against 8 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 11 Allocate Cumulative Mgmt N/A For N/A Votes to Ibar Vilela de Queiroz 12 Allocate Cumulative Mgmt N/A For N/A Votes to Frederico Alcantara de Queiroz 13 Allocate Cumulative Mgmt N/A Against N/A Votes to Noberto Lanzara Giangrande Junior 14 Allocate Cumulative Mgmt N/A Against N/A Votes to Alexandre Lahoz Mendonca de Barros 15 Allocate Cumulative Mgmt N/A For N/A Votes to Sergio Carvalho Mandin Fonseca 16 Allocate Cumulative Mgmt N/A For N/A Votes to Gabriel Jaramillo Sanint 17 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Luiz Rego Glaser 18 Allocate Cumulative Mgmt N/A For N/A Votes to Abdulaziz Saleh Al-Rebdi 19 Allocate Cumulative Mgmt N/A Against N/A Votes to Bakr Almuhanna 20 Allocate Cumulative Mgmt N/A For N/A Votes to Mohammed Mansour A. Almousa 21 Request Separate Mgmt N/A Abstain N/A Election for Board Members 22 Ratify Director's Mgmt For For For Independence Status 23 Request Establishment Mgmt N/A For N/A of Supervisory Council 24 Supervisory Council Mgmt For For For Size 25 Elect Luiz Manoel Mgmt For For For Gomes Junior 26 Elect Dorival Antonio Mgmt For For For Bianchi 27 Elect Franklin Mgmt For For For Saldanha Neiva Filho 28 Request Separate Mgmt N/A Abstain N/A Election for Supervisory Council Member 29 Remuneration Policy Mgmt For Against Against 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Minerva SA Ticker Security ID: Meeting Date Meeting Status BEEF3 CINS P6831V106 03/20/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stated Capital Mgmt For For For Reduction 3 Increase in Authorized Mgmt For Against Against Capital 4 Consolidation of Mgmt For Against Against Articles 5 Authorization of Legal Mgmt For For For Formalities 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MODEC, INC. Ticker Security ID: Meeting Date Meeting Status 6269 CINS J4636K109 03/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yuji Kozai Mgmt For For For 4 Elect Takeshi Kanamori Mgmt For For For 5 Elect Minoru Sawada Mgmt For For For 6 Elect Shoichi Taguchi Mgmt For For For 7 Elect Kazumasa Nakai Mgmt For For For 8 Elect Katsuya Natori Mgmt For For For 9 Elect Shigenobu Aikyo Mgmt For For For 10 Elect Hiroko Noda Mgmt For For For 11 Elect Kazuko Shiraishi Mgmt For For For 12 Elect Kazuhisa Nishikai Mgmt For For For 13 Bonus Mgmt For For For ________________________________________________________________________________ Movida Participacoes SA Ticker Security ID: Meeting Date Meeting Status MOVI3 CINS P6S8CC103 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Directors Mgmt For For For 6 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 9 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Fernando Antonio Simoes 10 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Adalberto Calil 11 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Denys Marc Ferrez 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Ricardo Florence dos Santos 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Marcelo Jose Ferreira e Silva 14 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Movida Participacoes SA Ticker Security ID: Meeting Date Meeting Status MOVI3 CINS P6S8CC103 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For 4 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 5 Amendments to Article Mgmt For For For 31 (Allocation of Profits) 6 Consolidation of Mgmt For For For Articles 7 Amendment to the Stock Mgmt For For For Option Plan 8 Amendment to Mgmt For For For Restricted Shares Plan 9 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ MRV Engenharia e Participacoes SA Ticker Security ID: Meeting Date Meeting Status MRVE3 CINS P6986W107 01/31/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger (MDI Mgmt For For For Desenvolvimento Imobiliario Ltda) 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For Appointment of Appraiser (WH Auditores Independentes) 5 Approve Valuation Mgmt For For For Report 226 6 Ratification of Mgmt For For For Appointment of Appraiser (Ernst & Young) 7 Approve Valuation Mgmt For For For Report 264 8 Amendments to Articles Mgmt For For For (Novo Mercado Listing Regulations) 9 Authorization of Legal Mgmt For For For Formalities 10 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MRV Engenharia e Participacoes SA Ticker Security ID: Meeting Date Meeting Status MRVE3 CINS P6986W107 04/16/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 3 Amendments to Article Mgmt For For For 27 (Management Board Composition) 4 Amendments to Article Mgmt For For For 27 (Management Board Business Units) 5 Consolidation of Mgmt For For For Articles 6 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MRV Engenharia e Participacoes SA Ticker Security ID: Meeting Date Meeting Status MRVE3 CINS P6986W107 04/16/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For 6 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ MRV Engenharia e Participacoes SA Ticker Security ID: Meeting Date Meeting Status MRVE3 CINS P6986W107 12/16/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Maria Fernanda Mgmt For For For Nazareth Menin Teixeira de Souza Maia 3 Amend Corporate Purpose Mgmt For For For 4 Establishment of Legal Mgmt For For For Committee 5 Removal of Chief Legal Mgmt For For For Officer Position 6 Merger of Executive Mgmt For For For Positions 7 Chief Project Mgmt For For For Financing, Institutional Relations and Sustainablitity Officer Competencies 8 Consolidation of Mgmt For For For Articles 9 Authority to Publish Mgmt For For For Minutes Omitting Shareholders' Names 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F508 08/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin L. Beebe Mgmt For For For 2 Elect James V. Mgmt For For For Continenza 3 Elect Howard S. Mgmt For For For Hoffmann 4 Elect Ricardo Mgmt For For For Knoepfelmacher 5 Elect Christopher T. Mgmt For For For Rogers 6 Elect Robert A. Mgmt For For For Schriesheim 7 Elect Steven M. Mgmt For For For Shindler 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the 2015 Mgmt For For For Incentive Compensation Plan 10 Authority to Reduce Mgmt For For For Board Size Following Asset Sale 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Odontoprev SA Ticker Security ID: Meeting Date Meeting Status ODPV3 CINS P7344M104 04/28/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Remuneration Policy Mgmt For For For 5 Supervisory Council Mgmt For For For Size 6 Election of Mgmt For For For Supervisory Council 7 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 8 Elect Ivan Maluf Mgmt N/A Abstain N/A Junior to the Supervisory Council Presented by Minority Shareholders 9 Supervisory Council Mgmt For For For Fees 10 Board Size Mgmt For For For 11 Request Cumulative Mgmt N/A Abstain N/A Voting 12 Election of Directors Mgmt For Against Against 13 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 16 Allocate Cumulate Mgmt N/A For N/A Votes to Luiz Carlos Trabuco Cappi 17 Allocate Cumulate Mgmt N/A For N/A Votes to Octavio de Lazari Junior 18 Allocate Cumulate Mgmt N/A For N/A Votes to Manoel Antonio Peres 19 Allocate Cumulate Mgmt N/A For N/A Votes to Ivan Luiz Gontijo Junior 20 Allocate Cumulate Mgmt N/A Against N/A Votes to Samuel Monteiro dos Santos Junior 21 Allocate Cumulate Mgmt N/A For N/A Votes to Vinicius Jose de Almeida Albernaz 22 Allocate Cumulate Mgmt N/A For N/A Votes to Cesar Suaki dos Santos 23 Allocate Cumulate Mgmt N/A For N/A Votes to Murilo Cesar Lemos dos Santos Passos 24 Request Separate Mgmt N/A Abstain N/A Election for Board Members 25 Casting of Minority Mgmt N/A Abstain N/A Votes to Board Member with Largest Number of Votes 26 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Oi S.A. Ticker Security ID: Meeting Date Meeting Status OIBR3 CUSIP 670851500 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Remuneration policy Mgmt For Against Against 4 Election of Mgmt For For For Supervisory Council 5 Co-Option of Directors Mgmt For For For 6 Ratify Updated Global Mgmt For For For Remuneration Amount ________________________________________________________________________________ Omega Geracao S.A. Ticker Security ID: Meeting Date Meeting Status OMGE3 CINS P7S591105 02/13/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Ratification of Mgmt For For For Appointment of Appraiser 6 Valuation Report Mgmt For For For 7 Merger Mgmt For For For 8 Consolidation of Mgmt For For For Articles 9 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Omega Geracao S.A. Ticker Security ID: Meeting Date Meeting Status OMGE3 CINS P7S591105 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Board Size Mgmt For For For 8 Request Cumulative Mgmt N/A Against N/A Voting 9 Elect Jose Carlos Reis Mgmt For For For de Magalhaes Neto 10 Elect Antonio Augusto Mgmt For For For Torres de Bastos Filho 11 Elect Kristian Mgmt For Against Against Schneider Huber 12 Elect Gustavo Barros Mgmt For For For Mattos 13 Elect Eduardo de Toledo Mgmt For For For 14 Elect Gustavo Rocha Mgmt For For For Gattass 15 Elect Rachel Ribeiro Mgmt For For For Horta 16 Elect Eduardo Silveira Mgmt For For For Mufarej 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 19 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Carlos Reis de Magalhaes Neto 20 Allocate Cumulative Mgmt N/A For N/A Votes to Antonio Augusto Torres de Bastos Filho 21 Allocate Cumulative Mgmt N/A Against N/A Votes to Kristian Schneider Huber 22 Allocate Cumulative Mgmt N/A For N/A Votes to Gustavo Barros Mattos 23 Allocate Cumulative Mgmt N/A For N/A Votes to Eduardo de Toledo 24 Allocate Cumulative Mgmt N/A For N/A Votes to Gustavo Rocha Gattass 25 Allocate Cumulative Mgmt N/A For N/A Votes to Rachel Ribeiro Horta 26 Allocate Cumulative Mgmt N/A For N/A Votes to Eduardo Silveira Mufarej 27 Request Separate Mgmt N/A Abstain N/A Election for Board Members 28 Ratify Candidates' Mgmt For For For Independence Status 29 Remuneration policy Mgmt For Against Against 30 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Omega Geracao S.A. Ticker Security ID: Meeting Date Meeting Status OMGE3 CINS P7S591105 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Increase in Authorized Mgmt For For For Capital 4 Consolidation of Mgmt For For For Articles 5 Stock Option Plan Mgmt For Against Against ________________________________________________________________________________ Petro Rio SA Ticker Security ID: Meeting Date Meeting Status PRIO3 CINS P7S19Q109 04/20/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Remuneration policy Mgmt For Against Against 7 Board Size Mgmt For For For 8 Request Separate Mgmt N/A Abstain N/A Election for Board Member 9 Request Cumulative Mgmt N/A Against N/A Voting 10 Election of Directors Mgmt For For For 11 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Roberto Bernardes Monteiro 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Nelson de Queiroz Sequeiros Tanure 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Emiliano Fernandes Lourenco Gomes 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Felipe Bueno da Silva 18 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Felipe Villela Dias 19 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Gustavo Rocha Gattass 20 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Marcia Raquel Cordiro de Azevedo 21 Authorize Competing Mgmt For For For Activities 22 Request Establishment Mgmt N/A For N/A of Supervisory Council 23 Election of Mgmt For For For Supervisory Council 24 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petro Rio SA Ticker Security ID: Meeting Date Meeting Status PRIO3 CINS P7S19Q109 04/20/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Long Term Mgmt For Against Against Incentive Plan 3 Amendments to Articles Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petro Rio SA Ticker Security ID: Meeting Date Meeting Status PRIO3 CINS P7S19Q109 05/04/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Qualicorp Consultoria e Corretora de Seguros S.A. Ticker Security ID: Meeting Date Meeting Status QUAL3 CINS P7S21H105 01/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Divestiture (QSaude Mgmt For For For Operadora de Planos de Saude Ltda) 4 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Qualicorp Consultoria e Corretora de Seguros S.A. Ticker Security ID: Meeting Date Meeting Status QUAL3 CINS P7S21H105 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Board Size Mgmt For For For 6 Request Cumulative Mgmt N/A Against N/A Voting 7 Election of Directors Mgmt For For For 8 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 11 Allocate Cumulative Mgmt N/A Against N/A Votes to Wilson Olivieri 12 Allocate Cumulative Mgmt N/A For N/A Votes to Murilo Ramos Neto 13 Allocate Cumulative Mgmt N/A For N/A Votes to Roberto Martins de Souza 14 Allocate Cumulative Mgmt N/A For N/A Votes to Arthur Farme de D'Amoedo Neto 15 Allocate Cumulative Mgmt N/A Against N/A Votes to Heraclito de Brito Gomes Junior 16 Allocate Cumulative Mgmt N/A Against N/A Votes to Mauro Teixeira Sampaio 17 Allocate Cumulative Mgmt N/A Against N/A Votes to Otavio de Garcia Lazcano 18 Request Separate Mgmt N/A Abstain N/A Election for Board Member 19 Remuneration Policy Mgmt For Against Against 20 Request Establishment Mgmt N/A For N/A of Supervisory Council 21 Election of Mgmt For For For Supervisory Council 22 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 23 Supervisory Council Mgmt For For For Fees 24 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Qualicorp Consultoria e Corretora de Seguros S.A. Ticker Security ID: Meeting Date Meeting Status QUAL3 CINS P7S21H105 08/15/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Mgmt For For For Share Capital 3 Amendments to Article Mgmt For For For 5 (Reconciliation of Share Capital) 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Qualicorp Consultoria e Corretora de Seguros S.A. Ticker Security ID: Meeting Date Meeting Status QUAL3 CINS P7S21H105 10/31/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Mgmt For For For Appointment of Appraiser 3 Valuation Report Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Merger (Qualicorp Mgmt For For For Corretora de Seguros S.A) 6 Authorization of Legal Mgmt For For For Formalities 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ RANDON S.A. Implementos e Participacoes Ticker Security ID: Meeting Date Meeting Status RAPT3 CINS P7988W103 04/13/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Request Establishment Mgmt N/A For N/A of Supervisory Council ________________________________________________________________________________ RHI Magnesita N.V. Ticker Security ID: Meeting Date Meeting Status RHIM CINS N7428R104 06/18/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts & Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Amendments to Articles Mgmt For For For of Association 4 Elect Stefan Borgas Mgmt For For For 5 Elect Ian Botha Mgmt For For For 6 Elect Herbert Cordt Mgmt For For For 7 Elect Wolfgang Mgmt For For For Ruttenstorfer 8 Elect Stanislaus Prinz Mgmt For For For zu Sayn-Wittgenstein-Berl eburg 9 Elect Wolfgang Mgmt For For For Ruttenstorfer 10 Elect Karl Sevelda Mgmt For For For 11 Elect Celia Baxter Mgmt For For For 12 Elect James William Mgmt For For For Leng 13 Elect John Ramsay Mgmt For For For 14 Elect Andrew Hosty Mgmt For For For 15 Elect Janet Ashdown Mgmt For For For 16 Elect Fiona Paulus Mgmt For For For 17 Remuneration Report Mgmt For For For (Advisory) 18 Directors' Fees Mgmt For For For 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Santos Brasil Participacoes SA Ticker Security ID: Meeting Date Meeting Status STBP3 CINS P8338G103 04/28/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Mgmt For For For Budget 6 Allocation of Mgmt For For For Profits/Dividends 7 Board Size Mgmt For For For 8 Request Cumulative Mgmt N/A Against N/A Voting 9 Election of Directors Mgmt For Against Against 10 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Proportional Mgmt For Against Against Allocation of Cumulative Votes 13 Allocate Cumulative Mgmt For Against Against Votes to Veronica Valente Dantas 14 Allocate Cumulative Mgmt For For For Votes to Maria Amalia Delfim de Melo Coutrim 15 Allocate Cumulative Mgmt For For For Votes to Valdecyr Maciel Gomes 16 Allocate Cumulative Mgmt For For For Votes to Eduardo de Britto Pereira Azevedo 17 Allocate Cumulative Mgmt For For For Votes to Jose Luis Bringel Vidal 18 Allocate Cumulative Mgmt For For For Votes to Felipe Villela Dias 19 Allocate Cumulative Mgmt For For For Votes to Luiz Sergio Fisher de Castro 20 Supervisory Council Mgmt For For For Board Size 21 Election of Mgmt For For For Supervisory Council 22 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 23 Remuneration Policy Mgmt For Against Against 24 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Sao Martinho SA Ticker Security ID: Meeting Date Meeting Status SMTO3 CINS P8493J108 07/26/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article 5 Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sao Martinho SA Ticker Security ID: Meeting Date Meeting Status SMTO3 CINS P8493J108 07/26/2019 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Request Establishment Mgmt N/A For N/A of Supervisory Council 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Mgmt For Against Against Supervisory Council 7 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 8 Elect Candidate to the Mgmt For N/A N/A Supervisory Council Presented by Minority Shareholders 9 Remuneration Policy Mgmt For For For 10 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ser Educacional S.A. Ticker Security ID: Meeting Date Meeting Status SEER3 CINS P8T84T100 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Capital Expenditure Mgmt For For For Budget 6 Board Size Mgmt For For For 7 Ratify Directors' Mgmt For For For Independence Status 8 Election of Directors Mgmt For For For 9 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Jose Janguie Bezerra Diniz 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Francisco Muniz Barreto 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Janyo Janguie Bezerra Diniz 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Herbert Steinberg 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Flavio Cesar Maia Luz 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Sidney Levy 18 Request Separate Mgmt N/A Abstain N/A Election for Board Member 19 Request Cumulative Mgmt N/A Against N/A Voting 20 Request Establishment Mgmt N/A For N/A of Supervisory Council 21 Elect Fernando Eduardo Mgmt For Abstain Against Ramos dos Santos to the Supervisory Council 22 Elect Nazareno Habib Mgmt For Abstain Against Ouvidor Bichara to the Supervisory Council 23 Elect Reginaldo Mgmt N/A For N/A Ferreira Alexandre to the Supervisory Council Presented by Minority Shareholders 24 Remuneration Policy Mgmt For For For 25 Request Separate Mgmt N/A Abstain N/A Election for Supervisory Council Member 26 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call ________________________________________________________________________________ Ser Educacional S.A. Ticker Security ID: Meeting Date Meeting Status SEER3 CINS P8T84T100 04/30/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For (Reconciliation of Share Capital) 3 Consolidation of Mgmt For For For Articles 4 Ratification of Mgmt For For For Interim Dividends 5 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SMART Global Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SGH CUSIP G8232Y101 02/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth Y. Hao Mgmt For For For 2 Elect Bryan Ingram Mgmt For For For 3 Elect Paul Mercadante Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SMART Global Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SGH CUSIP G8232Y101 03/30/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Purchase Mgmt For Against Against Shares and Approval of Capped Call Transactions Purchases 2 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Sonda SA Ticker Security ID: Meeting Date Meeting Status SONDA CINS P87262104 04/01/2020 Voted Meeting Type Country of Trade Ordinary Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits; Mgmt For For For Dividend Policy 3 Election of Directors; Mgmt For Abstain Against Directors' Fees; Directors' Committee Fees and Budget 4 Presentation of Report Mgmt For For For on Directors' Committee Activities and Expenditures 5 Related Party Mgmt For For For Transactions 6 Appointment of Auditor Mgmt For For For and Risk Rating Agency 7 Publication of Company Mgmt For For For Notices 8 Presentation of Report Mgmt For For For on Shareholder Communication Costs 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Transmissora Alianca de Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TAEE3 CINS P9T5CD126 03/06/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Rialma Transaction Mgmt For Abstain Against ________________________________________________________________________________ Transmissora Alianca de Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TAEE3 CINS P9T5CD126 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Request Cumulative Mgmt N/A Against N/A Voting 6 Elect Bernardo Vargas Mgmt For For For Gibsone 7 Elect Cesar Augusto Mgmt For For For Ramirez Rojas 8 Elect Fernando Augusto Mgmt For Against Against Rojas Pinto 9 Elect Fernando Bunker Mgmt For For For Gentil 10 Elect Hermes Jorge Mgmt For For For Chipp 11 Elect Celso Maia de Mgmt For For For Barros 12 Elect Daniel Faria Mgmt For For For Costa 13 Elect Paulo Mota Mgmt For For For Henriques 14 Elect Jose Joao Mgmt For For For Abdalla Filho 15 Elect Francois Moreau Mgmt For For For 16 Elect Reynaldo Mgmt For For For Passanezi Filho 17 Elect Rafael Falcao Mgmt For For For Noda 18 Elect Luis Augusto Mgmt For For For Barcelos Barbosa 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 21 Allocate Cumulative Mgmt N/A For N/A Votes to Bernardo Vargas Gibsone 22 Allocate Cumulative Mgmt N/A For N/A Votes to Cesar Augusto Ramirez Rojas 23 Allocate Cumulative Mgmt N/A Against N/A Votes to Fernando Augusto Rojas Pinto 24 Allocate Cumulative Mgmt N/A For N/A Votes to Fernando Bunker Gentil 25 Allocate Cumulative Mgmt N/A For N/A Votes to Hermes Jorge Chipp 26 Allocate Cumulative Mgmt N/A For N/A Votes to Celso Maia de Barros 27 Allocate Cumulative Mgmt N/A For N/A Votes to Daniel Faria Costa 28 Allocate Cumulative Mgmt N/A For N/A Votes to Paulo Mota Henriques 29 Allocate Cumulative Mgmt N/A For N/A Votes to Jose Joao Abdalla Filho 30 Allocate Cumulative Mgmt N/A For N/A Votes to Francois Moreau 31 Allocate Cumulative Mgmt N/A For N/A Votes to Reynaldo Passanezi Filho 32 Allocate Cumulative Mgmt N/A For N/A Votes to Rafael Falcao Noda 33 Allocate Cumulative Mgmt N/A For N/A Votes to Luis Augusto Barcelos Barbosa 34 Supervisory Council Mgmt For For For Board Size 35 Elect Manuel Mgmt For Abstain Against Domingues de Jesus e Pinho 36 Elect Custodio Antonio Mgmt For Abstain Against de Mattos 37 Elect Julia Figueiredo Mgmt For Abstain Against Goytacaz Sant'Anna 38 Elect Marcello Joaquim Mgmt N/A For N/A Pacheco 39 Elect Rodrigo de Mgmt N/A Abstain N/A Mesquita Pereira 40 Non-Voting Agenda Item N/A N/A N/A N/A 41 Elect Murici dos Santos Mgmt N/A For N/A 42 Elect Luciano Luiz Mgmt N/A Abstain N/A Barsi 43 Remuneration Policy Mgmt For Against Against 44 Supervisory Council Mgmt For For For Fees 45 Non-Voting Meeting Note N/A N/A N/A N/A 46 Non-Voting Meeting Note N/A N/A N/A N/A 47 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Transmissora Alianca de Energia Eletrica S.A. Ticker Security ID: Meeting Date Meeting Status TAEE3 CINS P9T5CD126 08/30/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition (Brasnorte Mgmt For For For Transmissora de Energia S.A.) 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tupy SA Ticker Security ID: Meeting Date Meeting Status TUPY3 CINS P9414P108 02/17/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Share Purchase Mgmt For For For Agreement to Acquire Teksid S.p.A. 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tupy SA Ticker Security ID: Meeting Date Meeting Status TUPY3 CINS P9414P108 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Election of Mgmt For Abstain Against Supervisory Council 6 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Supervisory Council Slate 7 Elect Joao Augusto Mgmt For For For Monteiro to the Supervisory Council Presented by Minority Shareholders 8 Remuneration Policy Mgmt For Against Against ________________________________________________________________________________ Tupy SA Ticker Security ID: Meeting Date Meeting Status TUPY3 CINS P9414P108 10/23/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For (Novo Mercado Regulations) 3 Amendment to the Mgmt For For For Equity Compensation Plan 4 Indemnity Agreements Mgmt For For For with Administrators 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vivara Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status VIVA3 CINS P98017109 04/30/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Management Account and Mgmt For For For Reports 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Remuneration Policy Mgmt For For For 7 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council ________________________________________________________________________________ Wiz Solucoes E Corretagem De Seguros S.A. Ticker Security ID: Meeting Date Meeting Status WIZS3 CINS P98806105 02/05/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adoption of Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Wiz Solucoes E Corretagem De Seguros S.A. Ticker Security ID: Meeting Date Meeting Status WIZS3 CINS P98806105 03/23/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For For For 26 (Management Board Term) 3 Amendments to Articles Mgmt For For For 4 Consolidation of Mgmt For For For Arcticles 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Wiz Solucoes E Corretagem De Seguros S.A. Ticker Security ID: Meeting Date Meeting Status WIZS3 CINS P98806105 03/23/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Approval of Capital Mgmt For For For Expenditure Budget 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For 6 Board Size Mgmt For For For 7 Request Cumulative Mgmt N/A Against N/A Voting 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Directors Mgmt For Against Against 10 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Proportional Mgmt N/A Against N/A Allocation of Cumulative Votes 13 Allocate Cumulative Mgmt N/A For N/A Votes to Fernando Carlos Borges De Melo Filho 14 Allocate Cumulative Mgmt N/A For N/A Votes to Gabriela Susana Ortiz de Rozas 15 Allocate Cumulative Mgmt N/A Against N/A Votes to Elicio Lima 16 Allocate Cumulative Mgmt N/A For N/A Votes to Camilo Godoy 17 Allocate Cumulative Mgmt N/A Against N/A Votes to Miguel Angelo Junger Simas 18 Allocate Cumulative Mgmt N/A For N/A Votes to David Joao Almeida dos Reis Borges 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Request Separate Mgmt N/A Abstain N/A Election for Board Members 21 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 22 Non-Voting Meeting Note N/A N/A N/A N/A 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Wiz Solucoes E Corretagem De Seguros S.A. Ticker Security ID: Meeting Date Meeting Status WIZS3 CINS P98806105 07/31/2019 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Directors Mgmt For Against Against Fund Name : VanEck Vectors CEF Municipal Income ETF ________________________________________________________________________________ AllianceBernstein National Municipal Income Fund Inc Ticker Security ID: Meeting Date Meeting Status AFB CUSIP 01864U106 03/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Keith Mgmt For For For ________________________________________________________________________________ BlackRock Investment Quality Municipal Trust Ticker Security ID: Meeting Date Meeting Status BKN CUSIP 09247D105 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Long-Term Municipal Advantage Trust Ticker Security ID: Meeting Date Meeting Status BTA CUSIP 09250B103 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Muni Intermediate Duration Fund Inc Ticker Security ID: Meeting Date Meeting Status MUI CUSIP 09253X102 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock Muniassets Fund Inc Ticker Security ID: Meeting Date Meeting Status MUA CUSIP 09254J102 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Municipal 2030 Target Term Trust Ticker Security ID: Meeting Date Meeting Status BTT CUSIP 09257P105 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Municipal Bond Trust Ticker Security ID: Meeting Date Meeting Status BBK CUSIP 09249H104 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Municipal Income Quality Trust Ticker Security ID: Meeting Date Meeting Status BYM CUSIP 092479104 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Municipal Income Trust Ticker Security ID: Meeting Date Meeting Status BFK CUSIP 09248F109 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Municipal Income Trust II Ticker Security ID: Meeting Date Meeting Status BLE CUSIP 09249N101 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard E. Mgmt For For For Cavanagh 1.2 Elect Cynthia L. Egan Mgmt For For For 1.3 Elect Robert Fairbairn Mgmt For For For 1.4 Elect Henry Gabbay Mgmt For For For ________________________________________________________________________________ BlackRock Munienhanced Fund Inc Ticker Security ID: Meeting Date Meeting Status MEN CUSIP 09253Y100 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniHoldings Fund II Inc Ticker Security ID: Meeting Date Meeting Status MUH CUSIP 09253P109 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniHoldings Fund Inc Ticker Security ID: Meeting Date Meeting Status MHD CUSIP 09253N104 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniHoldings Investment Quality Fund Ticker Security ID: Meeting Date Meeting Status MFL CUSIP 09254P108 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Castellano 2 Elect Richard E. Mgmt For For For Cavanagh 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Robert Fairbairn Mgmt For For For 5 Elect Henry Gabbay Mgmt For For For 6 Elect R. Glenn Hubbard Mgmt For For For 7 Elect Catherine A. Mgmt For For For Lynch 8 Elect John M. Perlowski Mgmt For For For 9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniHoldings Quality Fund II Inc Ticker Security ID: Meeting Date Meeting Status MUE CUSIP 09254C107 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniHoldings Quality Fund Inc Ticker Security ID: Meeting Date Meeting Status MUS CUSIP 09254A101 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock Munivest Fund II Inc Ticker Security ID: Meeting Date Meeting Status MVT CUSIP 09253T101 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniVest Fund, Inc Ticker Security ID: Meeting Date Meeting Status MVF CUSIP 09253R105 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Fund Inc Ticker Security ID: Meeting Date Meeting Status MYD CUSIP 09253W104 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Investment Fund Ticker Security ID: Meeting Date Meeting Status MYF CUSIP 09254R104 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Castellano 2 Elect Richard E. Mgmt For For For Cavanagh 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Robert Fairbairn Mgmt For For For 5 Elect Henry Gabbay Mgmt For For For 6 Elect R. Glenn Hubbard Mgmt For For For 7 Elect Catherine A. Mgmt For For For Lynch 8 Elect John M. Perlowski Mgmt For For For 9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Quality Fund II Inc Ticker Security ID: Meeting Date Meeting Status MQT CUSIP 09254G108 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Quality Fund III Inc Ticker Security ID: Meeting Date Meeting Status MYI CUSIP 09254E103 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BlackRock MuniYield Quality Fund Inc Ticker Security ID: Meeting Date Meeting Status MQY CUSIP 09254F100 07/29/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Castellano 1.2 Elect Richard E. Mgmt For For For Cavanagh 1.3 Elect Cynthia L. Egan Mgmt For For For 1.4 Elect Robert Fairbairn Mgmt For For For 1.5 Elect Henry Gabbay Mgmt For For For 1.6 Elect R. Glenn Hubbard Mgmt For For For 1.7 Elect Catherine A. Mgmt For For For Lynch 1.8 Elect John M. Perlowski Mgmt For For For 1.9 Elect Karen P. Robards Mgmt For For For ________________________________________________________________________________ BNY Mellon Municipal Bond Infrastructure Fund, Inc. Ticker Security ID: Meeting Date Meeting Status DMB CUSIP 09662W109 08/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Charles Mgmt For Withhold Against Cardona 1.2 Elect Robin A. Melvin Mgmt For For For ________________________________________________________________________________ BNY Mellon Municipal Income, Inc. Ticker Security ID: Meeting Date Meeting Status DMF CUSIP 05589T104 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph S. Mgmt For For For DiMartino 1.2 Elect Andrew J. Donohue Mgmt For For For 1.3 Elect Isabel P. Dunst Mgmt For For For ________________________________________________________________________________ BNY Mellon Strategic Municipal Bond Fund Inc Ticker Security ID: Meeting Date Meeting Status DSM CUSIP 09662E109 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Burton N. Wallack Mgmt For For For 1.2 Elect Benaree Pratt Mgmt For For For Wiley 1.3 Elect Joan L. Gulley Mgmt For For For ________________________________________________________________________________ BNY Mellon Strategic Municipals Inc Ticker Security ID: Meeting Date Meeting Status LEO CUSIP 05588W108 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gordon J. Davis Mgmt For For For 1.2 Elect Ehud Houminer Mgmt For For For ________________________________________________________________________________ DWS Municipal Income Trust Ticker Security ID: Meeting Date Meeting Status KTF CUSIP 233368109 09/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William R. Mgmt For For For McClayton ________________________________________________________________________________ Eaton Vance Municipal Bond Fund Ticker Security ID: Meeting Date Meeting Status EIM CUSIP 27827X101 07/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Faust, Mgmt For For For Jr. 1.2 Elect Cynthia E. Frost Mgmt For For For 1.3 Elect Scott E. Mgmt For For For Wennerholm ________________________________________________________________________________ Eaton Vance Municipal Income 2028 Term Trust Ticker Security ID: Meeting Date Meeting Status ETX CUSIP 27829U105 11/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Faust, Mgmt For For For Jr. 1.2 Elect Cynthia E. Frost Mgmt For For For 1.3 Elect Scott E. Mgmt For For For Wennerholm ________________________________________________________________________________ Eaton Vance Municipal Income Trust Ticker Security ID: Meeting Date Meeting Status EVN CUSIP 27826U108 03/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Park Mgmt For For For 1.2 Elect Helen Frame Mgmt For For For Peters 1.3 Elect Keith Quinton Mgmt For For For 1.4 Elect Marcus L. Smith Mgmt For For For ________________________________________________________________________________ Eaton Vance National Municipal Opportunities Trust Ticker Security ID: Meeting Date Meeting Status EOT CUSIP 27829L105 01/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia E. Frost Mgmt For For For 1.2 Elect William H. Park Mgmt For For For 1.3 Elect Keith Quinton Mgmt For For For 1.4 Elect Susan J. Mgmt For For For Sutherland ________________________________________________________________________________ Invesco Municipal Income Opportunities Trust Ticker Security ID: Meeting Date Meeting Status OIA CUSIP 46132X101 08/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Municipal Opportunity Trust Ticker Security ID: Meeting Date Meeting Status VMO CUSIP 46132C107 08/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Municipal Trust Ticker Security ID: Meeting Date Meeting Status VKQ CUSIP 46131J103 08/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Quality Municipal Income Trust Ticker Security ID: Meeting Date Meeting Status IQI CUSIP 46133G107 08/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Trust for Investment Grade Municipals Ticker Security ID: Meeting Date Meeting Status VGM CUSIP 46131M106 08/23/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Trust For Investment Grade New York Municipals Ticker Security ID: Meeting Date Meeting Status VPV CUSIP 46132E103 08/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ Invesco Value Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status IIM CUSIP 46132P108 08/09/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia L. Mgmt For For For Hostetler 1.2 Elect Eli Jones Mgmt For For For 1.3 Elect Ann B. Stern Mgmt For For For 1.4 Elect Raymond Stickel, Mgmt For For For Jr. ________________________________________________________________________________ MainStay MacKay DefinedTerm Municipal Opportunities Fund Ticker Security ID: Meeting Date Meeting Status MMD CUSIP 56064K100 10/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan B. Kerley Mgmt For For For ________________________________________________________________________________ MFS High Income Municipal Trust Ticker Security ID: Meeting Date Meeting Status CXE CUSIP 59318D104 10/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Maureen R. Mgmt For For For Goldfarb 1.2 Elect Robert J. Manning Mgmt For For For 1.3 Elect Maryanne L. Mgmt For For For Roepke ________________________________________________________________________________ MFS Municipal Income Trust Ticker Security ID: Meeting Date Meeting Status MFM CUSIP 552738106 10/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Maureen R. Mgmt For For For Goldfarb 1.2 Elect Robert J. Manning Mgmt For For For 1.3 Elect Maryanne L. Mgmt For For For Roepke ________________________________________________________________________________ Neuberger Berman Inc Ticker Security ID: Meeting Date Meeting Status NBH CUSIP 64124P101 10/03/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Cosgrove 1.2 Elect Deborah C. McLean Mgmt For For For 1.3 Elect Tom D. Seip Mgmt For For For ________________________________________________________________________________ Nuveen AMT-Free Municipal Credit Income Fund Ticker Security ID: Meeting Date Meeting Status NVG CUSIP 67071L106 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen AMT-Free Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NEA CUSIP 670657105 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Enhanced Municipal Value Fund Ticker Security ID: Meeting Date Meeting Status NEV CUSIP 67074M101 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Hunter Mgmt For For For 1.2 Elect Judith M. Mgmt For For For Stockdale 1.3 Elect Carole E. Stone Mgmt For For For 1.4 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Floating Rate Income Opportunity Fund Ticker Security ID: Meeting Date Meeting Status JRO CUSIP 670671106 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John K. Nelson Mgmt For For For 1.2 Elect Terence J. Toth Mgmt For For For 1.3 Elect Robert L. Young Mgmt For For For ________________________________________________________________________________ Nuveen Municipal Credit Income Fund Ticker Security ID: Meeting Date Meeting Status NZF CUSIP 67070X101 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Municipal High Income Opportunity Fund 2 Ticker Security ID: Meeting Date Meeting Status NMZ CUSIP 670682103 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Municipal Value Fund Inc. Ticker Security ID: Meeting Date Meeting Status NUV CUSIP 670928100 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Hunter Mgmt For For For 1.2 Elect Judith M. Mgmt For For For Stockdale 1.3 Elect Carole E. Stone Mgmt For For For 1.4 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Quality Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status NAD CUSIP 67066V101 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith M. Mgmt For For For Stockdale 1.2 Elect Carole E. Stone Mgmt For For For 1.3 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Select Tax-Free Income Portfolio Ticker Security ID: Meeting Date Meeting Status NXP CUSIP 67062F100 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Hunter Mgmt For For For 1.2 Elect Judith M. Mgmt For For For Stockdale 1.3 Elect Carole E. Stone Mgmt For For For 1.4 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Select Tax-Free Income Portfolio II Ticker Security ID: Meeting Date Meeting Status NXQ CUSIP 67063C106 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Hunter Mgmt For For For 1.2 Elect Judith M. Mgmt For For For Stockdale 1.3 Elect Carole E. Stone Mgmt For For For 1.4 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Nuveen Tax-Advantaged Dividend Growth Fund Ticker Security ID: Meeting Date Meeting Status NUW CUSIP 670695105 08/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William C. Hunter Mgmt For For For 1.2 Elect Judith M. Mgmt For For For Stockdale 1.3 Elect Carole E. Stone Mgmt For For For 1.4 Elect Margaret L. Wolff Mgmt For For For ________________________________________________________________________________ Pimco Municipal Income Fund Ticker Security ID: Meeting Date Meeting Status PMF CUSIP 72200R107 12/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah E. Cogan Mgmt For For For 1.2 Elect Deborah A. Mgmt For Withhold Against DeCotis 1.3 Elect David N. Fisher Mgmt For For For 1.4 Elect Hans W. Kertess Mgmt For For For ________________________________________________________________________________ Pimco Municipal Income Fund III Ticker Security ID: Meeting Date Meeting Status PYN CUSIP 72201A103 12/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sarah E. Cogan Mgmt For For For 1.2 Elect David N. Fisher Mgmt For For For 1.3 Elect Alan H. Rappaport Mgmt For For For ________________________________________________________________________________ Pioneer Municipal High Income Advantage Trust Ticker Security ID: Meeting Date Meeting Status MAV CUSIP 723762100 09/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa M. Jones Mgmt For For For 1.2 Elect Lorraine H. Mgmt For For For Monchak ________________________________________________________________________________ Pioneer Municipal High Income Trust Ticker Security ID: Meeting Date Meeting Status MHI CUSIP 723763108 09/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lisa M. Jones Mgmt For For For 1.2 Elect Lorraine H. Mgmt For For For Monchak ________________________________________________________________________________ Putnam Managed Municipal Income Trust. Ticker Security ID: Meeting Date Meeting Status PMM CUSIP 746823103 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Liaquat Ahamed Mgmt For For For 2.2 Elect Ravi Akhoury Mgmt For For For 2.3 Elect Barbara M. Mgmt For For For Baumann 2.4 Elect Catharine Bond Mgmt For For For Hill 2.5 Elect Paul L. Joskow Mgmt For Withhold Against 2.6 Elect Kenneth R. Mgmt For For For Leibler 2.7 Elect Robert L. Mgmt For For For Reynolds 2.8 Elect Manoj P. Singh Mgmt For For For 2.9 Elect Mona K. Sutphen Mgmt For For For ________________________________________________________________________________ Putnam Municipal Opportunities Trust Ticker Security ID: Meeting Date Meeting Status PMO CUSIP 746922103 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Liaquat Ahamed Mgmt For For For 2.2 Elect Ravi Akhoury Mgmt For For For 2.3 Elect Barbara M. Mgmt For For For Baumann 2.4 Elect Catharine Bond Mgmt For For For Hill 2.5 Elect Paul L. Joskow Mgmt For Withhold Against 2.6 Elect Kenneth R. Mgmt For For For Leibler 2.7 Elect Robert L. Mgmt For For For Reynolds 2.8 Elect Manoj P. Singh Mgmt For For For 2.9 Elect Mona K. Sutphen Mgmt For For For ________________________________________________________________________________ Western Asset Managed Municipals Fund Inc Ticker Security ID: Meeting Date Meeting Status MMU CUSIP 95766M105 10/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel P. Cronin Mgmt For For For 1.2 Elect Eileen A. Mgmt For For For Kamerick ________________________________________________________________________________ Western Asset Mortgage Opportunity Fund Inc Ticker Security ID: Meeting Date Meeting Status MTT CUSIP 95768A109 03/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paolo M. Cucchi Mgmt For For For 2 Elect Nisha Kumar Mgmt For For For 3 Elect Jane E. Trust Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Asset Mortgage Opportunity Fund Inc Ticker Security ID: Meeting Date Meeting Status MTT CUSIP 95768A109 06/05/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of a New Mgmt For For For Investment Advisory Agreement 2 Approval of a New Mgmt For For For Investment Sub-Advisory Agreement with Western Asset Management Company, LLC Fund Name : VanEck Vectors China Growth Leaders ETF ________________________________________________________________________________ 360 Security Technology Inc. Ticker Security ID: Meeting Date Meeting Status 601360 CINS Y444T7106 08/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Company's Mgmt For For For Registered Address 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ AECC Aviation Power Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 600893 CINS Y9730A108 08/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capital Increase Mgmt For For For ________________________________________________________________________________ AECC Aviation Power Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 600893 CINS Y9730A108 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Increase Mgmt For Against Against 2019 Debt Financing Quota ________________________________________________________________________________ Anhui Gujing Distillery Company Limited Ticker Security ID: Meeting Date Meeting Status 000596 CINS Y0137M118 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect WANG Ruihua as Mgmt For For For Independent Director ________________________________________________________________________________ Avic Aircraft Company Limited Ticker Security ID: Meeting Date Meeting Status 000768 CINS Y9723E109 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect WU Zhipeng as Mgmt For For For Director 3 Elect YU Feng as Mgmt For Against Against Supervisor ________________________________________________________________________________ Avic Aircraft Company Limited Ticker Security ID: Meeting Date Meeting Status 000768 CINS Y9723E109 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Related Party Mgmt For For For Transactions 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Related Party Mgmt For Against Against Transactions ________________________________________________________________________________ AVIC Capital Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600705 CINS Y07709101 07/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For Abstain Against Procedural Rules 2 Establishment of Mgmt For Abstain Against Beijing AVIC First Phase Investment Fund ________________________________________________________________________________ AVIC Capital Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600705 CINS Y07709101 10/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan 2 Authorization for Mgmt For For For Participation in the Investment of Private Equity Fund ________________________________________________________________________________ Avic Helicopter Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600038 CINS Y2981F108 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to Mgmt For For For Procedural Rules: Board Meetings 3 Continuing Connected Mgmt For Against Against Transactions 4 Authority to Give Mgmt For For For Guarantees for Loans of Another Company ________________________________________________________________________________ Avic Helicopter Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600038 CINS Y2981F108 10/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Yanqun Mgmt For Against Against ________________________________________________________________________________ AVIC Jonhon Optronic Technology Co Ltd. Ticker Security ID: Meeting Date Meeting Status 002179 CINS Y14228103 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Revising the Scheme to Mgmt For For For Repurchase Shares of the Company 2 Authorization to the Mgmt For For For Board to Handle Matters Regarding this Share Repurchase 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Avic Shenyang Aircraft Company Limited Ticker Security ID: Meeting Date Meeting Status 600760 CINS Y7683G106 09/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Yanqun Mgmt For Against Against 2 Adjustment of the Mgmt For For For Implementing Schedule of Projects Financed with Raised Funds ________________________________________________________________________________ BAIC BluePark New Energy Technology Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 600733 CINS Y1306F108 07/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Investment in Wealth Mgmt For For For Management Products ________________________________________________________________________________ Baiyin Nonferrous Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 601212 CINS Y8077W103 08/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Change of Company's Mgmt For For For Registered Capital 3 Elect ZHANG Jinlin Mgmt For For For 4 Elect WANG Pugong Mgmt For For For 5 Elect LIU Xin Mgmt For For For 6 Elect XIA Guilan Mgmt For For For 7 Elect LUO Ning Mgmt For For For 8 Elect WANG Meng Mgmt For For For 9 Elect WANG Qiangzhong Mgmt For For For 10 Elect ZHANG Jiangxue Mgmt For For For 11 Elect SUN Jilu Mgmt For For For 12 Elect MAN Li Mgmt For For For 13 Elect ZHANG Chuanfu Mgmt For For For 14 Elect CUI Shaohua Mgmt For For For 15 Elect CHEN Jingshan Mgmt For For For 16 Elect ZHANG Youquan Mgmt For For For 17 Elect WEN Xian Mgmt For For For 18 Elect XU Qi Mgmt For Against Against 19 Elect WANG Lei Mgmt For Against Against 20 Elect WANG Liyong Mgmt For For For ________________________________________________________________________________ Bank of Guiyang Ticker Security ID: Meeting Date Meeting Status 601997 CINS Y0694A101 07/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Zhenghai Mgmt For For For as Director 2 Elect XIA Yulin as Mgmt For For For Director 3 Elect YU Shirong as Mgmt For For For Director 4 Change of Domicile and Mgmt For Abstain Against Amendments to Articles 5 Extension of Validity Mgmt For For For on The Resolution of Issuance of Green Financial Bonds ________________________________________________________________________________ Bank Of Hangzhou Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600926 CINS Y0R98A104 08/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Non-public A-Share Offering 2 Stock Type and Par Mgmt For For For Value 3 Issuing Method Mgmt For For For 4 Issue Price and Mgmt For For For Pricing Principles 5 Issuing Volume Mgmt For For For 6 Issuing Targets and Mgmt For For For Subscription Results 7 Purpose and Amount of Mgmt For For For Raised Funds 8 Lockup Period Mgmt For For For 9 Arrangement for Mgmt For For For Accumulated Retained Profits Before Issuance 10 Listing Place Mgmt For For For 11 Valid Period of Mgmt For For For Resolution 12 Feasibility Analysis Mgmt For For For Report on Use of Funds Raised from Private Placement 13 Report on Use of Mgmt For For For Previously Raised Funds 14 Connected Transactions Mgmt For For For Involved in Private Placement 15 Diluted Immediate Mgmt For For For Return After Private Placement and Filling Measures 16 Authorization to Board Mgmt For For For to Handle Matters Related to Private Placement 17 Shareholder Return Mgmt For For For Plan From 2020 To 2022 18 Capital Management Mgmt For For For Plan From 2020 To 2022 ________________________________________________________________________________ Bank of Jiangsu Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600919 CINS Y0698M101 09/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of 2019 Mgmt For For For Estimated Quota of Related Party Transactions 2 Authority to Issue Mgmt For Abstain Against Sannong Special Financial Bonds 3 Authority to Issue Mgmt For Abstain Against Shuangchuang Special Financial Bonds 4 Authority to Issue Mgmt For Abstain Against Micro-Small Special Financial Bonds ________________________________________________________________________________ Bank Of Nanjing Company Limited Ticker Security ID: Meeting Date Meeting Status 601009 CINS Y0698E109 08/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Satisfaction of Mgmt For For For Criteria for the Proposed Non-public Offering of Shares 2 Class and Par Value Mgmt For For For 3 Issuance Method and Mgmt For For For Subscription 4 Issue Price and Mgmt For For For Principles for Determining the Issue Price 5 Number of A Shares Mgmt For For For 6 Target Subscriber and Mgmt For For For Subscription Method 7 Amount and Use of Mgmt For For For Proceeds 8 Lock-up Period Mgmt For For For 9 Arrangement for the Mgmt For For For Accumulated Undistributed Profits Prior to the Issuance 10 Place of Listing Mgmt For For For 11 Validity Period Mgmt For For For 12 Connected Transactions Mgmt For For For Regarding the Non-public Offering of Shares 13 Feasibility Report on Mgmt For For For the Use of Proceeds 14 Report on the Use of Mgmt For For For Previously Raised Proceeds 15 Remedial Measures of Mgmt For For For Dilution for Current Returns 16 Board Authorization to Mgmt For For For Handle Matters Regarding the Proposed Non-public Offering of Shares 17 Authority to Issue Mgmt For For For Corporate Bonds (Tier II Capital Bonds) 18 Authority to Issue Mgmt For For For Corporate Bonds (Entrepreneurship and Innovation Financial Bonds) ________________________________________________________________________________ Bank of Ningbo Ltd. Ticker Security ID: Meeting Date Meeting Status 002142 CINS Y0698G104 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Tier II Capital Bonds 2 Elect LIU Jianguang Mgmt For For For ________________________________________________________________________________ Baoshan Iron and Steel Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600019 CINS Y0698U103 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For (Bundled) 2 Change Of Partial Mgmt For For For Commitment By Shareholders 3 Elect WANG Qiangmin as Mgmt For For For a Director 4 Elect TIAN Yong as an Mgmt For For For Independent Director 5 Elect WANG Zhen Mgmt For Against Against ________________________________________________________________________________ Beijing Enlight Media Company Limited Ticker Security ID: Meeting Date Meeting Status 300251 CINS Y0773B103 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Jie as Mgmt For For For Director 2 Amendments to Articles Mgmt For For For 3 Amendments to Mgmt For For For Procedural Rules for Board Meetings 4 Amendments to Mgmt For For For Procedural Rules for Shareholder Meetings ________________________________________________________________________________ Beijing New Building Materials Public Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000786 CINS Y07708103 08/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Full Settlement with Mgmt For For For the Majority Plaintiffs of a Class Action bewteen a Subsidiary and an US-based Company ________________________________________________________________________________ Beijing Orient Landscape & Environment Co Ltd. Ticker Security ID: Meeting Date Meeting Status 002310 CINS Y0772D100 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Company's Mgmt For For For Eligibility for Public Issuance of Corporate Bonds 2 Issuing Scale Mgmt For For For 3 Par Value and Issue Mgmt For For For Price 4 Issuing Targets Mgmt For For For 5 Bond Type and Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Guarantee Method Mgmt For For For 8 Issuing Method Mgmt For For For 9 Purpose of the Raised Mgmt For For For Funds 10 Setting Up a Special Mgmt For For For Account for the Raised Fund and a Special Account for Repayment of the Bonds 11 Repayment Guarantee Mgmt For For For Measures 12 Trading and Mgmt For For For Circulation of the Bond to be Issued 13 The Valid Period of Mgmt For For For the Resolution 14 Authorization of Legal Mgmt For For For Formalities 15 Amendments to the Plan Mgmt For For For for Private Placement of Corporate Bonds to Qualified Investors ________________________________________________________________________________ Beijing Orient Landscape & Environment Co Ltd. Ticker Security ID: Meeting Date Meeting Status 002310 CINS Y0772D100 10/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect MU Yingjie Mgmt For For For 2 Elect ZHAO Dong Mgmt For For For 3 Elect LIU Weijie Mgmt For For For 4 Elect TANG Kai Mgmt For For For 5 Elect CHENG Xianghong Mgmt For For For 6 Elect CHEN Ying Mgmt For For For 7 Elect HU Jihua Mgmt For For For 8 Elect LIU Xueliang Mgmt For For For 9 Elect SUN Yanping Mgmt For For For 10 Elect WANG Yan Mgmt For Against Against 11 Elect HE Qiaoling Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Change of Business Mgmt For For For Scope ________________________________________________________________________________ Beijing Oriental Yuhong Waterproof Technology Company Ltd. Ticker Security ID: Meeting Date Meeting Status 002271 CINS Y07729109 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Weiguo Mgmt For For For 2 Elect XU Limin Mgmt For Against Against 3 Elect XIANG Jinmin Mgmt For For For 4 Elect ZHANG Zhipin Mgmt For For For 5 Elect ZHANG Ying Mgmt For For For 6 Elect ZHANG Hongtao Mgmt For For For 7 Elect YANG Haocheng Mgmt For For For 8 Elect WANG Xiaoxia Mgmt For For For 9 Elect HU Xiaoyuan as Mgmt For For For Independent Director 10 Elect HUANG Qinglin as Mgmt For For For Independent Director 11 Elect CHEN Guangjin as Mgmt For For For Independent Director 12 Elect ZHAI Peihua as Mgmt For For For Independent Director 13 Elect WANG Jing as Mgmt For For For Supervisor 14 Elect ZOU Menglan as Mgmt For Against Against Supervisor 15 Change Of The Purpose Mgmt For For For Of The Share Repurchase ________________________________________________________________________________ Beijing Oriental Yuhong Waterproof Technology Company Ltd. Ticker Security ID: Meeting Date Meeting Status 002271 CINS Y07729109 10/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Basis of Determining Mgmt For For For Plan Participants and the Scope Thereof 2 Type, Number, Source Mgmt For For For and Distribution of the Stock Under the Restricted Incentive Plan 3 Valid Period, Grant Mgmt For For For Date, Lock-up Period, Unlocking Arrangement and Non-tradable Period of the Restricted Stock Incentive Plan 4 Grant Price of the Mgmt For For For Restricted Stocks and Its Determining Method 5 Conditions for Mgmt For For For Granting and Unlocking the Restricted Stocks 6 Method and Procedure Mgmt For For For for Adjusting the Incentive Plan 7 Accounting Treatment Mgmt For For For Method for the Restricted Stock Incentive Plan 8 Procedure for Mgmt For For For Implementing, Altering and Terminating the Incentive Plan, and for Granting and Unlocking the Restricted Stocks 9 Rights and Obligations Mgmt For For For of the Company and the Plan Participants 10 Treatment in Case of Mgmt For For For Unusual Changes to the Company of Plan Participants 11 Principles for Mgmt For For For Repurchase and Cancellation of Restricted Stocks 12 Appraisal Management Mgmt For For For Measures for the Implementation of the 3rd Phase Restricted Stock Incentive Plan (Revised) 13 Authorization of Legal Mgmt For For For Formalities 14 Settlement of Projects Mgmt For For For Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds 15 External Guarantee Mgmt For For For ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 07/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of Guarantee Mgmt For Against Against for Liuan OriginWater Decheng Water Environment Management Co., Ltd. 2 Provision of Guarantee Mgmt For Against Against for Pingtan OriginWater Water Co., Ltd. 3 Provision of Guarantee Mgmt For Against Against for Mulei County Kefa Zaisheng Water Co., Ltd. 4 Early Termination of Mgmt For For For Provision of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (I) 5 Early Termination of Mgmt For For For Provision of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (II) 6 Provision of Guarantee Mgmt For Against Against for Jiyang OriginWater Environment Management Co., Ltd. 7 Provision of Guarantee Mgmt For Against Against for Alukeerqinqi OriginWater Water Co., Ltd. 8 Early Termination of Mgmt For For For Provision of Guarantee for Beijing OriginWater Boda Water Technology Co., Ltd. 9 Early Termination of Mgmt For For For Provision of Guarantee for Xi'an Biyuan Water Co., Ltd. 10 Early Termination of Mgmt For For For Provision of Guarantee for Qitai County Bishui Sunshine Water Co., Ltd. ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Amendments to Articles Mgmt For For For 6 Amendments to Mgmt For Abstain Against Procedural Rules for Shareholder Meeting 7 Elect LIU Tao Mgmt For For For 8 Elect KONG Weijian Mgmt For For For 9 Elect ZHENG Guangfeng Mgmt For Against Against 10 Elect HA Chengyun Mgmt For For For 11 Authority to Give Mgmt For Against Against Guarantees 12 Authority to Give Mgmt For Against Against Guarantees 13 Authority to Give Mgmt For Against Against Guarantees 14 Authority to Give Mgmt For Against Against Guarantees 15 Authority to Give Mgmt For Against Against Guarantees 16 Authority to Give Mgmt For Against Against Guarantees 17 Authority to Give Mgmt For Against Against Guarantees 18 Authority to Give Mgmt For Against Against Guarantees 19 Termination of Mgmt For For For Guarantees Ahead of Time 20 Termination of Mgmt For For For Guarantees Ahead of Time 21 Termination of Mgmt For For For Guarantees Ahead of Time 22 Termination of Mgmt For For For Guarantees Ahead of Time 23 Termination of Mgmt For For For Guarantees Ahead of Time 24 Termination of Mgmt For For For Guarantees Ahead of Time 25 Authority to Give Mgmt For Against Against Guarantees 26 Authority to Give Mgmt For Against Against Guarantees 27 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Progress of the Mgmt For For For External Investment and Change of the Relevant Performance Commitments and Compensation and Performance Reward 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Authority to Give Mgmt For Against Against Guarantees 6 Change of the Mgmt For For For Provision of the Guarantee 7 Termination Ahead of Mgmt For For For Schedule of the Guarantee 8 Authority to Issue Mgmt For For For Short-term Financing Bills ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 07/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect YANG Gang Mgmt For For For 2 Elect WANG Ningsheng Mgmt For For For 3 Guarantee Between Mgmt For Against Against Subordinate Companies 4 Provision of Guarantee Mgmt For Against Against for A Subsidiary's Application for Bank Credit Line ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 08/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Beijing Sanju Disposal Mgmt For For For 2 Authority to Give Mgmt For For For Guarantees 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Connected Transactions Mgmt For For For Regarding Change Of The Major Contract 2 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 11/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Beijing Xinwei Technology Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600485 CINS Y07723102 08/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision Of Guarantee Mgmt For Against Against For The Bank Credit Line Applied For By A Company 2 Provision of Guarantee Mgmt For Against Against for the Bank Credit Line Applied for by Another Company ________________________________________________________________________________ Bluestar Adisseo Company Ticker Security ID: Meeting Date Meeting Status 600299 CINS Y9722Y106 08/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For Against Against ________________________________________________________________________________ BOE Technology Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 200725 CINS Y0920M101 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Perpetual Corporate Bonds 2 Issuing Scale and Par Mgmt For For For Value 3 Bond Duration Mgmt For For For 4 Interest Rate and its Mgmt For For For Determining Method 5 Issuing Method Mgmt For For For 6 Guarantee Mgmt For For For 7 Redemption or Resale Mgmt For For For Terms 8 Method of Paying the Mgmt For For For Principal and Interest 9 Clauses on Deferred Mgmt For For For Payment of Interest 10 Compulsory Payment of Mgmt For For For Interest and Restrictions on Deferred Payment of Interest 11 Purpose of the Raised Mgmt For For For Funds 12 Issuing Targets and Mgmt For For For Agreement for Placement to the Existing Shareholders 13 Underwriting Methods Mgmt For For For and Listing Agreement 14 Repayment Guarantee Mgmt For For For Matters 15 Valid Period of the Mgmt For For For Resolution 16 Full Authorization to Mgmt For For For Board Handle Matters Related to Public Issuance of Perpetual Corporate Bonds ________________________________________________________________________________ Bohai Leasing Co Ltd Ticker Security ID: Meeting Date Meeting Status 000415 CINS Y9722D102 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Preferred Shares 2 Preliminary Plan for Mgmt For For For the Issuance of Preferred Shares 3 Type of Preferred Mgmt For For For Shares to be Issued 4 Issuing Volume and Mgmt For For For Scale 5 Issuing Targets and Mgmt For For For Subscription Methods 6 Par Value and Issue Mgmt For For For Price 7 Duration Mgmt For For For 8 Method of Mgmt For For For Participation in Profit Distribution by Shareholders of the Preferred Stocks 9 Share Repurchase Mgmt For For For Clauses 10 Restrictions on Voting Mgmt For For For Rights and Restoration Clauses 11 Liquidation Sequence Mgmt For For For and Method 12 Rating Results and Mgmt For For For Following Rating Arrangements 13 Guarantee Method and Mgmt For For For Guarantor 14 Listing of Transfer Mgmt For For For Arrangement After the Preferred Share Offering 15 Purpose of the Raised Mgmt For For For Funds 16 The Valid Period of Mgmt For For For the Resolution 17 Feasibility Report on Mgmt For For For Use of Proceeds 18 Approval of Dilution Mgmt For For For Measures for Share Issuance 19 Amendments to Articles Mgmt For For For 20 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 21 Shareholder Returns Mgmt For For For Plan for Fiscal Years 2019 to 2021 22 Board Authorization to Mgmt For For For Implement Issuance of Preferred Shares ________________________________________________________________________________ Bohai Leasing Co Ltd Ticker Security ID: Meeting Date Meeting Status 000415 CINS Y9722D102 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of 2019 Mgmt For For For Estimated Quota Of Continuing Connected Transactions ________________________________________________________________________________ Caitong Securities Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 601108 CINS Y1072S102 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Independent Directors' Mgmt For For For Fees 3 Appointment of Auditor Mgmt For For For 4 Amendments to Mgmt For Abstain Against Procedural Rules for Supervisors' Meeting 5 Elect LU Jiangqiang Mgmt For For For 6 Elect RUAN Qi Mgmt For For For 7 Elect HU Guohua Mgmt For Against Against 8 Elect WANG Jian Mgmt For For For 9 Elect LI Yuan Mgmt For For For 10 Elect WANG Wei Mgmt For For For 11 Elect YU Jianxing Mgmt For For For 12 Elect CHEN Geng Mgmt For For For 13 Elect YE Yuanzu Mgmt For Against Against 14 Elect ZHOU Zhiwei Mgmt For Against Against 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Changjiang Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000783 CINS Y1314J100 11/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect TIAN Xuan Mgmt For For For 2 Elect SHI Zhanzhong Mgmt For For For 3 Elect YU Zhen Mgmt For For For 4 Elect PAN Hongbo Mgmt For For For 5 Elect LI Xinhua Mgmt For For For 6 Elect JIN Caijiu Mgmt For For For 7 Elect CHEN Jia Mgmt For For For 8 Elect HUANG Xueqiang Mgmt For For For 9 Elect CHEN Wenbin Mgmt For For For 10 Elect TIAN Zexin Mgmt For For For 11 Elect QU Dingyuan Mgmt For For For 12 Elect LIU Yuanrui Mgmt For For For 13 Elect YU Feng Mgmt For For For 14 Elect DENG Tao Mgmt For For For 15 Elect YANG Xing Mgmt For For For 16 2019 Interim Risk Mgmt For For For Control Indicator Report ________________________________________________________________________________ China Avionics Systems Co Ltd. Ticker Security ID: Meeting Date Meeting Status 600372 CINS Y44456104 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For For For Procedural Rules of Board Meetings 2 Elect ZHANG Jinchang Mgmt For For For ________________________________________________________________________________ China Communications Construction Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y1R36A107 08/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture/Spin-off Mgmt For For For ________________________________________________________________________________ China Communications Construction Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y1R36A107 11/15/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Communications Construction Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y1R36A107 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N119 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect WANG Yongqing as Mgmt For Against Against Supervisor 2 Elect Michel Madelain Mgmt For For For 3 Remuneration Mgmt For For For Distribution and Settlement Plan for Directors in 2018 4 Remuneration Mgmt For For For Distribution and Settlement Plan for Supervisors in 2018 5 Additional Temporary Mgmt For For For Limit on Poverty Alleviation Donations ________________________________________________________________________________ China Everbright Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 6818 CINS Y1477U116 07/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Xiaopeng Mgmt For For For 2 Elect GE Haijiao Mgmt For For For 3 Elect CAI Yunge Mgmt For Against Against 4 Elect LU Hong Mgmt For For For 5 Elect FU Dong Mgmt For For For 6 Elect SHI Yongyan Mgmt For For For 7 Elect WANG Xiaolin Mgmt For Against Against 8 Elect DOU Hongquan Mgmt For For For 9 Elect HE Haibin Mgmt For Against Against 10 Elect LIU Chong Mgmt For Against Against 11 Elect YU Chunling Mgmt For For For 12 Elect Catherine FOK Oi Mgmt For For For Ling 13 Elect XU Hongcai Mgmt For For For 14 Elect WANG Liguo Mgmt For For For 15 Elect HONG Yongmiao Mgmt For For For 16 Elect SHAO Ruiqing Mgmt For Against Against 17 Elect LU Zhengfei Mgmt For For For 18 Elect LI Xin Mgmt For For For 19 Elect YIN Lianchen Mgmt For For For 20 Elect WU Junhao Mgmt For For For 21 Elect WU Gaolian Mgmt For Against Against 22 Elect WANG Zhe Mgmt For For For 23 Elect QIAO Zhimin Mgmt For For For 24 Formulation of Mgmt For For For Provisional Measures on Equity Administration ________________________________________________________________________________ China Film Co Ltd. Ticker Security ID: Meeting Date Meeting Status 600977 CINS Y1R8AC107 09/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect JIAO Hongfen Mgmt For For For 2 Elect FU Ruoqing Mgmt For For For 3 Elect ZHAO Haicheng Mgmt For For For 4 Elect GU Qin Mgmt For For For 5 Elect REN Yue Mgmt For For For 6 Elect ZHOU Baolin Mgmt For For For 7 Elect YU Zengbiao Mgmt For For For 8 Elect XIE Taifeng Mgmt For For For 9 Elect YANG Youhong Mgmt For For For 10 Elect GAO Sheng Mgmt For For For 11 Elect YUAN Linmin Mgmt For Against Against 12 Elect WANG Bei Mgmt For For For ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 07/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 08/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repurchase and Mgmt For For For Cancellation of Restricted Stocks 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 09/03/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal Mgmt For For For 2 Adjustment of the Mgmt For Against Against Estimated Guarantee Quota for the Second Half of 2019 ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 10/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Assets Securitization Mgmt For For For By Subsidiaries 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ China Fortune Land Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600340 CINS Y98912101 11/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision Of Guarantee Mgmt For Abstain Against For Subsidiaries ________________________________________________________________________________ China Gezhouba Group Company Limited Ticker Security ID: Meeting Date Meeting Status 600068 CINS Y1495L114 10/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ China Grand Automotive Services Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600297 CINS Y1495U106 07/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-appointment of 2019 Mgmt For For For Financial and Internal Control Audit Firm 3 Eligibility for Public Mgmt For For For Issuance of Convertible Corporate Bonds 4 Type of Securities to Mgmt For For For be Issued 5 Issuing Scale Mgmt For For For 6 Par Value and Issue Mgmt For For For Price 7 Bond Duration Mgmt For For For 8 Interest Rate Mgmt For For For 9 Time Limit and Method Mgmt For For For for Repaying Principle and Interest 10 Conversion Period Mgmt For For For 11 Determination and Mgmt For For For Adjustment of Conversion Price 12 Downward Adjustment to Mgmt For For For Conversion Price 13 Determining Method for Mgmt For For For Number of Converted Shares 14 Attribution of Related Mgmt For For For Dividends for Conversion Years 15 Redemption Clauses Mgmt For For For 16 Resale Clauses Mgmt For For For 17 Issuing Targets and Mgmt For For For Method 18 Arrangement for Mgmt For For For Placement to Existing Shareholders 19 Bondholders and Mgmt For For For Bondholders Meetings 20 Purpose of Raised Funds Mgmt For For For 21 Guarantee Matters Mgmt For For For 22 Deposit and Management Mgmt For For For of Raised Funds 23 Valid Period of Mgmt For For For Resolution 24 Preplan For Public Mgmt For For For Issuance Of Convertible Corporate Bonds 25 Feasibility Analysis Mgmt For For For Report on Use of Funds Raised from Public Issuance of Convertible Corporate Bonds 26 Constitution of Mgmt For For For Procedural Rules: Meetings of Bondholders for Convertible Bonds 27 Diluted Immediate Mgmt For For For Return After Public Issuance of Convertible Corporate Bonds and Filling Measures and Relevant Commitments 28 Full Authorization to Mgmt For For For Board Handling Matters Related to Public Issuance of Convertible Corporate Bonds 29 Election of Mgmt For Against Against Supervisor: ZHOU Yali 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Great Wall Securities Co.Ltd. Ticker Security ID: Meeting Date Meeting Status 002939 CINS Y14394103 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Liability Insurance Mgmt For For For for Directors, Supervisors and Senior Management 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ China International Travel Service Corp Ticker Security ID: Meeting Date Meeting Status 601888 CINS Y149A3100 08/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Investment in Mgmt For For For Construction Project of Haikou International Tax Free City 2 Financial Service Mgmt For For For Agreement To Be Renewed With A Company ________________________________________________________________________________ China International Travel Service Corp Ticker Security ID: Meeting Date Meeting Status 601888 CINS Y149A3100 09/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect CHEN Guoqiang Mgmt For For For 2 Elect XUE Jun Mgmt For For For ________________________________________________________________________________ China Merchants Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600999 CINS Y14904109 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Framework Agreements Mgmt For For For on Securities, Financial Products, Trading and Service to be Signed with A Company 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ China Merchants Shekou Industrial Zone Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 001979 CINS Y14907102 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Adjustment of Mgmt For For For Benchmarking Company in the 1st Stock Option Granting Plan 3 Elect JIANG Tiefeng Mgmt For For For 4 Elect ZHU Wenkai Mgmt For For For ________________________________________________________________________________ China National Chemical Engineering Co Ticker Security ID: Meeting Date Meeting Status 601117 CINS Y1504G106 07/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect DAI Hegen Mgmt For For For 2 Elect LIU Jiaqiang Mgmt For For For 3 Elect HU Haiyin Mgmt For For For 4 Elect LIU Jie Mgmt For For For 5 Elect YANG Youhong Mgmt For For For 6 Elect LAN Chunjie Mgmt For For For 7 Elect DUN Yilan Mgmt For For For 8 Elect HU Yonghong Mgmt For Against Against ________________________________________________________________________________ China Northern Rare Earth (Group) High-Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600111 CINS Y40840103 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHOU Hua as Mgmt For For For Independent Director 2 Issuing Scale Mgmt For For For 3 Par Value and Issue Mgmt For For For Price 4 Bond Type and Duration Mgmt For For For 5 Interest Rate Mgmt For For For 6 Guarantee Agreement Mgmt For For For 7 Purpose of the Raised Mgmt For For For Funds 8 Issuing Method Mgmt For For For 9 Redemption on Resale Mgmt For For For Terms 10 Issuing Targets and Mgmt For For For Agreement for Placement to Existing Shareholders 11 Underwriting Method Mgmt For For For 12 Listing Place Mgmt For For For 13 The Company's Credit Mgmt For For For Conditions and Repayment Guarantee Measures 14 Valid Period of the Mgmt For For For Resolution 15 Full Authorization of Mgmt For For For Board to Handle Matters Regarding Issuance of Corporate Bonds 16 Authority to Issue Mgmt For For For Mid-term Notes ________________________________________________________________________________ China Pacific Insurance (Group) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2601 CINS Y1505Z111 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance and Admission Mgmt For For For of GDRs 2 Validity Period Mgmt For For For regarding Issuance and Admission of GDRs 3 Board Authorization Mgmt For For For regarding Issuance and Admission of GDRs 4 Allocation of Profits Mgmt For For For prior to Issuance and Admission of GDRs 5 Plan for Use of Mgmt For For For Proceeds regarding Issuance and Admission of GDRs 6 Purchase Prospectus Mgmt For For For Liability Insurance ________________________________________________________________________________ China Railway Group Limited Ticker Security ID: Meeting Date Meeting Status 0390 CINS Y1509D108 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect CHEN Yun Mgmt For For For 3 Amendments to Mgmt For For For Procedural Rules of Supervisory Committee 4 Amendments to Articles Mgmt For For For ________________________________________________________________________________ China Shipbuilding Industry Group Power Co Ltd Ticker Security ID: Meeting Date Meeting Status 600482 CINS Y2481T111 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Eligibility for Assets Mgmt For For For Purchase 3 Share Offering: Type, Mgmt For For For Par Value and Listing Price 4 Share Offering: Mgmt For For For Issuing Targets 5 Share Offering: Mgmt For For For Underlying Asset and Payment Method for the Consideration 6 Share Offering: Issue Mgmt For For For Price and Pricing Method 7 Share Offering: Mgmt For For For Issuing Volume 8 Share Offering: Issue Mgmt For For For Price Adjustment Mechanism 9 Share Offering: Lockup Mgmt For For For Period 10 Arrangement for the Mgmt For For For Profits and Losses during the Transitional Period and the Accumulated Retained Profits 11 Issuance of Mgmt For For For Convertible Corporate Bonds: Issuing Party and Bond Type 12 Issuance of Mgmt For For For Convertible Corporate Bonds: Issuing Targets 13 Underlying Asset and Mgmt For For For Payment Method for the Consideration 14 Issuance of Mgmt For For For Convertible Corporate Bonds: Par Value and Issue Price 15 Issuance of Mgmt For For For Convertible Corporate Bonds: Issuing Volume 16 Issuance of Mgmt For For For Convertible Corporate Bonds: Bond Duration 17 Issuance of Mgmt For For For Convertible Corporate Bonds: Interest Rate 18 Issuance of Mgmt For For For Convertible Corporate Bonds: Time and Method for Paying the Principle and Interest 19 Issuance of Mgmt For For For Convertible Corporate Bonds: Conversion Period 20 Issuance of Mgmt For For For Convertible Corporate Bonds: Determination and Adjustment of the Conversion Period 21 Issuance of Mgmt For For For Convertible Corporate Bonds: Provision and Adjustment of Conversion Price 22 Issuance of Mgmt For For For Convertible Corporate Bonds: Numbers of Shares to be Converted into 23 Issuance of Mgmt For For For Convertible Corporate Bonds: Redemption Clauses 24 Issuance of Mgmt For For For Convertible Corporate Bonds: Resale Clauses 25 Issuance of Mgmt For For For Convertible Corporate Bonds: Lockup Period Arrangement 26 Issuance of Mgmt For For For Convertible Corporate Bonds: Guarantee 27 Issuance of Mgmt For For For Convertible Corporate Bonds: Rating 28 Issuance of Mgmt For For For Convertible Corporate Bonds: Source of the Shares to be Converted into 29 Issuance of Mgmt For For For Convertible Corporate Bonds: Attribution of Profits for Conversion Period 30 Issuance of Mgmt For For For Convertible Corporate Bonds: Matters Regarding Bondholders Meetings 31 Issuance of Mgmt For For For Convertible Corporate Bonds: Targets of the Price Adjustment Plan 32 Issuance of Mgmt For For For Convertible Corporate Bonds: Entry-into-Force Conditions of Price Adjustment Plan 33 Issuance of Mgmt For For For Convertible Corporate Bonds: Price Adjustment Period 34 Issuance of Mgmt For For For Convertible Corporate Bonds: Triggers Condition for the Issuance 35 Issuance of Mgmt For For For Convertible Corporate Bonds: Base Date for the Price Adjustment 36 Issuance of Mgmt For For For Convertible Corporate Bonds: Adjustment Mechanism 37 Issuance of Mgmt For For For Convertible Corporate Bonds: Adjustment of the Volume of Shares for the Conversion 38 Issuance of Mgmt For For For Convertible Corporate Bonds: Ex-Rights and Ex-dividends Matters From Price Adjustment Base Date to the Issuing Date 39 Matching Fund Raising Mgmt For For For 40 Purpose of the Mgmt For For For Matching Fund to be Raised 41 Report (Amended Draft) Mgmt For For For on Connected Transaction Regarding Assets Purchase Via Share Offering and Issuance of Bonds and Matching Fund Raising and Its Summary 42 Conditional Agreement Mgmt For For For on Asset Purchase via Share Offering and Convertible Corporate Bond Issuance 43 Supplemental Mgmt For For For Conditional Agreement on Asset Purchase via Share Offering and Convertible Corporate Bond Issuance 44 Assets Purchase Does Mgmt For For For Not Constitute A Major Adjustment 45 The Transaction Mgmt For For For Constitutes A Connected Transaction 46 Assets Purchase Mgmt For For For Constitutes a Major Assets Restructuring 47 Assets Purchase Does Mgmt For For For Not Constitute Listing by Restructuring 48 Audit Report, Review Mgmt For For For Report and Evaluation Report Related to Assets Restructuring 49 Report on Previously Mgmt For For For Raised Funds 50 Diluted Immediate Mgmt For For For Return After Transaction and Filling Measures 51 Constitution of Rules Mgmt For For For for Governing the Meeting of Bondholders of the Company's Convertible Bonds 52 Authorization of Board Mgmt For For For Handling Matters Related to Major Assets Restructuring 53 Capital Increase Mgmt For For For 54 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ China Spacesat Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600118 CINS Y1500D107 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Related Party Mgmt For For For Transactions 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China State Construction Engineering Corporation Limited Ticker Security ID: Meeting Date Meeting Status 601668 CINS Y1R16Z106 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHOU Naixiang as Mgmt For For For Director 2 Related Party Mgmt For For For Transactions ________________________________________________________________________________ China State Construction Engineering Corporation Limited Ticker Security ID: Meeting Date Meeting Status 601668 CINS Y1R16Z106 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to Mgmt For For For Procedural Rules for Shareholder Meetings 3 Amendments to Mgmt For For For Procedural Rules for Board Meetings 4 Amendments to Mgmt For For For Procedural Rules for Supervisor Meetings ________________________________________________________________________________ China United Network Communications Limited Ticker Security ID: Meeting Date Meeting Status 600050 CINS Y15075107 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Jianfeng Mgmt For For For as Director 2 Elect LI Chong as Mgmt For For For Supervisor 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Yangtze Power Co. Ticker Security ID: Meeting Date Meeting Status 600900 CINS Y1516Q142 08/21/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect TENG Weiheng Mgmt For Against Against ________________________________________________________________________________ China Yangtze Power Co. Ticker Security ID: Meeting Date Meeting Status 600900 CINS Y1516Q142 10/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees 3 Approval for Equity Mgmt For For For Investment 4 Ratification of Board Mgmt For For For Acts 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ ChinaLin Securities Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002945 CINS Y1R02S108 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Company's Mgmt For For For Eligibility for Public Issuance of Convertible Corporate Bonds 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time and Method for Mgmt For For For Paying the Interest 8 Conversion Period Mgmt For For For 9 Determination and Mgmt For For For Adjustment of the Conversion Price 10 Downward Adjustment to Mgmt For For For the Conversion Price 11 Determining Method for Mgmt For For For the Number of Converted Shares 12 Redemption Clauses Mgmt For For For 13 Resale Clauses Mgmt For For For 14 Attribution of Related Mgmt For For For Dividends for Conversion Years 15 Issuing Targets and Mgmt For For For Method 16 Arrangement for Mgmt For For For Placement to Existing Shareholders 17 Matters Regarding Mgmt For For For Bondholders Meetings 18 Purpose of the Raised Mgmt For For For Funds 19 Guarantee Matters Mgmt For For For 20 Management of Raised Mgmt For For For Funds and Deposit 21 The Valid Period of Mgmt For For For the Resolution 22 Relevant Authorization Mgmt For For For 23 Preplan For Public Mgmt For For For Issuance Of Convertible Corporate Bonds 24 Rules Governing the Mgmt For For For Meetings of Bondholders of the Company's Convertible Bonds 25 Diluted Immediate Mgmt For For For Return After the Public Issuance of Convertible Corporate Bonds and Filling Measures 26 Shareholder Return Mgmt For For For Plan for the Next Three Years form 2019 to 2021 27 Feasibility Analysis Mgmt For For For Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate Bonds 28 Statement of the Use Mgmt For For For of Previously Raised Funds 29 Amendments to Articles Mgmt For For For 30 Issuance Of Commercial Mgmt For For For Papers ________________________________________________________________________________ Cosco Shipping Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 1919 CINS Y1839M117 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Indirect Acquisition Mgmt For Against Against of Minority Stake in CCCC Dredging 2 Elect YANG Zhijian Mgmt For For For 3 Elect FENG Boming Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Daqin Railway Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601006 CINS Y1997H108 10/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capital Contribution Mgmt For Abstain Against To A Company ________________________________________________________________________________ DHC Software Company Limited Ticker Security ID: Meeting Date Meeting Status 002065 CINS Y2080B107 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Subscription to Mgmt For Abstain Against Non-publicly Offered Shares ________________________________________________________________________________ Dongxing Securities Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 601198 CINS Y209G1100 10/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to the Mgmt For For For Company's Rules of Procedure Governing Shareholders General Meetings 3 Amendments to the Mgmt For For For Company's Rules of Procedure Governing the Board Meetings 4 Amendments to the Mgmt For For For Independent Director System 5 Elect ZHOU Liang Mgmt For For For ________________________________________________________________________________ Dongxu Optoelectronic Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000413 CINS Y7789C116 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For For For Guarantees 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Dongxu Optoelectronic Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000413 CINS Y7789C116 07/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect WANG Lipeng Mgmt For For For 2 Elect GUO Xuan Mgmt For For For 3 Elect ZHOU Yongjie Mgmt For For For 4 Elect WANG Zhong Mgmt For For For 5 Elect SHI Jingmin Mgmt For For For 6 Elect LU Guihua Mgmt For For For 7 Elect HAN Zhiguo Mgmt For For For 8 Elect ZENG Weihai Mgmt For Against Against 9 Elect XIE Juwen Mgmt For For For 10 Elect CHEN Dewei Mgmt For Against Against 11 Allowance For Mgmt For For For Independent And Non-Independent Directors 12 Allowance For Mgmt For For For Supervisors ________________________________________________________________________________ East Money Information Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 300059 CINS Y2234B102 10/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report On The Use Of Mgmt For For For Previously Raised Funds 2 Amendments to Work Mgmt For Abstain Against System for Independent Directors 3 Amendments to External Mgmt For Abstain Against Guarantee Management Measures 4 Amendments to External Mgmt For Abstain Against Investment Management System 5 Amendments to Related Mgmt For Abstain Against Party Transactions Decision-Making System ________________________________________________________________________________ Fangda Carbon New Material Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600516 CINS Y51720103 07/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Fiberhome Telecommunication Technologies Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600498 CINS Y2482T102 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For Against Against 3 Elect LIU Huiya Mgmt For For For 4 Elect CHEN Shanzhi Mgmt For For For 5 Elect GE Jun Mgmt For For For ________________________________________________________________________________ Financial Street Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000402 CINS Y2496E109 08/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Commercial Mortgage-based Securities 2 Authority to Issue Mgmt For For For Debt Financing Instruments of Non-Financial Enterprises 3 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Foxconn Industrial Internet Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 601138 CINS Y2620V100 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHOU Taiyu Mgmt For For For ________________________________________________________________________________ Fuyao Glass Industry Group Company Limited Ticker Security ID: Meeting Date Meeting Status 3606 CINS Y26783103 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect YE Shu as Mgmt For For For Executive Director 2 Elect MA Weihua as Mgmt For For For Supervisor 3 Elect LIU Jing Mgmt For For For 4 Elect QU Wenzhou Mgmt For For For ________________________________________________________________________________ Ganfeng Lithium Co Ltd Ticker Security ID: Meeting Date Meeting Status 002460 CINS Y444B3104 08/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Satisfaction of Mgmt For For For Conditions of Issuance of A Share Convertible Bonds 2 Preliminary Plan to Mgmt For For For Issue A Share Convertible Bonds 3 Type of Securities to Mgmt For For For be Issued 4 Size of Issuance Mgmt For For For 5 Par Value and Issue Mgmt For For For Price 6 Term Mgmt For For For 7 Interest Rate Mgmt For For For 8 Method and Timing of Mgmt For For For Interest Payment and Repayment of The Principal 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of The Conversion Price 11 Terms of Downward Mgmt For For For Adjustment to The Conversion Price 12 Method of Determining Mgmt For For For the Number of Shares for Conversion and Resolving the Situation When A Share Convertible Bonds Are Insufficient to be Converted Into One Share 13 Terms of Redemption Mgmt For For For 14 Terms of Sale Back Mgmt For For For 15 Entitlement to Mgmt For For For Dividend In The Year of Conversion 16 Method of Issue and Mgmt For For For Targeted Subscribers 17 Subscription Mgmt For For For Arrangement for The Existing A Shareholders 18 Matters Relating to A Mgmt For For For Share Convertible Bondholders' Meeting 19 Use of Proceeds Mgmt For For For 20 Guarantee and Security Mgmt For For For 21 Deposit Account for Mgmt For For For Proceeds Raised 22 Validity Period of The Mgmt For For For Issuance Plan 23 Report on Use of Mgmt For For For Previously Raised Proceeds 24 Feasibility Report on Mgmt For For For Raised Use of Proceeds 25 Approval of Dilution Mgmt For For For Measures for A Share Convertible Bonds Issuance 26 Adoption of Procedural Mgmt For For For Rules for Bondholders' General Meeting 27 Shareholder Returns Mgmt For For For Plan 28 Approval of Open a Mgmt For For For Special Account for Raised Proceeds 29 Full Authorization for Mgmt For For For Board Handling Matters Related to Issuance of A-share Convertible Bonds 30 Possible Subscription Mgmt For For For for A-share Convertible Bonds by Connected Persons 31 Class and Nominal Mgmt For Against Against Value of The Shares to be Issued 32 Method and Date of Mgmt For Against Against Issue 33 Target Subscribers Mgmt For Against Against 34 Number of Shares to be Mgmt For Against Against Issued 35 Method of Pricing Mgmt For Against Against 36 Use of Proceeds Mgmt For Against Against 37 Related Party Mgmt For Against Against Relationship, Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 38 Lock-up Period Mgmt For Against Against 39 The Validity Period of Mgmt For Against Against The Resolution in Relation to The Issuance of H Shares 40 Approval of Proposed Mgmt For Against Against Grant or Specific Mandate 41 Report on Use of Mgmt For For For Proceeds Previously Raised Overseas ________________________________________________________________________________ Ganfeng Lithium Co Ltd Ticker Security ID: Meeting Date Meeting Status 002460 CINS Y444B3104 08/13/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Satisfaction of Mgmt For For For Conditions of Issuance of A Share Convertible Bonds 2 Preliminary Plan to Mgmt For For For Issue A Share Convertible Bonds 3 Type of Securities to Mgmt For For For be Issued 4 Size of Issuance Mgmt For For For 5 Par Value and Issue Mgmt For For For Price 6 Term Mgmt For For For 7 Interest Rate Mgmt For For For 8 Method and Timing of Mgmt For For For Interest Payment and Repayment of The Principal 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of The Conversion Price 11 Terms of Downward Mgmt For For For Adjustment to The Conversion Price 12 Method of Determining Mgmt For For For the Number of Shares for Conversion and Resolving the Situation When A Share Convertible Bonds Are Insufficient to be Converted Into One Share 13 Terms of Redemption Mgmt For For For 14 Terms of Sale Back Mgmt For For For 15 Entitlement to Mgmt For For For Dividend In The Year of Conversion 16 Method of Issue and Mgmt For For For Targeted Subscribers 17 Subscription Mgmt For For For Arrangement for The Existing A Shareholders 18 Matters Relating to A Mgmt For For For Share Convertible Bondholders' Meeting 19 Use of Proceeds Mgmt For For For 20 Guarantee and Security Mgmt For For For 21 Deposit Account for Mgmt For For For Proceeds Raised 22 Validity Period of The Mgmt For For For Issuance Plan 23 Report on Use of Mgmt For For For Previously Raised Proceeds 24 Feasibility Report on Mgmt For For For Raised Use of Proceeds 25 Approval of Dilution Mgmt For For For Measures for A Share Convertible Bonds Issuance 26 Adoption of Procedural Mgmt For For For Rules for Bondholders' General Meeting 27 Shareholder Returns Mgmt For For For Plan 28 Approval of Open a Mgmt For For For Special Account for Raised Proceeds 29 Full Authorization for Mgmt For For For Board Handling Matters Related to Issuance of A-share Convertible Bonds 30 Possible Subscription Mgmt For For For for A-share Convertible Bonds by Connected Persons 31 Class and Nominal Mgmt For Against Against Value of The Shares to be Issued Issued 32 Method and Date of Mgmt For Against Against Issue 33 Target Subscribers Mgmt For Against Against 34 Number of Shares to be Mgmt For Against Against Issued 35 Method of Pricing Mgmt For Against Against 36 Use of Proceeds Mgmt For Against Against 37 Related Party Mgmt For Against Against Relationship, Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 38 Lock-up Period Mgmt For Against Against 39 The Validity Period of Mgmt For Against Against The Resolution in Relation to The Issuance of H Shares 40 Approval of Proposed Mgmt For Against Against Grant or Specific Mandate 41 Report on Use of Mgmt For For For Proceeds Previously Raised Overseas ________________________________________________________________________________ GD Power Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600795 CINS Y2685C112 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 A Company's Mgmt For For For Application for Bankruptcy Liquidation ________________________________________________________________________________ Gemdale Corp. Ticker Security ID: Meeting Date Meeting Status 600383 CINS Y2685G105 08/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect HU Yebi as Mgmt For For For Independent Director ________________________________________________________________________________ GF Securities Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 1776 CINS Y270AF107 10/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan ________________________________________________________________________________ Giant Network Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002558 CINS Y1593Y109 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Giga Device Semiconductor (Beijing) Inc. Ticker Security ID: Meeting Date Meeting Status 603986 CINS Y270BL103 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Cash Management With Mgmt For For For Idle Raised Funds 3 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Giga Device Semiconductor (Beijing) Inc. Ticker Security ID: Meeting Date Meeting Status 603986 CINS Y270BL103 10/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Non-Public Share Offering 2 Stock Type and Par Mgmt For For For Value 3 Issuing Method Mgmt For For For 4 Pricing Base Date, Mgmt For For For Pricing Principles and Issue Price 5 Issuing Targets and Mgmt For For For Subscription Method 6 Issuing Volume Mgmt For For For 7 Lockup Period Mgmt For For For 8 Amount and Purpose of Mgmt For For For the Raised Funds 9 Arrangement for Mgmt For For For Accumulated Retained Profits before the Issuance 10 Listing Place Mgmt For For For 11 Valid Period of Mgmt For For For Resolution 12 Preplan For Non-Public Mgmt For For For Share Offering 13 Feasibility Analysis Mgmt For For For Report 14 Report of Previously Mgmt For For For Raised Funds 15 Diluted Immediate Mgmt For For For Return and Filing Measures 16 Commitments of Mgmt For For For Relevant Parties 17 Shareholder Return Mgmt For For For Plan for the Next Three Years from 2019 to 2021 18 Board Authorization to Mgmt For For For Handle Matters Regarding Non-public Share Offering 19 Zhu Yiming Serves as Mgmt For For For the Chairman of the Board and CEO of a Project Company ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 08/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Auditor 2019 Mgmt For For For ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Public Mgmt For For For Issuance of Convertible Corporate Bonds 2 Stock Type Mgmt For For For 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time and Method for Mgmt For For For Paying the Principal and Interest 8 Conversion Period Mgmt For For For 9 Determination and Mgmt For For For Adjustment of the Conversion Price 10 Downward Adjustment of Mgmt For For For Conversion Price 11 Determining Method for Mgmt For For For the Number of Converted Shares 12 Redemption Clauses Mgmt For For For 13 Resale Clauses Mgmt For For For 14 Attribution of Related Mgmt For For For Dividends for Conversion Years 15 Issuing Targets and Mgmt For For For Method 16 Agreement for Mgmt For For For Placement to Existing Shareholders 17 Matters regarding Mgmt For For For Bondholders Meetings 18 Purpose of the Raised Mgmt For For For Funds 19 Guarantee Matters Mgmt For For For 20 Deposit and Management Mgmt For For For of Raised Funds 21 The Valid Period of Mgmt For For For the Resolution 22 Preplan for Issuance Mgmt For For For of Convertible Corporate Bonds 23 Feasibility Analysis Mgmt For For For Report on Use of Raised Funds from Public Issuance of Convertible Corporate Bonds 24 Report on Use of Mgmt For For For Previously Raised Funds 25 Diluted Immediate Mgmt For For For Return After Public Issuance of Convertible Corporate Bonds and Filling Measures 26 Constitution of Mgmt For For For Procedural Rules for Bondholder Meetings 27 Full Authorization to Mgmt For For For Board Handle Matters Related to Public Issuance of Corporate Convertible Bonds 28 Shareholder Return Mgmt For For For Plan For The Next Three Years From 2019 To 2021 ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect JIANG Bin Mgmt For Against Against 2 Elect JIANG Long Mgmt For For For 3 Elect DUAN Huilu Mgmt For For For 4 Elect LIU Chengmin Mgmt For For For 5 Elect XIA Shanhong Mgmt For For For 6 Elect WANG Tianmiao Mgmt For For For 7 Elect WANG Kun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect SUN Hongbin as Mgmt For Against Against Supervisor ________________________________________________________________________________ Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y28741109 08/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Deposits and Related Mgmt For For For Party Transaction ________________________________________________________________________________ Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y28741109 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Restricted Share Mgmt For For For and Share Option Incentive Scheme (Draft) and Its Summary 2 Appraisal Measures for Mgmt For Abstain Against Implementation of 2019 Restricted Share and Share Option Incentive Scheme 3 Board Authorization to Mgmt For For For Handle Matters Regarding the 2019 Restricted Share and Share Option Incentive Scheme ________________________________________________________________________________ Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y28741109 10/25/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Restricted Share Mgmt For For For and Share Option Incentive Scheme (Draft) and Its Summary 2 Appraisal Measures for Mgmt For Abstain Against Implementation of 2019 Restricted Share and Share Option Incentive Scheme 3 Board Authorization to Mgmt For For For Handle Matters Regarding the 2019 Restricted Share and Share Option Incentive Scheme 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 07/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect XUE Hua Mgmt For For For 2 Elect XU Yingzhuo Mgmt For For For 3 Elect TIAN Li Mgmt For For For 4 Elect CHENG Qi Mgmt For For For 5 Elect GUI Jianfang Mgmt For For For 6 Elect HE Jianguo Mgmt For For For 7 Elect LIU Yunguo Mgmt For For For 8 Elect WANG Jing Mgmt For For For 9 Elect CHEN Jia Mgmt For Against Against 10 External Guarantee Mgmt For For For 11 Change of Registered Mgmt For For For Capital and Amendments to Articles 12 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholders General Meetings 13 Amendments to Mgmt For Abstain Against Procedural Rules: Board Meetings 14 Amendments To The Mgmt For Abstain Against System For Independent Directors 15 Amendments To The Mgmt For Abstain Against Special Storage And Management System For Raised Funds 16 Amendments to Mgmt For Abstain Against Procedural Rules: Meetings of Supervisory Committee ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 08/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For for Issuance of Convertible Corporate Bonds ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Corporate Bonds 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time Limit and Method Mgmt For For For for Paying the Interest 8 Guarantee Matters Mgmt For For For 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of Conversion Price 11 Downward Adjustment to Mgmt For For For the Conversion Price 12 Determining Method for Mgmt For For For the Number of Converted Shares 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Attribution of Related Mgmt For For For Dividends for Conversion Years 16 Issuing Targets and Mgmt For For For Method 17 Agreement for Mgmt For For For Placement to the Existing Shareholders 18 Bondholders and Mgmt For For For Bondholders Meetings 19 Purpose of the Raised Mgmt For For For Funds 20 Deposit Account for Mgmt For For For the Raised Funds 21 The Valid Period of Mgmt For For For the Plan for the Convertible Corporate Bonds 22 Preliminary Plan for Mgmt For For For the Issuance of Convertible Corporate Bonds 23 Feasibility Analysis Mgmt For For For Report on Use of Raised Funds from Public Issuance of Convertible Corporate Bonds 24 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 25 Diluted Immediate Mgmt For For For Return After Public Issuance of Convertible Corporate Bonds and Filling Measures 26 Constitution of Mgmt For For For Procedural Rules: Bondholders Meetings 27 Full Authorization to Mgmt For For For Board Handle Matters Related to Public Issuance of Corporate Convertible Bonds ________________________________________________________________________________ Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M112 08/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Appointment of Mgmt For For For Internal Auditor ________________________________________________________________________________ Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 0874 CINS Y2932P114 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Asset-backed Mgmt For For For Securitization of Accounts Receivable by Guangzhou Pharmaceuticals Corporation 2 Application of Mgmt For For For Additional General Banking Facilities by Guangzhou Pharmaceuticals Corporation 3 Supervisor's Fees for Mgmt For For For CAI Ruiyu 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Guotai Junan Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601211 CINS Y2R614107 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect HE Qing Mgmt For For For 2 Elect AN Hongjun Mgmt For For For ________________________________________________________________________________ Guoyuan Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000728 CINS Y0771H102 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan 2 Eligibility For Rights Mgmt For For For Issue 3 Stock Type and Par Mgmt For For For Value 4 Issuing Method Mgmt For For For 5 Basis, Ratio and Mgmt For For For Volume of the Rights Issue 6 Pricing Principles and Mgmt For For For Price of the Rights Issue 7 Issuing Targets Mgmt For For For 8 Distribution Plan for Mgmt For For For Accumulated Retained Profits before the Rights Issue 9 Issuing Date Mgmt For For For 10 Underwriting Method Mgmt For For For 11 Purpose of the Funds Mgmt For For For Raised from Rights Issue 12 The Valid Period of Mgmt For For For the Resolution on the Rights Issue 13 Listing Place Mgmt For For For 14 Preplan For 2019 Mgmt For For For Public Issuance Of Securities Via Rights Issuance 15 Feasibility Analysis Mgmt For For For Report on the Use of Funds to be Raised from the 2019 Public Issuance of Securities via Rights Issuance 16 Report On The Use Of Mgmt For For For Previously Raised Funds 17 Risk Warning on Mgmt For For For Diluted Immediate Return after the Rights Issue to Original Shareholders and Filling Measures and Commitments of Relevant Parties 18 Full Authorization To Mgmt For For For The Board To Handle Matters Regarding The Rights Issue 19 Issuing Principal, Mgmt For For For Scale and Method 20 Type of Debt Financing Mgmt For For For Instruments 21 Duration of Debt Mgmt For For For Financing Instruments 22 Interest Rate of the Mgmt For For For Debt Financing Instrument 23 Guarantee and Other Mgmt For For For Arrangement 24 Purpose of the Raised Mgmt For For For Funds 25 Issue Price Mgmt For For For 26 Issuing Targets and Mgmt For For For Arrangement for Placement of Debt Financing Instruments to Original Shareholders 27 Listing or Transfer of Mgmt For For For Debt Financing Instruments 28 Repayment Guarantee Mgmt For For For Measures for Debt Financing Instruments 29 Purchase or Sale of Mgmt For For For Basic Assets Involved in the Financing Creditor's Right Asset-backed Securities 30 Valid Period of the Mgmt For For For Resolution 31 Authorization for Mgmt For For For Issuance of Debt Financing Instruments ________________________________________________________________________________ Hainan Airlines Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600221 CINS Y2981E119 07/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Partial Mgmt For For For Commitments by Shareholder on Capital Airlines and Extension of Commitments Period 2 Change of Partial Mgmt For For For Commitments by Shareholder on West Air and Extension of Commitments Period 3 Change of Directors: Mgmt For For For Elect LIU Weijing ________________________________________________________________________________ Hainan Airlines Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600221 CINS Y2981E119 07/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Hainan Airlines Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600221 CINS Y2981E119 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Ying Mgmt For For For 2 Adjustment Of Mgmt For For For Remuneration For Independent Directors 3 Aircraft Sale Report Mgmt For For For 4 Purchase of Liability Mgmt For For For Insurance for Directors, Supervisors and Senior Management ________________________________________________________________________________ Hainan Airlines Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600221 CINS Y2981E119 11/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Sale of 48% Interest Mgmt For For For in Tianjin Airlines Co., Ltd. ________________________________________________________________________________ Hainan Airlines Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600221 CINS Y2981E119 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Authority to Issue Mgmt For For For Overseas USD-Denominated Bonds 3 Authority to Issue Mgmt For For For Corporate Bonds 4 Elect XU Jun Mgmt For For For 5 Elect LIU Weijing Mgmt For For For 6 Elect CHEN Ming Mgmt For For For 7 Elect WU Xiaoxi Mgmt For For For 8 Elect ZHANG Zhigang Mgmt For For For 9 Elect LIU Jichun Mgmt For For For 10 Elect XU Jingchang Mgmt For For For 11 Elect ZHANG Ying Mgmt For For For 12 Elect LIN Zeming Mgmt For For For 13 Elect CAO Fenggang Mgmt For For For 14 Elect GUO Haiyang Mgmt For Against Against 15 Elect WANG Yuanfei Mgmt For Against Against ________________________________________________________________________________ Han's Laser Technology Industry Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002008 CINS Y3063F107 09/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Stock Option Mgmt For For For Incentive Plan(Draft) and its Summary 2 Constitution of Mgmt For For For Management Measures for the Implementation of 2019 Stock Option Incentive Plan 3 Authorization to the Mgmt For For For Board Handling Matters Regarding the 2019 Stock Option Incentive Plan ________________________________________________________________________________ Hbis Company Limited Ticker Security ID: Meeting Date Meeting Status 000709 CINS Y85343104 07/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect YU Yong Mgmt For For For 2 Elect PENG Zhaofeng Mgmt For For For 3 Elect WANG Xindong Mgmt For For For 4 Elect WANG Zhumin Mgmt For For For 5 Elect LIU Zhensuo Mgmt For For For 6 Elect WANG Lanyu Mgmt For For For 7 Elect HU Zhigang Mgmt For For For 8 Elect ZHANG Yuzhu Mgmt For For For 9 Elect CANG Daqiang Mgmt For For For 10 Elect GAO Dongzhang Mgmt For For For 11 Elect MA Li Mgmt For For For 12 Elect DONG Weijun Mgmt For For For 13 Elect LI Yiren Mgmt For Against Against ________________________________________________________________________________ Hengli Petrochemical Co Ltd. Ticker Security ID: Meeting Date Meeting Status 600346 CINS Y1963X103 07/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Adoption of the 3rd Mgmt For For For Phase Employee Stock Purchase Plan (Revised) 3 Approval of the Mgmt For For For Management Measures to the 3rd Phase Employee Stock Purchase Plan (Revised) 4 Board Authorization to Mgmt For For For Implement the 3rd Phase Employee Stock Purchase Plan 5 Approval of the 3rd Mgmt For For For Phase Employee Stock Purchase Plan Trust Agreement ________________________________________________________________________________ Hengli Petrochemical Co Ltd. Ticker Security ID: Meeting Date Meeting Status 600346 CINS Y1963X103 10/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Hengyi Petrochemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000703 CINS Y3183A103 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Sale of Products Mgmt For For For 2 Provision of Services Mgmt For For For 3 Purchase of Products Mgmt For For For 4 Approval of Entrusted Mgmt For For For Loan ________________________________________________________________________________ Hengyi Petrochemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000703 CINS Y3183A103 10/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Entrusted Mgmt For For For Loans 2 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Hla Corp Ltd. Ticker Security ID: Meeting Date Meeting Status 600398 CINS Y1081Q105 08/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Purpose and Objective Mgmt For For For of the Share Repurchase 2 Type of Shares to be Mgmt For For For Repurchased 3 Method of Share Mgmt For For For Repurchase 4 Price of Shares to be Mgmt For For For Repurchased 5 Number and Percentage Mgmt For For For to the Total Capital of Shares to be Repurchased and the Amount of Fund for the Repurchase 6 Source of the Funds Mgmt For For For for the Repurchase 7 Time Limit of the Mgmt For For For Share Repurchase 8 The Valid Period of Mgmt For For For the Resolution on the Share Repurchase 9 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Share Repurchase 10 Change of Registered Mgmt For For For Capital and Amendments to Articles 11 Amendments to Mgmt For Abstain Against Procedural Rules for Shareholder Meetings 12 Amendments to Mgmt For Abstain Against Procedural Rules for Board Meetings 13 Amendments to Mgmt For Abstain Against Procedural Rules for Supervisor Meetings 14 Amendments to Work Mgmt For Abstain Against System for Independent Directors 15 Amendments to Mgmt For Abstain Against Decision-Making System for Related Party Transactions ________________________________________________________________________________ Hla Corp Ltd. Ticker Security ID: Meeting Date Meeting Status 600398 CINS Y1081Q105 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of the Purpose Mgmt For For For of Some Raised funds and Permanently Supplementing the Working Capital ________________________________________________________________________________ Huaneng Lancang River Hydropower Inc Ticker Security ID: Meeting Date Meeting Status 600025 CINS Y3R3DJ106 07/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Bonds 2 Investment in Mgmt For For For Construction of Langcang River Tuoba Hydroelectric Station Project 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Huaneng Lancang River Hydropower Inc Ticker Security ID: Meeting Date Meeting Status 600025 CINS Y3R3DJ106 09/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Perpetual Mid-term Notes 2 Approval of Financial Mgmt For For For Insurance Service Framework Agreement 3 Elect YANG Yong Mgmt For For For ________________________________________________________________________________ HUAYU Automotive Systems Company Limited Ticker Security ID: Meeting Date Meeting Status 600741 CINS Y3750U102 09/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect CHEN Xiaoqiu Mgmt For For For 2 Elect ZHUANG Jingxiong Mgmt For Against Against ________________________________________________________________________________ Hubei Biocause Pharmaceutical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000627 CINS Y3746X103 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Iflytek Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002230 CINS Y013A6101 08/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cash Management With Mgmt For For For Some Idle Raised Funds 2 Repurchase and Mgmt For For For Cancellation of Some Restricted Stocks Granted to Plan Participants 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Iflytek Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002230 CINS Y013A6101 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Interim Mgmt For For For Profits 2 Authority to Issue Mgmt For For For Mid-term Notes 3 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Issuance of Mid-term Notes ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B104 11/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect GU Shu Mgmt For Against Against 2 Directors' Mgmt For For For Remuneration Payment Plan for 2018 3 Supervisors' Mgmt For For For Remuneration Payment Plan for 2018 4 Application for Mgmt For For For Provisional Authorization of External Donations 5 Elect CAO Liqun Mgmt For For For 6 Elect FENG Weidong Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inner Mongolia Baotou Steel Union Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600010 CINS Y4084T100 10/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Authority to Issue Mgmt For For For Quality Corporate Bonds 3 Issuing Scale Mgmt For For For 4 Issuing Method Mgmt For For For 5 Par Value and Issue Mgmt For For For Price 6 Bond Duration Mgmt For For For 7 Interest Rate Mgmt For For For 8 Purpose of the Raised Mgmt For For For Funds 9 Lead Underwriter and Mgmt For For For the Bond Trustee 10 Issuing Targets Mgmt For For For 11 Guarantee Arrangement Mgmt For For For 12 Repayment Guarantee Mgmt For For For Measures 13 Listing Arrangement Mgmt For For For 14 Paying the Principle Mgmt For For For and Interest 15 The Valid Period of Mgmt For For For the Resolution 16 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Public Issuance of Green Corporate Bonds 17 Issuing Scale Mgmt For For For 18 Par Value and Issue Mgmt For For For Price 19 Bond Type and Duration Mgmt For For For 20 Interest Rate Mgmt For For For 21 Guarantee Arrangement Mgmt For For For 22 Purpose of the Raised Mgmt For For For Funds 23 Issuing Method Mgmt For For For 24 Resale Clauses Mgmt For For For 25 Issuing Targets and Mgmt For For For Agreement for Placement to the Existing Shareholders 26 Underwriting Method Mgmt For For For 27 Listing Arrangement Mgmt For For For 28 The Company's Credit Mgmt For For For Conditions and Repayment Guarantee Measures 29 The Valid Period of Mgmt For For For the Resolution 30 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Public Issuance of Bonds 31 Implementation of Mgmt For For For Debt-to-Equity Conversion by Introduction of Investors and Signing the Related Party Transaction Agreement ________________________________________________________________________________ Inner Mongolia Junzheng Energy and Chemical Industry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601216 CINS Y40887104 08/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Major Mgmt For For For Assets Restructuring 2 Transaction Mgmt For For For Counterparts 3 Underlying Assets Mgmt For For For 4 Transaction Method Mgmt For For For 5 Transaction Mgmt For For For Consideration 6 Payment of Mgmt For For For Consideration 7 Accumulated Retained Mgmt For For For Profits and The Profits and Losses During The Transitional Period 8 Valid Period of The Mgmt For For For Resolution 9 Relevant Agreements on Mgmt For For For Major Assets Purchase to be Signed by Wholly-owned Subs-subsidiaries 10 Supplementary Mgmt For For For Agreement to The Agreement on Major Assets Purchase to be Signed by Wholly-owned Subs-subsidiaries 11 Report (Revised) On Mgmt For For For Major Assets Purchase And Its Summary 12 Major Assets Purchase Mgmt For For For Does Not Constitute A Connected Transaction 13 Compliance with Mgmt For For For Article 4 14 Compliance with Mgmt For For For Article 11 15 Major Assets Purchase Mgmt For For For Does Not Constitute A Listing 16 Whether Share Price Mgmt For For For Fluctuation Meets The Standards Set Forth in Article 5 of Notice on Regulating Information Disclosure of Listed Companies and Conduct of Relevant Parties 17 Statement on Mgmt For For For Compliance and Completeness of Legal Procedure of Transaction and Validity of Legal Documents Submitted 18 Independence of Mgmt For For For Evaluation Institution, Rationality of Evaluation Hypothesis, Correlation Between The Evaluation Method and Evaluation Purpose 19 Audit Report, Review Mgmt For For For and Evaluation Report Related to Major Assets Purchase 20 Impact of Diluted Mgmt For For For Immediate Return After Major Assets Restructuring and Filling Measures 21 Full Authorization to Mgmt For For For Board Handling Matters Related to Major Asset Purchase 22 Shareholder Returns Mgmt For For For Plan ________________________________________________________________________________ Inner Mongolia Yili Industrial Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600887 CINS Y408DG116 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change Of Purpose Of Mgmt For For For Shares To Be Repurchased 2 2019 Restricted Stock Mgmt For For For Incentive Plan 3 Constitution of Mgmt For For For Procedural Rules 4 Authorization of Legal Mgmt For For For Formalities 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Jiangsu Yanghe Brewery Joint-Stock Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002304 CINS Y444AE101 09/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Jiangsu Zhongnan Construction Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000961 CINS Y4451G103 07/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Bonds by Wholly Owned Foreign Subsidiaries 2 Full Authorization to Mgmt For For For Board to Handle Matters in Relation to the Issuance of Bonds by Wholly Owned Foreign Subsidiaries 3 Amendments to Articles Mgmt For For For 4 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Jiangsu Zhongnan Construction Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000961 CINS Y4451G103 08/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Additional Mgmt For For For Related Party Transactions Quota 2 Authority to Give Mgmt For Against Against Guarantees for 8 Companies and Provision of Guarantee to a Company 3 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Jiangsu Zhongnan Construction Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000961 CINS Y4451G103 08/21/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Jiangsu Zhongnan Construction Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000961 CINS Y4451G103 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Jiangsu Zhongnan Construction Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000961 CINS Y4451G103 10/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Sale of Suzhou Mgmt For For For Zhongnan Center Investment Construction Co., Ltd. 2 Acquisition of Mgmt For For For Zhongnan Kediyuan and Zhongnan Production City 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Jiangsu Zhongtian Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600522 CINS Y444E8100 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Additional Mgmt For For For Related Party Transactions 2 Settlement of Projects Mgmt For For For Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds ________________________________________________________________________________ Jinke Property Group Co Ltd. Ticker Security ID: Meeting Date Meeting Status 000656 CINS Y4463Q107 07/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Use of the Surplus Mgmt For For For Funds of Controlled Subsidiary ________________________________________________________________________________ Jinke Property Group Co Ltd. Ticker Security ID: Meeting Date Meeting Status 000656 CINS Y4463Q107 08/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cancellation of Some Mgmt For Against Against Guarantee Quota and Estimation of Additional Guarantee Quota 2 Use of the Idle Funds Mgmt For For For of Controlled Subsidiaries by the Company and Partners ________________________________________________________________________________ Jinke Property Group Co Ltd. Ticker Security ID: Meeting Date Meeting Status 000656 CINS Y4463Q107 08/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for the Mgmt For For For Issuance of Corporate Bonds 2 Issuing Scale Mgmt For For For 3 Issuing Method and Date Mgmt For For For 4 Securities Type and Mgmt For For For Duration 5 Purpose of the Raised Mgmt For For For Funds 6 Interest Rate and its Mgmt For For For Determining Method 7 Issuing Targets Mgmt For For For 8 Redemption or Resale Mgmt For For For Terms 9 Guarantor and Means of Mgmt For For For Guarantee 10 Listing Place Mgmt For For For 11 Repayment Guarantee Mgmt For For For Measures 12 Valid Period of the Mgmt For For For Resolution 13 Full Authorization of Mgmt For For For Board to Handle Matters Regarding Issuance of Corporate Bonds 14 Eligibility for the Mgmt For For For Issuance of Debt Financing Instruments in National Association of Financial Market Institutional Investors 15 Issuing Scale Mgmt For For For 16 Issuing Method and Date Mgmt For For For 17 Bond Type and Duration Mgmt For For For 18 Purpose of the Raised Mgmt For For For Funds 19 Issuing Costs Mgmt For For For 20 Valid Period of the Mgmt For For For Resolution 21 Full Authorization of Mgmt For For For Board to Handle Matters Regarding Issuance of Debt Financing Instruments ________________________________________________________________________________ Jinke Property Group Co Ltd. Ticker Security ID: Meeting Date Meeting Status 000656 CINS Y4463Q107 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees 3 Approval for Fund Mgmt For For For Transfer ________________________________________________________________________________ Jointown Pharmaceutical Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600998 CINS Y444BD102 07/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Objective of the Share Mgmt For For For Repurchase 2 Type of Shares to be Mgmt For For For Repurchased 3 Method of the Share Mgmt For For For Repurchase 4 Price of the Shares to Mgmt For For For be Repurchased 5 Total Amount of the Mgmt For For For Funds to be Used for the Repurchase and the Repurchase Volume 6 Source of the Funds Mgmt For For For for the Repurchase 7 Purpose of Share Mgmt For For For Repurchase 8 Time Limit of Share Mgmt For For For Repurchase 9 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Share Repurchase ________________________________________________________________________________ Jointown Pharmaceutical Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600998 CINS Y444BD102 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorization of Legal Mgmt For For For Formalities 2 Stock Type Mgmt For For For 3 Issuing Method Mgmt For For For 4 Par Value Mgmt For For For 5 Dividend Rate Mgmt For For For 6 Method of Participation Mgmt For For For 7 Share Repurchase Mgmt For For For Provisions 8 Restrictions on and Mgmt For For For Restoration of Voting Rights 9 Liquidation Sequence Mgmt For For For and Method 10 Rating Results and Mgmt For For For Rating Arrangements 11 Guarantee Method and Mgmt For For For Guarantor 12 Listing or Transfer Mgmt For For For Arrangement After the Preferred Share Offering 13 Purpose of Raised Funds Mgmt For For For 14 Validity Period Mgmt For For For 15 Feasibility Analysis Mgmt For For For Report 16 Report on Use of Mgmt For For For Previously Raised Funds 17 Preplan for Share Mgmt For For For Issuance 18 Risk Warning for Mgmt For For For Dilution 19 Amendments to Articles Mgmt For For For 20 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholder Meetings 21 Board Authorization to Mgmt For For For Implement Share Plan 22 Authority to Issue Mgmt For For For Asset Backed Securities 23 Approval of Line of Mgmt For For For Credit 24 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Lens Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300433 CINS Y5227A106 08/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect TANG Jun as Mgmt For Against Against Supervisor ________________________________________________________________________________ Lepu Medical Technology (Beijing) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300003 CINS Y52384107 07/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Extension of the Valid Mgmt For For For Period of the Resolution on the Public Issuance of Convertible Corporate Bonds 2 Extension of the Valid Mgmt For For For Period of the Authorization to the Board to Handle Relevant Matters ________________________________________________________________________________ Lepu Medical Technology (Beijing) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300003 CINS Y52384107 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of The Plan Mgmt For For For For Public Issuance Of Convertible Corporate Bonds 2 Preplan For Public Mgmt For For For Issuance Of Convertible Bonds (2nd Revision) 3 Demonstration Analysis Mgmt For For For Report on Public Issuance of Convertible Bonds (2nd Revision) 4 Diluted Immediate Mgmt For For For Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Relevant Commitments (2nd Revision) 5 Feasibility Analysis Mgmt For For For Report On The Use Of Raised Funds (2Nd Revision) ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 07/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Participation in Mgmt For For For Construction of 3rd Phase Project regarding Grid Image Information System ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 08/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Borrowing Mgmt For For For and Line of Credit ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 09/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Line of Mgmt For For For Credit 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ LONGi Green Energy Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 601012 CINS Y9727F102 08/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Auditor Mgmt For For For 2 Conducting Supply Mgmt For Abstain Against Chain Financial Business and Authority to Give Guarantees 3 Change of Registered Mgmt For For For Capital and Amendments to Articles 4 Amendments to Mgmt For Abstain Against Procedural Rules: Supervisors Meeting 5 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholder Meetings 6 Amendments To The Mgmt For Abstain Against External Guarantee System ________________________________________________________________________________ LONGi Green Energy Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 601012 CINS Y9727F102 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of The Mgmt For For For Number And Repurchase Price Of Some Restricted Stocks Under The Restricted Stock Incentive Plan 2 Repurchase and Mgmt For For For Cancellation of Some Restricted Stocks ________________________________________________________________________________ LONGi Green Energy Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 601012 CINS Y9727F102 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Public Mgmt For For For Issuance of Convertible Corporate Bonds 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time Limit and Method Mgmt For For For for Interest Payment 8 Guarantee Matters Mgmt For For For 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of the Conversion Price 11 Downward Adjustment of Mgmt For For For the Conversion Price 12 Determining Method for Mgmt For For For the Number of Converted Shares 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Attribution of Related Mgmt For For For Dividends for Conversion Years 16 Issuing Targets and Mgmt For For For Method 17 Arrangement for Mgmt For For For Placement to Existing Shareholders 18 Bondholders and Mgmt For For For Bondholders Meetings 19 Purpose of the Raised Mgmt For For For Funds 20 Deposit Account and Mgmt For For For Raised Funds 21 The Valid Period of Mgmt For For For the Resolution 22 Preplan for Public Mgmt For For For Issuance of Convertible Corporate Bonds 23 Feasibility Analysis Mgmt For For For Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate Bonds 24 Report On The Use Of Mgmt For For For Previously Raised Funds 25 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds 26 Shareholder Return Mgmt For For For Plan for the Next Three Years from 2019 to 2021 27 Diluted Immediate Mgmt For For For Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Commitments 28 Constitution of Mgmt For For For Procedural Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds 29 Elect BAI Zhongxue as Mgmt For Against Against Director ________________________________________________________________________________ Luxshare Precision Industry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002475 CINS Y7744X106 08/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Bonds 2 Issuance Type Mgmt For For For 3 Issuance Scale Mgmt For For For 4 Bond Maturity Mgmt For For For 5 Par Value and Issuance Mgmt For For For Price 6 Interest Rate Mgmt For For For 7 Repayment Method and Mgmt For For For Period 8 Conversion Period Mgmt For For For 9 Conversion Price Mgmt For For For 10 Adjustment of Mgmt For For For Conversion Price and Calculation Method 11 Adjustment Clauses for Mgmt For For For Conversion Price 12 Conversion of Shares Mgmt For For For 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Dividend Attribution Mgmt For For For for Conversion Year 16 Issuance Method and Mgmt For For For Participants 17 Preemptive Rights Mgmt For For For 18 Meetings for Mgmt For For For Bondholders 19 Use of Raised Funds Mgmt For For For 20 Guarantee Matters Mgmt For For For 21 Deposit of Raised Mgmt For For For Capital 22 Valid Period of Mgmt For For For Resolution 23 Proposed Plan for Bond Mgmt For For For Issuance 24 Feasibility Report on Mgmt For For For Use of Proceeds 25 Establishment of Mgmt For For For Procedural Rules for Bond Issuance 26 Report on Deposit and Mgmt For For For Use of Raised Funds 27 Approval of Dilution Mgmt For For For Measures for Share Issuance 28 Board Authorization to Mgmt For For For Implement Debt Issuance ________________________________________________________________________________ Luxshare Precision Industry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002475 CINS Y7744X106 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Termination Of Some Mgmt For For For Projects Financed With Raised Funds 2 Permanently Mgmt For For For Supplementing the Working Capital with the Raised Funds 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Mango Excellent Media Co Ltd Ticker Security ID: Meeting Date Meeting Status 300413 CINS Y306B1109 09/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capitalization of Mgmt For For For Capital Reserve and Issuance of New Shares 2 Amendments to Articles Mgmt For For For 3 Amendments to Mgmt For For For Procedural Rules of Board Meetings 4 Elect LUO Weixiong Mgmt For For For 5 Elect LIU Xin Mgmt For For For ________________________________________________________________________________ Minmetals Capital Company Limited Ticker Security ID: Meeting Date Meeting Status 600390 CINS Y4796R103 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions: Acceptance of Financial Aid 2 Increase of Estimated Mgmt For Against Against Amount of 2019 Continuing Connected Transactions ________________________________________________________________________________ Minmetals Capital Company Limited Ticker Security ID: Meeting Date Meeting Status 600390 CINS Y4796R103 08/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For For For Procedural Rules 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Minmetals Capital Company Limited Ticker Security ID: Meeting Date Meeting Status 600390 CINS Y4796R103 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Related Party Mgmt For For For Transactions 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Muyuan Foodstuff Co., Ltd Ticker Security ID: Meeting Date Meeting Status 002714 CINS Y6149B107 08/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ NARI Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600406 CINS Y6S99Q112 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Joint Venture and Mgmt For For For addition of Implementation Parties of a Project 2 Authority to Mgmt For For For Repurchase Shares 3 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ New China Life Insurance Co. Ltd Ticker Security ID: Meeting Date Meeting Status 1336 CINS Y625A4107 10/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Quan as Mgmt For For For Executive Director 2 Elect GAO Lizhi as Mgmt For Against Against Supervisor 3 Approval of Mgmt For For For Remuneration of Executive Director, Chief Executive Officer and President 4 Approval of Measures Mgmt For For For for the Administration of the Independent Directors ________________________________________________________________________________ New Hope Liuhe Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000876 CINS Y7933V101 10/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issue Medium-Term Notes Mgmt For For For 2 Increase the Amount of Mgmt For Against Against Financing Guarantees for the Company in 2019 ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 07/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 08/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Pledge In Mgmt For Against Against Wholly-Owned Subsidiaries 2 Authority to Give Mgmt For Against Against Guarantees 3 Launching Foreign Mgmt For For For Exchange Derivatives Tranactions 4 Repurchase And Mgmt For For For Cancellation Of Restricted Stocks 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 09/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Financial Leasing Mgmt For Against Against Business to be Conducted by Wholly-owned Subsidiaries and Provision of Guarantee for it by the Company 2 Bank Credit and Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 10/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change Of Audit Firm Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Offshore Oil Engineering Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600583 CINS Y6440J106 09/04/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision For Assets Mgmt For For For Impairment ________________________________________________________________________________ Oppein Home Group Inc Ticker Security ID: Meeting Date Meeting Status 603833 CINS Y6440T104 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Independent Directors' Mgmt For For For Fees 2 Constitution of Mgmt For For For Remuneration and Performance Appraisal Management Measures for Non-Independent Directors and Senior Management 3 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholder Meetings 4 Adjustment of Quota of Mgmt For For For Idle Proprietary Funds for Entrusted Wealth Management by the Company and its Controlled Subsidiary from 2019 to 2020 5 Elect YAO Liangsong Mgmt For Against Against 6 Elect TAN Qinxing Mgmt For Against Against 7 Elect YAO Liangbai Mgmt For For For 8 Elect QIN Shuo Mgmt For For For 9 Elect CHU Xiaoping Mgmt For For For 10 Elect JIANG Qi Mgmt For For For 11 Elect ZHONG Huawen Mgmt For For For 12 Elect XIE Hang Mgmt For Against Against ________________________________________________________________________________ Pangang Group Vanadium Titanium & Resources Company Limited Ticker Security ID: Meeting Date Meeting Status 000629 CINS Y67251101 07/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect DUAN Xiangdong Mgmt For For For 2 Elect ZHANG Zhijie Mgmt For For For 3 Elect LI Zhongwu Mgmt For For For 4 Elect CHEN Yong Mgmt For For For 5 Elect ZHANG Jingfan Mgmt For For For 6 Elect YANG Xiuliang Mgmt For For For 7 Elect ZHANG Qiang Mgmt For For For 8 Elect YAN Hong Mgmt For For For 9 Elect MI Tuo Mgmt For For For 10 Elect SHEN Changchun Mgmt For For For 11 Elect XIAO Mingxiong Mgmt For Against Against 12 Elect LI Shunjian Mgmt For Against Against 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Ping An Bank Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000001 CINS Y6896T103 11/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2 Elect XIE Yonglin Mgmt For For For 3 Elect CHEN Xinying Mgmt For For For 4 Elect YAO Bo Mgmt For For For 5 Elect YE Sulan Mgmt For For For 6 Elect CAI Fangfang Mgmt For For For 7 Elect GUO Jian Mgmt For For For 8 Elect HU Yuefei Mgmt For For For 9 Elect YANG Zhiqun Mgmt For For For 10 Elect GUO Shibang Mgmt For For For 11 Elect XIANG Youzhi Mgmt For For For 12 Elect GUO Tianyong Mgmt For For For 13 Elect YANG Rusheng Mgmt For For For 14 Elect YANG Jun Mgmt For For For 15 Elect LI Jiashi Mgmt For For For 16 Elect AI Chunrong Mgmt For For For 17 Elect CAI Hongbin Mgmt For For For 18 Issuance Of Financial Mgmt For For For Bonds ________________________________________________________________________________ Poly Developments and Holdings Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 600048 CINS Y7000Q100 10/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Handling Relevant Mgmt For For For Business With A Company 2 Elect SONG Guangju Mgmt For For For 3 Elect ZHANG Zhengao Mgmt For For For 4 Elect FU Junyuan Mgmt For For For 5 Elect ZHANG Wanshun Mgmt For For For 6 Elect LIU Ping Mgmt For Against Against 7 Elect XING Yi Mgmt For For For 8 Elect ZHU Zhengfu Mgmt For For For 9 Elect LI Fei Mgmt For For For 10 Elect DAI Deming Mgmt For For For 11 Elect FU Jun Mgmt For Against Against 12 Elect LIU Juncai Mgmt For For For ________________________________________________________________________________ Red Star Macalline Group Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 1528 CINS Y7S99R118 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect JING Jie Mgmt For For For 3 Elect XU Hong Mgmt For For For ________________________________________________________________________________ RiseSun Real Estate Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002146 CINS Y7286J101 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Extension of Valid Mgmt For For For Period of Resolution on 2016 Non-public Share Offering 3 Extension of Valid Mgmt For For For Period of Full Authorization to Board Handle Matters Related to 2016 Non-public Share Offering ________________________________________________________________________________ RiseSun Real Estate Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002146 CINS Y7286J101 09/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of Valid Mgmt For For For Period of Resolution on Private Placement 2 2019 Preplan of Mgmt For For For Private Placement (1st Revision) ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 08/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ SAIC Motor Corporation Limited Ticker Security ID: Meeting Date Meeting Status 600104 CINS Y7443N102 08/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect WANG Xiaoqiu as Mgmt For For For Non-Independent Director 2 Elect SHEN Xiaosu as Mgmt For For For Supervisor 3 Par Volume and Issuing Mgmt For For For Volume 4 Interest Rate and its Mgmt For For For Determining Method 5 Bond Type and Duration Mgmt For For For 6 Purpose of the Raised Mgmt For For For Funds 7 Issuing Methods and Mgmt For For For Targets, and Arrangement for Placement to Existing Shareholders 8 Guarantee Matters Mgmt For For For 9 Redemption or Resale Mgmt For For For Terms 10 The Company's Credit Mgmt For For For Conditions and Repayment Guarantee Measures 11 Underwriting Method Mgmt For For For 12 Listing Arrangement Mgmt For For For 13 Valid Period of the Mgmt For For For Resolution 14 Full Authorization of Mgmt For For For Board to Handle Matters Regarding Issuance of Corporate Bonds ________________________________________________________________________________ Sany Heavy Industry Co Ticker Security ID: Meeting Date Meeting Status 600031 CINS Y75268105 08/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to the Mgmt For For For Company's Articles of Association 2 Amendments to the Mgmt For For For Company's Rules of Procedure Governing the Board Meetings 3 Elect LIANG Wengen Mgmt For For For 4 Elect TANG Xiuguo Mgmt For For For 5 Elect XIANG Wenbo Mgmt For For For 6 Elect YI Xiaogang Mgmt For For For 7 Elect LIANG Zaizhong Mgmt For For For 8 Elect HUANG Jianlong Mgmt For For For 9 Elect SU Zimeng Mgmt For For For 10 Elect TANG Ya Mgmt For For For 11 Elect MA Guangyuan Mgmt For For For 12 Elect ZHOU HUA Mgmt For For For 13 Elect LIU Daojun Mgmt For For For 14 Elect YAO Chuanda Mgmt For Against Against ________________________________________________________________________________ Sany Heavy Industry Co Ticker Security ID: Meeting Date Meeting Status 600031 CINS Y75268105 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Launching Mortgage And Mgmt For For For Financial Leasing Business 2 Purchase Of Wealth Mgmt For For For Management Products With Idle Proprietary Funds 3 Deposit in, Loan From Mgmt For Against Against and Wealth Management Business in Related Banks 4 Related Party Mgmt For For For Transactions ________________________________________________________________________________ SDIC Capital Co Ltd Ticker Security ID: Meeting Date Meeting Status 600061 CINS Y8045P107 07/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect YE Baishou Mgmt For For For 2 Elect ZOU Baozhong Mgmt For For For 3 Elect YANG Kuiyan Mgmt For For For 4 Elect GE Yi Mgmt For For For 5 Elect ZHOU Yunfu Mgmt For For For 6 Elect LI Ying Mgmt For Against Against 7 Elect JI Xiaolong Mgmt For For For 8 Elect CHEN Songsheng Mgmt For For For 9 Elect CHEN Li Mgmt For For For 10 Elect QU Lixin Mgmt For For For 11 Elect ZHANG Wenxiong Mgmt For For For 12 Elect WANG Jingyu Mgmt For Against Against ________________________________________________________________________________ SDIC Capital Co Ltd Ticker Security ID: Meeting Date Meeting Status 600061 CINS Y8045P107 09/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Min Mgmt For For For ________________________________________________________________________________ SDIC Capital Co Ltd Ticker Security ID: Meeting Date Meeting Status 600061 CINS Y8045P107 10/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Company's Mgmt For For For Eligibility for Public Issuance of Convertible Bonds 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time and Method for Mgmt For For For Paying the Interest 8 Conversion Period Mgmt For For For 9 Determination and Mgmt For For For Adjustment of the Conversion Price 10 Downward Adjustment of Mgmt For For For the Conversion Price 11 Determining Method for Mgmt For For For the Number of Converted Shares 12 Attribution of Related Mgmt For For For Dividends for Conversion Years 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Issuing Targets and Mgmt For For For Method 16 Arrangement for Mgmt For For For Placement to Existing Shareholders 17 Bond Holders and Mgmt For For For Bondholders Meetings 18 Purpose of the Raised Mgmt For For For Funds 19 Rating Matters Mgmt For For For 20 Guarantee Matters Mgmt For For For 21 Deposit Account of the Mgmt For For For Raised Funds 22 Valid Period of the Mgmt For For For Resolution 23 Preplan For Public Mgmt For For For Issuance Of Convertible Bonds 24 Feasibility Analysis Mgmt For For For Report on the Use of Funds to be Raised from the Public Issuance of Convertible Corporate Bonds 25 Report On The Use Of Mgmt For For For Previously Raised Funds As Of June 30, 2019 26 Diluted Immediate Mgmt For For For Return after the Public Issuance of Convertible Corporate Bonds and Filling Measures 27 Commitments of the Mgmt For For For Controlling Shareholder, Directors and Senior Management of Filling Measures for the Diluted Immediate Return after the Public Issuance of Convertible Corporate Bonds 28 Formulation of the Mgmt For For For Rules Governing the Meetings of Bondholders of the Company's Convertible Bonds 29 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Public Issuance of Convertible Corporate Bonds 30 Return Plan for the Mgmt For For For Next Three Years from 2019 to 2021 31 Reappointment Of 2019 Mgmt For For For Financial And Internal Control Audit Firm 32 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SDIC Power Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600886 CINS Y3746G100 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to Mgmt For Abstain Against Procedural Rules for Shareholder Meetings 3 Amendments to Mgmt For Abstain Against Procedural Rules for Board Meetings 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ SDIC Power Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600886 CINS Y3746G100 07/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ SDIC Power Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600886 CINS Y3746G100 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Global Mgmt For For For Depository Receipts and Listing in London Stock Exchange and Conversion Into A Company Limited by Shares Which Raised Funds Overseas 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Date Mgmt For For For 4 Issuing Method Mgmt For For For 5 Issuing Scale Mgmt For For For 6 GDR Scale During The Mgmt For For For Duration 7 Conversion Ratio of Mgmt For For For GDRS and Basic Securities of A-shares 8 Pricing Method Mgmt For For For 9 Issuing Targets Mgmt For For For 10 Conversion Limit Mgmt For For For Period of GDRS and Basic Securities of A-shares 11 Underwriting Method Mgmt For For For 12 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 13 Plan for The Use of Mgmt For For For Raised Funds From Issuance of Global Depository Receipts 14 The Valid Period of Mgmt For For For Resolution on Issuance of GDR and Listing in London Stock Exchange 15 Full Authorization to Mgmt For For For Board Handling Matters Related to Issuance of GDR and Listing in London Stock Exchange 16 Distribution Plan for Mgmt For For For Accumulated Retained Profits Before The Issuance of GDR and Listing in London Stock Exchange 17 Purchase Of Prospectus Mgmt For For For And Liability Insurance For Directors, Supervisors And Senior Management 18 Amendments to Articles Mgmt For For For 19 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholders' General Meetings 20 Amendments to Mgmt For Abstain Against Procedural Rules: Board Meetings 21 Amendments to Mgmt For Abstain Against Procedural Rules: Meetings of The Supervisory Committee 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SDIC Power Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600886 CINS Y3746G100 08/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For Abstain Against Ultra Short-term Commercial Papers 2 Authorization to the Mgmt For Abstain Against Board to Handle Matters Regarding Issuance of Ultra Short-term Commercial Papers ________________________________________________________________________________ SDIC Power Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600886 CINS Y3746G100 09/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2018 Work Report Of Mgmt For For For The Remuneration And Appraisal Committee Of The Board 2 Elect ZHU Jiwei Mgmt For For For 3 Elect LUO Shaoxiang Mgmt For For For 4 Elect JIANG Hua Mgmt For For For 5 Elect ZHANG Yuanlin Mgmt For For For 6 Elect ZHAN Yuanping Mgmt For Abstain Against 7 Elect ZENG Ming Mgmt For For For 8 Elect SHAO Luwei Mgmt For For For 9 Elect YU Yingmin Mgmt For Abstain Against 10 Elect QU Lixin Mgmt For Against Against 11 Elect ZHANG Haijuan Mgmt For Abstain Against ________________________________________________________________________________ Shaanxi Coal Industry Ticker Security ID: Meeting Date Meeting Status 601225 CINS Y7679D109 11/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against 2 Authority to Give Mgmt For For For Guarantees 3 Related Party Mgmt For For For Transactions 4 Related Party Mgmt For For For Transactions 5 Elect LI Xianfeng Mgmt For Abstain Against ________________________________________________________________________________ Shandong Gold Mining Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600547 CINS Y76831109 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Related Party Mgmt For For For Transactions 3 Amendments to Articles Mgmt For For For 4 Authorization of Mgmt For For For H-Share Offering 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Shandong Gold Mining Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600547 CINS Y76831109 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Ultra Short-term Financing Bills 2 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding Issuance of Ultra Short-term financing bills ________________________________________________________________________________ Shanghai Electric Group Co Ticker Security ID: Meeting Date Meeting Status 2727 CINS Y76824112 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change in Use of Mgmt For For For Proceeds 3 Amendments to Articles Mgmt For For For 4 Adjustment to the Mgmt For For For Maximum Guarantees Amount 5 Elect XU Jianxin Mgmt For For For ________________________________________________________________________________ Shanghai Electric Group Co Ticker Security ID: Meeting Date Meeting Status 2727 CINS Y76824112 11/14/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Use of Mgmt For For For Proceeds ________________________________________________________________________________ Shanghai Fosun Pharmaceutical (Group) Ticker Security ID: Meeting Date Meeting Status 2196 CINS Y7687D117 10/21/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal and Mgmt For Abstain Against Subscription 2 Renewed Financial Mgmt For Against Against Services Agreement ________________________________________________________________________________ Shanghai International Port (Group) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600018 CINS Y7683N101 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For For For Procedural Rules for Shareholders General Meetings and Board Meetings and Amendments to Articles 2 Elect GU Jinshan Mgmt For For For 3 Elect BAI Jingtao Mgmt For For For 4 Elect YAN Jun Mgmt For For For 5 Elect WANG Erzhang Mgmt For For For 6 Elect ZHENG Shaoping Mgmt For For For 7 Elect WANG Haimin Mgmt For For For 8 Elect LI Yifan Mgmt For For For 9 Elect ZHANG Jianwei Mgmt For For For 10 Elect SHAO Ruiqing Mgmt For For For 11 Elect QU Linchi Mgmt For For For 12 Elect GAO Kang Mgmt For Against Against 13 Elect TANG Shifang Mgmt For For For 14 Elect WEN Ling Mgmt For For For ________________________________________________________________________________ Shanghai International Port (Group) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600018 CINS Y7683N101 10/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Shanxi Xinghuacun Fen Wine Factory Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600809 CINS Y77013103 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of 2018 Mgmt For For For Profit Distribution Plan ________________________________________________________________________________ Shenwan Hongyuan Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000166 CINS Y774B4102 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect XU Yiyang Mgmt For Against Against ________________________________________________________________________________ Shenzhen Inovance Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300124 CINS Y7744Z101 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Amendments to Finance Mgmt For Abstain Against Management System 3 Appointment of Auditor Mgmt For Against Against 4 Authority to Mgmt For For For Repurchase Shares 5 Authority to Mgmt For For For Repurchase Shares 6 Decrease of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Shenzhen Salubris Pharmaceuticals Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002294 CINS Y77443102 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Shenzhen Sunway Communication Co., Ltd Ticker Security ID: Meeting Date Meeting Status 300136 CINS Y77453101 09/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Third Phase Stock Mgmt For For For Option Incentive Plan (Draft) And Its Summary 2 Appraisal Management Mgmt For For For Measures for the Implementation of the Third Phase Equity Incentive Plan 3 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Equity Incentive Plan 4 Lunching Foreign Mgmt For For For Exchange Hedging Business ________________________________________________________________________________ Sichuan Kelun Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status 002422 CINS Y7931Q104 07/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Rights Mgmt For For For Issue 2 Stock Type and Par Mgmt For For For Value 3 Issuing Method Mgmt For For For 4 Basis, Ratio and Mgmt For For For Volume of The Rights Issue 5 Pricing Principles and Mgmt For For For Price of The Rights Issue 6 Issuing Targets Mgmt For For For 7 Distribution Plan for Mgmt For For For Accumulated Retained Profits Before The Rights Issue 8 Issuing Date Mgmt For For For 9 Underwriting Method Mgmt For For For 10 Purpose of The Funds Mgmt For For For Raised From Rights Issue 11 The Valid Period of Mgmt For For For The Resolution on The Rights Issue 12 Trading and Mgmt For For For Circulation of The Bonds to be Issued 13 Preplan For 2019 Mgmt For For For Rights Issue Via Public Offering 14 2019 Feasibility Mgmt For For For Analysis Report on The Use of Funds to be Raised from The Rights Issue 15 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 16 Risk Warning on Mgmt For For For Diluted Immediate Return After The Rights Issue and Filling Measures, and Commitments of Relevant Parties 17 Shareholder Return Mgmt For For For Plan for The Next Three Years (2019 to 2021) 18 Full Authorization to Mgmt For For For Board Handle Matters Related to Rights Issue ________________________________________________________________________________ Songcheng Performance Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300144 CINS Y30421104 08/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect HUANG Qiaoling Mgmt For For For 2 Elect HUANG Qiaolong Mgmt For For For 3 Elect ZHANG Xian Mgmt For For For 4 Elect ZHANG Jiankun Mgmt For Against Against 5 Elect HUANG Hongming Mgmt For For For 6 Elect SHANG Lingxia Mgmt For Against Against 7 Elect LAN Ke Mgmt For For For 8 Elect LIU Shuzhe Mgmt For For For 9 Elect YU Qinyi Mgmt For For For 10 Elect ZHU Hualu Mgmt For For For 11 Elect XU Jie Mgmt For For For ________________________________________________________________________________ Southwest Securities Company Limited Ticker Security ID: Meeting Date Meeting Status 600369 CINS Y8103U105 09/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Constitution of Mgmt For For For Appraisal Management Measures for Directors and Supervisors 2 Eligibility for Mgmt For For For Non-Public A-Share Offering 3 Stock Type And Par Mgmt For For For Value 4 Issuing Method and Date Mgmt For For For 5 Issuing Targets and Mgmt For For For Subscription Method 6 Issuing Volume Mgmt For For For 7 Issue Price and Mgmt For For For Pricing Principals 8 Lockup Period Mgmt For For For 9 Amount and Purpose of Mgmt For For For Raised Funds 10 Arrangement for Mgmt For For For Accumulated Retained Profits before the Issuance 11 Listing Place Mgmt For For For 12 The Valid Period of Mgmt For For For the Resolution on the Non-public Share Offering 13 Preplan For Non-Public Mgmt For For For A-Share Offering 14 Report of Previously Mgmt For For For Raised Funds 15 Feasibility Analysis Mgmt For For For Report 16 Conditional Share Mgmt For For For Subscription Agreement to be Signed with Specific Parties 17 Conditional Share Mgmt For For For Subscription Agreement to be Signed with Specific Parties 18 Conditional Share Mgmt For For For Subscription Agreement to be Signed with Specific Parties 19 Conditional Share Mgmt For For For Subscription Agreement to be Signed with Specific Parties 20 Diluted Immediate Mgmt For For For Return, Filing Measures and Commitments of Relevant Parties 21 Shareholder Return Mgmt For For For Plan for the Next Three Years 22 Related Party Mgmt For For For Transactions Involved in Non-Public A-share Offering 23 Board Authorization to Mgmt For For For Handle Matters Regarding Non-public A-share Offering 24 Amendments to Mgmt For Abstain Against Procedural Rules: Supervisor Meetings ________________________________________________________________________________ Spring Airlines Company Limited Ticker Security ID: Meeting Date Meeting Status 601021 CINS Y8131G102 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Framework Mgmt For For For Agreement on Related Party Transactions to be signed 2 2019 Employee Stock Mgmt For Against Against Ownership Plan (Draft) And Its Summary 3 Constitution of Mgmt For For For Management Measures for 2019 Employee Stock Ownership Plan 4 Board Authorization to Mgmt For Against Against Handle Matters for 2019 Employee Stock Ownership Plan ________________________________________________________________________________ Suning.com Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002024 CINS Y82211106 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Amendments to Use of Mgmt For For For Proceeds 3 Amendments to Articles Mgmt For For For and Change of Business Scope ________________________________________________________________________________ Suning.com Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002024 CINS Y82211106 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Confirmation of Mgmt For For For Guarantees 3 Approval to Offer Mgmt For For For Financial Aid ________________________________________________________________________________ TBEA Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600089 CINS Y8550D101 09/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Elect XU Ying as Mgmt For For For Director ________________________________________________________________________________ Tianfeng Securities Co.Ltd. Ticker Security ID: Meeting Date Meeting Status 601162 CINS Y8817L102 07/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition of Stake Mgmt For Against Against in Hengtai Securities Co. Ltd. 2 Eligibility for the Mgmt For For For Overseas Bond Issuance 3 Issuing Volume and Mgmt For For For Currency 4 Issuing Targets and Mgmt For For For Method 5 Bond Duration Mgmt For For For 6 Purpose of the Raised Mgmt For For For Funds 7 The Valid Period of Mgmt For For For the Resolution 8 Interest rate and its Mgmt For For For Determining Methods 9 Guarantee and Other Mgmt For For For Credit Enhancing Method 10 The Company's Credit Mgmt For For For Conditions and Repayment Guarantee Measurement 11 Extension of the Mgmt For For For Duration of the Bond and the Adjustment of the Interest Rate 12 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Issuance of Overseas Corporate Bonds 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Tianqi Lithium Corporation Ticker Security ID: Meeting Date Meeting Status 002466 CINS Y79327105 07/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of Valid Mgmt For For For Period of Resolution on The Rights to Issue via Public Issuance of Securities 2 Amendments to Preplan Mgmt For For For for 2019 Rights to Issue via Public Issuance of Securities 3 Amendments to Articles Mgmt For For For 4 Issuance of Overseas Mgmt For Against Against USD-denominated Bonds by Overseas Wholly-owned Subsidiaries and Provision of Guarantee 5 Full Authorization to Mgmt For Against Against Board Handle Matters Related to Issuance of USD-denominated Bonds 6 2019 Re-appointment of Mgmt For For For Audit Firm ________________________________________________________________________________ Tianqi Lithium Corporation Ticker Security ID: Meeting Date Meeting Status 002466 CINS Y79327105 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Abstain Against Guarantees ________________________________________________________________________________ Tongling Nonferrous Metals Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000630 CINS Y8883H118 10/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Connected Transaction Mgmt For For For Regarding Capital Increase In A Company ________________________________________________________________________________ Tongwei Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600438 CINS Y8884V108 09/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for the Mgmt For For For Issuance of Green Corporate Bonds 2 Issuing Scale Mgmt For For For 3 Par Value and Issue Mgmt For For For Price 4 Bond Duration Mgmt For For For 5 Interest Rate and its Mgmt For For For Determining Method and Pricing Process 6 Method of Paying the Mgmt For For For Principal and Interest 7 Form of Bonds Mgmt For For For 8 Issuing Targets and Mgmt For For For Method 9 Guarantee and other Mgmt For For For Credit Enhancing Measures 10 Repayment Guarantee Mgmt For For For Measures 11 Purpose of the Raised Mgmt For For For Funds 12 Agreement for Mgmt For For For Placement to the Existing Shareholders 13 Listing and Transfer Mgmt For For For of the Bonds 14 The Valid Period of Mgmt For For For the Plan for the Convertible Corporate Bonds 15 Full Authorization to Mgmt For For For Board Handling Matters Related to Non-public Issuance of Green Corporate Bonds ________________________________________________________________________________ Unisplendour Corporation Limited Ticker Security ID: Meeting Date Meeting Status 000938 CINS Y8997B106 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Amendments to Articles Mgmt For For For (Bundled) 3 Amendments to the Mgmt For For For Company's Rules of Procedure Governing Shareholders General Meetings 4 Amendments to the Mgmt For For For Company's Rules of Procedure Governing the Board Meetings ________________________________________________________________________________ Walvax Biotechnology Company Ltd Ticker Security ID: Meeting Date Meeting Status 300142 CINS Y9486E106 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Yunchun Mgmt For For For 2 Elect JIANG Runsheng Mgmt For For For 3 Elect HUANG Zhen Mgmt For For For 4 Elect XU Wansheng Mgmt For For For 5 Elect ZHANG Jiansheng Mgmt For For For 6 Elect DONG Ying Mgmt For For For 7 Elect NA Chaohong Mgmt For For For 8 Elect HUANG Weimin Mgmt For For For 9 Elect ZHONG Bin Mgmt For For For 10 Elect WEI Aixue as Mgmt For Against Against Non-employee Supervisor 11 Permanently Mgmt For For For Supplementing Working Capital with Some Idle Raised Funds and The Interest of Deposit of Raised Funds from IPO 12 Equity Transfer Mgmt For For For Agreement Of A Company To Be Signed ________________________________________________________________________________ Wangsu Science & Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 300017 CINS Y7689Q108 11/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Restricted Shares 2 Authority to Mgmt For For For Repurchase Restricted Shares 3 Authority to Mgmt For For For Repurchase Restricted Shares 4 Amendments to Articles Mgmt For For For 5 Change of Auditor Firm Mgmt For For For ________________________________________________________________________________ Weichai Power Co Ticker Security ID: Meeting Date Meeting Status 2338 CINS Y9531A117 09/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Supplemental Agreement Mgmt For For For to Weichai Holdings General Services Agreement and Chongqing Weichai General Services Agreement 3 Supplemental Agreement Mgmt For For For to Weichai Purchase and Processing Services Agreement 4 Supplemental Agreement Mgmt For For For to Shaanxi Zhongqi Purchase Agreement 5 Supplemental Agreement Mgmt For For For to Shaanxi Zhongqi Sale Agreement ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 07/03/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Auditor 2019 Mgmt For For For 2 Amendments to Mgmt For For For Performance Standards of Employee Stock Option Plan 3 Elect YIN Yulong as Mgmt For For For Independent Director ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 09/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan 2 Donation To A Charity Mgmt For For For Foundation 3 Donation To A Basic Mgmt For For For And Applied Basic Research Fund Committee ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of The Plan Mgmt For For For For Issuance Of Commercial Papers 2 2019 Estimated Mgmt For For For Additional Continuing Connected Transactions Quota 3 Repurchase and Mgmt For For For Cancellation of Some Restricted Stock Under the First Phase Restricted Stocks Plan 4 Change of the Mgmt For For For Company's Registered Capital and Amendments to the Company's Articles of Association ________________________________________________________________________________ Western Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002673 CINS Y9382Q104 07/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision for Assets Mgmt For For For Impairment 2 Amendments to Mgmt For For For Implementing Rules for Online Voting at Shareholders General Meeting ________________________________________________________________________________ Western Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002673 CINS Y9382Q104 08/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Wuchan Zhongda Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600704 CINS Y9890U100 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002555 CINS Y9717X105 07/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Third Phase Mgmt For For For Employee Stock Purchase Plan (Draft) and Its Summary 2 Constitution of Mgmt For For For Procedural Rules: Management Rules for The Third Phase Employee Stock Purchase Plan 3 Authorization to Board Mgmt For For For Handling Matters Related to The Third Phase Employee Stock Purchase Plan 4 Elect ZENG Kaitian as Mgmt For For For Non-independent Director 5 Authority to Give Mgmt For For For Guarantees 6 Approval for Mgmt For For For Additional Line of Credit ________________________________________________________________________________ Wuhu Shunrong Sanqi Interactive Entertainment Network Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002555 CINS Y9717X105 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Wuliangye Yibin Company Limited Ticker Security ID: Meeting Date Meeting Status 000858 CINS Y9718N106 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to Mgmt For For For Procedural Rules of Shareholder Meetings 3 Amendments to Mgmt For For For Procedural Rules of Board Meetings 4 Amendments to Mgmt For For For Procedural Rules of Supervisory Committee Meetings 5 By-elect ZENG Congqin Mgmt For For For ________________________________________________________________________________ Wuxi AppTec Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 2359 CINS Y971B1100 09/20/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of 2019 A Mgmt For For For Share Incentive Plan 2 Approval to Grant Mgmt For For For Restricted A Shares to Connected Participants 3 Approval of List of Mgmt For Abstain Against Grantees 4 Adoption of Mgmt For For For Administrative Measures for Appraisal System 5 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ Wuxi AppTec Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 2359 CINS Y971B1100 09/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of 2019 A Mgmt For For For Share Incentive Plan 2 Approval to Grant Mgmt For For For Restricted A Shares to Connected Participants 3 Approval of List of Mgmt For For For Grantees 4 Approval of 2019 Share Mgmt For Abstain Against Appreciation Scheme 5 Adoption of Mgmt For For For Administrative Measures for Appraisal System 6 Ratification of Board Mgmt For For For Acts 7 Change of Registered Mgmt For For For Share Capital 8 Amendments to Business Mgmt For For For Scope 9 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Xiamen C&D Inc. Ticker Security ID: Meeting Date Meeting Status 600153 CINS Y9721Y107 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Application for Mgmt For For For Issuance of Not More Than CNY 5 Billion RMB-denominated Commercial Papers 2 Application for Mgmt For For For Issuance of Not More Than CNY 5 Billion RMB-denominated Medium-term Notes 3 Provision Of Guarantee Mgmt For Against Against For Joint Stock Companies 4 Adjustment Of Mgmt For For For Allowance For Independent Directors ________________________________________________________________________________ Xiamen Intretech Inc Ticker Security ID: Meeting Date Meeting Status 002925 CINS Y972FZ109 09/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Change of Auditor Mgmt For For For 3 Change of Registered Mgmt For For For and Amendments to Articles ________________________________________________________________________________ Xinhu Zhongbao Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600208 CINS Y9724T105 08/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Xinhu Zhongbao Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600208 CINS Y9724T105 08/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of Mgmt For For For Cross-border Guarantee for Issuance of Overseas USD-denominated Bonds by An Overseas Affiliated Company ________________________________________________________________________________ YanAn Bicon Pharmaceutical Listed Company Ticker Security ID: Meeting Date Meeting Status 002411 CINS Y4441M103 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Misc. Management Mgmt For For For Proposal ________________________________________________________________________________ YanAn Bicon Pharmaceutical Listed Company Ticker Security ID: Meeting Date Meeting Status 002411 CINS Y4441M103 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Cancellation of Buyout Mgmt For For For Fund 3 Cancellation of Share Mgmt For For For Subscription by Directors, Supervisors and Senior Management 4 Amendments to Articles Mgmt For For For 5 Amendments to Mgmt For For For Procedural Rules of Related Party Transactions 6 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 07/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees to Beijing Hongbo Taicheng Housing Co., Ltd 2 Authority to Give Mgmt For Against Against Guarantees to Ganzhou Xuguang Housing Co., Ltd 3 Authority to Give Mgmt For Against Against Guarantees to Guigang Runjia Property Co., Ltd 4 Authority to Give Mgmt For Against Against Guarantees to Tongren Jiahao Housing Co., Ltd 5 Authority to Give Mgmt For Against Against Guarantees to Xuchang Shengguang Housing Co., Ltd 6 Authority to Give Mgmt For Against Against Guarantees to Qixing Guanhongji Housing Co., Ltd 7 Authority to Give Mgmt For Against Against Guarantees to Ningboguang Kaifang Property Co., Ltd ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 08/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision Of Guarantee Mgmt For Against Against For A Subsidiary 2 Provision Of Guarantee Mgmt For Against Against For Another Subsidiary 3 Provision Of Guarantee Mgmt For Against Against For A 3rd Subsidiary 4 Provision Of Guarantee Mgmt For Against Against For A 4th Subsidiary 5 Provision Of Guarantee Mgmt For Against Against For A 5th Subsidiary ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Authority to Give Mgmt For Against Against Guarantees for A Subsidiary ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 08/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision Of Guarantee Mgmt For Against Against For A Subsidiary 2 Provision Of Guarantee Mgmt For Against Against For Another Subsidiary 3 Financing With Basic Mgmt For For For Assets Of Accounts Receivable From House Purchase ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Authority to Give Mgmt For Against Against Guarantees 6 Authority to Give Mgmt For Against Against Guarantees 7 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorization To A Mgmt For For For Subsidiary To Launch Foreign Exchange Hedging Business 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantee for a Subsidiary 2 Authority to Give Mgmt For Against Against Guarantee for another Subsidiary 3 Authority to Give Mgmt For Against Against Guarantee for a Third Subsidiary ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 10/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision Of Guarantee Mgmt For Against Against For A Subsidiary 2 Provision Of Guarantee Mgmt For Against Against For Another Subsidiary 3 Provision Of Guarantee Mgmt For Against Against For A Joint Stock Subsidiary 4 Provision Of Guarantee Mgmt For Against Against For Another Joint Stock Subsidiary 5 Provision Of Guarantee Mgmt For Against Against For A Joint Stock Company ________________________________________________________________________________ Yango Group Co Ltd Ticker Security ID: Meeting Date Meeting Status 000671 CINS Y2653W108 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417110 11/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan 2 2020 Financial Mgmt For For For Services Agreement ________________________________________________________________________________ Yonghui Superstores Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601933 CINS Y9841N106 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Supplementing The 2019 Mgmt For Against Against Connected Transaction Plan 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Application For Mgmt For For For Additional Bank Credit Line 4 Plan For Mgmt For For For Securitization Of Supply Chain Accounts Receivable Of A Wholly-Owned Subsidiary ________________________________________________________________________________ Yonyou Network Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600588 CINS Y9042R104 08/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Stock Option And Mgmt For Against Against Restricted Stock Incentive Plan (Draft) And Its Summary 2 Constitution of Mgmt For For For Appraisal Management Measures for the Implementation of the 2019 Stock Option and Restricted Stock Incentive Plan 3 Full Authorization of Mgmt For Against Against the Board to Handle Matters Regarding 2019 Stock Option and Restricted Stock Incentive Plan 4 Cancellation of Some Mgmt For For For Granted Stock Options and Repurchase and Cancellation of Some Granted Restricted Stock 5 Cancellation of Some Mgmt For For For Repurchased Restricted Stocks not Granted to Plan Participants ________________________________________________________________________________ YTO Express Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600233 CINS Y1963V107 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees Mgmt For For For 2 Supervisors' Fees Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Elect YU Huijiao Mgmt For Against Against 5 Elect ZHANG Xiaojuan Mgmt For For For 6 Elect PAN Shuimiao Mgmt For For For 7 Elect ZHANG Yizhong Mgmt For For For 8 Elect WAN Lin Mgmt For For For 9 Elect HUANG Xin Mgmt For For For 10 Elect HUANG Yajun Mgmt For For For 11 Elect HE Weiping Mgmt For For For 12 Elect DONG Jing Mgmt For For For 13 Elect WANG Yanming Mgmt For Against Against 14 Elect HUANG Min Mgmt For For For ________________________________________________________________________________ Yunda Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002120 CINS Y62996106 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For 3 Investment in Wealth Mgmt For For For Management Products 4 Change of Auditor for Mgmt For For For 2019 ________________________________________________________________________________ Yunda Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002120 CINS Y62996106 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Yunnan Baiyao Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000538 CINS Y9879F108 08/21/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Amendments to the Mgmt For For For Limit of Equity Investment 3 Elect CHEN Fashu Mgmt For For For 4 Elect CHEN Yanhui Mgmt For For For 5 Elect WANG Rong Mgmt For For For 6 Elect NA Pengjie Mgmt For For For 7 Elect LI Shuangyou Mgmt For For For 8 Elect WANG Minghui Mgmt For Against Against 9 Elect YANG Changhong Mgmt For For For 10 Elect YIN Xiaobing Mgmt For For For 11 Elect DAI Yang Mgmt For For For 12 Elect ZHANG Yongliang Mgmt For For For 13 Elect YOU Guanghui Mgmt For Against Against 14 Elect ZHONG Jie Mgmt For For For 15 Elect SONG Chengli Mgmt For For For 16 Elect WU Qun Mgmt For For For ________________________________________________________________________________ Yunnan Baiyao Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 000538 CINS Y9879F108 10/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Employee Stock Mgmt For Against Against Ownership Plan(Draft) and its Summary 2 Full Authorization to Mgmt For Against Against the Board to Handle Matters Regarding the Employee Stock Ownership Plan 3 Constitution of Mgmt For For For Employee Stock Ownership Plan Management Measures 4 Constitution of Mgmt For For For Management Measures on the Incentive Fund(Draft) 5 Constitution of Mgmt For For For Management Measures for Remuneration and Appraisal of Directors and Supervisors and Core Employees (Draft) ________________________________________________________________________________ Zangge Holding Company Limited Ticker Security ID: Meeting Date Meeting Status 000408 CINS Y9885K117 08/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cao Bangjun Mgmt For For For 2 Xiao Yao Mgmt For For For 3 Wang Jubao Mgmt For For For 4 Huang Peng Mgmt For For For 5 Fang Li Mgmt For For For 6 Zhang Ping Mgmt For For For 7 Zhu Yong Mgmt For For For 8 Wang Didi Mgmt For For For 9 Qi Zhaoying Mgmt For For For 10 Shao Jing Mgmt For For For 11 Hou Xuanming Mgmt For For For ________________________________________________________________________________ Zangge Holding Company Limited Ticker Security ID: Meeting Date Meeting Status 000408 CINS Y9885K117 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Extension of Mgmt For For For Implementing Period ________________________________________________________________________________ Zhejiang Century Huatong Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002602 CINS Y988BH109 09/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For (Bundled) ________________________________________________________________________________ Zhejiang Century Huatong Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002602 CINS Y988BH109 10/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Termination of Some Mgmt For For For Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Raised Funds ________________________________________________________________________________ Zhejiang China Commodities City Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600415 CINS Y98916102 08/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees for Joint Stock Company 2 External Donation Mgmt For For For ________________________________________________________________________________ Zhejiang China Commodities City Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600415 CINS Y98916102 08/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHAO Wenge Mgmt For For For 2 Elect WANG Dong Mgmt For For For 3 Elect WANG Chunming Mgmt For For For 4 Elect LI Chengqun Mgmt For For For 5 Elect XU Hang Mgmt For For For 6 Elect ZHU Hang Mgmt For For For 7 Elect LIU Zhiyuan Mgmt For For For 8 Elect MA Shuzhong Mgmt For For For 9 Elect WU Yabin Mgmt For For For 10 Elections of Mgmt For For For Supervisors 11 Elections of Mgmt For For For Supervisors 12 Elections of Mgmt For For For Supervisors ________________________________________________________________________________ Zhejiang Chint Electrics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601877 CINS Y988AY103 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Objective and Purpose Mgmt For For For of the Share Repurchase 3 Type of Shares to be Mgmt For For For Repurchased 4 Method of the Share Mgmt For For For Repurchase 5 Time Limit of the Mgmt For For For Share Repurchase 6 Number and Percentage Mgmt For For For to the Total Capital of Shares to be Repurchased 7 Price of Shares to be Mgmt For For For Repurchased 8 Total Amount and Mgmt For For For Source of the Funds to be Used for the Repurchase 9 Validity Period of the Mgmt For For For Resolution 10 Authorization to the Mgmt For For For Board to Handle Matters Regarding Share Repurchase 11 Authority to Give Mgmt For For For Guarantees 12 Constitution of Mgmt For For For Management System of Foreign Exchange Derivatives Trading Business 13 Foreign Exchange Mgmt For For For Derivatives Trading Business 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 09/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Zhejiang Sanhua Intelligent Controls Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002050 CINS Y9890L126 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to the Mgmt For For For Company's Article of Association 2 Repurchase And Mgmt For For For Cancellation Of Some Restricted Stocks ________________________________________________________________________________ Zhejiang Supor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002032 CINS Y98925103 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Interim Mgmt For For For Profits 2 Objective and Purpose Mgmt For For For of the Share Repurchase 3 Method of the Share Mgmt For For For Repurchase 4 Price and Pricing Mgmt For For For Principle of the Share Repurchase 5 Type, Number and Mgmt For For For Percentage to the Total Capital of Shares to be Repurchased 6 Total Amount and Mgmt For For For Source of the Funds to be Used for the Repurchase 7 Source of the Funds Mgmt For For For for the Repurchase 8 Time Limit of the Mgmt For For For Share Repurchase 9 Validity Period of the Mgmt For For For Resolution ________________________________________________________________________________ ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 0763 CINS Y0004F121 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Mgmt For For For Articles, Rules of Procedure for General Meetings of Shareholders and Rules of Procedure for Board of Directors Meetings 3 Amendments to Rules of Mgmt For For For Procedure for Supervisory Committee Meetings 4 Matters pertaining to Mgmt For For For Execution of Supplemental Agreement with Shenzhen Vanke Development Co., Ltd. on Shenzhen Bay Super Headquarters Base Fund Name : VanEck Vectors ChinaAMC SME-Chinext ETF ________________________________________________________________________________ AVIC Jonhon Optronic Technology Co Ltd. Ticker Security ID: Meeting Date Meeting Status 002179 CINS Y14228103 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Revising the Scheme to Mgmt For For For Repurchase Shares of the Company 2 Authorization to the Mgmt For For For Board to Handle Matters Regarding this Share Repurchase 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Bank of Ningbo Ltd. Ticker Security ID: Meeting Date Meeting Status 002142 CINS Y0698G104 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Tier II Capital Bonds 2 Elect LIU Jianguang Mgmt For For For ________________________________________________________________________________ Beijing Enlight Media Company Limited Ticker Security ID: Meeting Date Meeting Status 300251 CINS Y0773B103 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Jie as Mgmt For For For Director 2 Amendments to Articles Mgmt For For For 3 Amendments to Mgmt For For For Procedural Rules for Board Meetings 4 Amendments to Mgmt For For For Procedural Rules for Shareholder Meetings ________________________________________________________________________________ Beijing Kunlun Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300418 CINS Y0R7Z5109 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Compliance and Mgmt For For For Regulations of Listing 2 Issuing Principal Mgmt For For For 3 Listing Place Mgmt For For For 4 Stock Type Mgmt For For For 5 Issuing Targets Mgmt For For For 6 Issuing Date Mgmt For For For 7 Issuing Methods Mgmt For For For 8 Pricing Methods Mgmt For For For 9 Underwriting Methods Mgmt For For For 10 Purpose of the Raised Mgmt For For For Funds 11 Commitments Of The Mgmt For For For Company on Maintaining Status of Independent Listing 12 Statement On Mgmt For For For Sustainable Profitability And Prospects 13 Board Authorization to Mgmt For For For Implement Overseas Listing 14 Authority to Give Mgmt For For For Guarantees 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Beijing Kunlun Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300418 CINS Y0R7Z5109 09/04/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Yifei as Mgmt For Against Against Supervisor ________________________________________________________________________________ Beijing Kunlun Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300418 CINS Y0R7Z5109 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capital Reduction Mgmt For For For 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Beijing Oriental Yuhong Waterproof Technology Company Ltd. Ticker Security ID: Meeting Date Meeting Status 002271 CINS Y07729109 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Weiguo Mgmt For For For 2 Elect XU Limin Mgmt For Against Against 3 Elect XIANG Jinmin Mgmt For For For 4 Elect ZHANG Zhipin Mgmt For For For 5 Elect ZHANG Ying Mgmt For For For 6 Elect ZHANG Hongtao Mgmt For For For 7 Elect YANG Haocheng Mgmt For For For 8 Elect WANG Xiaoxia Mgmt For For For 9 Elect HU Xiaoyuan as Mgmt For For For Independent Director 10 Elect HUANG Qinglin as Mgmt For For For Independent Director 11 Elect CHEN Guangjin as Mgmt For For For Independent Director 12 Elect ZHAI Peihua as Mgmt For For For Independent Director 13 Elect WANG Jing as Mgmt For For For Supervisor 14 Elect ZOU Menglan as Mgmt For Against Against Supervisor 15 Change Of The Purpose Mgmt For For For Of The Share Repurchase ________________________________________________________________________________ Beijing Oriental Yuhong Waterproof Technology Company Ltd. Ticker Security ID: Meeting Date Meeting Status 002271 CINS Y07729109 10/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Basis of Determining Mgmt For For For Plan Participants and the Scope Thereof 2 Type, Number, Source Mgmt For For For and Distribution of the Stock Under the Restricted Incentive Plan 3 Valid Period, Grant Mgmt For For For Date, Lock-up Period, Unlocking Arrangement and Non-tradable Period of the Restricted Stock Incentive Plan 4 Grant Price of the Mgmt For For For Restricted Stocks and Its Determining Method 5 Conditions for Mgmt For For For Granting and Unlocking the Restricted Stocks 6 Method and Procedure Mgmt For For For for Adjusting the Incentive Plan 7 Accounting Treatment Mgmt For For For Method for the Restricted Stock Incentive Plan 8 Procedure for Mgmt For For For Implementing, Altering and Terminating the Incentive Plan, and for Granting and Unlocking the Restricted Stocks 9 Rights and Obligations Mgmt For For For of the Company and the Plan Participants 10 Treatment in Case of Mgmt For For For Unusual Changes to the Company of Plan Participants 11 Principles for Mgmt For For For Repurchase and Cancellation of Restricted Stocks 12 Appraisal Management Mgmt For For For Measures for the Implementation of the 3rd Phase Restricted Stock Incentive Plan (Revised) 13 Authorization of Legal Mgmt For For For Formalities 14 Settlement of Projects Mgmt For For For Financed with Raised Funds and Permanently Supplementing the Working Capital with the Surplus Raised Funds 15 External Guarantee Mgmt For For For ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 07/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of Guarantee Mgmt For Against Against for Liuan OriginWater Decheng Water Environment Management Co., Ltd. 2 Provision of Guarantee Mgmt For Against Against for Pingtan OriginWater Water Co., Ltd. 3 Provision of Guarantee Mgmt For Against Against for Mulei County Kefa Zaisheng Water Co., Ltd. 4 Early Termination of Mgmt For For For Provision of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (I) 5 Early Termination of Mgmt For For For Provision of Guarantee for Beijing Bishui Jingliang Water Co., Ltd. (II) 6 Provision of Guarantee Mgmt For Against Against for Jiyang OriginWater Environment Management Co., Ltd. 7 Provision of Guarantee Mgmt For Against Against for Alukeerqinqi OriginWater Water Co., Ltd. 8 Early Termination of Mgmt For For For Provision of Guarantee for Beijing OriginWater Boda Water Technology Co., Ltd. 9 Early Termination of Mgmt For For For Provision of Guarantee for Xi'an Biyuan Water Co., Ltd. 10 Early Termination of Mgmt For For For Provision of Guarantee for Qitai County Bishui Sunshine Water Co., Ltd. ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Amendments to Articles Mgmt For For For 6 Amendments to Mgmt For Abstain Against Procedural Rules for Shareholder Meeting 7 Elect LIU Tao Mgmt For For For 8 Elect KONG Weijian Mgmt For For For 9 Elect ZHENG Guangfeng Mgmt For Against Against 10 Elect HA Chengyun Mgmt For For For 11 Authority to Give Mgmt For Against Against Guarantees 12 Authority to Give Mgmt For Against Against Guarantees 13 Authority to Give Mgmt For Against Against Guarantees 14 Authority to Give Mgmt For Against Against Guarantees 15 Authority to Give Mgmt For Against Against Guarantees 16 Authority to Give Mgmt For Against Against Guarantees 17 Authority to Give Mgmt For Against Against Guarantees 18 Authority to Give Mgmt For Against Against Guarantees 19 Termination of Mgmt For For For Guarantees Ahead of Time 20 Termination of Mgmt For For For Guarantees Ahead of Time 21 Termination of Mgmt For For For Guarantees Ahead of Time 22 Termination of Mgmt For For For Guarantees Ahead of Time 23 Termination of Mgmt For For For Guarantees Ahead of Time 24 Termination of Mgmt For For For Guarantees Ahead of Time 25 Authority to Give Mgmt For Against Against Guarantees 26 Authority to Give Mgmt For Against Against Guarantees 27 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Beijing Originwater Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300070 CINS Y0772Q101 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Progress of the Mgmt For For For External Investment and Change of the Relevant Performance Commitments and Compensation and Performance Reward 2 Authority to Give Mgmt For Against Against Guarantees 3 Authority to Give Mgmt For Against Against Guarantees 4 Authority to Give Mgmt For Against Against Guarantees 5 Authority to Give Mgmt For Against Against Guarantees 6 Change of the Mgmt For For For Provision of the Guarantee 7 Termination Ahead of Mgmt For For For Schedule of the Guarantee 8 Authority to Issue Mgmt For For For Short-term Financing Bills ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 07/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect YANG Gang Mgmt For For For 2 Elect WANG Ningsheng Mgmt For For For 3 Guarantee Between Mgmt For Against Against Subordinate Companies 4 Provision of Guarantee Mgmt For Against Against for A Subsidiary's Application for Bank Credit Line ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 08/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Beijing Sanju Disposal Mgmt For For For 2 Authority to Give Mgmt For For For Guarantees 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Connected Transactions Mgmt For For For Regarding Change Of The Major Contract 2 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Beijing SJ Environmental Protection & New Material Company Ltd Ticker Security ID: Meeting Date Meeting Status 300072 CINS Y0773K103 11/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Beijing SL Pharmaceutical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002038 CINS Y0773L119 09/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For (Bundled) ________________________________________________________________________________ BGI Genomics Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300676 CINS Y0883H107 09/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Estimated Additional Mgmt For For For Quota of Continuing Connected Transactions 2 Additional Bank Mgmt For For For Comprehensive Credit Line of the Company and its Subsidiaries and Provision of Guarantee ________________________________________________________________________________ China Great Wall Securities Co.Ltd. Ticker Security ID: Meeting Date Meeting Status 002939 CINS Y14394103 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Liability Insurance Mgmt For For For for Directors, Supervisors and Senior Management 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Contemporary Amperex Technology Co. Limited Ticker Security ID: Meeting Date Meeting Status 300750 CINS Y1R48E105 07/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility For Public Mgmt For For For Issuance Of Corporate Bonds 2 Par Value, Issue Price Mgmt For For For and Issuing Volume 3 Issuing Targets and Mgmt For For For Arrangement for Placement to Existing Shareholders 4 Bond Type and Duration Mgmt For For For 5 Interest Rate and Mgmt For For For Interest Payment Method 6 Issuing Method Mgmt For For For 7 Purpose of Raised Funds Mgmt For For For 8 Guarantee Method Mgmt For For For 9 Repayment Guarantee Mgmt For For For Measures 10 Underwriting Method Mgmt For For For 11 Listing of Bond Mgmt For For For 12 The Valid Period of Mgmt For For For Resolution 13 Full Authorization to Mgmt For For For Board Handling Matters Related to Public Issuance of Corporate Bonds 14 Purchase of Liability Mgmt For For For Insurance for Directors, Supervisors and Senior Management 15 2019 Restricted Stock Mgmt For For For Incentive Plan (Draft) And Its Summary 16 Adoption of Appraisal Mgmt For For For Management Measures for 2019 Restricted Stock Incentive Plan 17 Full Authorization to Mgmt For For For Board Handle Matters Related to Equity Incentive Plan 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Contemporary Amperex Technology Co. Limited Ticker Security ID: Meeting Date Meeting Status 300750 CINS Y1R48E105 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Additional Mgmt For Against Against Guarantee Quota 2 Change of the Mgmt For For For Company's Registered Capital and Amendments to the Company's Articles of Association 3 Issuance of Overseas Mgmt For Against Against Bonds by an Overseas Subsidiary and Provision of Guarantee by the Company 4 Full Authorization to Mgmt For For For the Board and Its Authorized Persons to Handle Matters Regarding the Issuance of Overseas Bonds 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ DHC Software Company Limited Ticker Security ID: Meeting Date Meeting Status 002065 CINS Y2080B107 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Subscription to Mgmt For Abstain Against Non-publicly Offered Shares ________________________________________________________________________________ East Money Information Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 300059 CINS Y2234B102 10/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report On The Use Of Mgmt For For For Previously Raised Funds 2 Amendments to Work Mgmt For Abstain Against System for Independent Directors 3 Amendments to External Mgmt For Abstain Against Guarantee Management Measures 4 Amendments to External Mgmt For Abstain Against Investment Management System 5 Amendments to Related Mgmt For Abstain Against Party Transactions Decision-Making System ________________________________________________________________________________ EVE Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300014 CINS Y2303F109 07/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval to Offer Loans Mgmt For For For 2 Authority to Give Mgmt For Against Against Guarantees 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ EVE Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300014 CINS Y2303F109 08/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 The Fifth Equity Stock Mgmt For Against Against Ownership Plan(Draft) and its Summary 3 Board Authorization to Mgmt For Against Against to Handle Matters Regarding Employee Stock Ownership Plan 4 Verification Of The Mgmt For For For List Of Participants In The Employee Stock Ownership Plan 5 Amendments to Articles Mgmt For For For 6 Cancellation of Mgmt For Against Against Partial Guarantee During the Initial Stage and Authority to Give Guarantees 7 Capital Increase Mgmt For For For ________________________________________________________________________________ EVE Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300014 CINS Y2303F109 09/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Change of Auditor Firm Mgmt For For For 3 Share Subscription Mgmt For Abstain Against 4 Share Transfer Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ EVE Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300014 CINS Y2303F109 10/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Investment in Power Mgmt For For For Cell Production 2 Employee Stock Mgmt For For For Ownership Plan 3 Ratification of Board Mgmt For For For Acts 4 Verification of Mgmt For For For Participant List ________________________________________________________________________________ EVE Energy Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300014 CINS Y2303F109 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LIU Jincheng Mgmt For For For 2 Elect LIU Jianhua Mgmt For Against Against 3 Elect AI Xinping Mgmt For For For 4 Elect YUAN Huagang Mgmt For For For 5 Elect LEI Qiaoping Mgmt For For For 6 Elect TANG Yong Mgmt For For For 7 Elect WANG Yuelin Mgmt For For For 8 Elect ZHU Yuan Mgmt For For For 9 Elect YUAN Zhongzhi Mgmt For Against Against ________________________________________________________________________________ First Capital Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002797 CINS Y2R9TR100 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For (Bundled) ________________________________________________________________________________ Ganfeng Lithium Co Ltd Ticker Security ID: Meeting Date Meeting Status 002460 CINS Y444B3104 08/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Satisfaction of Mgmt For For For Conditions of Issuance of A Share Convertible Bonds 2 Preliminary Plan to Mgmt For For For Issue A Share Convertible Bonds 3 Type of Securities to Mgmt For For For be Issued 4 Size of Issuance Mgmt For For For 5 Par Value and Issue Mgmt For For For Price 6 Term Mgmt For For For 7 Interest Rate Mgmt For For For 8 Method and Timing of Mgmt For For For Interest Payment and Repayment of The Principal 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of The Conversion Price 11 Terms of Downward Mgmt For For For Adjustment to The Conversion Price 12 Method of Determining Mgmt For For For the Number of Shares for Conversion and Resolving the Situation When A Share Convertible Bonds Are Insufficient to be Converted Into One Share 13 Terms of Redemption Mgmt For For For 14 Terms of Sale Back Mgmt For For For 15 Entitlement to Mgmt For For For Dividend In The Year of Conversion 16 Method of Issue and Mgmt For For For Targeted Subscribers 17 Subscription Mgmt For For For Arrangement for The Existing A Shareholders 18 Matters Relating to A Mgmt For For For Share Convertible Bondholders' Meeting 19 Use of Proceeds Mgmt For For For 20 Guarantee and Security Mgmt For For For 21 Deposit Account for Mgmt For For For Proceeds Raised 22 Validity Period of The Mgmt For For For Issuance Plan 23 Report on Use of Mgmt For For For Previously Raised Proceeds 24 Feasibility Report on Mgmt For For For Raised Use of Proceeds 25 Approval of Dilution Mgmt For For For Measures for A Share Convertible Bonds Issuance 26 Adoption of Procedural Mgmt For For For Rules for Bondholders' General Meeting 27 Shareholder Returns Mgmt For For For Plan 28 Approval of Open a Mgmt For For For Special Account for Raised Proceeds 29 Full Authorization for Mgmt For For For Board Handling Matters Related to Issuance of A-share Convertible Bonds 30 Possible Subscription Mgmt For For For for A-share Convertible Bonds by Connected Persons 31 Class and Nominal Mgmt For Against Against Value of The Shares to be Issued 32 Method and Date of Mgmt For Against Against Issue 33 Target Subscribers Mgmt For Against Against 34 Number of Shares to be Mgmt For Against Against Issued 35 Method of Pricing Mgmt For Against Against 36 Use of Proceeds Mgmt For Against Against 37 Related Party Mgmt For Against Against Relationship, Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 38 Lock-up Period Mgmt For Against Against 39 The Validity Period of Mgmt For Against Against The Resolution in Relation to The Issuance of H Shares 40 Approval of Proposed Mgmt For Against Against Grant or Specific Mandate 41 Report on Use of Mgmt For For For Proceeds Previously Raised Overseas ________________________________________________________________________________ Ganfeng Lithium Co Ltd Ticker Security ID: Meeting Date Meeting Status 002460 CINS Y444B3104 08/13/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Satisfaction of Mgmt For For For Conditions of Issuance of A Share Convertible Bonds 2 Preliminary Plan to Mgmt For For For Issue A Share Convertible Bonds 3 Type of Securities to Mgmt For For For be Issued 4 Size of Issuance Mgmt For For For 5 Par Value and Issue Mgmt For For For Price 6 Term Mgmt For For For 7 Interest Rate Mgmt For For For 8 Method and Timing of Mgmt For For For Interest Payment and Repayment of The Principal 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of The Conversion Price 11 Terms of Downward Mgmt For For For Adjustment to The Conversion Price 12 Method of Determining Mgmt For For For the Number of Shares for Conversion and Resolving the Situation When A Share Convertible Bonds Are Insufficient to be Converted Into One Share 13 Terms of Redemption Mgmt For For For 14 Terms of Sale Back Mgmt For For For 15 Entitlement to Mgmt For For For Dividend In The Year of Conversion 16 Method of Issue and Mgmt For For For Targeted Subscribers 17 Subscription Mgmt For For For Arrangement for The Existing A Shareholders 18 Matters Relating to A Mgmt For For For Share Convertible Bondholders' Meeting 19 Use of Proceeds Mgmt For For For 20 Guarantee and Security Mgmt For For For 21 Deposit Account for Mgmt For For For Proceeds Raised 22 Validity Period of The Mgmt For For For Issuance Plan 23 Report on Use of Mgmt For For For Previously Raised Proceeds 24 Feasibility Report on Mgmt For For For Raised Use of Proceeds 25 Approval of Dilution Mgmt For For For Measures for A Share Convertible Bonds Issuance 26 Adoption of Procedural Mgmt For For For Rules for Bondholders' General Meeting 27 Shareholder Returns Mgmt For For For Plan 28 Approval of Open a Mgmt For For For Special Account for Raised Proceeds 29 Full Authorization for Mgmt For For For Board Handling Matters Related to Issuance of A-share Convertible Bonds 30 Possible Subscription Mgmt For For For for A-share Convertible Bonds by Connected Persons 31 Class and Nominal Mgmt For Against Against Value of The Shares to be Issued 32 Method and Date of Mgmt For Against Against Issue 33 Target Subscribers Mgmt For Against Against 34 Number of Shares to be Mgmt For Against Against Issued 35 Method of Pricing Mgmt For Against Against 36 Use of Proceeds Mgmt For Against Against 37 Related Party Mgmt For Against Against Relationship, Connected Relationship, Related Party Transactions, Connected Transactions and Shareholders to Abstain from Voting 38 Lock-up Period Mgmt For Against Against 39 The Validity Period of Mgmt For Against Against The Resolution in Relation to The Issuance of H Shares 40 Approval of Proposed Mgmt For Against Against Grant or Specific Mandate 41 Report on Use of Mgmt For For For Proceeds Previously Raised Overseas ________________________________________________________________________________ GEM Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002340 CINS Y7744C102 08/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Giant Network Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002558 CINS Y1593Y109 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Glodon Software Company Limited Ticker Security ID: Meeting Date Meeting Status 002410 CINS Y2726S100 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Companys Mgmt For For For Eligibility for Non-public A-share Offering 2 Stock Type and Par Mgmt For For For Value 3 Issuing Method Mgmt For For For 4 Issuing Targets and Mgmt For For For Subscription Method 5 Issuing Volume Mgmt For For For 6 Issue Price and Mgmt For For For Pricing Method 7 Lockup Period Mgmt For For For 8 Arrangement for the Mgmt For For For Accumulated Retained Profits 9 Listing Place Mgmt For For For 10 The Valid Period of Mgmt For For For the Resolution on the Share Offering 11 Purpose of the Raised Mgmt For For For Funds 12 Preplan for Non-public Mgmt For For For A-share Offering 13 Feasibility Analysis Mgmt For For For Report on the Use of Funds to be Raised from the Non-public A-share Offering 14 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 15 Diluted Immediate Mgmt For For For Return After the Non-public Share Offering and Filling Measures and Commitments of Relevant Parties 16 Shareholder Return Mgmt For For For Plan For The Next Three Years From 2019 To 2021 17 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Non-public A-share Offering 18 Appointment of Auditor Mgmt For For For 19 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 08/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Auditor 2019 Mgmt For For For ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 09/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Public Mgmt For For For Issuance of Convertible Corporate Bonds 2 Stock Type Mgmt For For For 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time and Method for Mgmt For For For Paying the Principal and Interest 8 Conversion Period Mgmt For For For 9 Determination and Mgmt For For For Adjustment of the Conversion Price 10 Downward Adjustment of Mgmt For For For Conversion Price 11 Determining Method for Mgmt For For For the Number of Converted Shares 12 Redemption Clauses Mgmt For For For 13 Resale Clauses Mgmt For For For 14 Attribution of Related Mgmt For For For Dividends for Conversion Years 15 Issuing Targets and Mgmt For For For Method 16 Agreement for Mgmt For For For Placement to Existing Shareholders 17 Matters regarding Mgmt For For For Bondholders Meetings 18 Purpose of the Raised Mgmt For For For Funds 19 Guarantee Matters Mgmt For For For 20 Deposit and Management Mgmt For For For of Raised Funds 21 The Valid Period of Mgmt For For For the Resolution 22 Preplan for Issuance Mgmt For For For of Convertible Corporate Bonds 23 Feasibility Analysis Mgmt For For For Report on Use of Raised Funds from Public Issuance of Convertible Corporate Bonds 24 Report on Use of Mgmt For For For Previously Raised Funds 25 Diluted Immediate Mgmt For For For Return After Public Issuance of Convertible Corporate Bonds and Filling Measures 26 Constitution of Mgmt For For For Procedural Rules for Bondholder Meetings 27 Full Authorization to Mgmt For For For Board Handle Matters Related to Public Issuance of Corporate Convertible Bonds 28 Shareholder Return Mgmt For For For Plan For The Next Three Years From 2019 To 2021 ________________________________________________________________________________ GoerTek Inc. Ticker Security ID: Meeting Date Meeting Status 002241 CINS Y27360109 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect JIANG Bin Mgmt For Against Against 2 Elect JIANG Long Mgmt For For For 3 Elect DUAN Huilu Mgmt For For For 4 Elect LIU Chengmin Mgmt For For For 5 Elect XIA Shanhong Mgmt For For For 6 Elect WANG Tianmiao Mgmt For For For 7 Elect WANG Kun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect SUN Hongbin as Mgmt For Against Against Supervisor ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 07/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect XUE Hua Mgmt For For For 2 Elect XU Yingzhuo Mgmt For For For 3 Elect TIAN Li Mgmt For For For 4 Elect CHENG Qi Mgmt For For For 5 Elect GUI Jianfang Mgmt For For For 6 Elect HE Jianguo Mgmt For For For 7 Elect LIU Yunguo Mgmt For For For 8 Elect WANG Jing Mgmt For For For 9 Elect CHEN Jia Mgmt For Against Against 10 External Guarantee Mgmt For For For 11 Change of Registered Mgmt For For For Capital and Amendments to Articles 12 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholders General Meetings 13 Amendments to Mgmt For Abstain Against Procedural Rules: Board Meetings 14 Amendments To The Mgmt For Abstain Against System For Independent Directors 15 Amendments To The Mgmt For Abstain Against Special Storage And Management System For Raised Funds 16 Amendments to Mgmt For Abstain Against Procedural Rules: Meetings of Supervisory Committee ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 08/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For for Issuance of Convertible Corporate Bonds ________________________________________________________________________________ Guangdong Haid Group Company Limited Ticker Security ID: Meeting Date Meeting Status 002311 CINS Y29255109 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Corporate Bonds 2 Type of Securities to Mgmt For For For be Issued 3 Issuing Scale Mgmt For For For 4 Par Value and Issue Mgmt For For For Price 5 Bond Duration Mgmt For For For 6 Interest Rate Mgmt For For For 7 Time Limit and Method Mgmt For For For for Paying the Interest 8 Guarantee Matters Mgmt For For For 9 Conversion Period Mgmt For For For 10 Determination and Mgmt For For For Adjustment of Conversion Price 11 Downward Adjustment to Mgmt For For For the Conversion Price 12 Determining Method for Mgmt For For For the Number of Converted Shares 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Attribution of Related Mgmt For For For Dividends for Conversion Years 16 Issuing Targets and Mgmt For For For Method 17 Agreement for Mgmt For For For Placement to the Existing Shareholders 18 Bondholders and Mgmt For For For Bondholders Meetings 19 Purpose of the Raised Mgmt For For For Funds 20 Deposit Account for Mgmt For For For the Raised Funds 21 The Valid Period of Mgmt For For For the Plan for the Convertible Corporate Bonds 22 Preliminary Plan for Mgmt For For For the Issuance of Convertible Corporate Bonds 23 Feasibility Analysis Mgmt For For For Report on Use of Raised Funds from Public Issuance of Convertible Corporate Bonds 24 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 25 Diluted Immediate Mgmt For For For Return After Public Issuance of Convertible Corporate Bonds and Filling Measures 26 Constitution of Mgmt For For For Procedural Rules: Bondholders Meetings 27 Full Authorization to Mgmt For For For Board Handle Matters Related to Public Issuance of Corporate Convertible Bonds ________________________________________________________________________________ Guangzhou Haige Communications Group Ticker Security ID: Meeting Date Meeting Status 002465 CINS Y29328104 09/03/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Ultra Short-term Financing Bills 2 Authority to Issue Mgmt For For For Mid-term Notes 3 Elect YANG Haizhou Mgmt For For For 4 Elect YU Qingsong Mgmt For For For 5 Elect YANG Wenfeng Mgmt For For For 6 Elect DENG Jiaqing Mgmt For For For 7 Elect XIAO Xunyong Mgmt For For For 8 Elect YANG Haiming Mgmt For For For 9 Elect LI Xinchun Mgmt For For For 10 Elect LI Yingzhao Mgmt For For For 11 Elect HU Pengxiang Mgmt For For For 12 Elect TIAN Yunyi Mgmt For Against Against 13 Elect ZHU Gang Mgmt For For For ________________________________________________________________________________ Guangzhou Shiyuan Electronic Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002841 CINS Y29355107 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect WANG Yang Mgmt For For For ________________________________________________________________________________ Guoxuan High-tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002074 CINS Y4439F110 08/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision of External Mgmt For For For Guarantee for Wholly-owned Subsidiary ________________________________________________________________________________ Han's Laser Technology Industry Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002008 CINS Y3063F107 09/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Stock Option Mgmt For For For Incentive Plan(Draft) and its Summary 2 Constitution of Mgmt For For For Management Measures for the Implementation of 2019 Stock Option Incentive Plan 3 Authorization to the Mgmt For For For Board Handling Matters Regarding the 2019 Stock Option Incentive Plan ________________________________________________________________________________ Hangzhou Tigermed Consulting Co Ltd Ticker Security ID: Meeting Date Meeting Status 300347 CINS Y3043G100 07/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For 3 Approval of Line of Mgmt For For For Credit ________________________________________________________________________________ Hangzhou Tigermed Consulting Co Ltd Ticker Security ID: Meeting Date Meeting Status 300347 CINS Y3043G100 09/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Compliance and Mgmt For For For Regulations of Listing 2 Issuing Party Mgmt For For For 3 Listing Place Mgmt For For For 4 Par Value of the Mgmt For For For Stocks to be Issued 5 Issuing Volume Mgmt For For For 6 Issue Price Mgmt For For For 7 Issuing Date Mgmt For For For 8 Purpose of Raised Funds Mgmt For For For 9 Commitments Of The Mgmt For For For Company on Maintaining Status of Independent Listing 10 Statement On Mgmt For For For Sustainable Profitability And Prospects 11 Board Authorization to Mgmt For For For Implement Overseas Listing 12 Authority to Mgmt For For For Repurchase Shares 13 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Iflytek Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002230 CINS Y013A6101 08/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cash Management With Mgmt For For For Some Idle Raised Funds 2 Repurchase and Mgmt For For For Cancellation of Some Restricted Stocks Granted to Plan Participants 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Iflytek Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002230 CINS Y013A6101 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Interim Mgmt For For For Profits 2 Authority to Issue Mgmt For For For Mid-term Notes 3 Full Authorization to Mgmt For For For the Board to Handle Matters Regarding the Issuance of Mid-term Notes ________________________________________________________________________________ Jiangsu Guoxin Corp. Ltd Ticker Security ID: Meeting Date Meeting Status 002608 CINS Y7440C109 09/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHANG Ming as Mgmt For Against Against Supervisor 2 Amendments to Mgmt For For For Procedural Rules: Supervisor Meetings ________________________________________________________________________________ Jiangsu Guoxin Corp. Ltd Ticker Security ID: Meeting Date Meeting Status 002608 CINS Y7440C109 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 External Guarantee Of Mgmt For For For Subsidiaries 2 Provision Of External Mgmt For For For Financial Aid By Subsidiaries ________________________________________________________________________________ Jiangsu Yanghe Brewery Joint-Stock Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002304 CINS Y444AE101 09/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Jiangsu Yuyue Medical Equipment and Supply Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002223 CINS Y4449E103 09/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change the Purpose of Mgmt For For For Some Funds Raised from Non-public Share Offering 2 Merger and Acquisition Mgmt For For For ________________________________________________________________________________ Lens Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300433 CINS Y5227A106 08/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect TANG Jun as Mgmt For Against Against Supervisor ________________________________________________________________________________ Lepu Medical Technology (Beijing) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300003 CINS Y52384107 07/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Extension of the Valid Mgmt For For For Period of the Resolution on the Public Issuance of Convertible Corporate Bonds 2 Extension of the Valid Mgmt For For For Period of the Authorization to the Board to Handle Relevant Matters ________________________________________________________________________________ Lepu Medical Technology (Beijing) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300003 CINS Y52384107 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of The Plan Mgmt For For For For Public Issuance Of Convertible Corporate Bonds 2 Preplan For Public Mgmt For For For Issuance Of Convertible Bonds (2nd Revision) 3 Demonstration Analysis Mgmt For For For Report on Public Issuance of Convertible Bonds (2nd Revision) 4 Diluted Immediate Mgmt For For For Return After the Public Issuance of Convertible Corporate Bonds, Filling Measures and Relevant Commitments (2nd Revision) 5 Feasibility Analysis Mgmt For For For Report On The Use Of Raised Funds (2nd Revision) ________________________________________________________________________________ Lepu Medical Technology (Beijing) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300003 CINS Y52384107 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 A Company's Mgmt For Against Against Application for Overseas Syndicated Loans 2 Provision Of Guarantee Mgmt For For For For The Above Company ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 07/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Participation in Mgmt For For For Construction of 3rd Phase Project regarding Grid Image Information System ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 08/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Borrowing Mgmt For For For and Line of Credit ________________________________________________________________________________ Leyard Optoelectronic Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300296 CINS Y5171W104 09/05/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Line of Mgmt For For For Credit 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Lingyi Itech (Guangdong) Company Ticker Security ID: Meeting Date Meeting Status 002600 CINS Y446BS104 08/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Termination of Mgmt For For For External Investment and Cancellation of Sub-subsidiaries 2 Authority to Give Mgmt For For For Guarantees 3 Amendments to Articles Mgmt For For For 4 Authority to Give Mgmt For For For Guarantees 5 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Lingyi Itech (Guangdong) Company Ticker Security ID: Meeting Date Meeting Status 002600 CINS Y446BS104 10/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Lomon Billions Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 2601 CINS Y3122W109 11/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Distribution of Mgmt For For For Interim Dividends 2 Reappointment of Mgmt For For For Auditor ________________________________________________________________________________ Luxshare Precision Industry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002475 CINS Y7744X106 08/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Mgmt For For For Issuance of Bonds 2 Issuance Type Mgmt For For For 3 Issuance Scale Mgmt For For For 4 Bond Maturity Mgmt For For For 5 Par Value and Issuance Mgmt For For For Price 6 Interest Rate Mgmt For For For 7 Repayment Method and Mgmt For For For Period 8 Conversion Period Mgmt For For For 9 Conversion Price Mgmt For For For 10 Adjustment of Mgmt For For For Conversion Price and Calculation Method 11 Adjustment Clauses for Mgmt For For For Conversion Price 12 Conversion of Shares Mgmt For For For 13 Redemption Clauses Mgmt For For For 14 Resale Clauses Mgmt For For For 15 Dividend Attribution Mgmt For For For for Conversion Year 16 Issuance Method and Mgmt For For For Participants 17 Preemptive Rights Mgmt For For For 18 Meetings for Mgmt For For For Bondholders 19 Use of Raised Funds Mgmt For For For 20 Guarantee Matters Mgmt For For For 21 Deposit of Raised Mgmt For For For Capital 22 Valid Period of Mgmt For For For Resolution 23 Proposed Plan for Bond Mgmt For For For Issuance 24 Feasibility Report on Mgmt For For For Use of Proceeds 25 Establishment of Mgmt For For For Procedural Rules for Bond Issuance 26 Report on Deposit and Mgmt For For For Use of Raised Funds 27 Approval of Dilution Mgmt For For For Measures for Share Issuance 28 Board Authorization to Mgmt For For For Implement Debt Issuance ________________________________________________________________________________ Luxshare Precision Industry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002475 CINS Y7744X106 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Termination Of Some Mgmt For For For Projects Financed With Raised Funds 2 Permanently Mgmt For For For Supplementing the Working Capital with the Raised Funds 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Mango Excellent Media Co Ltd Ticker Security ID: Meeting Date Meeting Status 300413 CINS Y306B1109 09/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Capitalization of Mgmt For For For Capital Reserve and Issuance of New Shares 2 Amendments to Articles Mgmt For For For 3 Amendments to Mgmt For For For Procedural Rules of Board Meetings 4 Elect LUO Weixiong Mgmt For For For 5 Elect LIU Xin Mgmt For For For ________________________________________________________________________________ Muyuan Foodstuff Co., Ltd Ticker Security ID: Meeting Date Meeting Status 002714 CINS Y6149B107 08/28/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ NAURA Technology Group Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002371 CINS Y0772M100 08/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report On The Use Of Mgmt For For For Previously Raised Funds ________________________________________________________________________________ Navinfo Company Limited Ticker Security ID: Meeting Date Meeting Status 002405 CINS Y62121101 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repurchase And Mgmt For For For Cancellation Of Some Restricted Stocks 2 Change of the Mgmt For For For Company's Registered Capital and Expansion of the Company's Business Scope ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 07/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 08/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Pledge In Mgmt For Against Against Wholly-Owned Subsidiaries 2 Authority to Give Mgmt For Against Against Guarantees 3 Launching Foreign Mgmt For For For Exchange Derivatives Tranactions 4 Repurchase And Mgmt For For For Cancellation Of Restricted Stocks 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 09/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Financial Leasing Mgmt For Against Against Business to be Conducted by Wholly-owned Subsidiaries and Provision of Guarantee for it by the Company 2 Bank Credit and Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 10/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ O-film Tech Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002456 CINS Y7744T105 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change Of Audit Firm Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Offcn Education Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 002607 CINS Y9717Y103 07/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Application For Mgmt For For For Comprehensive Credit Line To Banks 2 Amendments to Articles Mgmt For For For 3 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholders General Meetings 4 Amendments to Mgmt For Abstain Against Procedural Rules: Board Meetings 5 Amendments to Mgmt For Abstain Against Procedural Rules: Supervisory Committee Meetings 6 By-election of Mgmt For Against Against Supervisor ________________________________________________________________________________ RiseSun Real Estate Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002146 CINS Y7286J101 07/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Extension of Valid Mgmt For For For Period of Resolution on 2016 Non-public Share Offering 3 Extension of Valid Mgmt For For For Period of Full Authorization to Board Handle Matters Related to 2016 Non-public Share Offering ________________________________________________________________________________ RiseSun Real Estate Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002146 CINS Y7286J101 09/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Against Against Guarantees 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of Valid Mgmt For For For Period of Resolution on Private Placement 2 2019 Preplan of Mgmt For For For Private Placement (1st Revision) ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 08/26/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Rongsheng Petro Chemical Co. Ltd Ticker Security ID: Meeting Date Meeting Status 002493 CINS Y7324B102 10/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Sangfor Technologies Inc. Ticker Security ID: Meeting Date Meeting Status 300454 CINS Y7496N108 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Compensation Mgmt For For For Plan 2 Equity Compensation Mgmt For For For Plan 3 Constitution of Mgmt For For For Appraisal Management Measures for the 2019 Restricted Stock Incentive Plan and Stock Appreciation Right Incentive Plan 4 Authorization to the Mgmt For For For Board to Handle Matters Regarding Employee Incentive Plan 5 Change of Registered Mgmt For For For Capital and Amendments to Articles 6 Amendments to Work Mgmt For Abstain Against Rules for the General Manger 7 Change Of Audit Firm Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sansteel Minguang Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002110 CINS Y75035108 08/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Shenzhen Inovance Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300124 CINS Y7744Z101 10/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Amendments to Finance Mgmt For Abstain Against Management System 3 Appointment of Auditor Mgmt For Against Against 4 Authority to Mgmt For For For Repurchase Shares 5 Authority to Mgmt For For For Repurchase Shares 6 Decrease of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Shenzhen Salubris Pharmaceuticals Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002294 CINS Y77443102 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Shenzhen Sunway Communication Co., Ltd Ticker Security ID: Meeting Date Meeting Status 300136 CINS Y77453101 09/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Third Phase Stock Mgmt For For For Option Incentive Plan (Draft) And Its Summary 2 Appraisal Management Mgmt For For For Measures for the Implementation of the Third Phase Equity Incentive Plan 3 Authorization to the Mgmt For For For Board to Handle Matters Regarding the Equity Incentive Plan 4 Lunching Foreign Mgmt For For For Exchange Hedging Business ________________________________________________________________________________ Sichuan Kelun Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status 002422 CINS Y7931Q104 07/24/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Eligibility for Rights Mgmt For For For Issue 2 Stock Type and Par Mgmt For For For Value 3 Issuing Method Mgmt For For For 4 Basis, Ratio and Mgmt For For For Volume of The Rights Issue 5 Pricing Principles and Mgmt For For For Price of The Rights Issue 6 Issuing Targets Mgmt For For For 7 Distribution Plan for Mgmt For For For Accumulated Retained Profits Before The Rights Issue 8 Issuing Date Mgmt For For For 9 Underwriting Method Mgmt For For For 10 Purpose of The Funds Mgmt For For For Raised From Rights Issue 11 The Valid Period of Mgmt For For For The Resolution on The Rights Issue 12 Trading and Mgmt For For For Circulation of The Bonds to be Issued 13 Preplan For 2019 Mgmt For For For Rights Issue Via Public Offering 14 2019 Feasibility Mgmt For For For Analysis Report on The Use of Funds to be Raised from The Rights Issue 15 No Need To Prepare A Mgmt For For For Report On Use Of Previously Raised Funds 16 Risk Warning on Mgmt For For For Diluted Immediate Return After The Rights Issue and Filling Measures, and Commitments of Relevant Parties 17 Shareholder Return Mgmt For For For Plan for The Next Three Years (2019 to 2021) 18 Full Authorization to Mgmt For For For Board Handle Matters Related to Rights Issue ________________________________________________________________________________ Songcheng Performance Development Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300144 CINS Y30421104 08/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect HUANG Qiaoling Mgmt For For For 2 Elect HUANG Qiaolong Mgmt For For For 3 Elect ZHANG Xian Mgmt For For For 4 Elect ZHANG Jiankun Mgmt For Against Against 5 Elect HUANG Hongming Mgmt For For For 6 Elect SHANG Lingxia Mgmt For Against Against 7 Elect LAN Ke Mgmt For For For 8 Elect LIU Shuzhe Mgmt For For For 9 Elect YU Qinyi Mgmt For For For 10 Elect ZHU Hualu Mgmt For For For 11 Elect XU Jie Mgmt For For For ________________________________________________________________________________ Suning.com Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002024 CINS Y82211106 07/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Amendments to Use of Mgmt For For For Proceeds 3 Amendments to Articles Mgmt For For For and Change of Business Scope ________________________________________________________________________________ Suning.com Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002024 CINS Y82211106 10/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions 2 Confirmation of Mgmt For For For Guarantees 3 Approval to Offer Mgmt For For For Financial Aid ________________________________________________________________________________ Tianjin Zhonghuan Semiconductor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002129 CINS Y88171106 09/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wang Tai Mgmt For For For 2 Provision Of Guarantee Mgmt For For For For The Financing Business Applied For By Subsidiaries 3 Provision Of Guarantee Mgmt For For For For The Bank Loans Applied For By Subsidiaries ________________________________________________________________________________ Tianqi Lithium Corporation Ticker Security ID: Meeting Date Meeting Status 002466 CINS Y79327105 07/19/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of Valid Mgmt For For For Period of Resolution on The Rights to Issue via Public Issuance of Securities 2 Amendments to Preplan Mgmt For For For for 2019 Rights to Issue via Public Issuance of Securities 3 Amendments to Articles Mgmt For For For 4 Issuance of Overseas Mgmt For Against Against USD-denominated Bonds by Overseas Wholly-owned Subsidiaries and Provision of Guarantee 5 Full Authorization to Mgmt For Against Against Board Handle Matters Related to Issuance of USD-denominated Bonds 6 2019 Re-appointment of Mgmt For For For Audit Firm ________________________________________________________________________________ Tianqi Lithium Corporation Ticker Security ID: Meeting Date Meeting Status 002466 CINS Y79327105 10/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For Abstain Against Guarantees ________________________________________________________________________________ Unigroup Guoxin Microelectronics Co Ltd. Ticker Security ID: Meeting Date Meeting Status 002049 CINS Y8488J105 09/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Elect CUI Ruotong as Mgmt For For For Independent Director 3 Amendments to Articles Mgmt For For For 4 Amendments to Mgmt For Abstain Against Procedural Rules: Shareholder Meetings 5 Amendments to Mgmt For Abstain Against Procedural Rules: Board Meetings 6 Amendments to Mgmt For Abstain Against Procedural Rules: Supervisor Meetings ________________________________________________________________________________ Venustech Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002439 CINS Y07764106 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change Of Audit Firm Mgmt For For For ________________________________________________________________________________ Walvax Biotechnology Company Ltd Ticker Security ID: Meeting Date Meeting Status 300142 CINS Y9486E106 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LI Yunchun Mgmt For For For 2 Elect JIANG Runsheng Mgmt For For For 3 Elect HUANG Zhen Mgmt For For For 4 Elect XU Wansheng Mgmt For For For 5 Elect ZHANG Jiansheng Mgmt For For For 6 Elect DONG Ying Mgmt For For For 7 Elect NA Chaohong Mgmt For For For 8 Elect HUANG Weimin Mgmt For For For 9 Elect ZHONG Bin Mgmt For For For 10 Elect WEI Aixue as Mgmt For Against Against Non-employee Supervisor 11 Permanently Mgmt For For For Supplementing Working Capital with Some Idle Raised Funds and The Interest of Deposit of Raised Funds from IPO 12 Equity Transfer Mgmt For For For Agreement Of A Company To Be Signed ________________________________________________________________________________ Wangsu Science & Technology Co Ltd Ticker Security ID: Meeting Date Meeting Status 300017 CINS Y7689Q108 11/07/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Restricted Shares 2 Authority to Mgmt For For For Repurchase Restricted Shares 3 Authority to Mgmt For For For Repurchase Restricted Shares 4 Amendments to Articles Mgmt For For For 5 Change of Auditor Firm Mgmt For For For ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 07/03/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 08/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Auditor 2019 Mgmt For For For 2 Amendments to Mgmt For For For Performance Standards of Employee Stock Option Plan 3 Elect YIN Yulong as Mgmt For For For Independent Director ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 09/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Interim Profit Mgmt For For For Distribution Plan 2 Donation To A Charity Mgmt For For For Foundation 3 Donation To A Basic Mgmt For For For And Applied Basic Research Fund Committee ________________________________________________________________________________ Wens Foodstuffs Group Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 300498 CINS Y2R30P108 11/08/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment Of The Plan Mgmt For For For For Issuance Of Commercial Papers 2 2019 Estimated Mgmt For For For Additional Continuing Connected Transactions Quota 3 Repurchase and Mgmt For For For Cancellation of Some Restricted Stock Under the First Phase Restricted Stocks Plan 4 Change of the Mgmt For For For Company's Registered Capital and Amendments to the Company's Articles of Association ________________________________________________________________________________ Western Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002673 CINS Y9382Q104 07/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Provision for Assets Mgmt For For For Impairment 2 Amendments to Mgmt For For For Implementing Rules for Online Voting at Shareholders General Meeting ________________________________________________________________________________ Western Securities Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002673 CINS Y9382Q104 08/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Winning Health Technology Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 300253 CINS Y7685K105 08/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Share Option and Mgmt For For For Restricted Share Incentive Plan (Draft) and Its Summary 2 Adoption of Appraisal Mgmt For For For Management Measures for 2019 Share Option and Restricted Share Incentive Plan 3 Board Authorization to Mgmt For For For Handle Matters Regarding 2019 Share Option and Restricted Share Incentive Plan 4 Repurchase and Mgmt For For For Cancellation Shares ________________________________________________________________________________ Xinjiang Zhongtai Chemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002092 CINS Y9723L103 07/04/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Xinjiang Zhongtai Chemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002092 CINS Y9723L103 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Authority to Give Mgmt For For For Guarantees 3 Authority to Give Mgmt For For For Guarantees 4 Authority to Give Mgmt For For For Guarantees 5 Authority to Give Mgmt For For For Guarantees 6 Authority to Give Mgmt For For For Guarantees 7 Authority to Give Mgmt For For For Guarantees 8 Authority to Give Mgmt For For For Guarantees 9 Authority to Give Mgmt For For For Counter Guarantee 10 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Xinjiang Zhongtai Chemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002092 CINS Y9723L103 09/06/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Authority to Give Mgmt For For For Guarantees 3 Authority to Give Mgmt For For For Guarantees 4 Authority to Give Mgmt For For For Counter Guarantees ________________________________________________________________________________ Xinjiang Zhongtai Chemical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002092 CINS Y9723L103 10/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees 2 Authority to Give Mgmt For For For Guarantees 3 Capital Increase Mgmt For For For ________________________________________________________________________________ Yunda Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002120 CINS Y62996106 08/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For 3 Investment in Wealth Mgmt For For For Management Products 4 Change of Auditor for Mgmt For For For 2019 ________________________________________________________________________________ Yunda Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002120 CINS Y62996106 08/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Zhejiang Century Huatong Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002602 CINS Y988BH109 09/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For (Bundled) ________________________________________________________________________________ Zhejiang Century Huatong Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002602 CINS Y988BH109 10/29/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Termination of Some Mgmt For For For Projects Financed with Raised Funds and Permanently Supplementing the Working Capital with the Raised Funds ________________________________________________________________________________ Zhejiang Sanhua Intelligent Controls Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 002050 CINS Y9890L126 11/11/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to the Mgmt For For For Company's Article of Association 2 Repurchase And Mgmt For For For Cancellation Of Some Restricted Stocks ________________________________________________________________________________ Zhejiang Supor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 002032 CINS Y98925103 09/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Interim Mgmt For For For Profits 2 Objective and Purpose Mgmt For For For of the Share Repurchase 3 Method of the Share Mgmt For For For Repurchase 4 Price and Pricing Mgmt For For For Principle of the Share Repurchase 5 Type, Number and Mgmt For For For Percentage to the Total Capital of Shares to be Repurchased 6 Total Amount and Mgmt For For For Source of the Funds to be Used for the Repurchase 7 Source of the Funds Mgmt For For For for the Repurchase 8 Time Limit of the Mgmt For For For Share Repurchase 9 Validity Period of the Mgmt For For For Resolution Fund Name : VanEck Vectors Coal ETF ________________________________________________________________________________ Agritrade Resources Limited Ticker Security ID: Meeting Date Meeting Status 1131 CINS G0130N113 08/29/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Ashok Kumar Sahoo Mgmt For For For 6 Elect Lulu LIM Beng Kim Mgmt For For For 7 Elect Terence CHANG Mgmt For Against Against Xiang Wen 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Arch Coal, Inc. Ticker Security ID: Meeting Date Meeting Status ARCH CUSIP 039380407 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick J. Mgmt For For For Bartels, Jr. 1.2 Elect James N. Chapman Mgmt For For For 1.3 Elect John W. Eaves Mgmt For For For 1.4 Elect Sherman K. Mgmt For For For Edmiston III 1.5 Elect Robert B Hamill Mgmt For For For 1.6 Elect Holly K. Koeppel Mgmt For For For 1.7 Elect Patrick A Mgmt For For For Krieghauser 1.8 Elect Paul A. Lang Mgmt For For For 1.9 Elect Richard A. Mgmt For Withhold Against Navarre 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aurizon Holdings Limited Ticker Security ID: Meeting Date Meeting Status AZJ CINS Q0695Q104 10/17/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Russell Caplan Mgmt For For For 3 Re-elect Michael Fraser Mgmt For For For 4 Re-elect Kate Vidgen Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Andrew Harding) 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 06/16/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statement Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Financial Budget 2020 Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' and Mgmt For For For Supervisors' Fees 8 2021 Coal Supply Mgmt For For For Framework Agreement 9 2021 Integrated Mgmt For For For Materials and Services Mutual Provision Framework Agreement 10 2021 Project Design, Mgmt For For For Construction and General Contracting Services Framework Agreement 11 2021 Financial Mgmt For For For Services Agreement 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Reports Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' and Mgmt For For For Supervisors' Fees 9 Liability Insurance Mgmt For For For 10 Appointment of PRC and Mgmt For For For International Auditors and Authority to Set Fees 11 Shenhua Finance Mgmt For For For Capital Increase Agreement 12 Termination Agreement; Mgmt For For For and New Financial Services Agreement 13 Cash Dividend 2019-2021 Mgmt For For For 14 Amendments to Articles Mgmt For Against Against 15 Amendments to Mgmt For Against Against Procedural Rules of General Meeting 16 Amendments to Mgmt For For For Procedural Rules of Board of Directors 17 Amendments to Mgmt For For For Procedural Rules of the Board of Supervisors 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect WANG Xiangxi Mgmt For For For 20 Elect YANG Jiping Mgmt For For For 21 Elect XU Mingjun Mgmt For For For 22 Elect JIA Jinzhong Mgmt For For For 23 Elect ZHAO Yongfeng Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect YUEN Kwok Keung Mgmt For For For 26 Elect BAI Chong-En Mgmt For For For 27 Elect CHEN Hanwen Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Elect LUO Meijian Mgmt For For For 30 Elect ZHOU Dayu Mgmt For Against Against ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/29/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Article Mgmt For Against Against 115 ________________________________________________________________________________ Coronado Global Resources Inc Ticker Security ID: Meeting Date Meeting Status CRN CINS U2024H107 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Bill Koeck Mgmt For For For 3 Re-elect Gerry Spindler Mgmt For For For 4 Re-elect Philip Mgmt For For For Christensen 5 Re-elect Greg Pritchard Mgmt For For For 6 Re-elect Ernie Thrasher Mgmt For Against Against 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Frequency of Advisory Mgmt For For For Vote on Executive Compensation (One Year) 10 Frequency of Advisory Mgmt N/A N/A N/A Vote on Executive Compensation (Two Years) 11 Frequency of Advisory Mgmt N/A N/A N/A Vote on Executive Compensation (Three Years) 12 Frequency of Advisory Mgmt N/A N/A N/A Vote on Executive Compensation (Abstain) 13 Appoint Auditor Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Exxaro Resources Limited Ticker Security ID: Meeting Date Meeting Status EXX CINS S26949107 05/28/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey van Mgmt For For For Rooyen 2 Elect Vincent Z. Mgmt For For For Mntambo 3 Elect Vuyisa Nkonyeni Mgmt For For For 4 Elect Audit Committee Mgmt For For For Member (Mark J. Moffett) 5 Elect Audit Committee Mgmt For For For Member (Isaac Li Mophatlane) 6 Elect Audit Committee Mgmt For For For Member (Ras Myburgh) 7 Elect Audit Committee Mgmt For For For Member (Vuyisa Nkonyeni) 8 Elect Social and Mgmt For For For Ethics Committee Member (Geraldine J. Fraser-Moleketi) 9 Elect Social and Mgmt For For For Ethics Committee Member (Likhapha Mbatha) 10 Elect Social and Mgmt For For For Ethics Committee Member (Isaac Li Mophatlane) 11 Elect Social and Mgmt For For For Ethics Committee Member (Peet Snyders) 12 Appointment of Auditor Mgmt For For For 13 Authorisation of Legal Mgmt For For For Formalities 14 Approve NEDs' Fees Mgmt For For For 15 Approve Financial Mgmt For For For Assistance (Section 44) 16 Authority to Mgmt For For For Repurchase Shares 17 Approve Remuneration Mgmt For For For Policy 18 Approve Remuneration Mgmt For For For Implementation Report ________________________________________________________________________________ Jastrzebska Spolka Weglowa S.A. Ticker Security ID: Meeting Date Meeting Status JSW CINS X4038D103 07/03/2019 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Scrutiny Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Supervisory Board Report (Accounts and Reports; Allocation of Profits) 8 Presentation of Mgmt For For For Supervisory Board Report (Consolidated Accounts and Reports) 9 Presentation of Mgmt For For For Supervisory Board Report (Activities) 10 Presentation of Mgmt For For For Financial Statements 11 Presentation of Mgmt For For For Management Board Report 12 Presentation of Mgmt For For For Financial Statements (Consolidated) 13 Presentation of Report Mgmt For For For on Public Administration Payments 14 Presentation of Mgmt For For For Management Board Motion on Allocation of Profits 15 Presentation of Mgmt For For For Management Board Report on Reserve Capital 16 Financial Statements Mgmt For For For 17 Management Board Report Mgmt For For For 18 Financial Statements Mgmt For For For (Consolidated) 19 Report on Public Mgmt For For For Administration Payments 20 Allocation of Mgmt For For For Profits/Dividends 21 Transfer of Reserves Mgmt For For For 22 Presentation of Report Mgmt For For For on 2018 Expenditures 23 Ratification of Mgmt For For For Management Board Acts 24 Ratification of Mgmt For For For Supervisory Board Acts 25 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Management Board Remuneration Policy 26 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Amendment to Supervisory Board Remuneration Policy 27 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Articles of Association 28 Presentation of Mgmt For For For Information Regarding Qualification Procedure for Management Board Members 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Jastrzebska Spolka Weglowa SA Ticker Security ID: Meeting Date Meeting Status JSW CINS X4038D103 06/30/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Election of Scrutiny Mgmt For For For Commission 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Supervisory Board Report (Accounts and Reports; Allocation of Profits) 8 Presentation of Mgmt For For For Supervisory Board Report (Consolidated Accounts and Reports) 9 Presentation of Mgmt For For For Supervisory Board Report (Activities) 10 Presentation of Mgmt For For For Financial Statements 11 Presentation of Mgmt For For For Management Board Report 12 Presentation of Mgmt For For For Financial Statements (Consolidated) 13 Presentation of Report Mgmt For For For on Public Administration Payments 14 Presentation of Mgmt For For For Management Board Motion on Allocation of Profits 15 Financial Statements Mgmt For For For 16 Management Board Report Mgmt For For For 17 Financial Statements Mgmt For For For (Consolidated) 18 Report on Public Mgmt For For For Administration Payments 19 Allocation of Mgmt For For For Profits/Dividends 20 Ratification of Mgmt For For For Management Board Acts 21 Ratification of Mgmt For For For Supervisory Board Acts 22 Presentation of Mgmt For For For Information Regarding Qualification Procedure for Management Board Members 23 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ New Hope Corporation Limited Ticker Security ID: Meeting Date Meeting Status NHC CINS Q66635105 11/19/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Ian Williams Mgmt For For For 4 Re-elect Thomas Millner Mgmt For For For 5 Equity Grant (MD Shane Mgmt For For For Stephan) ________________________________________________________________________________ Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704551100 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Malone Mgmt For For For 2 Elect Samantha B. Mgmt For For For Algaze 3 Elect Andrea E. Bertone Mgmt For For For 4 Elect Nicholas J. Mgmt For For For Chirekos 5 Elect Stephen E. Gorman Mgmt For For For 6 Elect Glenn L. Kellow Mgmt For For For 7 Elect Joe W. Laymon Mgmt For For For 8 Elect Teresa S. Madden Mgmt For For For 9 Elect David J. Miller Mgmt For For For 10 Elect Kenneth W. Moore Mgmt For For For 11 Elect Michael W. Mgmt For For For Sutherlin 12 Elect Darren R. Yeates Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PT Adaro Energy Tbk Ticker Security ID: Meeting Date Meeting Status ADRO CINS Y7087B109 05/20/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For Against Against 4 Directors' and Mgmt For For For Commissioners' Fees 5 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ PT Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 06/10/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report and Mgmt For For For Partnership and Community Development Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For Against Against Commissioners Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Amendments to Articles Mgmt For Against Against 7 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Indo Tambangraya Megah Tbk Ticker Security ID: Meeting Date Meeting Status ITMG CINS Y71244100 05/27/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees 5 Use of Proceeds Mgmt For For For ________________________________________________________________________________ PT Indo Tambangraya Megah Tbk Ticker Security ID: Meeting Date Meeting Status ITMG CINS Y71244100 05/27/2020 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Against Against 2 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ Sany Heavy Equipment International Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 0631 CINS G78163105 02/28/2020 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Supplemental Master Mgmt For For For Purchase Agreement (2020-2022) 5 Supplemental Master Mgmt For For For Transportation Agreement (2020-2022) 6 Supplemental Products Mgmt For For For Sales Agreement (2020-2022) 7 Automated Machinery Mgmt For For For Sales Agreement (2020-2022) ________________________________________________________________________________ Sany Heavy Equipment International Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 0631 CINS G78163105 05/25/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LIANG Zaizhong Mgmt For Against Against 5 Elect FU Weizhong Mgmt For For For 6 Elect TANG Xiuguo Mgmt For For For 7 Elect NG Yuk Keung Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Shougang Fushan Resources Group Limited Ticker Security ID: Meeting Date Meeting Status 0639 CINS Y7760F104 05/21/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Zhaoqiang Mgmt For For For 6 Elect LIU Qingshan Mgmt For For For 7 Elect FAN Wenli Mgmt For For For 8 Elect SHI Yubao Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TECK CUSIP 878742204 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mayank M. Ashar Mgmt For For For 1.2 Elect Toru Higo Mgmt For For For 1.3 Elect Tracey L. McVicar Mgmt For For For 1.4 Elect Quan Chong Mgmt For Withhold Against 1.5 Elect Norman B. Keevil Mgmt For For For III 1.6 Elect Kenneth W. Mgmt For For For Pickering 1.7 Elect Edward C. Dowling Mgmt For For For 1.8 Elect Donald R. Lindsay Mgmt For For For 1.9 Elect Una M. Power Mgmt For For For 1.10 Elect Eiichi Fukuda Mgmt For For For 1.11 Elect Sheila A. Murray Mgmt For For For 1.12 Elect Timothy R. Snider Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ United Tractors Ticker Security ID: Meeting Date Meeting Status UNTR CINS Y7146Y140 06/11/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Mgmt For For For Commissioners (Slate) 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Warrior Met Coal, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 93627C101 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen D. Mgmt For For For Williams 1.2 Elect Ana B. Amicarella Mgmt For For For 1.3 Elect J. Brett Harvey Mgmt For For For 1.4 Elect Walter J. Mgmt For For For Scheller, III 1.5 Elect Alan H. Mgmt For For For Schumacher 1.6 Elect Gareth N. Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of Section Mgmt For For For 382 Rights Agreement 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Washington H. Soul Pattinson & Company Limited Ticker Security ID: Meeting Date Meeting Status SOL CINS Q85717108 12/06/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Robert D. Mgmt For For For Millner 4 Re-elect Warwick M. Mgmt For For For Negus 5 Equity Grant (MD/CEO Mgmt For For For Todd Barlow) ________________________________________________________________________________ Westshore Terminals Investment Corporation Ticker Security ID: Meeting Date Meeting Status WTE CUSIP 96145A200 06/16/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William W. Mgmt For For For Stinson 1.2 Elect M. Dallas H. Ross Mgmt For Withhold Against 1.3 Elect Brian Canfield Mgmt For Withhold Against 1.4 Elect Glen Clark Mgmt For For For 1.5 Elect H. Clark Hollands Mgmt For For For 1.6 Elect Steve Akazawa Mgmt For Withhold Against 1.7 Elect Nick Desmarais Mgmt For For For 1.8 Elect Dianne Watts Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Whitehaven Coal Limited Ticker Security ID: Meeting Date Meeting Status WHC CINS Q97664108 10/17/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (MD/CEO Mgmt For For For Paul Flynn) 4 Elect Lindsay Ward Mgmt For For For 5 Re-elect Mark A.J. Mgmt For For For Vaile 6 Re-elect John C. Conde Mgmt For For For 7 Amendments of Mgmt For For For Constitution ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/19/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' and Mgmt For For For Supervisors' Fees 7 Liability Insurance Mgmt For For For 8 Appointment of Mgmt For For For Auditors and Authority to Set Fees 9 Authority to Give Mgmt For For For Guarantees 10 Approval of Domestic Mgmt For For For and Overseas Financing Businesses 11 Amendments to Articles Mgmt For Against Against and Rules of Procedures for Shareholders' General Meeting 12 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase H Shares 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Elect LI Xiyong Mgmt For For For 16 Elect LI Wei Mgmt For For For 17 Elect WU Xiangqian Mgmt For For For 18 Elect LIU Jian Mgmt For For For 19 Elect ZHAO Qingchun Mgmt For For For 20 Elect HE Jing Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect TIAN Hui Mgmt For For For 23 Elect CAI Chang Mgmt For For For 24 Elect POON Chiu Kwok Mgmt For Against Against 25 Elect ZHU Limin Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Elect GU Shisheng Mgmt For For For 28 Elect ZHOU Hong Mgmt For Against Against 29 Elect LI Shipeng Mgmt For Against Against 30 Elect QIN Yanpo Mgmt For For For ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/19/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against and Rules of Procedures for Shareholders' General Meeting 3 Authority to Mgmt For For For Repurchase H Shares ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 11/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2019 Interim Profit Mgmt For For For Distribution Plan 3 2020 Financial Mgmt For For For Services Agreement Fund Name : VanEck Vectors Egypt Index ETF ________________________________________________________________________________ Alexandria Mineral Oils Company Ticker Security ID: Meeting Date Meeting Status AMOC.CA CINS M0726T105 09/28/2019 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Presentation of Mgmt For TNA N/A Auditors' Report 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Ratification of Board Mgmt For TNA N/A Acts 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A 10 Netting Contracts Mgmt For TNA N/A ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Ci Capital Holding For Financial Investments Ticker Security ID: Meeting Date Meeting Status CICH.CA CINS M24063105 03/19/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report; Mgmt For TNA N/A Corporate Governance Report 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A Acts 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Netting Contracts Mgmt For TNA N/A 10 Election of Directors Mgmt For TNA N/A 11 Authority to Increase Mgmt For TNA N/A Capital for Bonus Share Issuance ________________________________________________________________________________ Cleopatra Hospital Company Ticker Security ID: Meeting Date Meeting Status CLHO.CA CINS M2R16W104 04/09/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A 3 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Cleopatra Hospital Company Ticker Security ID: Meeting Date Meeting Status CLHO.CA CINS M2R16W104 04/09/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report; Mgmt For TNA N/A Corporate Governance Report 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Employee Profit Mgmt For TNA N/A Participation 6 Ratification of Board Mgmt For TNA N/A Acts; Directors' Fees 7 Election of Directors Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A 10 Netting Contracts Mgmt For TNA N/A ________________________________________________________________________________ Cleopatra Hospital Company Ticker Security ID: Meeting Date Meeting Status CLHO.CA CINS M2R16W104 04/23/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendments to Article 4 Mgmt For TNA N/A 4 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Commercial International Bank of Egypt Ticker Security ID: Meeting Date Meeting Status COMI.CA CINS 201712205 03/15/2020 Voted Meeting Type Country of Trade Mix Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report; Mgmt For For For Corporate Governance Report 2 Presentation of Mgmt For For For Auditors' Reports on Financial Statements And Corporate Governance 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Issue Mgmt For For For Shares Pursuant to Employee Profit Sharing Plan 6 Authority to Increase Mgmt For For For Capital for Bonus Share Issuance; Authorisation of Legal Formalities 7 Ratification of Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect Hisham Ezz Al Mgmt For For For Arab 10 Elect Hussein Abaza Mgmt For For For 11 Elect Bijan Mgmt For For For Khorsowshahi 12 Elect Amani Abou Zeid Mgmt For For For 13 Elect Magda Habib Mgmt For For For 14 Elect Paresh D. Mgmt For For For Sukthankar 15 Elect Rajeev Kakar Mgmt For For For 16 Elect Sherif Samir M. Mgmt For Against Against Samy 17 Directors' Fees Mgmt For For For 18 Audit Committee's Mgmt For For For Remuneration 19 Charitable Donations Mgmt For Abstain Against 20 Authority to Issue Mgmt For For For Bonds or Subordinated Loans ________________________________________________________________________________ Eastern Tobacco Ticker Security ID: Meeting Date Meeting Status EAST.CA CINS M2932V106 10/07/2019 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Presentation of The Mgmt For TNA N/A Auditors' and Corporate Governance Reports 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Election of Directors Mgmt For TNA N/A 10 Netting Contracts Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Eastern Tobacco Ticker Security ID: Meeting Date Meeting Status EAST.CA CINS M2932V106 10/16/2019 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Presentation of The Mgmt For TNA N/A Auditors' and Corporate Governance Reports 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Election of Directors Mgmt For TNA N/A 10 Netting Contracts Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS M3047P109 05/07/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Corporate Governance Mgmt For TNA N/A Report 6 Ratification of Board Mgmt For TNA N/A Acts 7 Election of Directors Mgmt For TNA N/A 8 Directors' Fees Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 10 Charitable Donations Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CINS 268425402 05/07/2020 Voted Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Auditor's Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Corporate Governance Mgmt For For For Report 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For Abstain Against 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Charitable Donations Mgmt For Abstain Against ________________________________________________________________________________ EFG-Hermes Holding Company Ticker Security ID: Meeting Date Meeting Status HRHO CUSIP 268425402 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Auditor's Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Corporate Governance Mgmt For For For Report 5 Ratification of Board Mgmt For For For Acts 6 Election of Directors Mgmt For Abstain Against 7 Directors' Fees Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 9 Charitable Donations Mgmt For Abstain Against ________________________________________________________________________________ Egypt Kuwait Holding Co. Ticker Security ID: Meeting Date Meeting Status EKHO CINS M3400B101 03/28/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report; Mgmt For TNA N/A Corporate Governance Report 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Egypt Kuwait Holding Co. Ticker Security ID: Meeting Date Meeting Status EKHO CINS M3400B101 03/28/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A ________________________________________________________________________________ El Sewedy Electric Ticker Security ID: Meeting Date Meeting Status SWDY.CA CINS M398AL106 03/31/2020 Take No Action Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Corporate Governance Mgmt For TNA N/A Report 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Netting Contracts Mgmt For TNA N/A 8 Adopt Board Decisions Mgmt For TNA N/A 9 Ratification of Board Mgmt For TNA N/A Acts 10 Directors' Fees Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 12 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Emaar Misr for Development SAE Ticker Security ID: Meeting Date Meeting Status EMFD.CA CINS M4R30T109 03/29/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A Acts 6 Directors' Fees Mgmt For TNA N/A 7 Charitable Donations Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Corporate Governance Mgmt For TNA N/A Report ________________________________________________________________________________ Global Telecom Holding Ticker Security ID: Meeting Date Meeting Status GTHE.CA CINS M7526D107 08/26/2019 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Delisting Mgmt For TNA N/A 3 Repurchase of Shares Mgmt For TNA N/A 4 Establish Delisting Mgmt For TNA N/A Account 5 Repurchase Price Mgmt For TNA N/A 6 Extend Maturity of Mgmt For TNA N/A Revolving Credit Facility 7 Approval of Borrowing Mgmt For TNA N/A 8 Transaction of Other Mgmt For TNA N/A Business ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 05/21/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Resignation of Board Mgmt For TNA N/A 3 Election of Directors Mgmt For TNA N/A 4 Approval of 2020/21 Mgmt For TNA N/A Budget ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 05/21/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Mgmt For TNA N/A Corporate Purpose 3 Amendments to Article Mgmt For TNA N/A 3 (Corporate Purpose) 4 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 08/26/2019 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Issuance of Shares; Mgmt For TNA N/A Management Agreement ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 11/23/2019 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Management Agreement Mgmt For TNA N/A 4 Agreement Terms Mgmt For TNA N/A 5 Authority to Approve Mgmt For TNA N/A Best Offer 6 Authority to Sign Mgmt For TNA N/A Agreement 7 Authority to Evaluate Mgmt For TNA N/A Share Price ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 12/26/2019 Take No Action Meeting Type Country of Trade Annual Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For TNA N/A 2 Auditor's Report Mgmt For TNA N/A 3 Performance Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Employee Bonus Mgmt For TNA N/A 6 Charitable Donations Mgmt For TNA N/A 7 Authority to Increase Mgmt For TNA N/A Allocations 8 Ratification of Board Mgmt For TNA N/A Acts 9 Elect Hani Saad Mgmt For TNA N/A Ibrahim Al-Dib 10 Allocation of Mgmt For TNA N/A Profits/Dividends 11 Non-Voting Meeting Note N/A N/A TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Heliopolis Housing Ticker Security ID: Meeting Date Meeting Status HELI.CA CINS M52987100 12/26/2019 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Increase Mgmt For TNA N/A Capital for Bonus Share Issuance 4 Amendments to Article Mgmt For TNA N/A 6-7 (Capital Increase) 5 Authorisation of Legal Mgmt For TNA N/A Formalities 6 Amendments to Articles Mgmt For TNA N/A (Corporate Purpose) ________________________________________________________________________________ Ibnsina Pharma Ticker Security ID: Meeting Date Meeting Status ISPH CINS M5R02B109 03/31/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Corporate Governance Mgmt For TNA N/A Report 3 Directors' Report Mgmt For TNA N/A 4 Auditors' Report Mgmt For TNA N/A 5 Financial Statements Mgmt For TNA N/A 6 Allocation of Mgmt For TNA N/A Profits/Dividends; Bonus Share Issuance 7 Ratification of Board Mgmt For TNA N/A Acts 8 Directors' Fees Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 10 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Ibnsina Pharma Ticker Security ID: Meeting Date Meeting Status ISPH CINS M5R02B109 04/18/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Authority to Increase Mgmt For TNA N/A Capital for Bonus Share Issuance 3 Amendments to Articles Mgmt For TNA N/A 6, 7 and 31 4 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Juhayna Food Industries Ticker Security ID: Meeting Date Meeting Status JUFO.CA CINS M62324104 03/16/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Corporate Governance Mgmt For TNA N/A Report 4 Presentation of Mgmt For TNA N/A Auditors' Report 5 Financial Statements Mgmt For TNA N/A 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Board Mgmt For TNA N/A Acts 8 Directors' Fees Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 10 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Medinet Nasr Housing Ticker Security ID: Meeting Date Meeting Status MNHD.CA CINS M6879R101 03/10/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Report on Abidance Mgmt For TNA N/A with Governance Rules 7 Charitable Donations Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Directors' Fees Mgmt For TNA N/A 10 Property Barter Mgmt For TNA N/A 11 Netting Contracts Mgmt For TNA N/A 12 Ratification of Board Mgmt For TNA N/A Acts; Directors' Fees ________________________________________________________________________________ Medinet Nasr Housing Ticker Security ID: Meeting Date Meeting Status MNHD.CA CINS M6879R101 03/10/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A 3 Authorisation of Legal Mgmt For TNA N/A Formalities ________________________________________________________________________________ Orascom Investment Holding Ticker Security ID: Meeting Date Meeting Status OIH.CA CINS M7525Q109 06/01/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A Acts 6 Board changes Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Corporate Governance Mgmt For TNA N/A Report 9 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 10 Related Party Mgmt For TNA N/A Transactions 11 Adopt Board Resolutions Mgmt For TNA N/A 12 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Orascom Investment Holding Ticker Security ID: Meeting Date Meeting Status OIH.CA CINS M7525Q109 06/01/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A ________________________________________________________________________________ Orascom Investment Holding Ticker Security ID: Meeting Date Meeting Status OIH.CA CINS M7525Q109 08/19/2019 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Authority to Grant Mgmt For TNA N/A Loans ________________________________________________________________________________ Orascom Investment Holding Ticker Security ID: Meeting Date Meeting Status OIH.CA CINS M7525Q109 08/19/2019 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A (Cumulative Voting) 3 Equity Compensation Mgmt For TNA N/A Plan ________________________________________________________________________________ Oriental Weavers Ticker Security ID: Meeting Date Meeting Status ORWE.CA CINS M7558V108 04/26/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditor's Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Corporate Governance Mgmt For TNA N/A Report 8 Ratification of Board Mgmt For TNA N/A Acts 9 Charitable Donations Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 11 Netting Contracts Mgmt For TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Palm Hills Development Company Ticker Security ID: Meeting Date Meeting Status PHDC CINS M7778G105 03/29/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditors' Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Corporate Governance Mgmt For TNA N/A Report 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Palm Hills Development Company Ticker Security ID: Meeting Date Meeting Status PHDC CINS M7778G105 03/29/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Palm Hills Development Company Ticker Security ID: Meeting Date Meeting Status PHDC CINS M7778G105 04/23/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditors' Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Corporate Governance Mgmt For TNA N/A Report 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Palm Hills Development Company Ticker Security ID: Meeting Date Meeting Status PHDC CINS M7778G105 04/23/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A ________________________________________________________________________________ Pioneers Holding Company Ticker Security ID: Meeting Date Meeting Status PIOH CINS M7925C106 04/18/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Merger/Acquisition Mgmt For TNA N/A 3 Approve Fair Value Mgmt For TNA N/A Study 4 Approve Exchange Rate Mgmt For TNA N/A 5 Approve Share Issuance Mgmt For TNA N/A ________________________________________________________________________________ Pioneers Holding Company Ticker Security ID: Meeting Date Meeting Status PIOH CINS M7925C106 04/18/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Increase Share Capital Mgmt For TNA N/A to Effect Transaction 3 Authorization of Legal Mgmt For TNA N/A Formalities to Effect Transaction ________________________________________________________________________________ Pioneers Holding Company Ticker Security ID: Meeting Date Meeting Status PIOH CINS M7925C106 06/01/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Reports Mgmt For TNA N/A 3 Auditors' Report Mgmt For TNA N/A 4 Corporate Governance Mgmt For TNA N/A Report 5 Financial Statements Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A Acts 7 Appointment of Mgmt For TNA N/A Auditors and Authority to Set Fees 8 Directors' Fees Mgmt For TNA N/A 9 Allocation of Mgmt For TNA N/A Profits/Dividends 10 Charitable Donations Mgmt For TNA N/A 11 Board Transactions Mgmt For TNA N/A ________________________________________________________________________________ Pioneers Holding Company Ticker Security ID: Meeting Date Meeting Status PIOH CINS M7925C106 06/01/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Termination of Old Mgmt For TNA N/A Employee Stock Purchase Plan 3 Implement New Employee Mgmt For TNA N/A Stock Purchase Plan ________________________________________________________________________________ Qalaa Holdings S.A.E. Ticker Security ID: Meeting Date Meeting Status CCAP CINS M24810117 07/25/2019 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Directors' Report Mgmt For TNA N/A 4 Financial Statements Mgmt For TNA N/A 5 Auditor's Report Mgmt For TNA N/A 6 Ratification of Board Mgmt For TNA N/A Acts 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 9 Charitable Donations Mgmt For TNA N/A 10 Allocation of Mgmt For TNA N/A Profits/Dividends ________________________________________________________________________________ Sidi Kerir Petrochemicals Ticker Security ID: Meeting Date Meeting Status SKPC CINS M8411S100 04/20/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Presentation of Mgmt For TNA N/A Auditors' Report 4 Financial Statements Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Directors' Fees Mgmt For TNA N/A 7 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 8 Charitable Donations Mgmt For TNA N/A 9 Ratification of Board Mgmt For TNA N/A Acts 10 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Sixth of October Development & Investment Ticker Security ID: Meeting Date Meeting Status OCDI CINS M84139100 03/30/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Corporate Governance Mgmt For TNA N/A Report 4 Auditor's Report Mgmt For TNA N/A 5 Financial Statements Mgmt For TNA N/A 6 Allocation of Mgmt For TNA N/A Profits/Dividends 7 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 8 Netting Contracts Mgmt For TNA N/A 9 Ratification of Board Mgmt For TNA N/A Acts 10 Board Changes Mgmt For TNA N/A 11 Directors' Fees Mgmt For TNA N/A 12 Charitable Donations Mgmt For TNA N/A ________________________________________________________________________________ Sixth of October Development & Investment Ticker Security ID: Meeting Date Meeting Status OCDI CINS M84139100 03/30/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Article 4 Mgmt For TNA N/A ________________________________________________________________________________ Talaat Moustafa Group (TMG) Ticker Security ID: Meeting Date Meeting Status TMGH CINS M8763H108 03/28/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A 19 and 45 ________________________________________________________________________________ Talaat Moustafa Group (TMG) Ticker Security ID: Meeting Date Meeting Status TMGH CINS M8763H108 03/28/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report; Mgmt For TNA N/A Corporate Governance Report 3 Auditors' Report Mgmt For TNA N/A 4 Financial Statements; Mgmt For TNA N/A Allocation of Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A Acts 6 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 7 Directors' Fees Mgmt For TNA N/A 8 Charitable Donations Mgmt For TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL.CA CINS M87886103 03/23/2020 Take No Action Meeting Type Country of Trade Special Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A 4, 21, 24, 25, 26, 35, 36, 39, 58, 69 ________________________________________________________________________________ Telecom Egypt Ticker Security ID: Meeting Date Meeting Status ETEL.CA CINS M87886103 03/23/2020 Take No Action Meeting Type Country of Trade Ordinary Egypt Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Directors' Report Mgmt For TNA N/A 3 Auditors' Report Mgmt For TNA N/A 4 Corporate Governance Mgmt For TNA N/A Report 5 Financial Statements Mgmt For TNA N/A 6 Appointment of Auditor Mgmt For TNA N/A and Authority to Set Fees 7 Ratification of Board Mgmt For TNA N/A Acts 8 Charitable Donations Mgmt For TNA N/A 9 Directors' Fees Mgmt For TNA N/A 10 Netting Contracts Mgmt For TNA N/A 11 Allocation of Mgmt For TNA N/A Profits/Dividends 12 Exclusion of Land From Mgmt For TNA N/A Company's Assets Fund Name : VanEck Vectors Energy Income ETF ________________________________________________________________________________ AmeriGas Partners LP Ticker Security ID: Meeting Date Meeting Status APU CUSIP 030975106 08/21/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ Antero Midstream Corporation Ticker Security ID: Meeting Date Meeting Status AM CUSIP 03676B102 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Howard Mgmt For Withhold Against Keenan, Jr. 1.2 Elect Peter A. Dea Mgmt For Withhold Against 1.3 Elect Janine J. McArdle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect G. Andrea Botta Mgmt For For For 2 Elect Jack A. Fusco Mgmt For For For 3 Elect Vicky A. Bailey Mgmt For For For 4 Elect Nuno Brandolini Mgmt For For For 5 Elect Michele A Evans Mgmt For For For 6 Elect David I. Foley Mgmt For For For 7 Elect David B. Mgmt For For For Kilpatrick 8 Elect Andrew Langham Mgmt For For For 9 Elect Courtney R. Mgmt For For For Mather 10 Elect Donald F. Mgmt For For For Robillard, Jr. 11 Elect Neal A. Shear Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Liquid Natural Gas Investments ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela L. Carter Mgmt For Withhold Against 1.2 Elect Marcel R. Coutu Mgmt For For For 1.3 Elect Susan M. Mgmt For For For Cunningham 1.4 Elect Gregory L. Ebel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles W. Mgmt For For For Fischer 1.7 Elect Gregory J. Goff Mgmt For For For 1.8 Elect V. Maureen Mgmt For For For Kempston Darkes 1.9 Elect Teresa S. Madden Mgmt For For For 1.10 Elect Al Monaco Mgmt For For For 1.11 Elect Dan C. Tutcher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Amendment to By-Law Mgmt For For For No. 1 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EQM Midstream Partners, LP Ticker Security ID: Meeting Date Meeting Status EQM CUSIP 26885B100 06/15/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with ETRN Mgmt For For For ________________________________________________________________________________ Equitrans Midstream Corporation Ticker Security ID: Meeting Date Meeting Status ETRN CUSIP 294600101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vicky A. Bailey Mgmt For For For 1.2 Elect Sarah M. Mgmt For For For Barpoulis 1.3 Elect Kenneth M. Burke Mgmt For For For 1.4 Elect Patricia K. Mgmt For For For Collawn 1.5 Elect Margaret K. Mgmt For For For Dorman 1.6 Elect Thomas F. Karam Mgmt For For For 1.7 Elect D. Mark Leland Mgmt For For For 1.8 Elect Norman J. Mgmt For For For Szydlowski 1.9 Elect Robert F. Vagt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equitrans Midstream Corporation Ticker Security ID: Meeting Date Meeting Status ETRN CUSIP 294600101 06/15/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with EQM Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Gibson Energy Inc. Ticker Security ID: Meeting Date Meeting Status GEI CUSIP 374825206 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M. Estey Mgmt For For For 1.2 Elect Douglas P. Bloom Mgmt For For For 1.3 Elect James J. Cleary Mgmt For For For 1.4 Elect John L. Festival Mgmt For For For 1.5 Elect Marshall McRae Mgmt For For For 1.6 Elect Mary Ellen Peters Mgmt For For For 1.7 Elect Steven R. Mgmt For For For Spaulding 1.8 Elect Judy E. Cotte Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Golar LNG Partners LP Ticker Security ID: Meeting Date Meeting Status GMLP CUSIP Y2745C102 09/27/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alf C. Mgmt For For For Thorkildsen ________________________________________________________________________________ Inter Pipeline Ltd. Ticker Security ID: Meeting Date Meeting Status IPL CUSIP 45833V109 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Shaw Mgmt For For For 1.2 Elect Christian Bayle Mgmt For For For 1.3 Elect Peter L. Cella Mgmt For For For 1.4 Elect Julie Dill Mgmt For For For 1.5 Elect Duane Keinick Mgmt For For For 1.6 Elect Arthur Korpach Mgmt For For For 1.7 Elect Alison Taylor Mgmt For For For Love 1.8 Elect Margaret A. Mgmt For For For McKenzie 1.9 Elect Brant Sangster Mgmt For For For 1.10 Elect Shelley Brown Mgmt For For For 1.11 Elect Wayne Smith Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Rights Mgmt For For For Plan Renewal 5 Stated Capital Mgmt For For For Reduction ________________________________________________________________________________ Keyera Corp. Ticker Security ID: Meeting Date Meeting Status KEY CUSIP 493271100 05/12/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect James Bertram Mgmt For For For 2.2 Elect Blair Goertzen Mgmt For For For 2.3 Elect Douglas Haughey Mgmt For For For 2.4 Elect Gianna Manes Mgmt For For For 2.5 Elect Donald Nelson Mgmt For For For 2.6 Elect Michael Norris Mgmt For For For 2.7 Elect Thomas O'Connor Mgmt For For For 2.8 Elect Charlene Ripley Mgmt For For For 2.9 Elect David Smith Mgmt For For For 2.10 Elect Janet Woodruff Mgmt For For For 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Kinder Mgmt For For For 2 Elect Steven J. Kean Mgmt For For For 3 Elect Kimberly A. Dang Mgmt For For For 4 Elect Ted A. Gardner Mgmt For For For 5 Elect Anthony W. Hall, Mgmt For For For Jr. 6 Elect Gary L. Hultquist Mgmt For For For 7 Elect Ronald L. Kuehn, Mgmt For For For Jr. 8 Elect Deborah A. Mgmt For For For Macdonald 9 Elect Michael C. Morgan Mgmt For For For 10 Elect Arthur C. Mgmt For For For Reichstetter 11 Elect Fayez S. Sarofim Mgmt For For For 12 Elect C. Park Shaper Mgmt For For For 13 Elect William A. Smith Mgmt For For For 14 Elect Joel V. Staff Mgmt For For For 15 Elect Robert F. Vagt Mgmt For For For 16 Elect Perry M. Waughtal Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ KNOT Offshore Partners LP Ticker Security ID: Meeting Date Meeting Status KNOP CUSIP Y48125101 09/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew Beveridge Mgmt For For For 2 Resident Status Mgmt For Against Against ________________________________________________________________________________ Macquarie Infrastructure Corporation Ticker Security ID: Meeting Date Meeting Status MIC CUSIP 55608B105 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amanda M. Brock Mgmt For For For 2 Elect Norman H. Brown, Mgmt For For For Jr. 3 Elect Christopher Frost Mgmt For For For 4 Elect Maria S. Jelescu Mgmt For For For Dreyfus 5 Elect Ronald Kirk Mgmt For For For 6 Elect Henry E. Lentz Mgmt For For For 7 Elect Ouma Sananikone Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Magellan Midstream Partners, L.P. Ticker Security ID: Meeting Date Meeting Status MMP CUSIP 559080106 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chansoo Joung Mgmt For For For 1.2 Elect Michael N. Mears Mgmt For For For 1.3 Elect James R. Montague Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian L. Derksen Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect John W. Gibson Mgmt For For For 4 Elect Mark W. Helderman Mgmt For For For 5 Elect Randall J. Larson Mgmt For For For 6 Elect Steven J. Malcolm Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Elect Pattye L. Moore Mgmt For For For 9 Elect Gary D. Parker Mgmt For Against Against 10 Elect Eduardo A. Mgmt For For For Rodriguez 11 Elect Terry K. Spencer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pembina Pipeline Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 706327103 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anne-Marie N. Mgmt For For For Ainsworth 1.2 Elect Michael H. Dilger Mgmt For For For 1.3 Elect Randall J. Mgmt For For For Findlay 1.4 Elect Robert G. Gwin Mgmt For For For 1.5 Elect Maureen E. Howe Mgmt For For For 1.6 Elect Gordon J. Kerr Mgmt For For For 1.7 Elect David M.B. Mgmt For For For LeGresley 1.8 Elect Leslie A. Mgmt For For For O'Donoghue 1.9 Elect Bruce D. Rubin Mgmt For For For 1.10 Elect Henry W. Sykes Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to By-laws Mgmt For For For 4 Advance Notice By-Law Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Plains All American Pipeline, L.P. Ticker Security ID: Meeting Date Meeting Status PAA CUSIP 726503105 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexandra Pruner Mgmt For For For 1.2 Elect Lawrence Ziemba Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Plains GP Holdings, L.P. Ticker Security ID: Meeting Date Meeting Status PAGP CUSIP 72651A207 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexandra Pruner Mgmt For For For 1.2 Elect Lawrence M. Mgmt For For For Ziemba 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Tallgrass Energy LP Ticker Security ID: Meeting Date Meeting Status TGE CUSIP 874696107 04/16/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Targa Resources Corp. Ticker Security ID: Meeting Date Meeting Status TRGP CUSIP 87612G101 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles R. Crisp Mgmt For For For 2 Elect Laura C. Fulton Mgmt For For For 3 Elect James W. Whalen Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TC Energy Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 87807B107 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephan Cretier Mgmt For For For 1.2 Elect Michael R. Mgmt For For For Culbert 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect Susan C. Jones Mgmt For For For 1.5 Elect Randy L. Mgmt For For For Limbacher 1.6 Elect John E. Lowe Mgmt For For For 1.7 Elect David Macnaughton Mgmt For For For 1.8 Elect Una M. Power Mgmt For For For 1.9 Elect Mary Pat Salomone Mgmt For For For 1.10 Elect Indira V. Mgmt For For For Samarasekera 1.11 Elect D. Michael G. Mgmt For For For Stewart 1.12 Elect Siim A. Vanaselja Mgmt For For For 1.13 Elect Thierry Vandal Mgmt For For For 1.14 Elect Steven W. Mgmt For For For Williams 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bergstrom 3 Elect Nancy K. Buese Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Charles I. Cogut Mgmt For For For 6 Elect Michael A. Creel Mgmt For For For 7 Elect Vicki L. Fuller Mgmt For For For 8 Elect Peter A. Ragauss Mgmt For For For 9 Elect Scott D. Mgmt For For For Sheffield 10 Elect Murray D. Smith Mgmt For For For 11 Elect William H. Spence Mgmt For For For 12 Amendment to the 2007 Mgmt For For For Incentive Plan 13 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Environmental Services ETF ________________________________________________________________________________ ABM Industries Incorporated Ticker Security ID: Meeting Date Meeting Status ABM CUSIP 000957100 03/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald F. Mgmt For For For Colleran 2 Elect Thomas M. Mgmt For For For Gartland 3 Elect Winifred Markus Mgmt For For For Webb 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Advanced Disposal Services, Inc. Ticker Security ID: Meeting Date Meeting Status ADSW CUSIP 00790X101 11/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Burke Mgmt For For For 1.2 Elect Michael Koen Mgmt For For For 1.3 Elect B. Clyde Preslar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Advanced Emissions Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status ADES CUSIP 00770C101 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carol S. Eicher Mgmt For For For 1.2 Elect Brian Leen Mgmt For For For 1.3 Elect Gilbert Li Mgmt For For For 1.4 Elect R. Carter Pate Mgmt For For For 1.5 Elect J. Taylor Mgmt For For For Simonton 1.6 Elect L. Spencer Wells Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Ratification of the Mgmt For For For Tax Asset Protection Plan ________________________________________________________________________________ Cantel Medical Corp. Ticker Security ID: Meeting Date Meeting Status CMD CUSIP 138098108 12/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles M. Diker Mgmt For For For 2 Elect Alan R. Batkin Mgmt For For For 3 Elect Ann E. Berman Mgmt For For For 4 Elect Mark N. Diker Mgmt For For For 5 Elect Anthony B. Evnin Mgmt For For For 6 Elect Laura L. Forese Mgmt For For For 7 Elect George L. Mgmt For For For Fotiades 8 Elect Ronnie Myers Mgmt For For For 9 Elect Karen N. Prange Mgmt For For For 10 Elect Peter J. Mgmt For For For Pronovost 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Casella Waste Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CWST CUSIP 147448104 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Mgmt For For For Battles 1.2 Elect Joseph G. Doody Mgmt For For For 1.3 Elect Emily Nagle Green Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clean Harbors, Inc. Ticker Security ID: Meeting Date Meeting Status CLH CUSIP 184496107 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene Banucci Mgmt For For For 1.2 Elect Edward G. Galante Mgmt For For For 1.3 Elect Thomas J. Shields Mgmt For For For 1.4 Elect John R. Welch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2020 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Covanta Holding Corporation Ticker Security ID: Meeting Date Meeting Status CVA CUSIP 22282E102 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David M. Barse Mgmt For For For 1.2 Elect Ronald J. Broglio Mgmt For For For 1.3 Elect Peter C. B. Bynoe Mgmt For For For 1.4 Elect Linda J. Fisher Mgmt For For For 1.5 Elect Joseph M. Holsten Mgmt For For For 1.6 Elect Stephen J. Jones Mgmt For For For 1.7 Elect Owen R. Mgmt For For For Michaelson 1.8 Elect Danielle Pletka Mgmt For For For 1.9 Elect Michael W. Ranger Mgmt For For For 1.10 Elect Robert S. Mgmt For For For Silberman 1.11 Elect Jean Smith Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Darling Ingredients Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall C. Stuewe Mgmt For For For 2 Elect Charles Adair Mgmt For For For 3 Elect Beth Albright Mgmt For For For 4 Elect Linda A. Mgmt For For For Goodspeed 5 Elect Dirk Kloosterboer Mgmt For For For 6 Elect Mary R. Korby Mgmt For For For 7 Elect Charles Macaluso Mgmt For For For 8 Elect Gary W. Mize Mgmt For For For 9 Elect Michael Rescoe Mgmt For For For 10 Elect Nicole M. Mgmt For For For Ringenberg 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Donaldson Company, Inc. Ticker Security ID: Meeting Date Meeting Status DCI CUSIP 257651109 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Hoffman 1.2 Elect Douglas A. Milroy Mgmt For For For 1.3 Elect Willard D. Mgmt For For For Oberton 1.4 Elect John P. Wiehoff Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2019 Mgmt For For For Master Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Evoqua Water Technologies Corp. Ticker Security ID: Meeting Date Meeting Status AQUA CUSIP 30057T105 02/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald C. Keating Mgmt For For For 1.2 Elect Martin J. Lamb Mgmt For For For 1.3 Elect Peter M. Wilver Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2017 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce C. Mgmt For Withhold Against Bruckmann 1.2 Elect Carmine Falcone Mgmt For Withhold Against 1.3 Elect Robert W. Mgmt For For For Willmschen, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ LiqTech International, Inc. Ticker Security ID: Meeting Date Meeting Status LIQT CUSIP 53632A201 09/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Leifland Mgmt For For For 1.2 Elect Alexander J. Mgmt For For For Buehler 1.3 Elect Mark Vernon Mgmt For For For 1.4 Elect Peyton Boswell Mgmt For For For 1.5 Elect Sune Mathiesen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony J. Best Mgmt For For For 1.2 Elect G. Stephen Finley Mgmt For For For 1.3 Elect Paul L. Howes Mgmt For For For 1.4 Elect Roderick A. Mgmt For For For Larson 1.5 Elect John C. Minge Mgmt For For For 1.6 Elect Rose M. Robeson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Manuel Kadre Mgmt For For For 2 Elect Tomago Collins Mgmt For For For 3 Elect Thomas W. Handley Mgmt For For For 4 Elect Jennifer M. Kirk Mgmt For For For 5 Elect Michael Larson Mgmt For For For 6 Elect Kim S. Pegula Mgmt For For For 7 Elect Donald W. Slager Mgmt For For For 8 Elect James P. Snee Mgmt For For For 9 Elect Sandra M. Volpe Mgmt For For For 10 Elect Katharine Mgmt For For For Weymouth 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of the 2021 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wayland R. Hicks Mgmt For For For 1.2 Elect Judith A. Mgmt For For For Johansen 1.3 Elect Tamara L. Mgmt For For For Lundgren 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stericycle, Inc. Ticker Security ID: Meeting Date Meeting Status SRCL CUSIP 858912108 05/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert S. Murley Mgmt For For For 2 Elect Cindy J. Miller Mgmt For For For 3 Elect Brian P. Anderson Mgmt For For For 4 Elect Lynn D. Bleil Mgmt For For For 5 Elect Thomas F. Chen Mgmt For For For 6 Elect Jesse Joel Mgmt For For For Hackney Junior 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Steven C. Hooley Mgmt For For For 9 Elect James J. Martell Mgmt For For For 10 Elect Kay G. Priestly Mgmt For For For 11 Elect James L. Welch Mgmt For For For 12 Elect Mike S. Mgmt For For For Zafirovski 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the Mgmt For For For Employee Stock Purchase Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 17 Shareholder Proposal ShrHoldr Against For Against Regarding Clawback Policy ________________________________________________________________________________ Steris Plc Ticker Security ID: Meeting Date Meeting Status STE CUSIP G8473T100 07/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard C. Mgmt For For For Breeden 2 Elect Cynthia L. Mgmt For For For Feldmann 3 Elect Jacqueline B. Mgmt For For For Kosecoff 4 Elect David B. Lewis Mgmt For For For 5 Elect Walter M. Mgmt For For For Rosebrough, Jr. 6 Elect Nirav R. Shah Mgmt For For For 7 Elect Mohsen M. Sohi Mgmt For For For 8 Elect Richard M. Mgmt For For For Steeves 9 Ratification of Auditor Mgmt For For For 10 Appointment of Mgmt For For For Statutory Auditor 11 Authority to Set Mgmt For For For Auditor's Fees 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol S. Eicher Mgmt For For For 2 Elect Maria C. Green Mgmt For For For 3 Elect Donal L. Mulligan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the 2020 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Tenneco Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy V. Armes Mgmt For For For 2 Elect SungHwan Cho Mgmt For For For 3 Elect Thomas C. Freyman Mgmt For For For 4 Elect Denise Gray Mgmt For For For 5 Elect Brian J. Kesseler Mgmt For For For 6 Elect Dennis J. Letham Mgmt For For For 7 Elect James S. Metcalf Mgmt For For For 8 Elect Aleksandra A. Mgmt For For For Miziolek 9 Elect Gregg M. Sherrill Mgmt For For For 10 Elect Charles K Mgmt For For For Stevens, III 11 Elect Jane L. Warner Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of Amendment Mgmt For For For to the 2016 Long-Term Incentive Plan ________________________________________________________________________________ Tetra Tech, Inc. Ticker Security ID: Meeting Date Meeting Status TTEK CUSIP 88162G103 02/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dan L. Batrack Mgmt For For For 2 Elect Gary R. Mgmt For For For Birkenbeuel 3 Elect Patrick C. Haden Mgmt For For For 4 Elect J. Christopher Mgmt For For For Lewis 5 Elect Joanne M. Maguire Mgmt For For For 6 Elect Kimberly E. Mgmt For For For Ritrievi 7 Elect J. Kenneth Mgmt For For For Thompson 8 Elect Kirsten M. Volpi Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ US Ecology, Inc. Ticker Security ID: Meeting Date Meeting Status ECOL CUSIP 91734M103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Burke Mgmt For For For 1.2 Elect E. Renae Conley Mgmt For For For 1.3 Elect Katina Dorton Mgmt For For For 1.4 Elect Glenn A. Mgmt For For For Eisenberg 1.5 Elect Jeffrey R. Feeler Mgmt For For For 1.6 Elect Daniel Fox Mgmt For For For 1.7 Elect Ronald C. Keating Mgmt For For For 1.8 Elect John T. Sahlberg Mgmt For For For 1.9 Elect Melanie Steiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ US Ecology, Inc. Ticker Security ID: Meeting Date Meeting Status ECOL CUSIP 91732J102 10/23/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Merger share issuance Mgmt For For For 3 Jones Act Requirements Mgmt For For For 4 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Waste Connections, Inc. Ticker Security ID: Meeting Date Meeting Status WCN CUSIP 94106B101 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald J. Mgmt For For For Mittelstaedt 1.2 Elect Edward E. Guillet Mgmt For For For 1.3 Elect Michael W. Harlan Mgmt For For For 1.4 Elect Larry S. Hughes Mgmt For For For 1.5 Elect Worthing F. Mgmt For For For Jackman 1.6 Elect Elise L. Jordan Mgmt For For For 1.7 Elect Susan Lee Mgmt For For For 1.8 Elect William J. Mgmt For For For Razzouk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of the 2020 Mgmt For For For Employee Share Purchase Plan ________________________________________________________________________________ Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank M. Clark, Mgmt For For For Jr. 2 Elect James C. Fish, Mgmt For For For Jr. 3 Elect Andres R. Gluski Mgmt For For For 4 Elect Victoria M. Holt Mgmt For Against Against 5 Elect Kathleen M. Mgmt For For For Mazzarella 6 Elect William B. Mgmt For For For Plummer 7 Elect John C. Pope Mgmt For For For 8 Elect Thomas H. Mgmt For For For Weidemeyer 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan Fund Name : VanEck Vectors Gaming ETF ________________________________________________________________________________ Aristocrat Leisure Limited Ticker Security ID: Meeting Date Meeting Status ALL CINS Q0521T108 02/20/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Kathleen Mgmt For For For Conlon 3 Re-elect Sylvia Mgmt For For For Summers Couder 4 Re-elect Pat Ramsey Mgmt For For For 5 Elect Philippe Etienne Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Trevor Croker) 7 Approve SuperShare Plan Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Renew Proportional Mgmt For For For Takeover Provisions 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Boyd Gaming Corporation Ticker Security ID: Meeting Date Meeting Status BYD CUSIP 103304101 04/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Bailey Mgmt For For For 1.2 Elect Robert L. Mgmt For Withhold Against Boughner 1.3 Elect William R. Boyd Mgmt For Withhold Against 1.4 Elect William S. Boyd Mgmt For For For 1.5 Elect Marianne Boyd Mgmt For For For Johnson 1.6 Elect Keith E. Smith Mgmt For For For 1.7 Elect Christine J. Mgmt For For For Spadafor 1.8 Elect A. Randall Thoman Mgmt For For For 1.9 Elect Peter M. Thomas Mgmt For For For 1.10 Elect Paul W. Whetsell Mgmt For For For 1.11 Elect Veronica J. Mgmt For For For Wilson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2020 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Caesars Entertainment Corporation Ticker Security ID: Meeting Date Meeting Status CZR CUSIP 127686103 07/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas Benninger Mgmt For For For 2 Elect Juliana L. Chugg Mgmt For For For 3 Elect Keith Cozza Mgmt For For For 4 Elect John Dionne Mgmt For For For 5 Elect James S. Hunt Mgmt For For For 6 Elect Courtney R. Mgmt For For For Mather 7 Elect Anthony P. Rodio Mgmt For For For 8 Elect Richard P. Mgmt For For For Schifter 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment Regarding Mgmt For For For Shareholders Ability to Call Special Meetings 13 Amendment to Restrict Mgmt For For For Company's Ability to Adopt Rights Plan or Poison Pill ________________________________________________________________________________ Caesars Entertainment Corporation Ticker Security ID: Meeting Date Meeting Status CZR CUSIP 127686103 11/15/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Churchill Downs Incorporated Ticker Security ID: Meeting Date Meeting Status CHDN CUSIP 171484108 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Fealy Mgmt For For For 1.2 Elect Douglas C. Mgmt For For For Grissom 1.3 Elect Daniel P. Mgmt For For For Harrington 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Crown Resorts Limited Ticker Security ID: Meeting Date Meeting Status CWN CINS Q3015N108 10/24/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John H Poynton Mgmt For For For 3 Re-elect Helen A. Mgmt For Against Against Coonan 4 Re-elect Andrew Mgmt For For For Demetriou 5 Re-elect Harold C. Mgmt For For For Mitchell 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ Eldorado Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status ERI CUSIP 28470R102 06/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary L. Carano Mgmt For For For 1.2 Elect Bonnie Biumi Mgmt For For For 1.3 Elect Frank J. Mgmt For Withhold Against Fahrenkopf, Jr. 1.4 Elect James B. Hawkins Mgmt For For For 1.5 Elect Gregory J. Kozicz Mgmt For For For 1.6 Elect Michael E. Pegram Mgmt For For For 1.7 Elect Thomas R. Reeg Mgmt For For For 1.8 Elect David P. Tomick Mgmt For Withhold Against 1.9 Elect Roger P. Wagner Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eldorado Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status ERI CUSIP 28470R102 11/15/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Reincorporation from Mgmt For For For Nevada to Delaware 3 Amend the Charter if Mgmt For For For Proposal 2 is not Approved 4 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Evolution Gaming Group AB Ticker Security ID: Meeting Date Meeting Status EVO CINS W3287P115 01/16/2020 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Warrant Plan Mgmt For For For 11 Authority to Issue Mgmt For For For Shares, Warrants and Convertible Debt 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Evolution Gaming Group AB Ticker Security ID: Meeting Date Meeting Status EVO CINS W3287P115 06/17/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For and Management Acts 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Appointment of Auditor Mgmt For For For 19 Nomination Committee Mgmt For Against Against 20 Remuneration Policy Mgmt For For For 21 Authority to Mgmt For For For Repurchase Shares 22 Issuance of Treasury Mgmt For For For Shares 23 Capital Redemption Plan Mgmt For For For 24 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 25 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Flutter Entertainment Plc Ticker Security ID: Meeting Date Meeting Status FLTR CINS G3643J108 04/21/2020 Voted Meeting Type Country of Trade Special Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 3 Approve Board Size Mgmt For For For 4 Reduction in Merger Mgmt For For For Reserve Account 5 Reduction in Share Mgmt For For For Premium Account 6 Amendments to Articles Mgmt For For For Regarding Quorum Requirement 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Flutter Entertainment Plc Ticker Security ID: Meeting Date Meeting Status FLTR CINS G3643J108 05/14/2020 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Advisory) 4 Elect Nancy Cruickshank Mgmt For For For 5 Elect Andrew Higginson Mgmt For For For 6 Elect Jan Bolz Mgmt For For For 7 Elect Zillah Mgmt For For For Byng-Thorne 8 Elect Michael E. Cawley Mgmt For For For 9 Elect Ian Dyson Mgmt For For For 10 Elect Jonathan S. Hill Mgmt For For For 11 Elect Peter Jackson Mgmt For For For 12 Elect Gary McGann Mgmt For For For 13 Elect Peter Rigby Mgmt For For For 14 Elect Emer Timmons Mgmt For For For 15 Elect Rafael Ashkenazi Mgmt For For For 16 Elect Nancy Cruickshank Mgmt For For For 17 Elect Richard Flint Mgmt For For For 18 Elect Divyesh Gadhia Mgmt For For For 19 Elect Andrew Higginson Mgmt For For For 20 Elect Alfred F. Mgmt For For For Hurley, Jr. 21 Elect David A. Mgmt For For For Lazzarato 22 Elect Mary Turner Mgmt For For For 23 Elect Zillah Mgmt For For For Byng-Thorne 24 Elect Michael E. Cawley Mgmt For For For 25 Elect Ian Dyson Mgmt For For For 26 Elect Jonathan S. Hill Mgmt For For For 27 Elect Peter Jackson Mgmt For For For 28 Elect Gary McGann Mgmt For For For 29 Elect Peter Rigby Mgmt For For For 30 Increase in NED Fee Cap Mgmt For For For 31 Authority to Set Mgmt For For For Auditor's Fees 32 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 33 Increase in Authorized Mgmt For For For Capital 34 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 35 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 36 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 37 Authority to Mgmt For For For Repurchase Shares 38 Authority to Set Price Mgmt For For For Range for Reissuance of Treasury Shares 39 Amendments to Mgmt For For For Restricted Share Plan 40 Final Dividend; Bonus Mgmt For For For Issue ________________________________________________________________________________ Galaxy Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status 0027 CINS Y2679D118 06/10/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Paddy TANG Lui Mgmt For For For Wai Yu 5 Elect William YIP Shue Mgmt For For For Lam 6 Elect Patrick WONG Mgmt For Against Against Lung Tak 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Gaming And Leisure Properties, Inc. Ticker Security ID: Meeting Date Meeting Status GLPI CUSIP 36467J108 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter M. Carlino Mgmt For For For 2 Elect Carol Lynton Mgmt For For For 3 Elect Joseph W. Mgmt For For For Marshall, III 4 Elect James B. Perry Mgmt For For For 5 Elect Barry F. Schwartz Mgmt For For For 6 Elect Earl C. Shanks Mgmt For For For 7 Elect E. Scott Urdang Mgmt For For For 8 Amendment to the 2013 Mgmt For For For Long Term Incentive Compensation Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Genting Berhad Ticker Security ID: Meeting Date Meeting Status GENTING CINS Y26926116 06/22/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees for FY Mgmt For For For 2019 3 Directors' Benefits Mgmt For For For for 2020-2021 4 Elect FOONG Cheng Yuen Mgmt For For For 5 Elect R. Thillainathan Mgmt For Against Against 6 Elect TAN Kong Han Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Genting Malaysia Berhad Ticker Security ID: Meeting Date Meeting Status GENM CINS Y2698A103 06/22/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Directors' Benefits Mgmt For For For 4 Elect LIM Kok Thay Mgmt For For For 5 Elect Mohd Zahidi bin Mgmt For Against Against Zainuddin 6 Elect TEO Eng Siong Mgmt For For For 7 Elect LEE Choong Yan Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase and Reissue Shares 11 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Genting Singapore Limited Ticker Security ID: Meeting Date Meeting Status G13 CINS Y2692C139 02/04/2020 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Proposed Bid for Mgmt For For For Integrated Resort Project in Japan 3 Proposed Grant Of Mgmt For Against Against Special Incentive Awards To Non-Executive Directors 4 Proposed Increase In Mgmt For Against Against Limit Of Pss Share Awards To Chairman ________________________________________________________________________________ Genting Singapore Limited Ticker Security ID: Meeting Date Meeting Status G13 CINS Y2692C139 05/28/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TAN Hee Teck Mgmt For For For 4 Elect KOH Seow Chuan Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Related Party Mgmt For For For Transactions 8 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Great Canadian Gaming Corporation Ticker Security ID: Meeting Date Meeting Status GC CUSIP 389914102 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Peter G. Meredith Mgmt For For For 2.2 Elect Rod N. Baker Mgmt For For For 2.3 Elect Larry W. Campbell Mgmt For For For 2.4 Elect Mark A. Davis Mgmt For For For 2.5 Elect Thomas W. Gaffney Mgmt For For For 2.6 Elect Karen A. Keilty Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Greek Organisation Of Football Prognostics S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 06/25/2020 Voted Meeting Type Country of Trade Ordinary Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Auditor Acts 3 Appointment of Auditor Mgmt For For For 4 Board Transactions Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 2019 Annual Bonus Plan Mgmt For For For 9 Long-Term Incentive Mgmt For For For Scheme 2017-2019 10 Long-Term Incentive Mgmt For For For Scheme 2020-2022 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Greek Organisation Of Football Prognostics S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 12/13/2019 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Article Mgmt For For For 2 (Corporate Purpose) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Nikolaos Iatrou Mgmt For For For as Independent Director 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ GVC Holdings Plc Ticker Security ID: Meeting Date Meeting Status GVC CINS G427A6103 02/06/2020 Voted Meeting Type Country of Trade Special ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Transfer of Tax Mgmt For For For Residency and Amendment to Articles ________________________________________________________________________________ GVC Holdings Plc Ticker Security ID: Meeting Date Meeting Status GVC CINS G427A6103 06/24/2020 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Advisory) 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect J.M. Barry Gibson Mgmt For For For 7 Elect Jette Mgmt For For For Nygaard-Andersen 8 Elect Pierre B. Bouchut Mgmt For For For 9 Elect Virginia McDowell Mgmt For For For 10 Elect Rob Wood Mgmt For For For 11 Elect Kenneth J Mgmt For For For Alexander 12 Elect Jane Anscombe Mgmt For For For 13 Elect Peter Isola Mgmt For For For 14 Elect Stephen Morana Mgmt For For For 15 UK Sharesave Plan Mgmt For For For 16 International Mgmt For For For Sharesave Plan 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Heiwa Corporation Ticker Security ID: Meeting Date Meeting Status 6412 CINS J19194109 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Katsuya Minei Mgmt For Against Against 4 Elect Toshinobu Mgmt For For For Moromizato 5 Elect Mikio Miyara Mgmt For For For 6 Elect Takashi Sagehashi Mgmt For For For 7 Elect Yutaka Ota Mgmt For For For 8 Elect Toshio Yoshino Mgmt For For For 9 Elect Katsumasa Nakada Mgmt For For For 10 Elect Nobuki Katsumata Mgmt For For For 11 Elect Hisao Arai Mgmt For For For 12 Elect Yuji Mizushima Mgmt For For For 13 Elect Tamiki Kaneshi Mgmt For Against Against 14 Elect Kota Yamaguchi Mgmt For For For ________________________________________________________________________________ International Game Technology PLC Ticker Security ID: Meeting Date Meeting Status IGT CUSIP G4863A108 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Elect Beatrice Bassey Mgmt For For For 4 Elect Massimiliano Mgmt For Against Against Chiara 5 Elect Alberto Dessy Mgmt For For For 6 Elect Marco Drago Mgmt For For For 7 Elect James F. McCann Mgmt For For For 8 Elect Heather McGregor Mgmt For For For 9 Elect Lorenzo Mgmt For For For Pellicioli 10 Elect Samantha Ravich Mgmt For For For 11 Elect Vincent L. Mgmt For For For Sadusky 12 Elect Gianmario Mgmt For For For Tondato da Ruos 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authorisation of Mgmt For For For Political Donations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares 20 Adoption of Amended Mgmt For For For Articles ________________________________________________________________________________ Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 035250 CINS Y4581L105 01/10/2020 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal ShrHoldr For For For regarding Appointment of Temporary Chair for Shareholder Meeting 2 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Director Liability ________________________________________________________________________________ Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 035250 CINS Y4581L105 03/30/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Election of Audit Mgmt For For For Committee Member: KIM Joo Il 3 Directors' Fees Mgmt For For For ________________________________________________________________________________ Kindred Group plc Ticker Security ID: Meeting Date Meeting Status KINDSDB CINS X9415A119 05/12/2020 Voted Meeting Type Country of Trade Annual Malta Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Remuneration Report Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Elect Peter Boggs Mgmt For For For 17 Elect Gunnel Duveblad Mgmt For For For 18 Elect Erik Forsberg Mgmt For For For 19 Elect Stefan Lundborg Mgmt For For For 20 Elect Carl-Magnus Mgmt For For For Mansson 21 Elect Anders Strom Mgmt For For For 22 Elect Anders Strom as Mgmt For For For Chair 23 Nomination Committee Mgmt For For For Guidelines 24 Appointment of Auditor Mgmt For For For and Authority to Set Fees 25 Remuneration Policy Mgmt For For For 26 Share Option Plan Mgmt For For For 27 Authority to Mgmt For For For Repurchase Shares 28 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Kindred Group plc Ticker Security ID: Meeting Date Meeting Status KINDSDB CINS X9415A119 06/11/2020 Take No Action Meeting Type Country of Trade Special Malta Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Authority to Mgmt For TNA N/A Repurchase Shares 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A 10 Non-Voting Meeting Note N/A N/A TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Las Vegas Sands Corp. Ticker Security ID: Meeting Date Meeting Status LVS CUSIP 517834107 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sheldon G. Mgmt For For For Adelson 1.2 Elect Irwin Chafetz Mgmt For For For 1.3 Elect Micheline Chau Mgmt For Withhold Against 1.4 Elect Patrick Dumont Mgmt For Withhold Against 1.5 Elect Charles D. Forman Mgmt For For For 1.6 Elect Robert Glen Mgmt For For For Goldstein 1.7 Elect George Jamieson Mgmt For For For 1.8 Elect Charles A. Mgmt For Withhold Against Koppelman 1.9 Elect Lewis Kramer Mgmt For For For 1.10 Elect David F. Levi Mgmt For For For 1.11 Elect Xuan Yan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Melco International Development Limited Ticker Security ID: Meeting Date Meeting Status 0200 CINS Y59683188 06/05/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect John William Mgmt For Against Against Crawford 6 Elect Lawrence HO Yau Mgmt For For For Lung 7 Elect Clarence CHUNG Mgmt For For For Yuk Man 8 Elect NG Ching Wo Mgmt For Against Against 9 Directors' Fees Mgmt For Against Against 10 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Melco International Development Limited Ticker Security ID: Meeting Date Meeting Status 0200 CINS Y59683188 06/05/2020 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Share Mgmt For Against Against Option Scheme 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MGM China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2282 CINS G60744102 05/28/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect William Joseph Mgmt For Against Against Hornbuckle 6 Elect Pansy Catilina Mgmt For Against Against HO Chiu King 7 Elect Kenneth FENG Mgmt For For For Xiaofeng 8 Elect James Armin Mgmt For Against Against Freeman 9 Elect Daniel J. Taylor Mgmt For For For 10 Elect Russell Francis Mgmt For For For Banham 11 Elect Simon Meng Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For Against Against Repurchased Shares 17 Adoption of New Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ MGM Growth Properties LLC Ticker Security ID: Meeting Date Meeting Status MGP CUSIP 55303A105 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul J. Salem Mgmt For For For 2 Elect Michael Reitbrock Mgmt For For For 3 Elect Thomas A. Roberts Mgmt For For For 4 Elect Daniel J. Taylor Mgmt For For For 5 Elect Corey Sanders Mgmt For For For 6 Elect John M. McManus Mgmt For For For 7 Elect Robert Smith Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MGM Resorts International Ticker Security ID: Meeting Date Meeting Status MGM CUSIP 552953101 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William W. Mgmt For For For Grounds 2 Elect Alexis M. Herman Mgmt For For For 3 Elect Roland A. Mgmt For For For Hernandez 4 Elect Mary Chris Jammet Mgmt For For For 5 Elect John Kilroy Mgmt For For For 6 Elect Rose Mgmt For For For McKinney-James 7 Elect Keith A. Meister Mgmt For For For 8 Elect Paul J. Salem Mgmt For For For 9 Elect Gregory M. Mgmt For For For Spierkel 10 Elect Jan G. Swartz Mgmt For For For 11 Elect Daniel J. Taylor Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nagacorp Limited Ticker Security ID: Meeting Date Meeting Status 3918 CINS G6382M109 04/24/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Timothy P. Mgmt For For For McNally 6 Elect Philip LEE Wai Mgmt For For For Tuck 7 Elect LIM Mun Kee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Nagacorp Limited Ticker Security ID: Meeting Date Meeting Status 3918 CINS G6382M109 08/08/2019 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Design and Build Mgmt For For For Agreement 4 Subscription Agreement Mgmt For For For ________________________________________________________________________________ Paradise Company Limited Ticker Security ID: Meeting Date Meeting Status 034230 CINS Y6727J100 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect JO Hyeon Jae Mgmt For For For 3 Election of Corporate Mgmt For For For Auditors 4 Directors' Fees Mgmt For Against Against 5 Corporate Auditors' Mgmt For Against Against Fees ________________________________________________________________________________ Penn National Gaming, Inc. Ticker Security ID: Meeting Date Meeting Status PENN CUSIP 707569109 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jane Scaccetti Mgmt For For For 1.2 Elect Jay A. Snowden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Playtech Plc Ticker Security ID: Meeting Date Meeting Status PTEC CINS G7132V100 05/20/2020 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect John E. Jackson Mgmt For For For 5 Elect Claire Milne Mgmt For Against Against 6 Elect Ian Penrose Mgmt For Against Against 7 Elect Anna Massion Mgmt For For For 8 Elect John Krumins Mgmt For For For 9 Elect Andrew Smith Mgmt For For For 10 Elect Mor Weizer Mgmt For For For 11 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 14 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Playtech Plc Ticker Security ID: Meeting Date Meeting Status PTEC CINS G7132V100 12/19/2019 Voted Meeting Type Country of Trade Ordinary ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Equity Grant (CEO Mor Mgmt For Against Against Weizer) ________________________________________________________________________________ Sands China Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS G7800X107 06/19/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Sheldon G. Mgmt For Against Against Adelson 5 Elect Charles D. Forman Mgmt For For For 6 Elect Victor Patrick Mgmt For For For Hoog Antink 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Amendment to Service Mgmt For For For Contract of Wilfred WONG Ying Wai ________________________________________________________________________________ SANKYO CO., LTD. Ticker Security ID: Meeting Date Meeting Status 6417 CINS J67844100 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Hideyuki Busujima Mgmt For Against Against 5 Elect Kimihisa Tsutsui Mgmt For For For 6 Elect Ichiro Tomiyama Mgmt For For For 7 Elect Akihiko Ishihara Mgmt For For For 8 Elect Taro Kitani Mgmt For For For 9 Elect Hiroyuki Yamasaki Mgmt For For For ________________________________________________________________________________ Sega Sammy Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 6460 CINS J7028D104 06/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hajime Satomi Mgmt For Against Against 3 Elect Haruki Satomi Mgmt For For For 4 Elect Naoya Tsurumi Mgmt For For For 5 Elect Koichi Fukazawa Mgmt For For For 6 Elect Hideo Yoshizawa Mgmt For For For 7 Elect Takeshi Natsuno Mgmt For Against Against 8 Elect Kohei Katsukawa Mgmt For For For 9 Elect Melanie Brock Mgmt For For For 10 Elect Kazuaki Inaoka Mgmt For For For as Alternate Statutory Auditor ________________________________________________________________________________ SJM Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0880 CINS Y8076V106 06/09/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Daisy HO Chiu Mgmt For Against Against Fung 5 Elect Timothy FOK Tsun Mgmt For For For Ting 6 Elect Angela LEONG On Mgmt For Against Against Kei 7 Elect SO Shu Fai Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Grant Mgmt For Against Against Options under Share Option Scheme 11 Authority to Mgmt For For For Repurchase Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Skycity Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status SKC CINS Q8513Z115 10/18/2019 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Mgmt For For For Constitution 2 Authorise Board to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Tabcorp Holdings Limited Ticker Security ID: Meeting Date Meeting Status TAH CINS Q8815D101 10/24/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Paula J. Dwyer Mgmt For For For 3 Re-elect Justin Milne Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For David Attenborough) 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Board Spill Resolution Mgmt Against Against For (conditional) ________________________________________________________________________________ The Star Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status SGR CINS Q8719T103 10/24/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Gerard Bradley Mgmt For For For 3 Re-elect Richard Mgmt For For For Sheppard 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Matt Bekier) ________________________________________________________________________________ The Stars Group Inc. Ticker Security ID: Meeting Date Meeting Status TSGI CUSIP 85570W100 04/24/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Flutter Transaction Mgmt For For For ________________________________________________________________________________ VICI Properties Inc. Ticker Security ID: Meeting Date Meeting Status VICI CUSIP 925652109 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James R. Mgmt For For For Abrahamson 2 Elect Diana F. Cantor Mgmt For For For 3 Elect Monica H. Douglas Mgmt For For For 4 Elect Elizabeth Holland Mgmt For For For 5 Elect Craig Macnab Mgmt For For For 6 Elect Edward B. Mgmt For For For Pitoniak 7 Elect Michael D. Mgmt For For For Rumbolz 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Elimination of Mgmt For For For Supermajority Voting Provisions ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 05/15/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Matthew Ashley Mgmt For For For ________________________________________________________________________________ William Hill plc Ticker Security ID: Meeting Date Meeting Status WMH CINS G9645P117 05/15/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Remuneration Policy Mgmt For For For (Binding) 5 Elect Ulrick Bengtsson Mgmt For For For 6 Elect Jane Hanson Mgmt For For For 7 Elect Lynne Weedall Mgmt For For For 8 Elect Roger Devlin Mgmt For For For 9 Elect Ruth Prior Mgmt For Abstain Against 10 Elect Mark Brooker Mgmt For For For 11 Elect Robin Terrell Mgmt For For For 12 Elect Gordon A. Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authorisation of Mgmt For For For Political Donations 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Adoption of New Mgmt For For For Articles 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Wynn Macau Limited Ticker Security ID: Meeting Date Meeting Status 1128 CINS G98149100 05/29/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Matthew O. Maddox Mgmt For For For 5 Elect Nicholas R. Mgmt For For For Sallnow-Smith 6 Elect Bruce P. Mgmt For For For Rockowitz 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Authority to Issue Mgmt For For For Shares Under the Employee Ownership Scheme 13 Increase the Scheme Mgmt For For For Limit under the Employee Ownership Scheme ________________________________________________________________________________ Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Byrne Mgmt For For For 1.2 Elect Patricia Mulroy Mgmt For For For 1.3 Elect Clark T. Randt, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2014 Mgmt For For For Omnibus Incentive Plan Fund Name : VanEck Vectors Gold Miners ETF ________________________________________________________________________________ Agnico Eagle Mines Limited Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leanne M. Baker Mgmt For For For 1.2 Elect Sean Boyd Mgmt For For For 1.3 Elect Martine A. Celej Mgmt For For For 1.4 Elect Robert J. Gemmell Mgmt For For For 1.5 Elect Mel Leiderman Mgmt For For For 1.6 Elect Deborah A. Mgmt For For For McCombe 1.7 Elect James D. Nasso Mgmt For For For 1.8 Elect Sean Riley Mgmt For For For 1.9 Elect J. Merfyn Roberts Mgmt For For For 1.10 Elect Jamie C. Sokalsky Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Ellingham Mgmt For For For 1.2 Elect David Fleck Mgmt For For For 1.3 Elect David Gower Mgmt For For For 1.4 Elect Claire M. Kennedy Mgmt For For For 1.5 Elect John A. McCluskey Mgmt For For For 1.6 Elect Monique Mercier Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect J. Robert S. Mgmt For For For Prichard 1.9 Elect Ronald E. Smith Mgmt For For For 1.10 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Sipho M. Mgmt For For For Pityana 2 Re-elect Albert H. Mgmt For For For Garner 3 Re-elect Rhidwaan Mgmt For For For Gasant 4 Elect Maria Ramos Mgmt For For For 5 Elect Nelisiwe Magubane Mgmt For For For 6 Elect Audit and Risk Mgmt For For For Committee Member (Rhidwaan Gasant) 7 Elect Audit and Risk Mgmt For For For Committee Member (Maria Richter) 8 Elect Audit and Risk Mgmt For For For Committee Member (Alan M. Ferguson) 9 Elect Audit and Risk Mgmt For For For Committee Member (Jochen Tilk) 10 Appointment of Auditor Mgmt For For For 11 General Authority to Mgmt For For For Issue Shares 12 Remuneration Policy Mgmt For For For 13 Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Amendments to Mgmt For For For Memorandum of Incorporation 19 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ B2Gold Corp. Ticker Security ID: Meeting Date Meeting Status BTO CUSIP 11777Q209 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kevin Bullock Mgmt For For For 2.2 Elect Robert Cross Mgmt For For For 2.3 Elect Robert Gayton Mgmt For For For 2.4 Elect Clive Johnson Mgmt For For For 2.5 Elect George Johnson Mgmt For For For 2.6 Elect Jerry R. Korpan Mgmt For For For 2.7 Elect Bongani Mtshisi Mgmt For For For 2.8 Elect Robin Weisman Mgmt For For For 2.9 Elect Liane Kelly Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Mgmt For For For Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Bristow Mgmt For For For 1.2 Elect Gustavo A. Mgmt For For For Cisneros 1.3 Elect Christopher L. Mgmt For For For Coleman 1.4 Elect J. Michael Evans Mgmt For For For 1.5 Elect Brian L. Mgmt For For For Greenspun 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Andrew J. Quinn Mgmt For For For 1.8 Elect Loreto Silva Mgmt For For For Rojas 1.9 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CUSIP 152006102 05/01/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard W. Connor Mgmt For For For 1.2 Elect Dushenaly Kasenov Mgmt For For For 1.3 Elect Maksat Kobonbaev Mgmt For For For 1.4 Elect Askar Oskombaev Mgmt For For For 1.5 Elect Michael S. Mgmt For For For Parrett 1.6 Elect Jacques Perron Mgmt For For For 1.7 Elect Scott G. Perry Mgmt For For For 1.8 Elect Sheryl K. Mgmt For For For Pressler 1.9 Elect Bruce V. Walter Mgmt For For For 1.10 Elect Paul N. Wright Mgmt For For For 1.11 Elect Susan Yurkovich Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Coeur Mining, Inc. Ticker Security ID: Meeting Date Meeting Status CDE CUSIP 192108504 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda L. Adamany Mgmt For For For 2 Elect Sebastian Edwards Mgmt For For For 3 Elect Randolph E. Gress Mgmt For For For 4 Elect Mitchell J. Krebs Mgmt For For For 5 Elect Eduardo Luna Mgmt For For For 6 Elect Jessica L. Mgmt For For For McDonald 7 Elect Robert E. Mellor Mgmt For For For 8 Elect John H. Robinson Mgmt For For For 9 Elect Brian E. Sandoval Mgmt For For For 10 Elect J. Kenneth Mgmt For For For Thompson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CUSIP 250669108 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition by Mgmt For For For Kirkland Lake Gold ________________________________________________________________________________ Dundee Precious Metals Inc. Ticker Security ID: Meeting Date Meeting Status DPM CUSIP 265269209 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Peter Gillin Mgmt For For For 1.2 Elect Jonathan C. Mgmt For For For Goodman 1.3 Elect Jeremy Kinsman Mgmt For For For 1.4 Elect Juanita Montalvo Mgmt For For For 1.5 Elect Peter Nixon Mgmt For For For 1.6 Elect David Rae Mgmt For For For 1.7 Elect Marie-Anne Tawil Mgmt For For For 1.8 Elect Anthony P. Walsh Mgmt For For For 1.9 Elect Donald Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eldorado Gold Corporation Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902509 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Albino Mgmt For For For 1.2 Elect George Burns Mgmt For For For 1.3 Elect Teresa Conway Mgmt For For For 1.4 Elect Catharine Farrow Mgmt For For For 1.5 Elect Pamela M. Gibson Mgmt For For For 1.6 Elect Michael A. Price Mgmt For For For 1.7 Elect Steven P. Reid Mgmt For For For 1.8 Elect John Webster Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R158 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 La Mancha Investment Mgmt For For For ________________________________________________________________________________ Equinox Gold Corp. Ticker Security ID: Meeting Date Meeting Status EQX CUSIP 29446Y502 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Ross Beaty Mgmt For For For 2.2 Elect Neil Woodyer Mgmt For Withhold Against 2.3 Elect Maryse Belanger Mgmt For For For 2.4 Elect Lenard Boggio Mgmt For For For 2.5 Elect Tim Breen Mgmt For Withhold Against 2.6 Elect Gordon Campbell Mgmt For For For 2.7 Elect Wesley K. Clark Mgmt For For For 2.8 Elect Marshall Koval Mgmt For Withhold Against 2.9 Elect Peter Marrone Mgmt For For For 2.10 Elect Christian Milau Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Evolution Mining Limited Ticker Security ID: Meeting Date Meeting Status EVN CINS Q3647R147 11/28/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt Abstain Against Against 3 Elect Colin Johnstone Mgmt For For For 4 Approve NED Share Plan Mgmt For For For 5 Equity Grant Mgmt For For For (Executive Chair Jacob Klein) 6 Equity Grant (Finance Mgmt For For For Director and CFO Lawrence Conway) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32076V103 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Keith Neumeyer Mgmt For For For 2.2 Elect Nicole Mgmt For For For Adshead-Bell 2.3 Elect Marjorie Co Mgmt For For For 2.4 Elect Ana Lopez Mgmt For For For 2.5 Elect Robert McCallum Mgmt For For For 2.6 Elect Douglas Penrose Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franco-Nevada Corporation Ticker Security ID: Meeting Date Meeting Status FNV CUSIP 351858105 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harquail Mgmt For For For 1.2 Elect Paul Brink Mgmt For For For 1.3 Elect Tom Albanese Mgmt For For For 1.4 Elect Derek W. Evans Mgmt For For For 1.5 Elect Catharine Farrow Mgmt For For For 1.6 Elect Louis P. Gignac Mgmt For For For 1.7 Elect Maureen Jensen Mgmt For For For 1.8 Elect Jennifer Maki Mgmt For For For 1.9 Elect Randall Oliphant Mgmt For For For 1.10 Elect David R. Peterson Mgmt For For For 1.11 Elect Elliott Pew Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gold Road Resources Limited Ticker Security ID: Meeting Date Meeting Status GOR CINS Q4202N117 05/28/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Justin Osborne Mgmt For For For 4 Re-elect Brian K. Levet Mgmt For For For 5 Approve Employee Mgmt For For For Incentive Plan 6 Equity Grant (MD/CEO Mgmt For For For Duncan Gibbs - 2022 LTI) 7 Equity Grant (MD/CEO Mgmt For For For Duncan Gibbs - 2020 STI) 8 Equity Grant Mgmt For For For (Executive Director Justin Osborne - 2022 LTI) 9 Equity Grant Mgmt For For For (Executive Director Justin Osborne - 2020 STI) ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 06/11/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash 2 General Authority to Mgmt For For For Issue Shares 3 Authorisation of Legal Mgmt For For For Formalities 4 Authority to Issue Mgmt For For For Shares Pursuant to Scheme ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Given R. Sibiya Mgmt For For For 2 Elect Hlokammoni Mgmt For For For (Grathel) Motau 3 Re-elect Andries Mgmt For For For (Andre) J. Wilkens 4 Re-elect Vishnu P. Mgmt For For For Pillay 5 Re-elect Karabo T. Mgmt For For For Nondumo 6 Re-elect Simo Lushaba Mgmt For For For 7 Re-elect Kenneth (Ken) Mgmt For For For V. Dicks 8 Elect Audit and Risk Mgmt For For For Committee Member (Fikile De Buck) 9 Elect Audit and Risk Mgmt For For For Committee Member (Karabo Nondumo) 10 Elect Audit and Risk Mgmt For For For Committee Member (Simo Lushaba) 11 Elect Audit and Risk Mgmt For For For Committee Member (John Wetton) 12 Elect Audit and Risk Mgmt For For For Committee Member (Given Sibiya) 13 Appointment of Auditor Mgmt For For For 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phillips S. Mgmt For For For Baker, Jr. 2 Elect George R. Johnson Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect Donald K. Charter Mgmt For For For 1.3 Elect Richard J. Hall Mgmt For For For 1.4 Elect P. Gordon Mgmt For For For Stothart 1.5 Elect Mahendra Naik Mgmt For For For 1.6 Elect Timothy R. Snider Mgmt For For For 1.7 Elect Sybil E. Veenman Mgmt For For For 1.8 Elect Ronald P. Gagel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Atkinson Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect Kerry D. Dyte Mgmt For For For 1.4 Elect Glenn A. Ives Mgmt For For For 1.5 Elect Ave G. Lethbridge Mgmt For For For 1.6 Elect Elizabeth Mgmt For For For McGregor 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect Kelly J. Osborne Mgmt For For For 1.9 Elect J. Paul Rollinson Mgmt For For For 1.10 Elect David A. Scott Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stated Capital Mgmt For For For Reduction 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kirkland Lake Gold Ltd. Ticker Security ID: Meeting Date Meeting Status KL CUSIP 49741E100 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Shares for Mgmt For For For Acquisition of Detour Gold ________________________________________________________________________________ Kirkland Lake Gold Ltd. Ticker Security ID: Meeting Date Meeting Status KL CUSIP 49741E100 06/30/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Jonathan Gill Mgmt For For For 2.2 Elect Peter Grosskopf Mgmt For Withhold Against 2.3 Elect Ingrid J. Hibbard Mgmt For For For 2.4 Elect Arnold Klassen Mgmt For For For 2.5 Elect Elizabeth Mgmt For For For Lewis-Gray 2.6 Elect Anthony Makuch Mgmt For For For 2.7 Elect Barry P. Olson Mgmt For For For 2.8 Elect Jeff Parr Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of Mgmt For For For Unallocated Options Under the Long-Term Incentive Plan 6 Amendment to the Mgmt For For For Deferred Share Unit Plan ________________________________________________________________________________ New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CUSIP 644535106 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Renaud Adams Mgmt For For For 2.2 Elect Nicholas Chirekos Mgmt For For For 2.3 Elect Gillian Davidson Mgmt For For For 2.4 Elect James Gowans Mgmt For For For 2.5 Elect Margaret Mulligan Mgmt For For For 2.6 Elect Ian Pearce Mgmt For For For 2.7 Elect Marilyn Mgmt For For For Schonberner 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Mgmt For For For Unallocated Options Under the Stock Option Plan 5 Stock Option Plan Mgmt For For For Renewal 6 Amendment to the Mgmt For For For Long-Term Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 11/12/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter A.F. Hay Mgmt For For For 3 Re-elect Vickki Mgmt For For For McFadden 4 Equity Grant (MD/CEO Mgmt For For For Sandeep Biswas) 5 Equity Grant (Finance Mgmt For For For Director/CFO Gerard Bond) 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ Newmont Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Bruce R. Brook Mgmt For For For 3 Elect J. Kofi Bucknor Mgmt For For For 4 Elect Maura J. Clark Mgmt For For For 5 Elect Matthew Coon Come Mgmt For For For 6 Elect Noreen Doyle Mgmt For For For 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Jane Nelson Mgmt For For For 10 Elect Thomas Palmer Mgmt For For For 11 Elect Julio M. Quintana Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Approval of the 2020 Mgmt For For For Stock Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Northern Star Resources Limited Ticker Security ID: Meeting Date Meeting Status NST CINS Q6951U101 01/22/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Approve Issue of Mgmt For For For Securities (Executive chair Bill Beament) 4 Approve Issue of Mgmt For For For Securities (NED Mary Hackett) 5 Approve Issue of Mgmt For For For Securities (Former NED Christopher Rowe) 6 Approve Financial Mgmt For For For Assistance (Kalgoorlie Lake View Pty Ltd) ________________________________________________________________________________ Northern Star Resources Limited Ticker Security ID: Meeting Date Meeting Status NST CINS Q6951U101 11/14/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Approve Share Plan Mgmt For For For 4 Equity Grant (Chair) Mgmt For Against Against Bill Beament 5 Approve Termination Mgmt For For For Benefits 6 Approve NED Share Plan Mgmt N/A For N/A 7 Equity Grant (All NEDs) Mgmt N/A For N/A 8 Elect Mary Hackett Mgmt For For For 9 Elect Nicholas (Nick) Mgmt For For For L. Cernotta 10 Re-elect William Mgmt For For For (Bill) J. Beament 11 Re-elect John D. Mgmt For For For Fitzgerald ________________________________________________________________________________ OceanaGold Corporation Ticker Security ID: Meeting Date Meeting Status OGC CUSIP 675222103 06/19/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Ian M. Reid Mgmt For For For 2.2 Elect Paul B. Sweeney Mgmt For For For 2.3 Elect Geoff W. Raby Mgmt For For For 2.4 Elect Craig J. Nelsen Mgmt For For For 2.5 Elect Catherine A. Mgmt For For For Gignac 2.6 Elect Michael H L Mgmt For For For Holmes 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Osisko Gold Royalties Ltd Ticker Security ID: Meeting Date Meeting Status OR CUSIP 68827L101 06/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Baird Mgmt For For For 1.2 Elect Francoise Mgmt For For For Bertrand 1.3 Elect John Burzynski Mgmt For For For 1.4 Elect Christopher C. Mgmt For For For Curfman 1.5 Elect Joanne S. Mgmt For For For Ferstman 1.6 Elect William Murray Mgmt For For For John 1.7 Elect Pierre Labbe Mgmt For For For 1.8 Elect Charles E. Page Mgmt For For For 1.9 Elect Sean Roosen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Stock Mgmt For For For Option Plan 4 Amendment to the Mgmt For For For Employee Share Purchase Plan 5 Amendment to Mgmt For For For Restricted Share Unit Plan 6 Shareholder Rights Mgmt For For For Plan Renewal 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAAS CUSIP 697900108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Michael Steinmann Mgmt For For For 1.3 Elect Michael L. Mgmt For For For Carroll 1.4 Elect Neil de Gelder Mgmt For For For 1.5 Elect Walter T. Mgmt For For For Segsworth 1.6 Elect Gillian D. Mgmt For For For Winckler 1.7 Elect Charles A. Mgmt For For For Jeannes 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Richard O'Brien Mgmt For For For 2.2 Elect George Paspalas Mgmt For For For 2.3 Elect Peter Birkey Mgmt For For For 2.4 Elect David Smith Mgmt For For For 2.5 Elect Faheem Tejani Mgmt For For For 2.6 Elect Robin Bienenstock Mgmt For For For 2.7 Elect Jeane Hull Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Regis Resources Limited Ticker Security ID: Meeting Date Meeting Status RRL CINS Q8059N120 11/26/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Stephen (Steve) Mgmt For For For J. Scudamore 4 Re-elect Fiona Morgan Mgmt For For For 5 Renew Executive Mgmt For For For Incentive Plan 6 Equity Grant (MD/CEO Mgmt For For For Jim Beyer - LTI) 7 Equity Grant (MD/CEO Mgmt For For For Jim Beyer - STI) 8 Approve Increase in Mgmt N/A For N/A NED's Fee Cap ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 02/27/2020 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Tranche 1) 3 Approve Issue of Mgmt For Against Against Securities - Tranche 2 (ICM Limited) 4 Approve Issue of Mgmt For For For Securities (Chairman Martin Botha) 5 Approve Issue of Mgmt For For For Securities (MD/CEO John Welborn) 6 Approve Issue of Mgmt For For For Securities (NED Yasmin Broughton) 7 Approve Issue of Mgmt For For For Securities (NED Sabina Shugg) 8 Approve Issue of Mgmt For For For Securities (Taurus Mining Finance Fund) ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 05/21/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt N/A For N/A 3 Re-elect Mark Potts Mgmt For For For 4 Re-elect Sabina Shugg Mgmt For For For 5 Performance Rights Mgmt For For For Grant (MD/CEO John Welborn) 6 Renew Performance Mgmt For For For Rights Plan 7 Approve Termination Mgmt For For For Benefits 8 Deeds of Indemnity, Mgmt For For For Insurance and Access ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 11/21/2019 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Grant (MD/CEO Mgmt For Against Against John Welborn) ________________________________________________________________________________ Royal Gold, Inc. Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287108 11/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William M. Hayes Mgmt For For For 2 Elect Ronald J. Vance Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sandstorm Gold Ltd. Ticker Security ID: Meeting Date Meeting Status SSL CUSIP 80013R206 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Nolan Watson Mgmt For For For 2.2 Elect David Awram Mgmt For For For 2.3 Elect David De Witt Mgmt For For For 2.4 Elect Andrew T. Mgmt For For For Swarthout 2.5 Elect John P.A. Mgmt For For For Budreski 2.6 Elect Mary L. Little Mgmt For For For 2.7 Elect Vera Kobalia Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amend Exercise Price Mgmt For For For of Yamana Warrants ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 03/05/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Financial Mgmt For For For Assistance 3 Ratify Placement of Mgmt For For For Securities 4 Equity Grant (NED Mgmt For For For Martin Reed) 5 Equity Grant (NED Mgmt For For For Roric Smith) 6 Equity Grant (NED John Mgmt For For For Richards) 7 Equity Grant (Chair Mgmt For For For Anthony Kiernan) 8 Equity Grant (NED Mgmt For For For Samantha Tough) 9 Section 195 Approval Mgmt N/A For N/A ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 11/19/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Richards Mgmt For For For 3 Re-elect Martin Reed Mgmt For For For 4 Remuneration Report Mgmt N/A For N/A 5 Equity Grant (MD Mgmt For For For Raleigh Finlayson) 6 Approve Increase in Mgmt N/A For N/A NED's Fee Cap ________________________________________________________________________________ SEMAFO Inc. Ticker Security ID: Meeting Date Meeting Status SMF CUSIP 816922108 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ SSR Mining Inc. Ticker Security ID: Meeting Date Meeting Status SSRM CUSIP 784730103 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect A.E. Michael Mgmt For For For Anglin 2.2 Elect Paul Benson Mgmt For For For 2.3 Elect Brian R. Booth Mgmt For For For 2.4 Elect Simon A. Fish Mgmt For For For 2.5 Elect Gustavo A. Mgmt For For For Herrero 2.6 Elect Beverlee F. Park Mgmt For For For 2.7 Elect Steven P. Reid Mgmt For For For 2.8 Elect Elizabeth A. Mgmt For For For Wademan 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2020 Mgmt For For For Share Compensation Plan ________________________________________________________________________________ St Barbara Limited Ticker Security ID: Meeting Date Meeting Status SBM CINS Q8744Q173 10/23/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Moroney Mgmt For For For 4 Elect Stefanie Loader Mgmt For For For 5 Elect Steven G. Dean Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Robert Vassie) ________________________________________________________________________________ Teranga Gold Corporation Ticker Security ID: Meeting Date Meeting Status TGZ CUSIP 880797204 06/17/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan R. Hill Mgmt For For For 1.2 Elect Richard S. Young Mgmt For For For 1.3 Elect Simon P. Bottoms Mgmt For For For 1.4 Elect Jendayi E. Frazer Mgmt For For For 1.5 Elect Paula Caldwell Mgmt For For For St-Onge 1.6 Elect David J. Mimran Mgmt For For For 1.7 Elect Alan R. Thomas Mgmt For For For 1.8 Elect Frank D. Wheatley Mgmt For For For 1.9 Elect William J. Biggar Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Torex Gold Resources Inc. Ticker Security ID: Meeting Date Meeting Status TXG CUSIP 891054603 06/17/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew B. Adams Mgmt For For For 1.2 Elect Franklin L. Davis Mgmt For For For 1.3 Elect David A. Fennell Mgmt For For For 1.4 Elect Michael D. Murphy Mgmt For For For 1.5 Elect Elizabeth A. Mgmt For For For Wademan 1.6 Elect Frederick M. Mgmt For For For Stanford 1.7 Elect Robin A. Mgmt For For For Bienenstock 1.8 Elect Richard A. Howes Mgmt For For For 1.9 Elect Jody L.M Kuzenko Mgmt For For For 1.10 Elect Roy S. Slack Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to By-Law Mgmt For For For No.1 to Increase Quorum Requirements 4 Amendment to Advance Mgmt For For For Notice Provisions 5 Shareholder Rights Mgmt For For For Plan Renewal 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wesdome Gold Mines Ltd. Ticker Security ID: Meeting Date Meeting Status WDO CUSIP 95083R100 06/02/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Main Mgmt For For For 1.2 Elect Duncan Middlemiss Mgmt For For For 1.3 Elect Nadine Miller Mgmt For For For 1.4 Elect Warwick Mgmt For For For Morley-Jepson 1.5 Elect Brian N. Mgmt For For For Skanderbeg 1.6 Elect Edie Thome Mgmt For For For 1.7 Elect Bill Washington Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of the 2020 Mgmt For For For Omnibus Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wheaton Precious Metals Corp. Ticker Security ID: Meeting Date Meeting Status WPM CUSIP 962879102 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George L. Brack Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect R. Peter Gillin Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Douglas M. Holtby Mgmt For For For 1.6 Elect Glenn A. Ives Mgmt For For For 1.7 Elect Charles A. Mgmt For For For Jeannes 1.8 Elect Eduardo Luna Mgmt For For For 1.9 Elect Marilyn Mgmt For For For Schonberner 1.10 Elect Randy V.J. Mgmt For For For Smallwood 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Begeman Mgmt For For For 1.2 Elect Christiane Mgmt For For For Bergevin 1.3 Elect Alexander J. Mgmt For For For Davidson 1.4 Elect Richard P. Graff Mgmt For For For 1.5 Elect Kimberly Keating Mgmt For For For 1.6 Elect Peter J. Marrone Mgmt For For For 1.7 Elect Jane Sadowsky Mgmt For For For 1.8 Elect Dino Titaro Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect HUANG Zhen Mgmt For Against Against 9 Elect ZHANG Banglong Mgmt For For For 10 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 11 Authority to H Mgmt For For For Repurchase Shares 12 Amendments to Articles Mgmt For Against Against 13 Board Authorization Mgmt For Against Against for Amendments to Articles 14 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to H Mgmt For For For Repurchase Shares 3 Amendments to Articles Mgmt For Against Against 4 Board Authorization Mgmt For Against Against for Amendments to Articles 5 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts 5 Amendments to Articles Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Authority to Issue Mgmt For For For Renewable Bonds 8 Authority to Issue Mgmt For For For Super Short-Term Notes ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 02/04/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Registered Mgmt For For For Capital and Amendments to Articles 3 Amendments to Article Mgmt For Against Against 102 ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 02/04/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For Against Against 102 ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Debt Instruments 3 Authority to Give Mgmt For For For Guarantees 4 Authority to Give Mgmt For For For Guarantees (Makeng Mining) 5 Directors' Report Mgmt For For For 6 Independent Directors' Mgmt For For For Report 7 Supervisors' Report Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Annual Report Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Directors' and Mgmt For For For Supervisors' Fees 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 12/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against of Association 3 Amendments to Mgmt For Against Against Procedural Rules of Shareholders Meetings 4 Remuneration and Mgmt For For For Assessment of Directors and Supervisors 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect CHEN Jinghe Mgmt For Against Against 7 Elect LAN Fusheng Mgmt For Against Against 8 Elect ZOU Laichang Mgmt For For For 9 Elect LIN Hongfu Mgmt For For For 10 Elect LIN Hongying Mgmt For For For 11 Elect Xie Xionghui Mgmt For For For 12 Elect LI Jian Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Elect ZHU Guang Mgmt For For For 15 Elect MAO Jingwen Mgmt For For For 16 Elect LI Changqing Mgmt For For For 17 Elect He Fulong Mgmt For For For 18 Elect Stephen SUEN Man Mgmt For For For Tak 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect LIN Shuiqing as Mgmt For For For Supervisor 21 Elect FAN Wensheng as Mgmt For For For Supervisor 22 Elect XU Qiang as Mgmt For For For Supervisor 23 Non-Voting Meeting Note N/A N/A N/A N/A Fund Name : VanEck Vectors High Income Infrastructure MLP ETF ________________________________________________________________________________ Buckeye Partners, L.P. Ticker Security ID: Meeting Date Meeting Status BPL CUSIP 118230101 07/31/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 IFM Transaction Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes Fund Name : VanEck Vectors India Growth Leaders ETF ________________________________________________________________________________ Advanced Enzyme Technologies Limited Ticker Security ID: Meeting Date Meeting Status ADVENZYMES CINS Y0R165120 08/08/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Savita Rathi Mgmt For For For 5 Authority for Board Mgmt For For For Vacancy 6 Related Party Mgmt For For For Transactions (Advanced Bio-Agro Tech Limited) 7 Related Party Mgmt For For For Transactions (JC Biotech Private Limited) 8 Holding Office or Mgmt For For For Place of Profit by Mangala Kabra 9 Non-Executive Mgmt For For For Directors' Commission 10 Elect Kedar Desai Mgmt For For For 11 Elect Rasika Rathi Mgmt For For For 12 Elect Vilas M. Mgmt For For For Aurangabadkar 13 Elect Vinodkumar H. Mgmt For For For Jajoo ________________________________________________________________________________ Amara Raja Batteries Limited Ticker Security ID: Meeting Date Meeting Status AMARAJABAT CINS Y00968142 04/30/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For of Association 3 Re-Classification of Mgmt For For For Promoter Group Member ________________________________________________________________________________ Amber Enterprises India Ltd Ticker Security ID: Meeting Date Meeting Status AMBER CINS Y0102T106 08/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Daljit Singh Mgmt For For For 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Elect Girish Kumar Mgmt For For For Ahuja 6 Elect Sudha Pillai Mgmt For For For 7 Elect Satwinder Singh Mgmt For For For 8 Authority to Make Mgmt For Against Against Investments, Grant Loans and Give Guarantees 9 Related Party Mgmt For Against Against Transactions (Provision of Loan to Subsidiary) ________________________________________________________________________________ Anant Raj Ltd. Ticker Security ID: Meeting Date Meeting Status ANANTRAJ CINS Y01272122 07/06/2019 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Restructuring Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anant Raj Ltd. Ticker Security ID: Meeting Date Meeting Status ANANTRAJ CINS Y01272122 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Amit Sarin Mgmt For Against Against 5 Appointment of Ashok Mgmt For For For Sarin (Executive Chair); Approval of Remuneration 6 Appointment of Amit Mgmt For For For Sarin (Whole-Time Director and CEO-Real Estate Division); Approval of Remuneration 7 Appointment of Amar Mgmt For For For Sarin (Whole-Time Director and CEO-Project Division); Approval of Remuneration 8 Remuneration of Anil Mgmt For Against Against Sarin (Managing Director) 9 Approve Payment of Mgmt For For For Fees to Cost Auditors 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Andhra Bank Ticker Security ID: Meeting Date Meeting Status ANDHRABANK CINS Y01279119 02/26/2020 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Preferential Issuance Mgmt For For For of Shares w/o Preemptive Rights ________________________________________________________________________________ Andhra Bank Ticker Security ID: Meeting Date Meeting Status ANDHRABANK CINS Y01279119 07/29/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For ________________________________________________________________________________ Arvind Limited Ticker Security ID: Meeting Date Meeting Status ARVIND CINS Y02047119 08/06/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Punit S. Lalbhai Mgmt For For For 5 Appointment of Jayesh Mgmt For For For K. Shah (CFO); Approval of Remuneration 6 Elect Dileep C. Choksi Mgmt For For For 7 Elect Arpit K. Patel Mgmt For For For 8 Authority to Issue Mgmt For For For Non-Convertible Debentures 9 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Astec Lifesciences Limited Ticker Security ID: Meeting Date Meeting Status ASTEC CINS Y0433F106 07/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Rakesh Dogra Mgmt For Against Against 4 Reappointment of Ashok Mgmt For For For V. Hiremath (Managing Director); Approval of Remuneration 5 Reappointment of Mgmt For For For Arijit Mukherjee (Whole-Time Director); Approval of Remuneration 6 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Atul Ltd. Ticker Security ID: Meeting Date Meeting Status ATUL CINS Y0450Y111 07/31/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect T.R. Gopi Kannan Mgmt For For For 4 Appointment of T R Mgmt For For For Gopi Kannan (Whole-Time Director); Approval of Remuneration 5 Appointment of B.N. Mgmt For For For Mohanan (Whole-Time Director); Approval of Remuneration 6 Elect M.M. Chitale Mgmt For For For 7 Elect Shubhalakshmi Mgmt For For For Panse 8 Elect B.R. Arora Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Avanti Feeds Ltd. Ticker Security ID: Meeting Date Meeting Status AVANTI CINS Y0485G150 08/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect N. Ram Prasad Mgmt For For For 4 Elect Wai Yat PACO Lee Mgmt For For For 5 Elect A. Venkata Mgmt For For For Sanjeev 6 Appointment of A. Mgmt For For For Venkata Sanjeev (Whole-time Director); Approve Remuneration 7 Payment of Mgmt For Against Against Remuneration to Executive Promoter Directors 8 Elect A.V. Achar Mgmt For Against Against 9 Elect B.V. Kumar Mgmt For Against Against 10 Elect M.S.P. Rao Mgmt For For For 11 Elect K. Ramamohana Rao Mgmt For Against Against 12 Elect N.V.D.S. Raju Mgmt For For For 13 Elect Kaza Kiranmayee Mgmt For For For 14 Elect J.V. Ramudu Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bajaj Electricals Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJELEC CINS Y05477164 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Madhur Bajaj Mgmt For Against Against 4 Elect Pooja Bajaj Mgmt For Against Against 5 Elect Munish Khetrapal Mgmt For Against Against 6 Elect Rajiv Bajaj Mgmt For Against Against 7 Elect Anuj Poddar Mgmt For For For 8 Appointment of Anuj Mgmt For For For Poddar (Executive Director); Approval of Remuneration 9 Amendments to Articles Mgmt For For For 10 Authority to Set Cost Mgmt For For For Auditors Fees 11 Authority to Issue Mgmt For For For Non-Convertible Debentures 12 Non-Executive Mgmt For For For Directors' Commission 13 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Balrampur Chini Mills Ltd. Ticker Security ID: Meeting Date Meeting Status BALRAMCHIN CINS Y0548Y149 08/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Standalone Accounts Mgmt For For For and Reports 3 Consolidated Accounts Mgmt For For For and Reports 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Arvind Krishna Mgmt For For For Saxena 6 Non-Executive Mgmt For For For Directors' Commission 7 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ BEML Ltd Ticker Security ID: Meeting Date Meeting Status BEML CINS Y0881N114 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect D. K. Hota Mgmt For For For 5 Elect R. H. Muralidhara Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees 7 Elect Suresh S. Vastrad Mgmt For For For 8 Elect Md. Nazmuddin Mgmt For Against Against 9 Elect Arvind Kumar Mgmt For For For Arora 10 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Bhansali Engineering Polymers Ltd. Ticker Security ID: Meeting Date Meeting Status BEPL CINS Y0880R124 03/07/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jasmine Mgmt For Against Against Batliwalla ________________________________________________________________________________ Bhansali Engineering Polymers Ltd. Ticker Security ID: Meeting Date Meeting Status BEPL CINS Y0880R124 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Jayesh B. Mgmt For Against Against Bhansali 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Increase in Authorized Mgmt For For For Capital 7 Amendments to Mgmt For For For Memorandum of Association (Capital Clause) ________________________________________________________________________________ Birlasoft Ltd. Ticker Security ID: Meeting Date Meeting Status BSOFT CINS Y4984R147 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Standalone) 2 Accounts and Reports Mgmt For For For (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Amita Birla Mgmt For Against Against 6 Elect Chandrakant Birla Mgmt For For For 7 Elect Ashok Kumar Barat Mgmt For For For 8 Elect Nandita Gurjar Mgmt For For For 9 Elect Prasad Thrikutam Mgmt For For For 10 Approval of Mgmt For For For Remuneration Payable to Anjan Lahiri (Former Managing Director) 11 Approval of Mgmt For For For Remuneration Payable to Pawan Sharma (Former Whole-Time Director) 12 Appointment of Mgmt For For For Dharmander Kapoor (Managing Director and CEO); Approval of Remuneration 13 Adoption of New Mgmt For Against Against Articles 14 Non-Executive Mgmt For For For Directors' Commission ________________________________________________________________________________ Birlasoft Ltd. Ticker Security ID: Meeting Date Meeting Status BSOFT CINS Y4984R147 10/03/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of the Mgmt For Against Against Birlasoft Share Incentive Plan-2019 3 Extend Birlasoft Share Mgmt For Against Against Incentive Plan-2019 to Employees of Subsidiaries ________________________________________________________________________________ Bliss GVS Pharma Limited Ticker Security ID: Meeting Date Meeting Status BLISSGVS CINS Y0910L121 09/20/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Gautam R. Ashara Mgmt For Against Against 5 Appointment of S.N. Mgmt For For For Kamath (Managing Director); Approval of Remuneration 6 Appointment of Vibha Mgmt For For For G. Sharma (Whole-Time Director); Approval of Remuneration 7 Appointment of Shruti Mgmt For For For Vishal Rao (Whole-Time Director); Approval of Remuneration 8 Elect Mayank S. Mehta Mgmt For Against Against 9 Appointment of Gagan Mgmt For For For Harsh Sharma (Vice President, relative of Vibha G. Sharma); Approval of Remuneration 10 Appointment of Arjun Mgmt For For For Gautam Ashra (General Manager, relative of Gautam Rasiklal Ashra); Approval of Remuneration 11 Appointment of Vishal Mgmt For For For Vijay Rao (General Manager, relative of Shruti V. Rao); Approval of Remuneration 12 Related Party Mgmt For Against Against Transactions ________________________________________________________________________________ Bodal Chemicals Limited Ticker Security ID: Meeting Date Meeting Status BODALCHEM CINS Y0920D143 09/20/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Bhavin S. Patel Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Set Cost Mgmt For For For Auditor's Fees 8 Appointment of Ankit Mgmt For For For S. Patel (Executive Director); Approval of Remuneration 9 Revision of Mgmt For For For Remuneration of Suresh J. Patel (Chairman & Managing Director) 10 Revision of Mgmt For For For Remuneration of Bhavin S. Patel (Executive Director) 11 Elect and Appoint Mgmt For For For Kishorkumar Radadia (Director - Health, Safety and Environment); Approve Remuneration 12 Elect Ram Prasad Mgmt For For For Srivastava 13 Change in Location of Mgmt For For For Register of Members 14 Amendment to Borrowing Mgmt For For For Powers 15 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ Bombay Burmah Trading Corporation Limited Ticker Security ID: Meeting Date Meeting Status BOMBURH CINS Y0927D112 04/20/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ Bombay Dyeing & Manufacturing Company Ticker Security ID: Meeting Date Meeting Status BOMDYEING CINS Y0R6AQ102 08/05/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ness N. Wadia Mgmt For For For 5 Elect Sunil S. Lalbhai Mgmt For For For 6 Elect Gauri Kirloskar Mgmt For For For 7 Elect S. Ragothaman Mgmt For Against Against 8 Authority to set Cost Mgmt For For For Auditor's fees 9 Payment of Mgmt For For For Remuneration to Jehangir N. Wadia (Managing Director) for FY 2016-17 ________________________________________________________________________________ BSE Limited Ticker Security ID: Meeting Date Meeting Status BSE CINS Y0R9BJ101 03/23/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Payment of Minimum Mgmt For For For Remuneration to Ashishkumar Chauhan (Managing Director & CEO) ________________________________________________________________________________ BSE Limited Ticker Security ID: Meeting Date Meeting Status BSE CINS Y0R9BJ101 07/15/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Resignation of Mgmt For For For Rajeshree Sabnavis 4 Authority to Mgmt For For For Repurchase Shares 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Can Fin Homes Ltd. Ticker Security ID: Meeting Date Meeting Status CANFINHOME CINS Y1083T149 07/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Shreekant M. Mgmt For For For Bhandiwad 5 Elect Yeluri Vujayanand Mgmt For For For 6 Elect S Subramanian Mgmt For Against Against 7 Elect Debashish Mgmt For For For Mukherjee 8 Elect Sarada Kumar Mgmt For For For Hota (Managing Director); Approval of Remuneration 9 Deposits from Members Mgmt For Against Against and/or the Public 10 Related Party Mgmt For For For Transactions 11 Elect G. Naganathan Mgmt For For For 12 Amendment to Borrowing Mgmt For For For Powers 13 Authority to Issue Non Mgmt For Against Against -Convertible Debentures 14 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 15 Amendments to Articles Mgmt For For For ________________________________________________________________________________ CARE Ratings Ltd. Ticker Security ID: Meeting Date Meeting Status CARERATING CINS Y1R7BV106 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect V Chandrasekaran Mgmt For Against Against 4 Elect Sonal Gunvant Mgmt For For For Desai 5 Elect Najib Shah Mgmt For For For 6 Elect M. Mathisekaran Mgmt For For For 7 Elect Ananth Narayan Mgmt For For For Gopalakrishnan ________________________________________________________________________________ Ceat Ltd. Ticker Security ID: Meeting Date Meeting Status CEATLTD CINS Y1229V149 08/01/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Harsh Vardhan Mgmt For For For Goenka 5 Appointment of Branch Mgmt For For For Auditors 6 Authority to Set Cost Mgmt For For For Auditor's Fees 7 Elect Atul C. Choksey Mgmt For Against Against 8 Elect Mahesh S. Gupta Mgmt For Against Against 9 Elect Haigreve Khaitan Mgmt For Against Against 10 Elect Punita Lal Mgmt For For For 11 Elect Vinay Bansal Mgmt For Against Against 12 Approve Payment to H. Mgmt For Against Against V. Goenka (Non-Executive Chair) 13 Amendment to Borrowing Mgmt For For For Powers 14 Authority to Mortgage Mgmt For For For Assets 15 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ Central Depository Services (India) Ltd. Ticker Security ID: Meeting Date Meeting Status CDSL CINS Y1R465106 07/27/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appoint MD/CEO; Mgmt For Against Against Approve Remuneration 2 Prior Approval of Mgmt For For For Appointment of Masil Jeya Mohan as an Executive Director and Shareholder Representative 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Central Depository Services (India) Ltd. Ticker Security ID: Meeting Date Meeting Status CDSL CINS Y1R465106 09/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Nayan Mgmt For Against Against Chandrakant Mehta 4 Ratification of Mgmt For For For Auditor and Authority to Set Fees ________________________________________________________________________________ Century Plyboards (India) Limited Ticker Security ID: Meeting Date Meeting Status CENTURYPLY CINS Y1274H102 09/04/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Ajay Baldawa Mgmt For For For 4 Elect Nikita Bansal Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Vijay Chibber Mgmt For For For 7 Elect Sunil Mitra Mgmt For For For 8 Elect Debanjan Mandal Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Chambal Fertilisers & Chemicals Limited Ticker Security ID: Meeting Date Meeting Status CHAMBLFERT CINS Y12916139 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Shyam Sunder Mgmt For Against Against Bhartia 5 Appointment of Anil Mgmt For For For Kapoor (Managing Director); Approval of Remuneration 6 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Chennai Petroleum Corporation Limited Ticker Security ID: Meeting Date Meeting Status CHENNPETRO CINS Y53733112 08/21/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gopal Aravindan Mgmt For Against Against 3 Elect Perin Devi Rao Mgmt For Against Against 4 Elect Raghunathan Mgmt For For For Srikanthan 5 Elect D. Duraiganesan Mgmt For For For 6 Approve Payment of Mgmt For For For Fees to Cost Auditors 7 Amendment to Borrowing Mgmt For For For Powers 8 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ Chennai Super Kings Cricket Limited Ticker Security ID: Meeting Date Meeting Status NA CINS Y1R2A3118 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sabaretnam Mgmt For Against Against Lakshmanan 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Kalyanasundaram Mgmt For For For Balasubramanyam ________________________________________________________________________________ DCM Shriram Ltd Ticker Security ID: Meeting Date Meeting Status DCMSHRIRAM CINS Y2023T132 07/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Ajit S. Shriram Mgmt For For For 6 Elect K.K. Sharma Mgmt For For For 7 Authority to Set Cost Mgmt For For For Auditor's Fees 8 Appointment of K.K. Mgmt For For For Kaul (Whole-Time Director); Approval of Remuneration 9 Elect Pradeep Dinodia Mgmt For Against Against 10 Elect Vimal Bhandari Mgmt For Against Against 11 Elect Sunil Kant Munjal Mgmt For Against Against 12 Amendment to Borrowing Mgmt For For For Powers 13 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ Deepak Fertilisers & Petrochemicals Corp Ltd Ticker Security ID: Meeting Date Meeting Status DEEPAKFERT CINS Y2025D119 08/14/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Parul S. Mehta Mgmt For For For 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Elect Partha Mgmt For Against Against Bhattacharyya 7 Elect Alok Perti Mgmt For For For 8 Elect Amit Biswas Mgmt For For For 9 Waiver of Excess Mgmt For For For Remuneration for S. C. Mehta (Chair and Managing Director) for Financial Year 2018-19 10 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights ________________________________________________________________________________ Delta Corp Limited Ticker Security ID: Meeting Date Meeting Status DELTACORP CINS Y1869P105 07/24/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chetan Desai Mgmt For For For 4 Elect Rajesh Jaggi Mgmt For Against Against 5 Elect Ravinder Kumar Mgmt For For For Jain 6 Elect Alpana Piramal Mgmt For Against Against Chinai 7 Elect Vrajesh Udani Mgmt For For For 8 Related Party Mgmt For For For Transactions with Daman Hospitality Private Limited 9 Approval of Delta Mgmt For For For Employees Stock Appreciation Rights Plan 2019 10 Extension of Delta Mgmt For For For Employees Stock Appreciation Rights Plan 2019 to Subsidiary Companies ________________________________________________________________________________ Den Networks Ltd Ticker Security ID: Meeting Date Meeting Status DEN CINS Y2032S109 03/27/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Location of Mgmt For For For the Company's Registered Office 3 Elect Rajendra Mgmt For For For Dwarkadas Hingwala ________________________________________________________________________________ Den Networks Ltd Ticker Security ID: Meeting Date Meeting Status DEN CINS Y2032S109 09/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sameer Manchanda Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ajaya Chand Mgmt For Against Against 5 Elect Atul Sharma Mgmt For Against Against 6 Elect Anuj Jain Mgmt For Against Against 7 Elect Geeta Fulwadaya Mgmt For For For 8 Elect Saurabh Sancheti Mgmt For For For 9 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Dewan Housing Finance Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status DHFL CINS Y2055V112 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Dheeraj R. Mgmt For Against Against Wadhawan 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Alok Kumar Misra Mgmt For For For 6 Elect Sunjoy Joshi Mgmt For For For 7 Elect Deepali Pant Mgmt For For For Joshi 8 Elect Srinath Sridharan Mgmt For Against Against 9 Increase in Authorized Mgmt For For For Capital 10 Conversion of Debt Mgmt For For For into Equity Shares 11 Amendments to Articles Mgmt For Against Against of Association 12 Divestiture Mgmt For For For ________________________________________________________________________________ Dilip Buildcon Limited Ticker Security ID: Meeting Date Meeting Status DBL CINS Y2073Z103 09/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Seema Suryavanshi Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Ratna Mgmt For For For Vishwanathan 6 Approve Payment of Mgmt For For For Fees to Cost Auditors 7 Elect Satish C. Pandey Mgmt For For For 8 Authority to Issue Mgmt For For For Non-Convertible Debentures 9 Authority to Issue Mgmt For For For Commercial Papers 10 Authority to Give Mgmt For Against Against Guarantees 11 Increase in Authorized Mgmt For For For Capital 12 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 13 Directors' Commission Mgmt For For For ________________________________________________________________________________ Dixon Technologies (India) Ltd Ticker Security ID: Meeting Date Meeting Status DIXON CINS Y2R8FN106 07/31/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sunil Vachani Mgmt For Against Against 5 Approve Payment of Mgmt For For For Fees to Cost Auditors 6 Elect Keng Tsung Kuo Mgmt For For For 7 Elect Manoj Maheshwari Mgmt For For For 8 Elect Manuji Zarabi Mgmt For For For 9 Elect Poornima Shenoy Mgmt For For For ________________________________________________________________________________ Dredging Corporation of India Ltd Ticker Security ID: Meeting Date Meeting Status DREDGECORP CINS Y2107Z111 08/08/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect and Appoint Mgmt For For For Rajesh Tripathi (Managing Director); Approval of Remuneration 6 Elect Rinkesh Roy Mgmt For Against Against 7 Elect Sanjay Mgmt For For For Jagdishchandra Sethi 8 Elect Sanjay Kumar Mgmt For For For Mehta 9 Elect Anoop Kumar Mgmt For For For Sharma 10 Elect Balachandran Mgmt For Against Against Srinivasan 11 Elect Kartik Mgmt For For For Subramaniam 12 Elect Bhuvaragan Mgmt For For For Poiyaamozhi 13 Related Party Mgmt For For For Transactions 14 Adoption of New Mgmt For For For Memorandum 15 Adoption of New Mgmt For For For Articles ________________________________________________________________________________ E.I.D. Parry (India) Limited Ticker Security ID: Meeting Date Meeting Status EIDPARRY CINS Y67828163 07/29/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Standalone Accounts Mgmt For For For and Reports 2 Consolidated Accounts Mgmt For For For and Reports 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Ramesh K.B. Menon Mgmt For Against Against 5 Elect Gounder V. Mgmt For For For Manickam 6 Revise Remuneration of Mgmt For For For S. Suresh (Managing Director) 7 Authority to Set Cost Mgmt For For For Auditors' Fees 8 Authority to Issue Mgmt For For For Non-Convertible Debentures 9 Non-Executive Mgmt For For For Directors' Commission ________________________________________________________________________________ Engineers India Limited Ticker Security ID: Meeting Date Meeting Status ENGINERSIN CINS Y2294S136 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vipin Bhandari Mgmt For For For 5 Elect Lalit Kumar Vijh Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees 7 Elect Sunil Bhatia Mgmt For For For 8 Elect Mukesh Khare Mgmt For Against Against 9 Elect Arusha Vasudev Mgmt For Against Against 10 Elect Vikas Khushalrao Mgmt For Against Against Deshpande 11 Elect Umesh Chandra Mgmt For For For Pandey 12 Elect Sanjeev Kumar Mgmt For Against Against Handa 13 Elect Bollavaram Mgmt For For For Nagabhushana Reddy 14 Elect M. Arulmurugan Mgmt For For For 15 Adoption of New Mgmt For Against Against Articles ________________________________________________________________________________ Eros International Plc Ticker Security ID: Meeting Date Meeting Status EROS CUSIP G3788M114 12/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dilip Jayantilal Mgmt For Against Against Thakkar 3 Elect Rishika Lulla Mgmt For For For Singh 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Escorts Limited Ticker Security ID: Meeting Date Meeting Status ESCORTS CINS Y2296W127 04/22/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Preferential Issuance Mgmt For For For of Shares w/o Preemptive Rights 3 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Escorts Limited Ticker Security ID: Meeting Date Meeting Status ESCORTS CINS Y2296W127 12/11/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Nitasha Mgmt For For For Nanda as Whole-Time Director 3 Approval of Mgmt For For For Remuneration of Nitasha Nanda as Whole-Time Director ________________________________________________________________________________ Eveready Industries India Limited Ticker Security ID: Meeting Date Meeting Status EVEREADY CINS Y2361Z120 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Amritanshu Mgmt For For For Khaitan 4 Appointment of Auditor Mgmt For For For to Fill Casual Vacancy and Authority to Set Fees 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Arundhuti Dhar Mgmt For For For 7 Elect Mahesh Shah Mgmt For For For 8 Elect Kamalkishore C. Mgmt For For For Jani 9 Authority to Mortgage Mgmt For For For Assets 10 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Firstsource Solutions Limited Ticker Security ID: Meeting Date Meeting Status FSL CINS Y25655104 08/02/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shashwat Goenka Mgmt For For For 4 Elect Pratip Chaudhuri Mgmt For For For 5 Elect Sunil Mitra Mgmt For For For 6 Elect Charles Richard Mgmt For For For Vernon Stagg 7 Elect Pradip Kumar Mgmt For Against Against Khaitan 8 Approval of Mgmt For Against Against Firstsource Employees Stock Option Scheme 2019 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Future Enterprises Ltd. Ticker Security ID: Meeting Date Meeting Status FEL CINS Y6722V140 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Vijay Biyani Mgmt For For For 4 Remuneration of Vijay Mgmt For For For Biyani (Managing Director) 5 Elect Haresh Chawla Mgmt For For For 6 Elect V. K. Chopra Mgmt For Against Against 7 Elect Bala Despande Mgmt For Against Against 8 Appointment of Dinesh Mgmt For For For Maheshwari (Executive Director and CFO); Approval of Remuneration 9 Authority to Issue Mgmt For For For Non-Convertible Debentures 10 Approval of Future Mgmt For Against Against Enterprises Limited Employee Stock Option Plan 2019 11 Extension of Future Mgmt For Against Against Enterprises Limited Employee Stock Option Plan 2019 to Employees of Subsidiaries 12 Acquisition of the Mgmt For Against Against Company's Shares on the Secondary Market to Implement the Future Enterprises Limited Employee Stock Option Plan 2019 13 Implementation of Mgmt For Against Against Future Enterprises Limited Employee Stock Option Plan 2019 Through Trust 14 Provision of Loan to Mgmt For Against Against Trust to Acquire Shares to Implement Future Enterprises Limited Employee Stock Option Plan 2019 15 Related Party Mgmt For For For Transactions 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gateway Distriparks Limited Ticker Security ID: Meeting Date Meeting Status GDL CINS Y26839103 08/13/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Mamta Gupta Mgmt For For For 5 Remuneration Payable Mgmt For Against Against to Executive Promoter Directors ________________________________________________________________________________ Gati Limited Ticker Security ID: Meeting Date Meeting Status GATI CINS Y26835135 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against (Standalone) 2 Accounts and Reports Mgmt For Against Against (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Yasuhiro Kaneda Mgmt For Against Against 5 Appointment Of Branch Mgmt For For For Auditor 6 Elect Sushil Kumar Mgmt For For For Jiwarajka 7 Elect Savita Menon Mgmt For For For 8 Elect KL Chugh Mgmt For Against Against 9 Elect P Sudhakar Reddy Mgmt For Against Against 10 Elect N. Srinivasan Mgmt For Against Against 11 Elect Sunil Alagh Mgmt For For For 12 Elect PN Shukla Mgmt For Against Against ________________________________________________________________________________ GIC Housing Finance Ltd Ticker Security ID: Meeting Date Meeting Status GICHSGFIN CINS Y2708Y117 09/19/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect A. V. Girija Mgmt For Against Against Kumar 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Sashikala Mgmt For Against Against Muralidharan 6 Elect Tajinder Mgmt For For For Mukherjee 7 Elect Girish Mgmt For For For Radhakrishnan 8 Elect Atul Sahai Mgmt For For For 9 Amendment to Borrowing Mgmt For For For Powers 10 Authority to Mortgage Mgmt For For For Assets 11 Authority to Issue Mgmt For Against Against Redeemable Non-Convertible Debentures 12 Related Party Mgmt For Against Against Transactions 13 Amendments to Mgmt For For For Memorandum (Objects Clause) 14 Amendments to Mgmt For For For Memorandum (Liability Clause) 15 Adoption of New Mgmt For Against Against Articles 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Godfrey Phillips India Limited Ticker Security ID: Meeting Date Meeting Status GODFRYPHLP CINS Y2731H156 09/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Samir Kumar Modi Mgmt For Against Against 6 Elect Ruchir Kumar Modi Mgmt For For For 7 Elect Nirmala Bagri Mgmt For For For 8 Elect Lalit Bhasin Mgmt For Against Against 9 Elect Anup N. Kothari Mgmt For Against Against 10 Approve Payment of Mgmt For Against Against Commission to Ruchir Kumar Modi (Non-Executive Director) ________________________________________________________________________________ Granules India Ltd. Ticker Security ID: Meeting Date Meeting Status GRANULES CINS Y2849A135 03/09/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Granules India Ltd. Ticker Security ID: Meeting Date Meeting Status GRANULES CINS Y2849A135 08/29/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Uma Devi Mgmt For For For Chigurupati 4 Ratification of Mgmt For For For Appointment of Arun Sawhney 5 Elect Arun Sawhney Mgmt For For For 6 Ratification of Mgmt For For For Appointment of Robert George Cunard 7 Elect Robert George Mgmt For For For Cunard 8 Ratification of Mgmt For For For Appointment of Jyothi Prasad 9 Elect Jyothi Prasad Mgmt For For For 10 Elect C. Parthasarathy Mgmt For Against Against 11 Elect Arun Rao Mgmt For For For Akinepally 12 Appointment of Krishna Mgmt For Against Against Prasad Chigurupati (Managing Director); Approval of Remuneration ________________________________________________________________________________ Granules India Ltd. Ticker Security ID: Meeting Date Meeting Status GRANULES CINS Y2849A135 10/10/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Harsha Mgmt For For For Chigurupati (Executive Director); Approval of Remuneration ________________________________________________________________________________ Greaves Cotton Limited Ticker Security ID: Meeting Date Meeting Status GREAVESCOT CINS Y2881B140 08/08/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Retirement of Vijay Rai Mgmt For For For 4 Elect Vikram Tandon Mgmt For Against Against 5 Elect Arvind Kumar Mgmt For For For Singhal 6 Elect Navneet Singh Mgmt For For For 7 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Greaves Cotton Limited Ticker Security ID: Meeting Date Meeting Status GREAVESCOT CINS Y2881B140 12/01/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Nagesh Mgmt For For For Basvanhalli (Managing Director) and CEO); Approval of Remuneration 3 Reclassification of Mgmt For For For Share Capital 4 Adoption of the Mgmt For For For Greaves Cotton Employees Stock Option Plan 2019 5 Extension of the Mgmt For For For Greaves Cotton Employees Stock Option Plan 2019 to Employees of the Holding Company and to Subsidiaries ________________________________________________________________________________ Gujarat Mineral Development Corp. Ltd Ticker Security ID: Meeting Date Meeting Status GMDCLTD CINS Y2946M131 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Gauri Kumar Mgmt For For For 6 Elect Nitin Shukla Mgmt For Against Against 7 Elect S.B. Dangayach Mgmt For For For 8 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ Gujarat Narmada Valley Fertilizers & Chemicals Limited Ticker Security ID: Meeting Date Meeting Status GNFC CINS Y29446120 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Mamta Verma Mgmt For For For 5 Elect Sujit Gulati Mgmt For Against Against 6 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ GVK Power & Infrastructure Limited Ticker Security ID: Meeting Date Meeting Status GVKPIL CINS Y2962K118 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect G V Sanjay Reddy Mgmt For For For 4 Elect G V Krishna Reddy Mgmt For For For 5 Elect Ch G Krishna Mgmt For Against Against Murthy 6 Elect Sundaram Mgmt For Against Against Balasubramanian 7 Elect Anumolu Mgmt For For For Rajasekhar 8 Elect Sudha Vasanth Mgmt For Against Against 9 Elect S Anwar Mgmt For Against Against 10 Appointment of A. Mgmt For For For Issac George (Whole-time Director and Chief Financial Officer); Approval of Remuneration ________________________________________________________________________________ HCL Infosystems Limited Ticker Security ID: Meeting Date Meeting Status HCL-INSYS CINS Y3119E138 09/16/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Pawan Kumar Mgmt For For For Danwar 3 Elect Kaushik Dutta Mgmt For For For 4 Elect Sangeeta Talwar Mgmt For For For 5 Elect Nikhil Sinha Mgmt For Against Against 6 Revision of Mgmt For Against Against Remuneration for Rangarajan Raghavan (Managing Director) 7 Divestiture Mgmt For Abstain Against 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Himachal Futuristic Communications Ltd Ticker Security ID: Meeting Date Meeting Status HFCL CINS Y3196Q145 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends (Preference Share) 4 Allocation of Mgmt For For For Profits/Dividends (Ordinary Shares) 5 Elect Arvind Kharabanda Mgmt For For For 6 Elect Tamali Sengupta Mgmt For For For 7 Directors' Commission Mgmt For For For 8 Amendments to Articles Mgmt For For For Regarding Name Change 9 Amendment to Borrowing Mgmt For For For Powers 10 Authority to Mortgage Mgmt For For For Assets 11 Conversion of Loans Mgmt For Against Against into Equity Shares ________________________________________________________________________________ Himadri Speciality Chemical Limited Ticker Security ID: Meeting Date Meeting Status HSCL CINS Y3196Z129 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Vijay Kumar Mgmt For Against Against Choudhary 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Elect Sucharita Basu De Mgmt For For For 7 Elect Santimoy Dey Mgmt For Against Against 8 Elect Hanuman Mal Mgmt For For For Choraria 9 Appointment of Bankey Mgmt For For For Lal Choudhary (Whole-Time Director); Approval of Remuneration 10 Elect Anurag Choudhary Mgmt For For For 11 Elect Tushar Choudhary Mgmt For For For 12 Elect Amit Choudhary Mgmt For For For 13 Appointment of Anurag Mgmt For For For Choudhary (Managing Director & CEO); Approval of Remuneration 14 Appointment of Tushar Mgmt For For For Choudhary (Whole-Time Director); Approval of Remuneration 15 Appointment of Amit Mgmt For For For Choudhary (Whole-Time Director); Approval of Remuneration ________________________________________________________________________________ Himatsingka Seide Limited Ticker Security ID: Meeting Date Meeting Status HIMATSEIDE CINS Y3196U138 09/24/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect D. K. Himatsingka Mgmt For Against Against 6 Elect Pradeep Bhargava Mgmt For For For 7 Remuneration of D.K. Mgmt For Against Against Himatsingka (Executive Chairman) 8 Remuneration of Mgmt For Against Against Shrikant Himatsingka (Managing Director and CEO) ________________________________________________________________________________ Hindustan Construction Company Limited Ticker Security ID: Meeting Date Meeting Status HCC CINS Y3213Q136 09/09/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Sale of Mgmt For For For Beneficial Interest/Rights in Awards and Claims 3 Waiver of Excess Mgmt For Against Against Remuneration for Ajit Gulabchand (Chairman & Managing Director) for FY 2014-15 4 Waiver of Excess Mgmt For Against Against Remuneration for Ajit Gulabchand (Chairman & Managing Director) for FY 2015-16 ________________________________________________________________________________ Hindustan Construction Company Limited Ticker Security ID: Meeting Date Meeting Status HCC CINS Y3213Q136 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Nateri Ramanuj Mgmt For Against Against Acharyulu 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Anil Chandan Mal Mgmt For Against Against Singhvi 6 Elect Santosh Mgmt For For For Janakiram Iyer 7 Elect Mahendra Singh Mgmt For For For Mehta 8 Approve Remuneration Mgmt For For For of Ajit Gulabchand (Chair and Managing Director) 9 Payment of Mgmt For For For Remuneration of Shalaka Gulabchand Dhawan (Whole-time Director) 10 Appointment of Shalaka Mgmt For For For Gulabchand Dhawan (Management Advisor) 11 Revision of Mgmt For For For Remuneration of Arjun Dhawan (CEO and Whole-time Director) 12 Authority to Set Cost Mgmt For For For Auditor's Fees 13 Reclassification of Mgmt For For For Promoter Group 14 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights ________________________________________________________________________________ Hindustan Copper Ltd. Ticker Security ID: Meeting Date Meeting Status HINDCOPPER CINS Y3213W117 07/31/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Santosh Sharma Mgmt For For For 4 Elect Sukhen Kumar Mgmt For For For Bandyopadhyay 5 Authority to Set Mgmt For Against Against Auditor's Fees 6 Elect Arun Kumar Shukla Mgmt For Against Against 7 Elect Simantini Jena Mgmt For For For 8 Elect Hemant Mehtani Mgmt For Against Against 9 Elect Dileep Chaudhary Mgmt For Against Against 10 Authority to set Cost Mgmt For For For Auditor's fees 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Ratify Mgmt For For For the Terms of the Share Issuance 13 Amendment to Borrowing Mgmt For For For Powers 14 Authority to Mortgage Mgmt For For For Assets ________________________________________________________________________________ Hindustan Oil Exploration Co Ltd Ticker Security ID: Meeting Date Meeting Status HINDOILEXP CINS Y3224Q117 08/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Ramasamy Mgmt For For For Jeevanandam 4 Elect Vivek Rae Mgmt For For For 5 Special Bonus to Mgmt For For For Elango Pandarinathan (Managing Director) & Ramsamy Jeevanandam (Executive Director & CFO) 6 Reclassification of Mgmt For For For Promoter Group 7 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ Hindustan Unilever Limited Ticker Security ID: Meeting Date Meeting Status HINDUNILVR CINS Y3222L102 06/30/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Devopam Narendra Mgmt For For For Bajpai 4 Elect Srinivas Phatak Mgmt For For For 5 Elect Wilhelmus Uijen Mgmt For For For 6 Elect Ashish Gupta Mgmt For For For 7 Non-Executive Mgmt For For For Directors' Commission 8 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ Housing Development and Infrastructure Limited Ticker Security ID: Meeting Date Meeting Status HDIL CINS Y3722J102 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sarang R. Mgmt For For For Wadhawan 3 Authority to set Cost Mgmt For For For Auditor's fees 4 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 5 Elect Hazari Lal Mgmt For For For 6 Elect Sandhya Baliga Mgmt For For For 7 Elect Lalit Mohan Mehta Mgmt For Against Against ________________________________________________________________________________ Huhtamaki PPL Ltd Ticker Security ID: Meeting Date Meeting Status PAPERPROD CINS Y67268139 06/30/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sami Pauni Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Set Cost Mgmt For For For Auditors Fees 6 Elect Seema Modi Mgmt For For For 7 Elect Ashok Kumar Barat Mgmt For For For 8 Appoint Ranjeev Lodha Mgmt For For For (Executive Director & CFO); Approval of Remuneration ________________________________________________________________________________ IDFC Limited Ticker Security ID: Meeting Date Meeting Status IDFC CINS Y40805114 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Anshuman Sharma Mgmt For For For 3 Elect Ritu Anand Mgmt For For For 4 Authority to Issue Mgmt For For For Non-Convertible Securities ________________________________________________________________________________ IFCI Limited Ticker Security ID: Meeting Date Meeting Status IFCI CINS Y8743E123 10/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Narayanaswamy Mgmt For Against Against Balakrishnan 5 Authority to Set Mgmt For For For Auditor's Fees 6 Authority to Issue Mgmt For For For Debt Instruments ________________________________________________________________________________ Indiabulls Real Estate Limited Ticker Security ID: Meeting Date Meeting Status IBREALEST CINS Y3912A101 03/17/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mortgage Mgmt For For For Assets 3 Authority to Grant Mgmt For Against Against Loans and Give Guarantees 4 Implementation of ESOS Mgmt For For For - 2010 Through Employees Welfare Trust and Acquisition of the Company's Shares on the Secondary Market 5 Provision of Loan to Mgmt For For For Employees Welfare Trust to Acquire Shares to Implement the ESOS - 2010 ________________________________________________________________________________ Indiabulls Real Estate Limited Ticker Security ID: Meeting Date Meeting Status IBREALEST CINS Y3912A101 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Gurbans Singh Mgmt For For For 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Reappointment of Mgmt For Against Against Narendra Gehlaut (Executive Director and Vice Chair); Approval of Remuneration 5 Reappointment of Mgmt For Against Against Gurbans Singh (Executive Director designated as Joint Managing Director); Approval of Remuneration 6 Reappointment of Mgmt For Against Against Vishal Gaurishankar Damani (Executive Director designated as Joint Managing Director); Approval of Remuneration 7 Elect Praveen Kumar Mgmt For For For Tripathi 8 Elect Gurinder Singh Mgmt For For For 9 Sale of London Property Mgmt For For For 10 Authority to Issue Mgmt For For For Non-Convertible Debentures/Bonds ________________________________________________________________________________ Indiamart Intermesh Ltd. Ticker Security ID: Meeting Date Meeting Status INDIAMART CINS Y39213106 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Dhruv Prakash Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Payment of Mgmt For Against Against Professional Fees to Dhruv Prakash 6 Appointment of Dinesh Mgmt For Against Against Chandra Agarwal (Managing Director and CEO); Approval of Remuneration 7 Appointment of Brijesh Mgmt For For For Kumar Agarwal (Whole-Time Director); Approval of Remuneration 8 Ratification and Mgmt For Against Against Implementation of the Indiamart Employee Stock Benefit Scheme - 2018 9 Granting of Awards Mgmt For Against Against Under the Indiamart Employee Stock Benefit Scheme - 2018 10 Variation of the Terms Mgmt For Against Against of the Indiamart Employee Stock Benefit Scheme - 2018 ________________________________________________________________________________ Indostar Capital Finance Ltd Ticker Security ID: Meeting Date Meeting Status INDOSTAR CINS Y3R74M100 08/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect R. Sridhar Mgmt For For For 4 Elect Bobby Kanu Parikh Mgmt For For For 5 Amendment to Borrowing Mgmt For For For Powers 6 Authority to Issue Mgmt For Against Against Non-Convertible Debentures 7 Amendment to Foreign Mgmt For For For Investor Restrictions 8 Authority to Sell, Mgmt For For For Assign, Securitize Loan Receivables 9 Election and Mgmt For Against Against Appointment of Shailesh Shirali (Whole-time Director); Approval of Remuneration ________________________________________________________________________________ Infibeam Avenues Ltd. Ticker Security ID: Meeting Date Meeting Status INFIBEAM CINS Y408DZ130 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ajit Mehta Mgmt For For For 3 Elect Keyoor Bakshi Mgmt For For For 4 Elect Roopkishan Dave Mgmt For Against Against 5 Elect Vijaylaxmi Mgmt For Against Against Tulsidas Sheth 6 Approval to Remove S R Mgmt For For For B C & Co. as a Joint Statutory Auditor 7 Approval of Employee Mgmt For Against Against Stock Option Plan 2019-20 8 Extension of ESOP Mgmt For Against Against 2019-20 to Employees of Subsidiaries 9 Authority to Make Mgmt For For For Investments, Grant Loans and Give Guarantees ________________________________________________________________________________ Infosys Ltd Ticker Security ID: Meeting Date Meeting Status INFY CUSIP 456788108 06/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Salil S. Parekh Mgmt For For For 4 Elect Uri Levine Mgmt For For For ________________________________________________________________________________ Intellect Design Arena Ltd Ticker Security ID: Meeting Date Meeting Status INTELLECT CINS Y4R932109 08/21/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Anil Kumar Verma Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Vijaya Sampath Mgmt For For For 5 Elect Andrew Ralph Mgmt For Against Against England 6 Elect Arun Shekhar Aran Mgmt For For For 7 Non-Executive Mgmt For For For Directors' Commission 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ International Paper APPM Limited Ticker Security ID: Meeting Date Meeting Status IPAPPM CINS Y0128P146 08/01/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Russell V. Harris Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Madras Seshamani Mgmt For For For Ramachandran 5 Elect Praveen P. Kadle Mgmt For For For 6 Elect Adhiraj Sarin Mgmt For For For 7 Elect Milind S. Sarwate Mgmt For For For 8 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Ipca Laboratories Limited Ticker Security ID: Meeting Date Meeting Status IPCALAB CINS Y4175R146 08/13/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Prashant Godha Mgmt For Against Against 6 Elect Premchand G. Mgmt For For For Godha 7 Reappointment of Mgmt For For For Pranay Godha (Executive Director); Approval of Remuneration 8 Reappointment of Ajit Mgmt For For For Kumar Jain (Joint Managing Director); Approval of Remuneration 9 Elect Kamal Kishore Mgmt For For For Seth 10 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Ipca Laboratories Limited Ticker Security ID: Meeting Date Meeting Status IPCALAB CINS Y4175R146 10/24/2019 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Preferential Issuance Mgmt For For For of Warrants w/o Preemptive Rights ________________________________________________________________________________ IRB Infrastructure Developers Limited Ticker Security ID: Meeting Date Meeting Status IRB CINS Y41784102 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Mukeshlal Gupta Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Heena Raja Mgmt For For For 7 Elect Chandrashekhar Mgmt For Against Against S. Kaptan 8 Elect Sunil H. Talati Mgmt For For For 9 Approve Payment of Mgmt For For For Fees to Cost Auditors 10 Amendment to Borrowing Mgmt For For For Powers 11 Authority to Mortgage Mgmt For For For Assets 12 Related Party Mgmt For For For Transactions 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ J. B. Chemicals & Pharmaceuticals Ltd Ticker Security ID: Meeting Date Meeting Status JBCHEPHARM CINS Y4429Q142 08/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Bharat P. Mehta Mgmt For Against Against 5 Elect Devang R. Shah Mgmt For For For 6 Reclassification of Mgmt For For For Promoter Group 7 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ JAI Corp Limited Ticker Security ID: Meeting Date Meeting Status JAICORPLTD CINS Y4252Z136 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For Against Against (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends (Preference Shares) 5 Allocation of Mgmt For For For Profits/Dividends (Ordinary Shares) 6 Elect Anand J. Jain Mgmt For Against Against 7 Elect Priyanka Fadia Mgmt For For For 8 Elect Kaushik Deva Mgmt For For For 9 Elect Amita Jasani Mgmt For For For 10 Rollover of Preference Mgmt For For For Shares 11 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ Jain Irrigation Systems Ltd Ticker Security ID: Meeting Date Meeting Status JISLJALEQS CINS Y42531148 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Atul B. Jain Mgmt For Against Against 4 Approve Payment of Mgmt For For For Fees to Cost Auditors 5 Elect H.P. Singh Mgmt For For For 6 Elect Ghanshyam Dass Mgmt For Against Against 7 Elect Radhika C. Mgmt For Against Against Pereira 8 Elect Johannes Mohrmann Mgmt For For For ________________________________________________________________________________ Jain Irrigation Systems Ltd Ticker Security ID: Meeting Date Meeting Status JISLJALEQS CINS Y42531148 12/27/2019 Take No Action Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Allocation of Mgmt For TNA N/A Profits/Dividends ________________________________________________________________________________ Jaiprakash Associates Limited Ticker Security ID: Meeting Date Meeting Status JPASSOCIAT CINS Y42539117 09/09/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Manoj Mgmt For Against Against Gaur (Executive Chairman and CEO); Approval of Remuneration 3 Appointment of Sunil Mgmt For For For Kumar Sharma (Executive Vice Chairman); Approval of Remuneration 4 Approve Payment of Mgmt For For For Remuneration to Executive Promoter Directors for FY 2018-19 5 Approve Payment of Mgmt For For For Remuneration to Manoj Gaur (Executive Chairman and CEO) from April 1, 2016 to March 31, 2019 6 Appointment of Manu Mgmt For For For Bhaskar Gaur (Relative of Manoj Gaur, Executive Chairman & CEO ); Approval of Remuneration ________________________________________________________________________________ Jaiprakash Associates Limited Ticker Security ID: Meeting Date Meeting Status JPASSOCIAT CINS Y42539117 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Elect Ranvijay Singh Mgmt For For For 3 Approve Payment of Mgmt For For For Fees to Cost Auditors 4 Reappointment of Mgmt For For For Pankaj Gaur (Joint Managing Director (Construction)); Approval of Remuneration 5 Reappointment of Sunny Mgmt For For For Gaur (Managing Director (Cement)); Approval of Remuneration ________________________________________________________________________________ Jaiprakash Power Ventures Ltd Ticker Security ID: Meeting Date Meeting Status JPPOWER CINS Y4253C102 09/20/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Elect Sunil Kumar Mgmt For Against Against Sharma 3 Elect Ravindra Mohan Mgmt For Against Against Chadha 4 Approve Payment of Mgmt For For For Fees to Cost Auditors 5 Appointment of Suren Mgmt For For For Jain (MD & CEO); Approval of Remuneration 6 Elect Praveen Kumar Mgmt For Against Against Singh 7 Continuation of the Mgmt For For For Office of Sham Lal Mohan 8 Continuation of the Mgmt For Against Against Office of R. N. Bhardwaj 9 Conversion of Loans Mgmt For For For into Compulsory Convertible Preference Shares 10 Preferential Issuance Mgmt For For For of Shares w/o Preemptive Rights 11 Amendment to Terms of Mgmt For For For Foreign Currency Convertible Bonds 12 Authority to Issue Mgmt For For For Non-Convertible Redeemable Preference Shares 13 Authority to Issue Mgmt For For For Long Term Instrument/ Non-Convertible Debentures ________________________________________________________________________________ Jammu and Kashmir Bank Limited Ticker Security ID: Meeting Date Meeting Status J&KBANK CINS Y4S53D136 03/18/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 3 Amendments to Articles Mgmt For For For of Association 4 Elect Rajeev Lochan Mgmt For For For Bishnoi 5 Elect Monica Dhawan Mgmt For For For 6 Elect Naba Kishore Mgmt For For For Sahoo ________________________________________________________________________________ Jammu and Kashmir Bank Limited Ticker Security ID: Meeting Date Meeting Status J&KBANK CINS Y4S53D136 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Rahul Bansal Mgmt For Against Against 5 Authority to Set Mgmt For Against Against Auditor's Fees 6 Elect Vikram Gujral Mgmt For Against Against 7 Elect Mohammad Ashraf Mgmt For For For Mir 8 Elect Sanjiv Agarwal Mgmt For Against Against 9 Elect Sunil Mgmt For Against Against Chandiramani 10 Extension of Term of Mgmt For For For Pronab Sen 11 Authority to Issue Mgmt For For For Non-Convertible Debentures 12 Amendments to Articles Mgmt For For For 13 Elect Sonam Wangchuk Mgmt For For For ________________________________________________________________________________ Jamna Auto Industries Limited Ticker Security ID: Meeting Date Meeting Status JAMNAAUTO CINS Y42649155 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Bhupinder Singh Mgmt For Against Against Jauhar 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Elect Uma Kant Singhal Mgmt For For For 7 Elect Shashi Bansal Mgmt For Against Against 8 Elect Jainendar Kumar Mgmt For Against Against Jain 9 Related Party Mgmt For For For Transactions 10 Remuneration of Mgmt For Against Against Pradeep Singh Jauhar (Managing Director and CEO) 11 Remuneration of Mgmt For Against Against Randeep Singh Jauhar (Executive Vice-chair) ________________________________________________________________________________ Jindal SAW Limited Ticker Security ID: Meeting Date Meeting Status JINDALSAW CINS Y4449A101 09/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Tripti Puneet Mgmt For Against Against Arya 5 Elect Hawa Singh Mgmt For Against Against Chaudhary 6 Elect Raj Kamal Agarwal Mgmt For Against Against 7 Elect Ravinder N. Mgmt For For For Leekha 8 Appointment of Hawa Mgmt For For For Singh Chaudhary (Executive Director); Approval of Remuneration 9 Elect Vinita Jha Mgmt For For For 10 Elect Sanjeev Shankar Mgmt For For For 11 Elect Girish Sharma Mgmt For For For 12 Authority to Set Cost Mgmt For For For Auditors Fees 13 Authority to Issue Mgmt For For For Non-Convertible Debt Instruments 14 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt w/o Preemptive Rights ________________________________________________________________________________ Jindal Stainless (Hisar) Ltd. Ticker Security ID: Meeting Date Meeting Status JSLHISAR CINS Y444L8102 09/11/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Abhyuday Jindal Mgmt For For For 4 Elect Girish Sharma Mgmt For Against Against 5 Elect Nirmal Chandra Mgmt For For For Mathur 6 Authority to Set Cost Mgmt For For For Auditor's Fees 7 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Jindal Worldwide Limited Ticker Security ID: Meeting Date Meeting Status JINDWORLD CINS Y4443K154 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rajesh H. Jain Mgmt For Against Against 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Elect Vikram P. Oza Mgmt For Against Against 7 Elect Ashish N. Shah Mgmt For For For 8 Elect Deepali Agrawal Mgmt For For For 9 Continuation of the Mgmt For For For Office of Yamunadutt Agrawal ________________________________________________________________________________ JK Lakshmi Cement Limited Ticker Security ID: Meeting Date Meeting Status JKLAKSHMI CINS Y44451154 08/31/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sushil K. Wali Mgmt For Against Against 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Elect Bhaswati Mgmt For For For Mukherjee 6 Elect Bhupendranath V. Mgmt For Against Against Bhargava 7 Elect Kashi Nath Memani Mgmt For Against Against 8 Elect N. G. Khaitan Mgmt For Against Against 9 Elect Ravi Jhunjhunwala Mgmt For Against Against 10 Appointment of Sushil Mgmt For For For Kumar Wali (Whole-Time Director); Approval of Remuneration 11 Appointment of Mgmt For For For Shailendra Chouksey (Whole-Time Director); Approval of Remuneration 12 Related Party Mgmt For Against Against Transactions 13 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ JK Paper Limited Ticker Security ID: Meeting Date Meeting Status JKPAPER CINS Y1243A105 08/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Vinita Singhania Mgmt For Against Against 4 Elect Arun Bharat Ram Mgmt For Against Against 5 Elect M. H. Dalmia Mgmt For Against Against 6 Elect Shailendra Swarup Mgmt For Against Against 7 Elect R. V. Kanoria Mgmt For Against Against 8 Elect Sandip Somany Mgmt For Against Against 9 Elect Udayan Bose Mgmt For Against Against 10 Elect Deepa Gopalan Mgmt For For For Wadhwa 11 Elect Amar Singh Mehta Mgmt For Against Against 12 Elect Sushil Kumar Mgmt For For For Roongta 13 Approval of Mgmt For Against Against Remuneration for Bharat Hari Singhania (Non-Executive Chair) 14 Authority to Set Cost Mgmt For For For Auditor's Fees 15 Related Party Mgmt For For For Transactions 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JK Tyre & Industries Ltd Ticker Security ID: Meeting Date Meeting Status JKTYRE CINS Y44455197 08/14/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Anshuman Mgmt For For For Singhania 5 Elect Arvind S. Mewar Mgmt For Against Against 6 Elect Bakul Jain Mgmt For Against Against 7 Elect Vimal Bhandari Mgmt For Against Against 8 Elect Kalpataru Mgmt For For For Tripathy 9 Elect Wolfgang Holzbach Mgmt For For For 10 Waiver of Excess Mgmt For For For Remuneration for Raghupati Singhania (Chairman & Managing Director) for Financial Year 2017-18 11 Waiver of Excess Mgmt For For For Remuneration for Arun K. Bajoria (Executive Director - International Operations) for Financial Year 2017-18 12 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Jubilant Life Sciences Limited Ticker Security ID: Meeting Date Meeting Status JUBILANT CINS Y44787110 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Priyavrat Bhartia Mgmt For Against Against 4 Elect Arjun Shanker Mgmt For For For Bhartia 5 Elect Arun Seth Mgmt For For For 6 Elect Anant Pande Mgmt For For For 7 Appointment of Anant Mgmt For For For Pande (whole-time director); Approval of Remuneration 8 Adoption of the Mgmt For For For Jubilant General Employee Benefits Scheme - 2019 9 Extension of the Mgmt For For For Employee Benefits Scheme to Employees of the holding company and subsidiaries of the Company 10 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Just Dial Ltd. Ticker Security ID: Meeting Date Meeting Status JUSTDIAL CINS Y4S789102 06/23/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Just Dial Ltd. Ticker Security ID: Meeting Date Meeting Status JUSTDIAL CINS Y4S789102 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Pulak Chandan Mgmt For For For Prasad 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Election and Mgmt For Against Against Appointment of Ramani Iyer (Whole-time Director); Approval of Remuneration 6 Elect Bhavna Thakur Mgmt For For For 7 Elect B. Anand Mgmt For For For 8 Elect Malcolm Monteiro Mgmt For For For 9 Elect Sanjay Bahadur Mgmt For For For ________________________________________________________________________________ Kalyani Steels Ltd. Ticker Security ID: Meeting Date Meeting Status KSL CINS Y4524V137 08/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sunita B. Kalyani Mgmt For Against Against 5 Elect Amit B. Kalyani Mgmt For Against Against 6 Elect A.P. Pawar Mgmt For For For 7 Elect Madan U. Takale Mgmt For Against Against 8 Related Party Mgmt For For For Transactions 9 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Karnataka Bank Ltd. Ticker Security ID: Meeting Date Meeting Status KTKBANK CINS Y4590V128 03/05/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Bonus Share Issuance Mgmt For For For 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights: Qualified Institutions Placement Basis ________________________________________________________________________________ Karnataka Bank Ltd. Ticker Security ID: Meeting Date Meeting Status KTKBANK CINS Y4590V128 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect P. Jayarama Bhat Mgmt For Against Against 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Appointment of Branch Mgmt For For For Auditor 6 Amendments to Mgmt For For For Memorandum 7 Elect Banavar A. Mgmt For Against Against Prabhakar 8 Amendment to Borrowing Mgmt For For For Powers ________________________________________________________________________________ Karur Vysya Bank Ltd Ticker Security ID: Meeting Date Meeting Status KARURVYSYA CINS Y4589P215 07/18/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect A.K. Praburaj Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Appointment of Branch Mgmt For For For Auditor 6 Elect Sriram Rajan Mgmt For For For 7 Appointment of N.S Mgmt For For For Srinath as Non-Executive Part-Time Chairman 8 Elect N.S. Srinath Mgmt For For For 9 Elect K.L. Mgmt For For For Vijayalakshmi 10 Elect K. S. Mgmt For For For Ravichandran 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kaveri Seed Company Limited Ticker Security ID: Meeting Date Meeting Status KSCL CINS Y458A4137 09/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect G. Pawan Mgmt For Against Against 4 Elect Bhaskar Mgmt For For For Venkataramany 5 Elect S. Raghuvardhan Mgmt For For For Reddy 6 Elect S.M. Ilyas Mgmt For For For 7 Elect K. Purushotham Mgmt For Against Against ________________________________________________________________________________ Kaveri Seed Company Limited Ticker Security ID: Meeting Date Meeting Status KSCL CINS Y458A4137 11/03/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares 3 Continuation of Office Mgmt For Against Against of G.V. Bhaskar Rao (Chairman and Managing Director) ________________________________________________________________________________ KEI Industries Ltd. Ticker Security ID: Meeting Date Meeting Status KEI CINS Y4640F123 09/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Akshit Gupta Mgmt For Against Against 5 Elect Vijay Bhushan Mgmt For Against Against 6 Elect Pawan K. Mgmt For Against Against Bholusaria ________________________________________________________________________________ Kesoram Industries Limited Ticker Security ID: Meeting Date Meeting Status KESORAMIND CINS Y4752B134 07/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Siddhartha Mgmt For Against Against Mohanty 3 Authority to Set Cost Mgmt For For For Auditor's Fees 4 Elect Kashi Prasad Mgmt For For For Khandelwal 5 Elect Sudip Banerjee Mgmt For For For 6 Elect A. Ghosh Mgmt For Against Against 7 Reappointment of Mgmt For For For Manjushree Khaitan (Whole-Time Director); Approval of Remuneration 8 Reappointment of Mgmt For For For Chander Kumar Jain (Whole-Time Director); Approval of Remuneration ________________________________________________________________________________ Kesoram Industries Limited Ticker Security ID: Meeting Date Meeting Status KESORAMIND CINS Y4752B134 08/06/2019 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Birla Tyres Spin-Off Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kiri Industries Ltd. Ticker Security ID: Meeting Date Meeting Status KIRIINDUS CINS Y4792S105 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Manishkumar Mgmt For Against Against Pravinchandra Kiri 4 Allocation of Mgmt For For For Profits/Dividends: Preference Shares 5 Allocation of Mgmt For For For Profits/Dividends 6 Approve Payment of Mgmt For For For Fees to Cost Auditors 7 Elect Mukesh Mgmt For Against Against Gunvantrai Desai 8 Elect Keyoor Mgmt For Against Against Madhusudan Bakshi ________________________________________________________________________________ Lakshmi Vilas Bank Limited Ticker Security ID: Meeting Date Meeting Status LAKSHVILAS CINS Y5155G125 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Elect Gunneswaran Mgmt For Against Against Sudhakara Guptha 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Appointment Of Branch Mgmt For For For Auditors 5 Elect N. Saiprasad Mgmt For For For 6 Elect Supriya P Sen Mgmt For For For 7 Increase in Authorized Mgmt For For For Capital 8 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ Lemon Tree Hotels Ltd. Ticker Security ID: Meeting Date Meeting Status LEMONTREE CINS Y5S322109 08/22/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Aditya Madhav Mgmt For For For Keswani 3 Elect Willem Albertus Mgmt For Against Against Hazeleger 4 Election and Mgmt For For For Appointment of Rattan Keswani (Deputy Managing Director); Approval of Remuneration 5 Elect Anish Saraf Mgmt For For For 6 Elect Arindam K Mgmt For For For Bhattacharya 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lux Industries Ltd. Ticker Security ID: Meeting Date Meeting Status LUXIND CINS Y5S471146 09/05/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Pradip Kumar Todi Mgmt For For For 4 Elect Rusha Mitra Mgmt For For For 5 Appointment of Pradip Mgmt For For For Kumar Todi (Managing Director); Approval of Remuneration 6 Revision of Mgmt For For For Remuneration of Saket Todi, President (Marketing) (Relative of Ashok Kumar Todi, Pradip Kumar Todi and Prabha Devi Todi) 7 Revision of Mgmt For For For Remuneration of Udit Todi, President (Strategy) (Relative of Ashok Kumar Todi, Pradip Kumar Todi and Prabha Devi Todi) ________________________________________________________________________________ Mahindra CIE Automotive Ltd Ticker Security ID: Meeting Date Meeting Status MAHINDCIE CINS Y53867100 06/25/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Zhooben Mgmt For Against Against Bhiwandiwala 3 Approve Payment of Mgmt For For For Fees to Cost Auditors 4 Elect Manoj M. Menon Mgmt For For For 5 Appoint Manoj Mgmt For For For Mullassery Menon (Whole-Time Director); Approval of Remuneration 6 Elect Anil Haridass Mgmt For For For 7 Appoint Anil Mgmt For For For Haridass (Whole-Time Director); Approval of Remuneration ________________________________________________________________________________ Mahindra Logistics Ltd. Ticker Security ID: Meeting Date Meeting Status MAHLOG CINS Y54167104 08/01/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Zhooben Mgmt For For For Bhiwandiwala 6 Elect S. Durgashankar Mgmt For Against Against 7 Grant of Stock Units Mgmt For Against Against to Non-Executive Directors under the Mahindra Logistics Employee Restricted Stock Unit Plan 2018 8 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Majesco Ltd Ticker Security ID: Meeting Date Meeting Status MJCO CINS Y5400E107 08/06/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Radhakrishnan Mgmt For Against Against Sundar 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Jyotin Mehta Mgmt For For For 7 Elect Ashank Datta Mgmt For For For Desai 8 Amendment to Article 3 Mgmt For For For (Business Object) ________________________________________________________________________________ Marksans Pharma Limited Ticker Security ID: Meeting Date Meeting Status MARKSANS CINS Y57686100 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sandra Saldanha Mgmt For For For 5 Elect Abhinna Sundar Mgmt For For For Mohanty 6 Approval of the Mgmt For Against Against Marksans Employees Stock Option Scheme 2019 ________________________________________________________________________________ Mastek Ltd. Ticker Security ID: Meeting Date Meeting Status MASTEK CINS Y5897C143 07/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sudhakar Ram Mgmt For For For 5 Elect S. Sandilya Mgmt For Against Against 6 Elect Priti Rao Mgmt For For For 7 Elect Atul Kanagat Mgmt For For For ________________________________________________________________________________ Max India Ltd Ticker Security ID: Meeting Date Meeting Status MAXINDIA CINS Y5907M107 08/02/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Tara Singh Mgmt For Against Against Vachani 4 Elect Ashwani Windlass Mgmt For For For 5 Elect K. Narasimha Mgmt For For For Murthy 6 Elect Sharmila Tagore Mgmt For For For 7 Elect Analjit Singh Mgmt For For For 8 Divestment of Pharmax Mgmt For For For Corporation Limited 9 Related Party Mgmt For For For Transaction ________________________________________________________________________________ Max India Ltd Ticker Security ID: Meeting Date Meeting Status MAXINDIA CINS Y5907M107 10/30/2019 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Composite Scheme Mgmt For For For ________________________________________________________________________________ McLeod Russel India Limited Ticker Security ID: Meeting Date Meeting Status MCLEODRUSS CINS Y5934T133 09/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Authority for Board Mgmt For For For Vacancy 3 Appointment of Auditor Mgmt For For For to Fill Casual Vacancy and Authority to Set Fees 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Arundhuti Dhar Mgmt For For For 6 Elect Raj Vardhan Mgmt For For For 7 Elect Suman Bhowmik Mgmt For For For 8 Approve Remuneration Mgmt For Against Against of Aditya Khaitan (Managing Director) 9 Waiver of Excess Mgmt For For For Remuneration for Aditya Khaitan (Managing Director) 10 Amendment to Borrowing Mgmt For For For Powers 11 Authority to Give Mgmt For Against Against Guarantees 12 Authority to Set Cost Mgmt For For For Auditor's Fees 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Meghmani Organics Limited Ticker Security ID: Meeting Date Meeting Status MEGH CINS Y5934S127 07/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Election and Mgmt For For For Appointment of Jayantilal Patel (Executive Chair);Approval of Remuneration 6 Election and Mgmt For For For Appointment of Ashish Soparkar (Managing Director);Approval of Remuneration 7 Election and Mgmt For For For Appointment of Natwarlal Patel (Managing Director); Approval of Remuneration 8 Election and Mgmt For For For Appointment of Ramesh Patel (Executive Director); Approval of Remuneration 9 Election and Mgmt For For For Appointment of Anand Patel (Executive Director); Approve remuneration ________________________________________________________________________________ Mishra Dhatu Nigam Ltd. Ticker Security ID: Meeting Date Meeting Status MIDHANI CINS Y6S441105 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sanjay Kumar Jha Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Indraganty V. Mgmt For For For Sarma 6 Elect Jyoti Mgmt For For For Mukhopadhyay 7 Elect Usha Ramachandra Mgmt For For For 8 Approve Payment of Mgmt For For For Fees to Cost Auditors 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ MMTC Ltd. Ticker Security ID: Meeting Date Meeting Status MMTC CINS Y61323120 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Umesh Sharma Mgmt For For For 5 Authority to Set Mgmt For Against Against Auditor's Fees 6 Elect Manjunath G. Mgmt For For For 7 Elect Rajiv Ranjan Mgmt For Against Against Sinha 8 Elect Shashank Priya Mgmt For Against Against 9 Related Party Mgmt For Against Against Transactions Including Guarantees ________________________________________________________________________________ MOIL Limited Ticker Security ID: Meeting Date Meeting Status MOIL CINS Y6131H104 09/06/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect T.K. Pattnaik Mgmt For Against Against 5 Elect Srinivas Mgmt For Against Against Tatipamala 6 Authority to Set Mgmt For For For Auditor's Fees 7 Authority to Set Cost Mgmt For For For Auditor's Fees 8 Elect Latha Rao Krishna Mgmt For For For 9 Elect Sangita Gairola Mgmt For For For ________________________________________________________________________________ Monsanto India Limited Ticker Security ID: Meeting Date Meeting Status MONSANTO CINS Y6137L117 07/04/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Bangla B. R. K. Mgmt For Against Against Mallipeddi 5 Elect Ravishankar Mgmt For For For Cherukuri 6 Appointment of Mgmt For For For Ravishankar Cherukuri (Managing Director); Approval of Remuneration 7 Elect Aarti Arun Sathe Mgmt For For For 8 Related Party Mgmt For For For Transactions 9 Non-Executive Mgmt For For For Directors' Commission 10 Authority to Set Cost Mgmt For For For Auditor's Fees 11 Change of Location of Mgmt For For For Registered Office 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Multi Commodity Exchange of India Limited Ticker Security ID: Meeting Date Meeting Status MCX CINS Y5S057101 09/20/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Chengalath Mgmt For For For Jayaram 5 Elect Padma Raghunathan Mgmt For For For 6 Elect Padala Subbi Mgmt For Against Against Reddy 7 Appointment of Padala Mgmt For Against Against Subbi Reddy as Managing Director & CEO; Approval of Remuneration 8 Amendment to Foreign Mgmt For For For Investor Restrictions ________________________________________________________________________________ National Fertilizers Ltd. Ticker Security ID: Meeting Date Meeting Status NFL CINS Y6228U117 09/18/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Devinder Singh Mgmt For Against Against Ahuja 6 Elect Dharam Pal Mgmt For Against Against 7 Authority to Set Mgmt For For For Auditor's Fees 8 Elect Virendra Nath Mgmt For Against Against Datt 9 Elect Partha Sarthi Mgmt For For For Sen Sharma 10 Approve Payment of Mgmt For For For Fees to Cost Auditors 11 Amendment to Borrowing Mgmt For For For Powers 12 Authority to Mortgage Mgmt For For For Assets 13 Elect Yash Paul Bhola Mgmt For Against Against ________________________________________________________________________________ Nava Bharat Ventures Limited Ticker Security ID: Meeting Date Meeting Status NBVENTURES CINS Y6254S143 08/08/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Chalasani V.D. Mgmt For For For Prasad 4 Elect Kode Durga Prasad Mgmt For For For 5 Elect Gururaj Mgmt For For For Pandurang Kundargi 6 Elect A. Indra Kumar Mgmt For For For 7 Reappointment Mgmt For For For Chalasani V.D. Prasad (Director Business Development); Approve Remuneration 8 Elect Dukkipati Mgmt For Against Against Nageswara Rao 9 Reappointment of Ashok Mgmt For For For Devineni (Executive Chair); Approve Remuneration 10 Payment of Mgmt For Against Against Remuneration to Executive Promoter Directors 11 Holding Office or Mgmt For For For Place of Profit by Ashwin Devineni 12 Appointment of Ashwin Mgmt For For For Devineni (CEO) 13 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ NCC Ltd Ticker Security ID: Meeting Date Meeting Status NCC CINS Y6198W135 09/06/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect A V N Raju Mgmt For For For 5 Elect Utpal H. Sheth Mgmt For Against Against 6 Elect Hemant Mgmt For For For Madhusudan Nerurkar 7 Elect Renu Challu Mgmt For Against Against 8 Appointment of A. S. Mgmt For For For N. Raju (Whole-Time Director); Approval of Remuneration 9 Directors' Commission Mgmt For For For 10 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Nestle India Limited Ticker Security ID: Meeting Date Meeting Status NESTLEIND CINS Y6268T111 06/19/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Martin Roemkens Mgmt For For For 4 Approve Payment of Mgmt For For For Fees to Cost Auditors 5 Appoint Suresh Mgmt For For For Narayanan as Managing Director; Approve remuneration 6 Elect and Appoint Mgmt For For For David McDaniel (Whole-Time Director); Approve Remuneration 7 Elect Ramesh Mgmt For For For Rajagopalan ________________________________________________________________________________ Network 18 Media & Investments Limited Ticker Security ID: Meeting Date Meeting Status NETWORK18 CINS Y62588101 09/11/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Elect P.M.S. Prasad Mgmt For Against Against 5 Elect Renuka Ramnath Mgmt For Against Against 6 Elect Dhruv Subodh Kaji Mgmt For For For 7 Elect Rajiv Krishan Mgmt For Against Against Luthra 8 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Newgen Software Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NEWGEN CINS Y6S19P103 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Diwakar Nigam Mgmt For For For 5 Determination of Fees Mgmt For For For for Servicing of Documents 6 Non-Executive Mgmt For For For Directors' Commission 7 Appoint Diwakar Nigam Mgmt For Against Against (Chairman & Managing Director); Approve Remuneration 8 Appoint Priyadarshini Mgmt For For For Nigam (Whole-time Director); Approve Remuneration 9 Appoint T. S. Mgmt For For For Varadarajan (Whole-time Director); Approve Remuneration ________________________________________________________________________________ NIIT Limited Ticker Security ID: Meeting Date Meeting Status NIITLTD CINS Y63532140 08/13/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rajendra S. Pawar Mgmt For For For 5 Authority to Set Cost Mgmt For For For Auditors Fees 6 Elect Anand Sudarshan Mgmt For Against Against 7 Elect Geeta Mathur Mgmt For For For 8 Elect Ravinder Singh Mgmt For For For 9 Elect Ashish Kashyap Mgmt For For For 10 Approval of Mgmt For Against Against Remuneration for Rajendra Singh Pawar (Non-Executive Chair) ________________________________________________________________________________ NIIT Limited Ticker Security ID: Meeting Date Meeting Status NIITLTD CINS Y63532140 10/03/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ NIIT Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NIITTECH CINS Y62769107 02/13/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ NIIT Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NIITTECH CINS Y62769107 03/27/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to the NIIT Mgmt For Against Against Technologies Employee Stock Option Plan 2005 ________________________________________________________________________________ NIIT Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NIITTECH CINS Y62769107 06/14/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change in Company Name Mgmt For For For 3 Amendments to Mgmt For For For Memorandum of Association 4 Adoption of New Mgmt For Against Against Articles of Association ________________________________________________________________________________ NIIT Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status NIITTECH CINS Y62769107 09/21/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Approval to Mgmt For For For re-classify members of the Company's promoter group 3 Elect Kirti Ram Mgmt For For For Hariharan 4 Elect Cheong Tuck Kuen Mgmt For For For Kenneth 5 Elect Hari Mgmt For For For Gopalakrishnan 6 Elect Patrick John Mgmt For For For Cordes 7 Elect Basab Pradhan Mgmt For For For 8 Elect Ashwani Puri Mgmt For For For 9 Non-Executive Mgmt For For For Directors' Commission ________________________________________________________________________________ Nissei ASB Machine Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 6284 CINS J5730N105 12/18/2019 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Daiichi Aoki Mgmt For For For 3 Elect Junichi Miyasaka Mgmt For For For 4 Elect Shuichi Ogihara Mgmt For For For 5 Elect Kota Aoki Mgmt For For For 6 Elect Hideaki Fujiwara Mgmt For For For 7 Elect Karel Mgmt For For For Keersmaekers-Michiels 8 Elect Kuniaki Hiromatsu Mgmt For For For 9 Elect Masayuki Sakai Mgmt For For For 10 Elect Keiji Himori Mgmt For For For 11 Elect Masahiro Mgmt For For For Midorikawa 12 Elect Shigeru Nakajima Mgmt For For For 13 Elect Hiroshi Nakamura Mgmt For For For 14 Retirement Allowances Mgmt For Against Against for Statutory Auditor ________________________________________________________________________________ Nocil Limited Ticker Security ID: Meeting Date Meeting Status NOCIL CINS Y62428126 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Vilas R. Gupte Mgmt For Against Against 4 Elect Debnarayan Mgmt For For For Bhattacharya 5 Continuation of Office Mgmt For For For of Debnarayan Bhattacharya 6 Continuation of Office Mgmt For Against Against of Vilas R. Gupte 7 Non-Executive Mgmt For For For Directors' Commission 8 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Omaxe Limited Ticker Security ID: Meeting Date Meeting Status OMAXE CINS Y64225108 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends (Preference Shares) 4 Allocation of Mgmt For For For Profits/Dividends (Ordinary Shares) 5 Elect Mohit Goel Mgmt For For For 6 Elect Gurnam Singh Mgmt For For For 7 Elect Devidas Mgmt For For For Kashinath Kambale 8 Approve Payment of Mgmt For For For Fees to Cost Auditors 9 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 10 Appointment of Mohit Mgmt For For For Goel (Whole Time Director - CEO); Approval Remuneration ________________________________________________________________________________ Parag Milk Foods Ltd Ticker Security ID: Meeting Date Meeting Status PARAGMILK CINS Y6727Q104 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Devendra Shah Mgmt For Against Against 5 Authority to Set Cost Mgmt For For For Auditor's Fees 6 Elect Narendra Ambwani Mgmt For Against Against 7 Elect Radhika C. Mgmt For For For Pereira 8 Elect Nitin Dhavalikar Mgmt For Against Against 9 Adoption of the Parag Mgmt For Against Against Milk Foods Limited (PMFL) - Employee Stock Option Scheme 2019 ________________________________________________________________________________ PC Jeweller Limited (PCJ) Ticker Security ID: Meeting Date Meeting Status PCJEWELLER CINS Y6S75W109 09/11/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Manohar Lal Mgmt For For For Singla 3 Elect Krisknan Kumar Mgmt For Against Against Khurana 4 Elect Miyar Ramanath Mgmt For Against Against Nayak ________________________________________________________________________________ PC Jeweller Limited (PCJ) Ticker Security ID: Meeting Date Meeting Status PCJEWELLER CINS Y6S75W109 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Against Against 2 Elect Ramesh Kumar Mgmt For For For Sharma ________________________________________________________________________________ Persistent Systems Ltd. Ticker Security ID: Meeting Date Meeting Status PERSISTENT CINS Y68031106 07/24/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Standalone Financial Mgmt For For For Statements 2 Consolidated Financial Mgmt For For For Statements 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect and Appoint Mgmt For Against Against Anand Deshpande (Chairman and Managing Director); Approval of Remuneration 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Elect Roshini Bakshi Mgmt For Against Against 7 Elect Pradeep K. Mgmt For Against Against Bhargava 8 Elect Prakash Telang Mgmt For For For 9 Elect Kiran Umrootkar Mgmt For Against Against 10 Election and Mgmt For For For Appointment of Christopher O'Connor (Executive Director and CEO); Approval of Remuneration 11 Election and Mgmt For For For Appointment of Sandeep Kalra ( Executive Director and President Technology Services Unit); Approval of Remuneration ________________________________________________________________________________ Persistent Systems Ltd. Ticker Security ID: Meeting Date Meeting Status PERSISTENT CINS Y68031106 09/04/2019 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Phillips Carbon Black Ltd. Ticker Security ID: Meeting Date Meeting Status PHILIPCARB CINS Y6971C140 07/19/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shashwat Goenka Mgmt For Against Against 4 Elect Preeti Goenka Mgmt For Against Against 5 Elect Kusum Dadoo Mgmt For For For 6 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Praj Industries Limited Ticker Security ID: Meeting Date Meeting Status PRAJIND CINS Y70770139 07/23/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Standalone Accounts Mgmt For For For and Reports 3 Consolidated Accounts Mgmt For For For and Reports 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Parimal P. Mgmt For For For Chaudhari 6 Authority to Set Cost Mgmt For For For Auditors' Fees 7 Appointment of Pramod Mgmt For For For Chaudari (Executive Chair); Approval of Remuneration 8 Appointment of Sachin Mgmt For For For Raole (CFO & Director-Finance & Commercial); Approval of Remuneration 9 Elect Berjis Minoo Mgmt For Against Against Desai 10 Elect Sivaramakrishnan Mgmt For Against Against S. Iyer 11 Grant of Options to Mgmt For Against Against Shishir Joshipura (CEO & MD) under ESOP 2011 12 Grant of Options to Mgmt For Against Against Sachin Raole (CFO & Director-Finance & Commercial) under ESOP 2011 ________________________________________________________________________________ Prakash Industries Limited Ticker Security ID: Meeting Date Meeting Status PRAKASH CINS Y7078C116 09/07/2019 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Waiver of Excess Mgmt For For For Remuneration for Ved Prakash Agarwal (Executive Chair) 3 Waiver of Excess Mgmt For For For Remuneration for Vikram Agarwal (Managing Director) 4 Waiver of Excess Mgmt For Against Against Remuneration for M. L. Pareek (Director-Projects & CEO) 5 Waiver of Excess Mgmt For Against Against Remuneration for P. L. Gupta (Director-Finance & CFO) 6 Elect Y. N. Chugh Mgmt For Against Against 7 Elect M. R. Agarwal Mgmt For Against Against 8 Elect Purnima Gupta Mgmt For Against Against 9 Elect Satish Chander Mgmt For For For Gosain 10 Appoint Kanha Agarwal Mgmt For For For (Joint Managing Director); Approval of Remuneration ________________________________________________________________________________ Prakash Industries Limited Ticker Security ID: Meeting Date Meeting Status PRAKASH CINS Y7078C116 09/28/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect M.L. Pareek Mgmt For Against Against 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Set Cost Mgmt For For For Auditors Fees ________________________________________________________________________________ Prism Johnson Limited Ticker Security ID: Meeting Date Meeting Status PRSMJOHNSN CINS Y70826139 07/31/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Atul Rasiklal Mgmt For For For Desai 4 Re-appointment of Mgmt For For For Vijay Aggarwal (Managing Director); Approval of Remuneration 5 Re-appointment of Atul Mgmt For For For R. Desai (Executive director and divisional CEO (RMC); Approval of Remuneration 6 Elect Sarat Chandak Mgmt For For For 7 Appointment of Sarat Mgmt For For For Chandak (Executive director and divisional CEO (HRC); Approval of Remuneration 8 Elect Shobhan M. Mgmt For For For Thakore 9 Elect Ameeta Parpia Mgmt For Against Against 10 Authority to Set Cost Mgmt For For For Auditor's Fees 11 Authority to Issue Mgmt For For For Non-Convertible Debentures ________________________________________________________________________________ Procter & Gamble Health Limited Ticker Security ID: Meeting Date Meeting Status MERCK CINS Y6008J118 03/15/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Suresh N. Talwar Mgmt For Against Against 3 Elect Rani Ajit Jadhav Mgmt For Against Against ________________________________________________________________________________ PTC India Financial Services Limited Ticker Security ID: Meeting Date Meeting Status PFS CINS Y711AW103 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Naveen Kumar Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Pawan Mgmt For Against Against Singh as MD & CEO; Approval of Remuneration 7 Elect Pravin Tripathi Mgmt For For For 8 Elect Nagesh Singh Mgmt For For For ________________________________________________________________________________ PTC India Limited Ticker Security ID: Meeting Date Meeting Status PTC CINS Y7043E106 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Mahesh Kumar Mgmt For For For Mittal 5 Elect Rajeev K. Chauhan Mgmt For For For 6 Elect Naveen Bhushan Mgmt For For For Gupta 7 Elect Ramesh Narain Mgmt For For For Misra 8 Elect Dr. Atmanand Mgmt For For For 9 Divestiture of Mgmt For Against Against Investment in PTC Energy Limtied 10 Divestiture of Mgmt For Against Against Investment in PTC India Financial Services Limited ________________________________________________________________________________ PVR Ltd. Ticker Security ID: Meeting Date Meeting Status PVR CINS Y71626108 03/07/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of PVR Mgmt For For For Employee Stock Option Plan 2020 ________________________________________________________________________________ PVR Ltd. Ticker Security ID: Meeting Date Meeting Status PVR CINS Y71626108 07/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Renuka Ramnath Mgmt For Against Against 5 Elect Deepa Misra Mgmt For For For Harris 6 Elect Sanjay Vohra Mgmt For Against Against 7 Elect Amit Burman Mgmt For Against Against 8 Elect Vikram Bakshi Mgmt For For For 9 Authority to Issue Mgmt For For For Non-Convertible Debentures 10 Approve Payment to Mgmt For For For Sanjai Vohra (Independent Director) ________________________________________________________________________________ Quess Corp Ltd Ticker Security ID: Meeting Date Meeting Status QUESS CINS Y3R6BW102 03/31/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to the Quess Mgmt For For For Corp Limited Employees Stock Option Scheme 2015 3 Approval of the Quess Mgmt For For For Stock Ownership Plan 2020 4 Extension of the Quess Mgmt For For For Stock Ownership Plan 2020 to Employees of Subsidiary Companies ________________________________________________________________________________ Quess Corp Ltd Ticker Security ID: Meeting Date Meeting Status QUESS CINS Y3R6BW102 10/10/2019 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Amalgamation Mgmt For For For ________________________________________________________________________________ Quick Heal Technologies Limited Ticker Security ID: Meeting Date Meeting Status QUICKHEAL CINS Y7S68X112 07/15/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sanjay Katkar Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Amendment to the Use Mgmt For For For of Proceeds from IPO 6 Determination of Fees Mgmt For For For for Servicing of Documents 7 Elect Amitabha Mgmt For For For Mukhopadhyay 8 Approve Payment of Mgmt For For For Fees to Cost Auditor 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Radico Khaitan Limited Ticker Security ID: Meeting Date Meeting Status RADICO CINS Y7174A147 09/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Abhishek Khaitan Mgmt For For For 5 Elect Sarvesh Mgmt For For For Srivastava 6 Elect Raghupati Mgmt For Against Against Singhania 7 Elect Sushmita Singha Mgmt For For For 8 Elect Tushar Jain Mgmt For For For 9 Elect Sharad Jaipuria Mgmt For For For 10 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Rashtriya Chemicals Fertilizers Limited Ticker Security ID: Meeting Date Meeting Status RCF CINS Y7197K114 09/24/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Sudhir D. Mgmt For Against Against Panadare 4 Elect Umesh Dongre Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Elect and Appoint Mgmt For Against Against Koppurath Ulahannan Thankachen (Director (Marketing)); Approval of Remuneration 7 Elect Anil Kumar Singh Mgmt For For For 8 Elect Shambhu Kumar Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditors Fees 10 Authority to Issue Mgmt For For For Non-Convertible Debt Instruments ________________________________________________________________________________ Raymond Ltd. Ticker Security ID: Meeting Date Meeting Status RAYMOND CINS Y72123147 11/02/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election and Mgmt For For For Appointment of Gautam Hari Singhania (Managing Director); Approval of Remuneration 3 Re-Classification of Mgmt For For For Authorised Share Capital 4 Elect Dinesh Lal Mgmt For For For 5 Elect Mukeeta Jhaveri Mgmt For For For 6 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Raymond Ltd. Ticker Security ID: Meeting Date Meeting Status RAYMOND CINS Y72123147 11/05/2019 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Redington (India) Ltd. Ticker Security ID: Meeting Date Meeting Status REDINGTON CINS Y72020111 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Standalone) 2 Accounts and Reports Mgmt For For For (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Chen Yi-Ju Mgmt For For For 5 Elect Udai Dhawan Mgmt For Against Against 6 Elect Anita P. Belani Mgmt For For For 7 Elect Jayaraman Mgmt For For For Ramachandran 8 Elect V.S. Hariharan Mgmt For For For 9 Elect Keith W.F. Mgmt For For For Bradley 10 Appointment of S. V. Mgmt For For For Krishnan (Whole-Time Director); Approval of Remuneration 11 Reclassification of Mgmt For For For Promoter Group 12 Appointment of Branch Mgmt For For For Auditor 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Reliance Capital Limited Ticker Security ID: Meeting Date Meeting Status RELCAPITAL CINS Y72561114 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Ryna Karani Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Rahul Sarin Mgmt For For For 6 Elect Thomas Mathew Mgmt For For For 7 Elect Chhaya Virani Mgmt For Against Against 8 Authority to Issue Mgmt For Against Against Non-Convertible Debentures 9 Pre-Approval of Sale, Mgmt For Against Against Lease or Disposal of Company Assets ________________________________________________________________________________ Reliance Communications Limited Ticker Security ID: Meeting Date Meeting Status RCOM CINS Y72317103 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Punit Garg Mgmt For Against Against 4 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Reliance Infrastructure Limited Ticker Security ID: Meeting Date Meeting Status RELINFRA CINS Y09789127 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Satish Seth Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect and Appoint Mgmt For Against Against Punit Garg (Executive Director & CEO); Approval of Remuneration 6 Elect Manjari Ashok Mgmt For For For Kacker 7 Elect Ryna Karani Mgmt For Against Against 8 Elect Surinder Singh Mgmt For Against Against Kohli 9 Elect K. Ravikumar Mgmt For Against Against 10 Authority to Issue Mgmt For Against Against Non-Convertible Debentures 11 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Reliance Power Limited Ticker Security ID: Meeting Date Meeting Status RPOWER CINS Y7236V105 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect K. Raja Gopal Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Approve Payment of Mgmt For For For Fees to Cost Auditors 6 Authority to Issue Mgmt For Against Against Non-Convertible Debentures ________________________________________________________________________________ Repco Home Finance Ltd. Ticker Security ID: Meeting Date Meeting Status REPCOHOME CINS Y7S54C114 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Dinesh Ponraj Mgmt For Against Against Oliver 5 Elect Sumithra Mgmt For For For Ravichandran 6 Related Party Mgmt For For For Transactions 7 Authority to Issue Mgmt For Against Against Non-Convertible Debentures and Commercial Papers ________________________________________________________________________________ RITES Ltd. Ticker Security ID: Meeting Date Meeting Status RITES CINS Y73019104 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Mukesh Rathore Mgmt For For For 4 Elect A.P. Dwivedi Mgmt For For For 5 Authority to Set Mgmt For For For Statutory and Branch Auditor's Fees 6 Elect Gopi Sureshkumar Mgmt For For For Varadarajan 7 Elect Alok Kumar Tewari Mgmt For For For 8 Bonus Share Issuance Mgmt For For For ________________________________________________________________________________ S H Kelkar & Co. Ltd. Ticker Security ID: Meeting Date Meeting Status SHK CINS Y7T57W116 07/12/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Make Mgmt For Against Against Investments, Grant Loans and Give Guarantees 3 Related Party Mgmt For Against Against Transactions - Royalty Payments 4 Remuneration of Mgmt For Against Against Executive Promoter Directors 5 Redesignate Ramesh Mgmt For Against Against Vaze (Non-Executive Chair); Approval of Remuneration ________________________________________________________________________________ S H Kelkar & Co. Ltd. Ticker Security ID: Meeting Date Meeting Status SHK CINS Y7T57W116 08/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Amit Dalmia Mgmt For Against Against 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ S H Kelkar & Co. Ltd. Ticker Security ID: Meeting Date Meeting Status SHK CINS Y7T57W116 12/05/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Mark Elliott Mgmt For For For 3 Elect Dalip C.L. Sehgal Mgmt For For For 4 Elect Alpana Parida Mgmt For For For 5 Elect Jairaj Purandare Mgmt For Against Against 6 Elect Sangeeta Singh Mgmt For For For ________________________________________________________________________________ Sanghi Industries Ltd. Ticker Security ID: Meeting Date Meeting Status SANGHIIND CINS Y7499Y119 09/14/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bina Mahesh Mgmt For For For Engineer 3 Authority to Set Cost Mgmt For For For Auditor's Fees 4 Appointment of Bina Mgmt For For For Mahesh Engineer (Whole-Time Director); Approval of Remuneration 5 Elect Mahendra Kumar Mgmt For For For Doogar 6 Approve Payment of Mgmt For For For Remuneration to Executive Promoter Directors (Ravi Sanghi) 7 Approve Payment of Mgmt For For For Remuneration to Executive Promoter Directors (Aditya Sanghi) 8 Approve Payment of Mgmt For For For Remuneration to Executive Promoter Directors (Alok Sanghi) ________________________________________________________________________________ Sarda Energy & Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status SARDAEN CINS Y7527F108 09/21/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Uma Sarda Mgmt For Against Against 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Authority to Set Cost Mgmt For For For Auditor's Fees 7 Re-Classification of Mgmt For For For Promoter Group Members 8 Authority to Issue Mgmt For For For Non-Convertible Debentures 9 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt w/o Preemptive Rights ________________________________________________________________________________ Saregama India Ltd. Ticker Security ID: Meeting Date Meeting Status SAREGAMA CINS Y75286115 07/19/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Preeti Goenka Mgmt For Against Against 4 Authority to Set Cost Mgmt For For For Auditors Fees 5 Revision of Mgmt For For For Remuneration for Vikram Mehra (Managing Director) 6 Reappointment of Mgmt For For For Vikram Mehra (Managing Director) 7 Amendment to the Mgmt For Against Against Employees Stock Option Scheme 2013 8 Implementation of ESOP Mgmt For Against Against 2013 Through Trust 9 Issuance of Options to Mgmt For Against Against Employees 10 Authority to Give Mgmt For Against Against Loans to Employees ________________________________________________________________________________ Shree Renuka Sugars Limited Ticker Security ID: Meeting Date Meeting Status RENUKA CINS Y775A1106 07/19/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adoption of New Mgmt For For For Articles of Association 3 Re-Classification of Mgmt For For For Authorised Share Capital 4 Authority to Issue Mgmt For For For Redeemable Preference Shares 5 Elect Surender Kumar Mgmt For Against Against Tuteja 6 Elect Bhupatrai M. Mgmt For For For Premji 7 Elect Dorab E. Mistry Mgmt For For For 8 Elect Priyanka Mallick Mgmt For For For 9 Appoint Atul Mgmt For Against Against Chaturvedi (Executive Chairman); Approval of Remuneration 10 Revision of Mgmt For Against Against Remuneration of Vijendra Singh (Whole-Time Director) 11 Related Party Mgmt For Against Against Transactions (Promoter Group) 12 Related Party Mgmt For Against Against Transactions (Provision of Loan to Subsidiary) 13 Divestiture Mgmt For For For ________________________________________________________________________________ Shree Renuka Sugars Limited Ticker Security ID: Meeting Date Meeting Status RENUKA CINS Y775A1106 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Vijendra Singh Mgmt For For For 4 Elect Rajeev Kumar Mgmt For For For Sinha 5 Approve Payment of Mgmt For For For Fees to Cost Auditors 6 Related Party Mgmt For Against Against Transactions ________________________________________________________________________________ Shriram Transport Finance Co. Ltd. Ticker Security ID: Meeting Date Meeting Status SRTRANSFIN CINS Y7758E119 05/26/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Non-convertible Debentures ________________________________________________________________________________ Sintex Plastics Technology Limited Ticker Security ID: Meeting Date Meeting Status SINTEXPLAS CINS Y8T6LY112 08/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Against Against 3 Elect Amit D. Patel Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Amal D. Dhru Mgmt For For For 6 Elect Dinesh Khera Mgmt For For For 7 Continuation of the Mgmt For For For Office of Pravin Laheri 8 Divestiture Mgmt For Against Against ________________________________________________________________________________ SML Isuzu Limited Ticker Security ID: Meeting Date Meeting Status SMLISUZU CINS Y8319Z112 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Gota Iwanami Mgmt For Against Against 4 Elect Kazuo Goda Mgmt For Against Against 5 Elect Surender Kumar Mgmt For Against Against Tuteja 6 Continuation of Office Mgmt For Against Against of Director S. K. Tuteja 7 Elect Sudhir Nayar Mgmt For For For 8 Elect Vasantha Bharucha Mgmt For For For 9 Continuation of Office Mgmt For For For of Director Vasantha S. Bharucha 10 Elect Chandra Shekhar Mgmt For For For Verma 11 Appointment of Gopal Mgmt For For For Bansal (Whole-Time Director and CFO); Approval of Remuneration 12 Elect Tadanao Yamamoto Mgmt For For For 13 Appointment of Tadanao Mgmt For For For Yamamoto (Director - Quality Assurance); Approval of Remuneration 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sobha Ltd. Ticker Security ID: Meeting Date Meeting Status SOBHA CINS Y806AJ100 08/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect J.C. Sharma Mgmt For Against Against 4 Authority to Set Cost Mgmt For For For Auditors' Fees 5 Appointment of J.C. Mgmt For For For Sharma (Vice Chair and Managing Director); Approval of Remuneration 6 Elect Seetharam T.P. Mgmt For For For Pillai 7 Appointment of T.P. Mgmt For For For Pillai (Whole-Time Director); Approval of Remuneration 8 Elect Jagadish Mgmt For For For Nangineni 9 Appointment of Mgmt For For For Jagadish Nangineni (Deputy Managing Director); Approval of Remuneration 10 Remuneration of Ravi Mgmt For Against Against Menon (Executive Chair) 11 Elect Ramachandra Mgmt For Against Against Venkatasubba Rao 12 Elect Anup Shah Mgmt For Against Against 13 Elect Sumeet Jagdish Mgmt For For For Puri 14 Authority to Issue Mgmt For For For Non-Convertible Debentures 15 Non-Executive Mgmt For For For Directors' Commission ________________________________________________________________________________ Sonata Software Ltd. Ticker Security ID: Meeting Date Meeting Status SONATSOFTW CINS Y8071D135 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Viren R. Raheja Mgmt For Against Against 4 Elect Pradip P. Shah Mgmt For Against Against 5 Elect Radhika Rajan Mgmt For For For ________________________________________________________________________________ South Indian Bank Limited Ticker Security ID: Meeting Date Meeting Status SOUTHBANK CINS Y8089N141 07/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Salim Gangadharan Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Appointment of Branch Mgmt For For For Auditor 7 Elect M. George Korah Mgmt For For For 8 Elect Pradeep M. Mgmt For For For Godbole 9 Elect Ranjana S. Mgmt For For For Salgaocar 10 Elect Parayil George Mgmt For For For John Tharakan 11 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 12 Authority to Issue Mgmt For For For Debt Instruments 13 Amendments to Mgmt For For For Memorandum of Association ________________________________________________________________________________ SREI Infrastructure Finance Ltd. Ticker Security ID: Meeting Date Meeting Status SREINFRA CINS Y8133H116 07/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sunil Kanoria Mgmt For Against Against 5 Cancellation of Mgmt For For For Forfeited Shares 6 Appoint Hemant Kanoria Mgmt For For For (Executive Chair); Approve Remuneration 7 Elect Balaji Mgmt For For For Viswanathan Swaminathan 8 Elect Tamali Sengupta Mgmt For For For 9 Elect Shyamalendu Mgmt For Against Against Chatterjee 10 Elect Srinivasachari Mgmt For Against Against Rajagopal 11 Elect Punita Mgmt For For For Kumar-Sinha 12 Non-Executive Mgmt For For For Directors' Commission ________________________________________________________________________________ SREI Infrastructure Finance Ltd. Ticker Security ID: Meeting Date Meeting Status SREINFRA CINS Y8133H116 08/15/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Business Mgmt For For For Undertaking ________________________________________________________________________________ Strides Pharma Science Ltd. Ticker Security ID: Meeting Date Meeting Status STAR CINS Y8175G117 02/20/2020 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Scheme of Amalgamation Mgmt For For For ________________________________________________________________________________ Strides Pharma Science Ltd. Ticker Security ID: Meeting Date Meeting Status STAR CINS Y8175G117 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Deepak C. Vaidya Mgmt For For For 4 Elect Srinivasan Mgmt For Against Against Sridhar 5 Elect Sangita Reddy Mgmt For Against Against 6 Continuation of the Mgmt For For For Office of Deepak Vaidya 7 Authority to Set Cost Mgmt For For For Auditor's Fees 8 Amendments to the Mgmt For For For Employee Stock Option Plan 9 Directors' Commission Mgmt For For For ________________________________________________________________________________ Strides Pharma Science Ltd. Ticker Security ID: Meeting Date Meeting Status STAR CINS Y8175G117 11/23/2019 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Give Mgmt For Against Against Guarantees ________________________________________________________________________________ Sudarshan Chemical Industries Limited Ticker Security ID: Meeting Date Meeting Status SUDARSCHEM CINS Y81821145 03/28/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Revision of Mgmt For Against Against Remuneration of Rajesh B. Rathi (Managing Director) ________________________________________________________________________________ Sudarshan Chemical Industries Limited Ticker Security ID: Meeting Date Meeting Status SUDARSCHEM CINS Y81821145 08/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Approve Resignation of Mgmt For For For Narayandas J. Rathi 4 Elect Deepak Parikh Mgmt For For For 5 Elect Shrikrishna N. Mgmt For Against Against Inamdar 6 Elect S. Padmanabhan Mgmt For For For 7 Elect Dara N. Damania Mgmt For Against Against 8 Elect Sanjay K. Asher Mgmt For Against Against 9 Elect Rati F. Forbes Mgmt For Against Against 10 Approve Payment of Mgmt For For For Fees to Cost Auditors 11 Re-Classification of Mgmt For For For Promoter Group Members (Kishore L. Rathi) 12 Re-Classification of Mgmt For For For Promoter Group Members (Ajoy B. Rathi) ________________________________________________________________________________ Sun Pharma Advanced Research Company Limited Ticker Security ID: Meeting Date Meeting Status SPARC CINS Y8240G100 07/29/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dilip S. Shanghvi Mgmt For For For ________________________________________________________________________________ Sunteck Realty Limited Ticker Security ID: Meeting Date Meeting Status SUNTECK CINS Y8308R113 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Atul Poopal Mgmt For Against Against 5 Authority to Issue Mgmt For For For Shares and/or Other Debt Securities w/o Preemptive Rights 6 Elect Sandhya Malhotra Mgmt For For For 7 Continuation of the Mgmt For Against Against Office of Ramakant Nayak 8 Continuation of the Mgmt For Against Against Office of Kishore Vussonji 9 Revision of Mgmt For For For Remuneration of Rachana Hingarajia (Company Secretary and Woman Director) 10 Authority to Set Cost Mgmt For For For Auditor's Fees 11 Approval of Sunteck Mgmt For Against Against Realty Limited Employees Stock Option Scheme 2019 12 Extension of Sunteck Mgmt For Against Against Realty Limited Employees Stock Option Scheme 2019 to Subsidiaries ________________________________________________________________________________ Surya Roshni Limited Ticker Security ID: Meeting Date Meeting Status SURYAROSNI CINS Y8316Z115 09/04/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Urmil Agarwal Mgmt For Against Against 4 Authority to Mortgage Mgmt For For For Assets 5 Appoint Raju Bista Mgmt For For For (Managing Director); Approval of Remuneration 6 Approve Payment of Mgmt For For For Fees to Cost Auditors 7 Elect Krishan Kumar Mgmt For Against Against Narula 8 Elect Ravinder Kumar Mgmt For Against Against Narang 9 Elect Tara Sankar Mgmt For For For Bhattacharya 10 Elect Sudhanshu Kumar Mgmt For Against Against Awasthi 11 Elect Surendra Singh Mgmt For For For Khurana 12 Amendments to Articles Mgmt For For For of Association ________________________________________________________________________________ Suven Life Sciences Ltd. Ticker Security ID: Meeting Date Meeting Status SUVEN CINS Y8317Y133 08/14/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sudharani Jasti Mgmt For Against Against 5 Appointment of Mgmt For For For Venkateswarlu Jasti (CEO); Approve Remuneration 6 Appointment of Mgmt For For For Sudharani Jasti (Whole-Time Director); Approve Remuneration 7 Holding Office or Mgmt For For For Place of Profit by Kalyani Jasti (President - US Operations) ________________________________________________________________________________ Suven Life Sciences Ltd. Ticker Security ID: Meeting Date Meeting Status SUVEN CINS Y8317Y133 09/20/2019 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Business Mgmt For For For Undertaking ________________________________________________________________________________ Suzlon Energy Ltd. Ticker Security ID: Meeting Date Meeting Status SUZLON CINS Y8315Y119 04/15/2020 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For For For Capital 2 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 3 Authority to Issue Mgmt For For For Optionally Convertible Debentures 4 Authority to Issue Mgmt For For For Convertible Warrants w/o Preemptive Rights 5 Authority to Convert Mgmt For Against Against Debt into Shares and Issue Shares w/o Preemptive Rights 6 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 7 Approval for Mgmt For For For Divestment/ Dilution/ Disposal of the Company's Investment Assets 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Issue Mgmt For For For Compulsorily Convertible Debentures 10 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Suzlon Energy Ltd. Ticker Security ID: Meeting Date Meeting Status SUZLON CINS Y8315Y119 05/18/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Increase in Authorized Mgmt For For For Capital 3 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 4 Authority to Issue Mgmt For For For Optionally Convertible Debentures 5 Authority to Issue Mgmt For For For Convertible Warrants w/o Preemptive Rights 6 Authority to Convert Mgmt For Against Against Debt into Shares and Issue Shares w/o Preemptive Rights 7 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 8 Approval for Mgmt For For For Divestment/ Dilution/ Disposal of the Company's Investment Assets 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Compulsorily Convertible Debentures 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Suzlon Energy Ltd. Ticker Security ID: Meeting Date Meeting Status SUZLON CINS Y8315Y119 09/20/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Vinod R. Tanti Mgmt For For For 3 Elect Girish R. Tanti Mgmt For Against Against 4 Elect Biju George Mgmt For For For Kozhippattu 5 Approve Payment of Mgmt For For For Fees to Cost Auditors 6 Elect Marc Desaedeleer Mgmt For For For 7 Elect Ravi Uppal Mgmt For Against Against 8 Elect Venkataraman Mgmt For For For Subramanian 9 Appointment of Vinod Mgmt For For For R. Tanti (Whole-Time Director and COO); Approval of Remuneration ________________________________________________________________________________ Swan Energy Limited Ticker Security ID: Meeting Date Meeting Status SWANENERGY CINS Y831AK121 09/11/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Padmanabhan Mgmt For For For Valab Sugavanam 5 Amendments to Mgmt For For For Memorandum of Association 6 Authority to Give Mgmt For Against Against Guarantees, Grant Loans and/or Securities for Related Parties 7 Authority to Give Mgmt For Against Against Guarantees, Grant Loans and Make Investments 8 Approve Payment of Mgmt For For For Fees to Cost Auditors 9 Elect Raj Kumar Mgmt For For For Rajendrasinhji Sukhdevsinhji 10 Elect Pitamber Mgmt For Against Against Siroomal Teckchandani 11 Elect Rajat Kumar Mgmt For Against Against Lalit Kumar Dasgupta 12 Elect Shobhan Mgmt For Against Against Indravadan Diwanji 13 Appoint Nikhil Mgmt For Against Against Vasantlal Merchant (Managing Director); Approval of Remuneration 14 Appoint Paresh Mgmt For Against Against Vasantlal Merchant (Executive Director); Approval of Remuneration 15 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt w/o Preemptive Rights 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ T.V. Today Network Limited Ticker Security ID: Meeting Date Meeting Status TVTODAY CINS Y9014T104 09/12/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Devajyoti Mgmt For Against Against Bhattacharya 5 Revision of Mgmt For For For Remuneration Payable to Kalli Purie Bhandal (Executive Director) 6 Approve Payment of Mgmt For Against Against Remuneration to Executive Promoter Directors 7 Elect Neera Malhotra Mgmt For For For 8 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Take Solutions Limited Ticker Security ID: Meeting Date Meeting Status TAKE CINS Y8431N104 08/08/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect S. Srinivasan Mgmt For Against Against 5 Elect Narayanan Kumar Mgmt For For For 6 Elect Rangaswamy Mgmt For Against Against Sundara Rajan 7 Elect Ganesan Raghuram Mgmt For Against Against 8 Elect Uma Ratnam Mgmt For For For Krishnan 9 Appointment of Mgmt For Against Against Harikesavanallur R. Srinivasan (Managing Director); Approval of Remuneration 10 Approve Revised Mgmt For Against Against Remuneration of Ram Yeleswarapu (President and CEO) 11 Amendment to Foreign Mgmt For For For Investor Restrictions 12 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights ________________________________________________________________________________ Tamil Nadu Newsprint & Papers Ticker Security ID: Meeting Date Meeting Status TNPL CINS Y8524B116 09/19/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Set Mgmt For For For Auditor's Fees 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Elect N. Muruganandam Mgmt For Against Against 6 Elect Reeta Harish Mgmt For For For Thakkar 7 Elect S. Krishnan Mgmt For For For ________________________________________________________________________________ Tata Consultancy Services Ltd. Ticker Security ID: Meeting Date Meeting Status TCS CINS Y85279100 06/11/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Aarthi Mgmt For Against Against Subramanian ________________________________________________________________________________ Tata Elxsi Limited Ticker Security ID: Meeting Date Meeting Status TATAELXSI CINS Y8560N107 07/17/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect N.G. Subramaniam Mgmt For For For 5 Elect Ankur Verma Mgmt For For For 6 Elect Shyamala Gopinath Mgmt For For For 7 Elect Manoj Raghavan Mgmt For For For 8 Appointment of Manoj Mgmt For For For Raghavan (CEO & MD); Approval of Remuneration ________________________________________________________________________________ Tata Metaliks Limited Ticker Security ID: Meeting Date Meeting Status TATAMETALI CINS Y8547P118 08/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sanjiv Paul Mgmt For Against Against 5 Elect Samita Jigar Shah Mgmt For Against Against 6 Elect Krishnava S. Dutt Mgmt For Against Against 7 Elect Pingali Venugopal Mgmt For Against Against 8 Related Party Mgmt For For For Transaction with TS Global Procurement Company Pte. Limited 9 Related Party Mgmt For For For Transaction with Tata Steel Limited for Purchases of Iron Ore Materials 10 Related Party Mgmt For For For Transaction with Tata Steel Limited for Purchases of Coke 11 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Tata Sponge Iron Limited Ticker Security ID: Meeting Date Meeting Status TATASPONGE CINS Y4175L115 07/15/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Meena Lall Mgmt For For For 4 Elect Thachat Mgmt For Against Against Viswanath Narendran 5 Elect Koushik Mgmt For Against Against Chatterjee 6 Elect Sougata Ray Mgmt For For For 7 Elect Ashish Anupam Mgmt For Against Against 8 Directors' Commission Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditor's Fees 10 Change Company Name Mgmt For For For 11 Change of Location of Mgmt For For For Registered Office 12 Revision of Mgmt For For For Remuneration of Sanjay Kumar Pattnaik (Managing Director) 13 Related Party Mgmt For For For Transactions (Tata Steel Iron Ore Purchase) 14 Related Party Mgmt For For For Transactions (Tata Steel Steel Sale) 15 Related Party Mgmt For For For Transactions (Tata Steel Coal Purchase) 16 Related Party Mgmt For For For Transactions (Tata International Singapore) 17 Related Party Mgmt For For For Transactions (Tata International) 18 Related Party Mgmt For For For Transactions (TS Global Procurement Co.) ________________________________________________________________________________ TCNS Clothing Co. Ltd. Ticker Security ID: Meeting Date Meeting Status TCNSBRANDS CINS Y8978W103 08/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Onkar Singh Mgmt For For For Pasricha 3 Related Party Mgmt For Against Against Transactions 4 Revision of Mgmt For For For Remuneration of Saranpreet Pasricha (Relative of Onkar Singh Pasricha) 5 Waiver of Excess Mgmt For Against Against Remuneration and Payment of Minimum Remuneration to Anant Kumar Daga (Managing Director) 6 Independent Directors' Mgmt For For For Commission 7 Ratify TCNS Employee Mgmt For Against Against Share Option Scheme 2014-17 8 Ratify TCNS Employee Mgmt For Against Against Share Option Scheme 2018-23 9 Grant of Options under Mgmt For Against Against the TCNS Employee Share Option Scheme 2018-23 10 Amendment to the TCNS Mgmt For Against Against Employee Share Option Scheme 2018-23 ________________________________________________________________________________ Tejas Networks Ltd Ticker Security ID: Meeting Date Meeting Status TEJASNET CINS Y8T61P105 07/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Sanjay Nayak Mgmt For For For 5 Reappointment of Mgmt For For For Sanjay Nayak (CEO); Approve remuneration 6 Appointment of Arnob Mgmt For For For Roy (COO); Approve remuneration 7 Elect Chandrashekhar Mgmt For For For Bhave 8 Amendment to Borrowing Mgmt For For For Powers 9 Appointment of Branch Mgmt For For For Auditor ________________________________________________________________________________ Texmaco Rail & Engineering Ltd Ticker Security ID: Meeting Date Meeting Status TEXRAIL CINS Y85848102 09/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect D.H. Kela Mgmt For For For 5 Elect A.K. Vijay Mgmt For For For 6 Approve Payment of Mgmt For For For Fees to Cost Auditor 7 Elect Indrajit Mgmt For For For Mookerjee 8 Elect A.C. Chakrabortti Mgmt For For For 9 Elect D.R. Kaarthikeyan Mgmt For For For 10 Elect Sunil Mitra Mgmt For For For 11 Waiver of Excess Mgmt For For For Remuneration for Executive Directors 12 Amendment to Borrowing Mgmt For For For Powers 13 Authority to Issue Mgmt For For For Debt Instruments ________________________________________________________________________________ The India Cements Limited Ticker Security ID: Meeting Date Meeting Status INDIACEM CINS Y39167153 09/12/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Standalone) 2 Accounts and Reports Mgmt For For For (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Chitra Srinivasan Mgmt For For For 5 Elect V. Mgmt For For For Venkatakrishnan 6 Elect Vijayaragha Mgmt For For For Vachari Ranganathan 7 Adoption of New Mgmt For Against Against Articles 8 Approve Payment of Mgmt For For For Fees to Cost Auditor ________________________________________________________________________________ The Shipping Corporation of India Ltd. Ticker Security ID: Meeting Date Meeting Status SCI CINS Y7757H113 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect H.K. Joshi Mgmt For Against Against 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Mavjibhai Mgmt For For For Sorathia 6 Elect Arun Balakrishnan Mgmt For For For ________________________________________________________________________________ The Tinplate Company of India Limited Ticker Security ID: Meeting Date Meeting Status TINPLATE CINS Y8840S116 08/26/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Anand Sen Mgmt For Against Against 4 Appointment of R. N. Mgmt For For For Murthy (Managing Director); Approval of Remuneration 5 Elect Sougata Ray Mgmt For For For 6 Elect B. N. Samal Mgmt For Against Against 7 Related Party Mgmt For For For Transactions for FY 2018-19 8 Related Party Mgmt For For For Transactions 9 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Thyrocare Technologies Limited Ticker Security ID: Meeting Date Meeting Status THYROCARE CINS Y8T01E103 08/24/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Standalone) 2 Accounts and Reports Mgmt For For For (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect A. Sundararaju Mgmt For Against Against 5 Elect Indumati Mgmt For Against Against Gopinathan 6 Elect Gopalkrishna Mgmt For Against Against Shivaram Hegde 7 Elect Vishwas Kulkarni Mgmt For For For 8 Elect Neetin S. Desai Mgmt For Against Against 9 Approve Payment of Mgmt For For For Fees to Cost Auditors 10 Employee Stock Option Mgmt For Against Against Scheme ________________________________________________________________________________ Tourism Finance Corporation of India Ltd. Ticker Security ID: Meeting Date Meeting Status TFCILTD CINS Y8905V129 08/09/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Niraj Agarwal Mgmt For Against Against 5 Elect Naresh T. Jain Mgmt For Against Against 6 Elect Shyam Maheshwari Mgmt For For For 7 Elect Koppara Sajeeve Mgmt For For For Thomas 8 Elect Thankom T. Mathew Mgmt For For For 9 Elect and Appoint Mgmt For For For B.M.Gupta (Whole Time Director); Approve Remueration 10 Elect and Appoint Mgmt For Against Against Anirban Chakraborty (Managing Director & CEO); Approve Remueration 11 Authority to Issue Mgmt For For For Debt Instruments ________________________________________________________________________________ Trident Limited Ticker Security ID: Meeting Date Meeting Status TRIDENT CINS Y8973C102 09/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For (Standalone) 2 Accounts and Reports Mgmt For For For (Consolidated) 3 Allocation of Mgmt For For For Profits/Dividends (Final Dividend) 4 Allocation of Mgmt For For For Profits/Dividends (Interim Dividend) 5 Elect Rajinder Gupta Mgmt For For For 6 Elect Deepak Nanda Mgmt For Against Against 7 Authority to Set Cost Mgmt For For For Auditors Fees 8 Payment of Commission Mgmt For Against Against to Rajinder Gupta (Non-Executive Co-Chair) 9 Payment of Mgmt For Against Against Remuneration to Rajinder Gupta (Non-Executive Co-Chair) 10 Elect Pallavi Shroff Mgmt For Against Against 11 Elect Rajiv Dewan Mgmt For Against Against 12 Elect Amandeep Gupta Mgmt For For For 13 Appointment of Mgmt For Against Against Amandeep Gupta (Managing Director); Approval of Remuneration 14 Appointment of Deepak Mgmt For Against Against Nanda (Whole-Time Director); Approval of Remuneration 15 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Non-Convertible Debt Instruments 17 Stock Split Mgmt For For For 18 Amendments to Mgmt For For For Memorandum 19 Amendments to Articles Mgmt For Against Against 20 Amendment to the Mgmt For For For Employee Stock Options Plan 2007 21 Amendment to the Mgmt For For For Employee Stock Options Plan 2015 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Triveni Engineering & Industries Ltd Ticker Security ID: Meeting Date Meeting Status TRIVENI CINS Y89767159 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Nikhil Sawhney Mgmt For Against Against 5 Elect Jitendra Kumar Mgmt For For For Dadoo 6 Elect Sudipto Sarkar Mgmt For For For 7 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ TTK Prestige Limited Ticker Security ID: Meeting Date Meeting Status TTKPRESTIG CINS Y89993110 08/12/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect T. T. Raghunathan Mgmt For Against Against 4 Authority to Set Cost Mgmt For For For Auditor's Fees 5 Elect Vandana Walvekar Mgmt For For For 6 Elect Dileep K. Mgmt For Against Against Krishnaswamy 7 Continuation of the Mgmt For Against Against Office of Arun K. Thiagarajan 8 Elect Arun K. Mgmt For Against Against Thiagarajan 9 Elect Murali Mgmt For Against Against Neelakantan 10 Elect Chandru Kalro Mgmt For Against Against 11 Appointment of Chandru Mgmt For Against Against Kalro (Managing Director); Approve Remuneration ________________________________________________________________________________ TV18 Broadcast Ltd Ticker Security ID: Meeting Date Meeting Status TV18BRDCST CINS Y2714T110 09/11/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Elect P. M. S. Prasad Mgmt For Against Against 5 Elect Rahul Joshi Mgmt For For For 6 Appoint Rahul Joshi Mgmt For For For (Managing Director); Approval of Remuneration 7 Elect Renuka Ramnath Mgmt For Against Against 8 Elect Adil Zainulbhai Mgmt For Against Against 9 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ Uflex Limited Ticker Security ID: Meeting Date Meeting Status UFLEX CINS Y9042S102 08/01/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Amitava Ray Mgmt For Against Against 5 Appointment of Ashok Mgmt For Against Against Chaturvedi (Chair and Managing Director); Approval of Remuneration 6 Elect Tara Sankar Mgmt For For For Bhattacharya 7 Elect Indu Liberhan Mgmt For Against Against 8 Elect Pradeep Poddar Mgmt For For For 9 Approve Payment of Mgmt For For For Fees to Cost Auditors ________________________________________________________________________________ V2 Retail Ltd Ticker Security ID: Meeting Date Meeting Status V2RETAIL CINS Y937A4106 09/07/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Akash Agarwal Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Rochelle Susanna Mgmt For For For D'Souza 6 Elect Harbir Singh Mgmt For For For Sidhu ________________________________________________________________________________ VA Tech Wabag Limited Ticker Security ID: Meeting Date Meeting Status WABAG CINS Y9356W111 08/13/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect S. Varadarajan Mgmt For For For 3 Elect Milin Mehta Mgmt For For For 4 Approve Payment of Mgmt For For For Fees to Cost Auditors 5 Authority to Issue Mgmt For Against Against Shares and/or Other Equity Linked Istruments (including Convertible Debt Instruments) w/o Preemptive Rights ________________________________________________________________________________ Vakrangee Limited Ticker Security ID: Meeting Date Meeting Status VAKRANGEE CINS Y9316P107 09/25/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Dinesh Nandwana Mgmt For For For 5 Elect Anil Khanna Mgmt For For For 6 Appointment of Anil Mgmt For Against Against Khanna (Managing Director and Group CEO); Approval of Remuneration 7 Appointment of Dinesh Mgmt For Against Against Nandwana (Executive Director); Approval of Remuneration 8 Elect Avinash Chandra Mgmt For For For Vyas 9 Elect Sujata Mgmt For For For Chattopadhyay 10 Elect Sunil Agarwal Mgmt For Against Against 11 Elect Ramesh M. Joshi Mgmt For For For 12 Elect B.L. Meena Mgmt For Against Against ________________________________________________________________________________ Varun Beverages Limited Ticker Security ID: Meeting Date Meeting Status VBL CINS Y9T53H101 06/26/2020 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kapil Agarwal Mgmt For For For 3 Appoint Varun Jaipuria Mgmt For For For (Whole-Time Director); Approval of Remuneration 4 Appoint Raj Gandhi Mgmt For For For (Whole-Time Director); Approval of Remuneration 5 Elect and Appoint Mgmt For For For Rajinder Jeet Singh Bagga (Whole-Time Director); Approval of Remuneration 6 Directors' Commission Mgmt For Against Against ________________________________________________________________________________ Venky's (India) Limited Ticker Security ID: Meeting Date Meeting Status VENKYS CINS Y9536C118 09/27/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect B. Venkatesh Rao Mgmt For For For 4 Elect Uttara Jitendra Mgmt For Against Against Desai 5 Elect Ashokkumar Mgmt For Against Against Harikishanla L. Mahajan 6 Elect Surinder Kumar Mgmt For For For 7 Elect Rajeshwar Singh Mgmt For For For Rathore 8 Elect Amrit Kapur Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ VIP Industries Limited Ticker Security ID: Meeting Date Meeting Status VIPIND CINS Y9377U136 07/30/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Interim Mgmt For For For Dividend 4 Allocation of Final Mgmt For For For Dividend 5 Elect Radhika Piramal Mgmt For For For 6 Elect Tushar K. Jani Mgmt For For For 7 Elect Ramesh S. Damani Mgmt For For For ________________________________________________________________________________ VRL Logistics Ticker Security ID: Meeting Date Meeting Status VRLLOG CINS Y9380Z106 08/10/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect L R Bhat Mgmt For For For 5 Elect Ashok Mgmt For Against Against Shivayogappa Shettar 6 Appointment of Anand Mgmt For Against Against Sankeshwar (Managing Director); Approval of Remuneration 7 Elect Prabhakar Kore Mgmt For For For 8 Elect Smriti Bellad Mgmt For For For 9 Elect Gurudas Narekuli Mgmt For For For 10 Continuation of the Mgmt For Against Against Office of Vijay Sankeshwar 11 Authority to Set Cost Mgmt For For For Auditor's Fees ________________________________________________________________________________ Welspun Corp Limited Ticker Security ID: Meeting Date Meeting Status WELCORP CINS Y9536Y102 03/18/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Amita Misra Mgmt For For For 4 Revision in Mgmt For Against Against Remuneration of Vipul Mathur (Managing Director & CEO) 5 Amendments to Articles Mgmt For For For 6 Reclassification of Mgmt For For For Promoter 7 Slump Sale Mgmt For For For ________________________________________________________________________________ Welspun Corp Limited Ticker Security ID: Meeting Date Meeting Status WELCORP CINS Y9536Y102 08/12/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Rajesh Mgmt For Against Against Rameshkumar Mandawewala 5 Elect Utsav Baijal Mgmt For Against Against 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Elect Kaushik Mgmt For Against Against Subramaniam 8 Elect Dhruv Subodh Kaji Mgmt For For For 9 Approve Payment of Mgmt For For For Fees to Cost Auditors 10 Authority to Issue Mgmt For For For Debt Instruments 11 Approve Payment of Mgmt For Against Against Commission to M M Balkrishan Goenka (Non-Executive Chair) ________________________________________________________________________________ Welspun Enterprises Ltd Ticker Security ID: Meeting Date Meeting Status WELENT CINS Y613A1109 03/31/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reclassification of Mgmt For For For Foreign Promoter ________________________________________________________________________________ Welspun Enterprises Ltd Ticker Security ID: Meeting Date Meeting Status WELENT CINS Y613A1109 08/12/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Sandeep Garg Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Aruna Sharma Mgmt For For For 8 Elect Raghav Chandra Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditor's Fees 10 Related Party Mgmt For For For Transactions 11 Authority to Mortgage Mgmt For For For Assets 12 Amendment to Borrowing Mgmt For For For Powers 13 Authority to Issue Mgmt For For For Debt Instruments ________________________________________________________________________________ Wockhardt Limited Ticker Security ID: Meeting Date Meeting Status WOCKPHARMA CINS Y73505136 03/16/2020 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Divestiture Mgmt For For For ________________________________________________________________________________ Wockhardt Limited Ticker Security ID: Meeting Date Meeting Status WOCKPHARMA CINS Y73505136 08/14/2019 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Standalone) 3 Accounts and Reports Mgmt For For For (Consolidated) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Murtaza H. Mgmt For For For Khorakiwala 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Appoint H. F. Mgmt For Against Against Khorakiwala (Executive Chair); Approve Remuneration 8 Elect Tasneem Mehta Mgmt For For For 9 Authority to Set Cost Mgmt For For For Auditor's Fees 10 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt Instruments Fund Name : VanEck Vectors Indonesia Index ETF ________________________________________________________________________________ Astra International Tbk Ticker Security ID: Meeting Date Meeting Status ASII CINS Y7117N172 06/16/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Against Against and/or Commissioners; Approval of Remuneration 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Bank Danamon Ticker Security ID: Meeting Date Meeting Status BDMN CINS Y71188190 10/01/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) 2 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Bank Negara Indonesia (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BBNI CINS Y74568166 02/20/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For Against Against Commissioners' Fees 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Renewal of Recovery Mgmt For For For Plan 6 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ Bank Negara Indonesia (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BBNI CINS Y74568166 08/30/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Results of Operations Mgmt For For For 2 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 06/16/2020 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Benny Setiawan Mgmt For For For Santoso 7 Elect Blair Chilton Mgmt For For For Pickerell 8 Elect Axton Salim Mgmt For For For 9 Elect Tedy Djuhar Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Appoint Mgmt For For For Additional Directors 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 11/15/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 KKR Investment Mgmt For For For ________________________________________________________________________________ First Pacific Company Ltd. Ticker Security ID: Meeting Date Meeting Status 0142 CINS G34804107 12/16/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 2020-2022 Noodles Mgmt For Against Against Business Transactions 4 2020-2022 Plantations Mgmt For Against Against Business Transactions 5 2020-2022 Distribution Mgmt For Against Against Business Transactions 6 2020-2022 Flour Mgmt For Against Against Business Transactions ________________________________________________________________________________ Golden Agri-Resources Limited Ticker Security ID: Meeting Date Meeting Status E5H CINS V39076134 04/27/2020 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Kaneyalall Mgmt For For For Hawabhay 5 Elect FOO Meng Kee Mgmt For Against Against 6 Elect Christian Mgmt For For For Gautier De Charnace 7 Elect Khemraj Sharma Mgmt For For For Sewraz 8 Elect LEW Syn Pau Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Jardine Cycle & Carriage Ltd. Ticker Security ID: Meeting Date Meeting Status C07 CINS Y43703100 05/22/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Mark S. Greenberg Mgmt For Against Against 5 Elect Vimala V.R. Menon Mgmt For For For 6 Elect Anthony Mgmt For Against Against Nightingale 7 Elect Michael KOK Pak Mgmt For For For Kuan 8 Elect Benjamin Birks Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Kalbe Farma Ticker Security ID: Meeting Date Meeting Status KLBF CINS Y71287208 05/18/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors Mgmt For Against Against and/or Commissioners 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Mitra Keluarga Karyasehat Ticker Security ID: Meeting Date Meeting Status MIKA CINS Y603AT109 06/24/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Use of Proceeds Mgmt For For For 4 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) 5 Directors' and Mgmt For For For Commissioners' Fees 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ Mitra Keluarga Karyasehat Ticker Security ID: Meeting Date Meeting Status MIKA CINS Y603AT109 06/24/2020 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Against Against 2 Change in Capital Mgmt For For For Investment Category ________________________________________________________________________________ Perusahaan Gas Negara (PGN) Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 01/21/2020 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ Perusahaan Gas Negara (PGN) Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 05/15/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For Against Against Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) 7 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Perusahaan Gas Negara (PGN) Ticker Security ID: Meeting Date Meeting Status PGAS CINS Y7136Y118 08/30/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Results of Operations Mgmt For For For 2 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Adaro Energy Tbk Ticker Security ID: Meeting Date Meeting Status ADRO CINS Y7087B109 05/20/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For Against Against 4 Directors' and Mgmt For For For Commissioners' Fees 5 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ PT Bank Central Asia Tbk Ticker Security ID: Meeting Date Meeting Status BBCA CINS Y7123P138 04/09/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Allocation of Interim Mgmt For For For Dividends for Fiscal Year 2020 7 Approval of Recovery Mgmt For For For Plan ________________________________________________________________________________ PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 02/19/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For Against Against Commissioners' Fees 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 08/28/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Results of Operations Mgmt For For For 2 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 12/09/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 02/18/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Partnership and Community Development Program Report 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For Against Against Commissioners' Fees 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Rakyat Indonesia Ticker Security ID: Meeting Date Meeting Status BBRI CINS Y0697U112 09/02/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Results of Operations Mgmt For For For 2 Approval of Recovery Mgmt For For For Plan 3 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Tabungan Negara Persero Ticker Security ID: Meeting Date Meeting Status BBTN CINS Y71197100 03/12/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For Against Against Commissioners' Fees 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Approval of Updating Mgmt For For For Recovery Plan 6 Aproval of Change in Mgmt For Against Against the Company's Pension Fund Adequacy Ratio 7 Approval of Use of Mgmt For For For Proceed Reports 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Bank Tabungan Negara Persero Ticker Security ID: Meeting Date Meeting Status BBTN CINS Y71197100 08/29/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Evaluation of Mgmt For For For Financial Performance 2 Acquisition of PT Mgmt For Against Against Sarana Papua Ventura 3 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Bank Tabungan Negara Persero Ticker Security ID: Meeting Date Meeting Status BBTN CINS Y71197100 11/27/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Resignation of Mgmt For For For President Director ________________________________________________________________________________ PT Barito Pacific Tbk Ticker Security ID: Meeting Date Meeting Status BRPT CINS Y71198124 07/19/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Split Mgmt For Against Against ________________________________________________________________________________ PT Bukit Asam Tbk Ticker Security ID: Meeting Date Meeting Status PTBA CINS Y8520P101 06/10/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Annual Report and Mgmt For For For Partnership and Community Development Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For Against Against Commissioners Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Amendments to Articles Mgmt For Against Against 7 Election of Directors Mgmt For Against Against and/or Commissioners (Slate) ________________________________________________________________________________ PT Chandra Asri Petrochemical Tbk Ticker Security ID: Meeting Date Meeting Status TPIA CINS Y1292Y103 02/05/2020 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Shares w/ Mgmt For For For Preemptive Rights 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ PT Chandra Asri Petrochemical Tbk Ticker Security ID: Meeting Date Meeting Status TPIA CINS Y1292Y103 11/15/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For between Parent and Subsidiary (PT Petrokimia Butadiene Indonesia) 2 Election of Mgmt For Against Against Commissioners 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Hanson International Terbuka Ticker Security ID: Meeting Date Meeting Status MYRX CINS Y71225166 07/04/2019 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' and Mgmt For For For Commissioners' Fees 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ PT Hanson International Terbuka Ticker Security ID: Meeting Date Meeting Status MYRX CINS Y71225166 11/13/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Shares w/ Mgmt For For For Preemptive Rights 2 Election of Director Mgmt For Against Against and/or Commissioners (Slate) 3 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ PT Jasa Marga (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status JSMR CINS Y71285103 06/11/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Partnership and Mgmt For For For Community Development Program Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 5 Directors' and Mgmt For Against Against Commissioners' Fees 6 Use of Proceeds Mgmt For For For 7 Ratification of Mgmt For For For Ministerial Regulation 8 Amendments to Articles Mgmt For Against Against 9 Election of Directors Mgmt For Against Against and/or Commissioners(Slate) ________________________________________________________________________________ PT Matahari Department Store Tbk Ticker Security ID: Meeting Date Meeting Status LPPF CINS Y7139L105 06/04/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Election of Directors Mgmt For Against Against and/or Commissioners; Approval of Remuneration 5 Cancellation of Shares Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PT Matahari Department Store Tbk Ticker Security ID: Meeting Date Meeting Status LPPF CINS Y7139L105 08/08/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For ________________________________________________________________________________ PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CUSIP 715684106 06/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For Against Against Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Election of Directors Mgmt For Against Against and/or Commissioners ________________________________________________________________________________ Semen Indonesia (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status SMGR CINS Y7142G168 06/19/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Partnership and Mgmt For For For Community Development Program Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' and Mgmt For Against Against Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 6 Resignation of Mgmt For For For Commissioners ________________________________________________________________________________ Tower Bersama Infrastructure Tbk Ticker Security ID: Meeting Date Meeting Status TBIG CINS Y71372109 05/18/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Directors' and Mgmt For For For Commissioners' Fees 5 Election of Directors Mgmt For Against Against and Commissioners (Slate) 6 Amendments to Articles Mgmt For Against Against of Association 7 Use of Proceeds Mgmt For For For ________________________________________________________________________________ Tower Bersama Infrastructure Tbk Ticker Security ID: Meeting Date Meeting Status TBIG CINS Y71372109 10/30/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Split Mgmt For For For 2 Authority to Issue Mgmt For For For Debt Instruments in Foreign Currency 3 Amendments to Articles Mgmt For Against Against 4 Amendments to Articles Mgmt For Against Against 5 Report on Results of Mgmt For For For Shares Buyback 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Unilever Indonesia Ticker Security ID: Meeting Date Meeting Status UNVR CINS Y9064H141 11/20/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For (Slate) 2 Stock Split Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ United Tractors Ticker Security ID: Meeting Date Meeting Status UNTR CINS Y7146Y140 06/11/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Election of Mgmt For For For Commissioners (Slate) 4 Directors' and Mgmt For For For Commissioners' Fees 5 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees ________________________________________________________________________________ XL Axiata Terbuka Ticker Security ID: Meeting Date Meeting Status EXCL CINS Y7125N107 05/18/2020 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Use of Proceeds from Mgmt For For For Bonds and Sukuk 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Implementation and Mgmt For For For Issuance of Shares in Relation to Long Term Incentive Plan 2016 - 2020 6 Election of Directors Mgmt For For For and/or Commissioners (Slate) 7 Directors' and Mgmt For For For Commissioners' Fees ________________________________________________________________________________ XL Axiata Terbuka Ticker Security ID: Meeting Date Meeting Status EXCL CINS Y7125N107 09/30/2019 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Terms of Mgmt For For For 2016-2020 Long Term Incentive Plan Fund Name : VanEck Vectors International High-Yield Bond ETF ________________________________________________________________________________ Grupo Isolux Corsan, S.A. Ticker Security ID: Meeting Date Meeting Status 0000 CINS E5752C131 09/12/2019 Take No Action Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Pastor Mgmt For TNA N/A 2 Elect David Vilella Mgmt For TNA N/A 3 Elect Fuster & Mgmt For TNA N/A Partners Asesores, S.L. 4 Report on Transfer of Mgmt For TNA N/A Assets; Authority to Transfer Assets 5 Authorisation of Legal Mgmt For TNA N/A Formalities 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Tervita Corporation Ticker Security ID: Meeting Date Meeting Status TEV CUSIP 88159E103 05/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Board Size Mgmt For For For 3.1 Elect Grant D. Billing Mgmt For For For 3.2 Elect Michael Colodner Mgmt For For For 3.3 Elect John W. Cooper Mgmt For For For 3.4 Elect Allen R. Hagerman Mgmt For For For 3.5 Elect Cameron Kramer Mgmt For For For 3.6 Elect Gordon Pridham Mgmt For For For 3.7 Elect Douglas R. Ramsay Mgmt For For For 3.8 Elect Susan L. Riddell Mgmt For For For Rose 3.9 Elect Jay W. Thornton Mgmt For For For 3.10 Elect Kevin Walbridge Mgmt For For For Fund Name : VanEck Vectors Israel ETF ________________________________________________________________________________ 888 Holdings plc Ticker Security ID: Meeting Date Meeting Status 888 CINS X19526106 05/20/2020 Voted Meeting Type Country of Trade Annual Gibraltar Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Brian Mattingley Mgmt For For For 4 Elect Itai Panzer Mgmt For For For 5 Elect Aviad Kobrine Mgmt For For For 6 Elect Mark Summerfield Mgmt For For For 7 Elect Zvika Zivlin Mgmt For For For 8 Elect Anne De Kerckhove Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees 11 Final Dividend Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Adoption of New Mgmt For For For Articles ________________________________________________________________________________ A.D.O. Group Ltd. Ticker Security ID: Meeting Date Meeting Status ADO CINS M15335108 11/07/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition Mgmt For For For ________________________________________________________________________________ AFI Properties Ltd Ticker Security ID: Meeting Date Meeting Status AFPR CINS M0203G105 02/04/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Eitan Bar Ze'ev Mgmt For For For 4 Elect Zahi Nahmias Mgmt For For For 5 Elect Michal Kamir Mgmt For For For 6 Elect Leah Nass Mgmt For For For 7 Elect Daniel Bernshtein Mgmt For For For 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ AFI Properties Ltd Ticker Security ID: Meeting Date Meeting Status AFPR CINS M0203G105 04/26/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ________________________________________________________________________________ AFI Properties Ltd Ticker Security ID: Meeting Date Meeting Status AFPR CINS M0203G105 09/25/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For Against Against Policy Provision Relating to D&O Exemption from Liability 3 Indemnification of Mgmt For For For Directors/Officers 4 Amendments to Articles Mgmt For For For Relating to D&O Exemption from Liability 5 Exemption of Mgmt For Against Against Directors/Officers 6 Appointment of New Mgmt For For For Auditor ________________________________________________________________________________ Africa-Israel Properties Ltd. Ticker Security ID: Meeting Date Meeting Status AFPR CINS M0203G105 07/01/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 2019 Cash Bonus Plan Mgmt For For For of CEO 5 Equity Grant of CEO Mgmt For For For 6 Company Name Change Mgmt For For For 7 Amend Articles of Mgmt For Against Against Incorporation Regarding Board of Directors ________________________________________________________________________________ Airport City Ltd. Ticker Security ID: Meeting Date Meeting Status ARPT CINS M0367L106 05/27/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Haim Tsuff Mgmt For For For 5 Elect Eitan Voloch Mgmt For For For 6 Elect Itamar Volkov Mgmt For For For 7 Elect Boaz Simons Mgmt For For For 8 Amendment to Articles Mgmt For For For of Association Regarding Board Size Range 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Airport City Ltd. Ticker Security ID: Meeting Date Meeting Status ARPT CINS M0367L106 10/03/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Haim Tsuff Mgmt For For For 5 Elect Eitan Voloch Mgmt For For For 6 Elect Itamar Volkov Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Employment Terms of Mgmt For For For Board Chair and Controlling Shareholder 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Allot Ltd. Ticker Security ID: Meeting Date Meeting Status ALLT CUSIP M0854Q105 09/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Nadav Zohar Mgmt For For For 3 Elect Steven D. Levy Mgmt For For For as an External Director 4 Confirmation of Mgmt N/A Against N/A Non-Controlling Shareholder 5 Compensation Policy Mgmt For For For Renewal 6 Confirmation of Mgmt N/A Against N/A Non-Controlling Shareholder 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Alony Hetz Properties & Investments Ltd. Ticker Security ID: Meeting Date Meeting Status ALHE CINS M0867F104 12/26/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Aviram Wertheim Mgmt For For For 5 Elect Nathan Hetz Mgmt For For For 6 Elect Adva Sharvit Mgmt For For For 7 Elect Gittit Guberman Mgmt For For For 8 Elect Amos Yadlin Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Altshuler Shaham Provident Fund & Pension Funds Ticker Security ID: Meeting Date Meeting Status ASPF CINS M0R6B5100 03/19/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Barry Ben Zeev Mgmt For For For 3 Elect Shy Datika Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Employment Agreement Mgmt For For For of Investment Manager and Related Party 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/31/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mgmt For For For Minicucci 2 Elect Adrian Gardner Mgmt For For For 3 Elect James S. Kahan Mgmt For For For 4 Elect Rafael de la Vega Mgmt For For For 5 Elect Giora Yaron Mgmt For For For 6 Elect Eli Gelman Mgmt For For For 7 Elect Richard T.C. Mgmt For For For LeFave 8 Elect John A. MacDonald Mgmt For For For 9 Elect Shuky Sheffer Mgmt For For For 10 Elect Yvette Kanouff Mgmt For For For 11 Amendment to the 1998 Mgmt For For For Stock Option and Incentive Plan 12 Increase Quarterly Mgmt For For For Dividend 13 Accounts and Reports Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Amot Investment Ltd Ticker Security ID: Meeting Date Meeting Status AMOT CINS M1035R103 01/20/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Nathan Hetz Mgmt For For For 5 Elect Aviram Wertheim Mgmt For For For 6 Elect Moti Barzilay Mgmt For For For 7 Elect Amir Amar Mgmt For Against Against 8 Elect Eyal Gabbai Mgmt For Against Against 9 Elect Yechiel Gutman Mgmt For For For 10 Elect Yael Andorn Mgmt For For For 11 Compensation Policy Mgmt For For For ________________________________________________________________________________ Arotech Corporation Ticker Security ID: Meeting Date Meeting Status ARTX CUSIP 042682203 12/17/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Ashtrom Group Ltd Ticker Security ID: Meeting Date Meeting Status ASHG CINS M1502Z109 05/31/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Avraham Nussbaum Mgmt For For For 4 Elect Gil Gueron Mgmt For For For 5 Elect Ofer Zehavi Mgmt For For For 6 Elect Jonathan Levy Mgmt For For For 7 Elect Liora Lev Mgmt For For For 8 Elect Matityahu Tal Mgmt For For For 9 Elect Tamar Goldenberg Mgmt For For For 10 D&O Liability Mgmt For For For Insurance / Indemnification of External Directors 11 Exemption of External Mgmt For Against Against Directors 12 Appointment of Auditor Mgmt For For For 13 Amend Employment Mgmt For For For Agreement of Related Party ________________________________________________________________________________ Ashtrom Properties Ltd Ticker Security ID: Meeting Date Meeting Status ASPR CINS M1504E104 04/19/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Elect Menachem Brenner Mgmt For Against Against as External Director 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Indemnification of Mgmt For For For External Director Menachem Brenner 6 Exemption of External Mgmt For Against Against Director Menachem Brenner 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Exemption of Mgmt For Against Against Non-Affiliated Directors 9 Exemption of Mgmt For Against Against Affiliated Directors 10 Exemption of CEO Mgmt For Against Against ________________________________________________________________________________ Ashtrom Properties Ltd Ticker Security ID: Meeting Date Meeting Status ASPR CINS M1504E104 12/26/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Avraham Nussbaum Mgmt For For For 5 Elect Gil Gueron Mgmt For For For 6 Elect Yaron Meshorer Mgmt For For For 7 Elect Alexander Mgmt For For For Lipshitz 8 Elect Dalia Shasho Mgmt For For For 9 Elect Itzhak Ravid Mgmt For For For 10 Elect Tsvi Sobel Mgmt For Against Against 11 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ AudioCodes Ltd. Ticker Security ID: Meeting Date Meeting Status AUDC CUSIP M15342104 09/10/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zehava Simon Mgmt For For For 2 Elect Lior Aldema Mgmt For For For 3 Compensation Policy Mgmt For Against Against 4 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 5 Employment Agreement Mgmt For Against Against of President and CEO 6 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 7 Employment Agreement Mgmt For For For of Director, CBO and Head of Global Sales 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Azrieli Group Ltd Ticker Security ID: Meeting Date Meeting Status AZRG CINS M1571Q105 04/30/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Indemnification & Mgmt For For For Exemption of Directors (Controlling Shareholders) ________________________________________________________________________________ Azrieli Group Ltd Ticker Security ID: Meeting Date Meeting Status AZRG CINS M1571Q105 08/11/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amend Management Mgmt For For For Agreement with CEO to Update Annual Bonus Terms 5 Management Agreement Mgmt For For For with Executive Chair 6 Elect Ehud Rassabi Mgmt For For For 7 Elect Joseph Shachak Mgmt For For For 8 Elect Dan Gillerman Mgmt For For For 9 Elect Danna Azrieli Mgmt For For For 10 Elect Sharon Azrieli Mgmt For For For 11 Elect Naomi Azrieli Mgmt For For For 12 Elect Menachem Einan Mgmt For Against Against 13 Elect Tzipora Carmon Mgmt For For For 14 Elect Oran Dror Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Bank Hapoalim B.M. Ticker Security ID: Meeting Date Meeting Status POLI CINS M1586M115 07/18/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Joint Mgmt For For For Auditors 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect David Avner Mgmt For For For 7 Elect Arie Orlev Mgmt For N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Elect Noam Hanegbi Mgmt N/A Abstain N/A 10 Elect Israel Zichel Mgmt N/A For N/A 11 Elect Reuven Krupik Mgmt N/A For N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Tamar Bar-Noy Mgmt N/A Abstain N/A Gotlin 14 Elect Oded Eran Mgmt N/A For N/A 15 Elect David Mgmt N/A For N/A Zvilichovsky ________________________________________________________________________________ Bank Hapoalim B.M. Ticker Security ID: Meeting Date Meeting Status POLI CINS M1586M115 12/26/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Temporary Extension of Mgmt For For For Compensation Policy 3 Temporary Extension of Mgmt For For For Employment Agreement of Chair 4 Temporary Extension of Mgmt For For For Employment Agreement of CEO ________________________________________________________________________________ Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 07/18/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Joint Mgmt For For For Auditors for Fiscal 2019 and Authority to Set Fees 4 Appointment of Joint Mgmt For For For Auditors Beyond Fiscal 2019 and Authority to Set Fees 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Irit Shlomi Mgmt For For For 7 Elect Haim Krupsky Mgmt For N/A N/A 8 Authorization of Board Mgmt For For For Chair to Participate in Share Offering ________________________________________________________________________________ Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 12/23/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Yitzhak Edelman Mgmt For For For 4 Elect Mordechai Rosen Mgmt For N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Ester Dominisini Mgmt N/A For N/A 7 Elect Ira Sobel Mgmt N/A Abstain N/A 8 Compensation Policy Mgmt For For For 9 Compensation Terms of Mgmt For For For New Board Chair 10 Compensation Terms of Mgmt For For For New CEO 11 Amend Terms of D&O Mgmt For For For Indemnification Undertakings 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BATM Advanced Communications Ltd. Ticker Security ID: Meeting Date Meeting Status BVC CINS M19199112 12/05/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Gideon Chitayat Mgmt For For For 6 Elect Zvi Marom Mgmt For For For 7 Elect Moti Nagar Mgmt For For For 8 Elect Harel Locker as Mgmt For For For External Director 9 2018 Bonus of CFO Mgmt For For For ________________________________________________________________________________ Bayside Land Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status BYSD CINS M1971K112 04/07/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alejandro Mgmt For For For Gustavo Elsztain 3 Elect Eduardo Sergio Mgmt For For For Elsztain 4 Elect Saul Zang Mgmt For For For 5 Elect Orit Lerer Mgmt For For For 6 Elect Yosef Friebroon Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bayside Land Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status BYSD CINS M1971K112 07/07/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For Against Against 3 Employment Agreement Mgmt For For For of CEO 4 Compensation Terms of Mgmt For For For Active Chair and Related Party 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 02/06/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Indemnification Mgmt For For For Agreements of Directors 3 Amend Indemnification Mgmt For For For Agreement of CEO 4 Amendment to Articles Mgmt For For For Regarding D&O Indemnification 5 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Indemnification 6 Amend Compensation Mgmt For For For Policy Provisions Relating to Performance Metrics 7 Amend Compensation Mgmt For For For Policy Provisions Relating to Bonus Threshold Conditions 8 Elect Darren Glatt Mgmt For For For 9 Elect Ran Fuhrer Mgmt For For For 10 Indemnification of Mgmt For For For Director Glatt 11 Indemnification of Mgmt For For For Director Fuhrer 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bezeq The Israel Telecommunication Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 05/14/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Shlomo Rodav Mgmt For For For 5 Elect Darren Glatt Mgmt For For For 6 Elect Ran Fuhrer Mgmt For For For 7 Elect David Granot Mgmt For For For 8 Elect Joseph Abergel Mgmt For For For 9 Indemnification & Mgmt For For For Exemption of Director Abergel 10 Shareholder Proposal Mgmt For Against Against to Elect Tomer Raved 11 Amendments to Mgmt For For For Compensation Policy 12 Shareholder Proposal ShrHoldr Against Against For Regarding Amendments to Articles of Association ________________________________________________________________________________ Big Shopping Centers Ltd Ticker Security ID: Meeting Date Meeting Status BIG CINS M2014C109 05/10/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Eitan Bar Ze'ev Mgmt For For For 5 Elect Barak Ben Eliezer Mgmt For For For 6 Elect Israel Yaaqovi Mgmt For Against Against 7 Elect Daniel Naftali Mgmt For For For 8 Elect Noa Naftali Mgmt For For For 9 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 10 Indemnification & Mgmt For For For Exemption of Director Affiliated with Controlling Shareholder 11 Indemnification & Mgmt For For For Exemption of Director Affiliated with Controlling Shareholder ________________________________________________________________________________ Big Shopping Centers Ltd Ticker Security ID: Meeting Date Meeting Status BIG CINS M2014C109 06/09/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Employment Mgmt For Against Against Agreement of Active Chair 3 Amend Employment Terms Mgmt For Against Against of CEO 4 Compensation Policy Mgmt For Against Against ________________________________________________________________________________ Big Shopping Centers Ltd Ticker Security ID: Meeting Date Meeting Status BIG CINS M2014C109 07/08/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Eitan Ben Ze'ev Mgmt For For For 5 Elect Barak Ben Eliezer Mgmt For Against Against 6 Elect Israel Yaaqovi Mgmt For For For 7 Elect Daniel Naftali Mgmt For For For 8 Elect Samer Haj Yehia Mgmt For For For 9 Elect Noa Naftali Mgmt For For For 10 Indemnification of Mgmt For For For Director Affiliated with Controlling Shareholder 11 D&O Liability Insurance Mgmt For For For ________________________________________________________________________________ BiolineRx Ltd. Ticker Security ID: Meeting Date Meeting Status BLRX CUSIP 09071M106 07/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Aharon Schwartz Mgmt For For For 2 Elect Michael J. Anghel Mgmt For For For 3 Elect B.J. Bormann Mgmt For For For 4 Elect Raphael Hofstein Mgmt For Against Against 5 Elect Sandra Panem Mgmt For For For 6 Option Grant to Aharon Mgmt For For For Schwartz 7 Option Grant to Mgmt For For For Michael Anghel 8 Option Grant to B.J. Mgmt For For For Bormann 9 Option Grant to Rapael Mgmt For For For Hofstein 10 Option Grant to Sandra Mgmt For For For Panem 11 Elect Nurit Benjamini Mgmt For For For as External Director 12 Declaration of Mgmt N/A Against N/A Material Interest 13 Elect Avraham Molcho Mgmt For For For as External Director 14 Declaration of Mgmt N/A Against N/A Material Interest 15 Equity Grants of CEO Mgmt For For For 16 Declaration of Mgmt N/A Against N/A Material Interest 17 Amend Compensation Mgmt For For For Policy 18 Declaration of Mgmt N/A Against N/A Material Interest 19 Increase in Authorized Mgmt For For For Capital 20 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Blue Square Real Estate Ltd Ticker Security ID: Meeting Date Meeting Status BLSR CINS M20259103 11/19/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Uri Lazar as Mgmt For For For External Director 3 Insurance Policy of Mgmt For For For Directors/Officers ________________________________________________________________________________ Brack Capital Properties N.V. Ticker Security ID: Meeting Date Meeting Status BCNV CINS N1589P106 01/02/2020 Voted Meeting Type Country of Trade Mix Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of Annual Mgmt For For For Statutory Report Under Dutch Law 2 Appointment of Auditor Mgmt For For For (Israel) 3 Appointment of Auditor Mgmt For Against Against (Netherlands) 4 Ratification of Board Mgmt For For For Acts 5 Elect Nick J.M. van Mgmt For For For Ommen 6 Elect Patrick Burke Mgmt For For For 7 Elect Daniel Moser Mgmt For For For 8 Elect Jeroen Dorenbos Mgmt For For For 9 Elect Noa Shacham Mgmt For For For 10 Elect Claus Jorgensen Mgmt For For For 11 Compensation Policy Mgmt For For For 12 Consultancy Agreement Mgmt For For For with CEO 13 Approval of Services Mgmt For For For Agreement with Controlling Shareholder 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Brainsway Ltd. Ticker Security ID: Meeting Date Meeting Status BWAY CINS M2043H103 01/13/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Elect David Zacut Mgmt For For For 4 Elect Avner Hagai Mgmt For Against Against 5 Elect Avner Lushi Mgmt For For For 6 Option Grants of Mgmt For For For Non-Executive Directors 7 Compensation Policy Mgmt For For For Amendments 8 Compensation Terms of Mgmt For For For Incoming President and CEO 9 Compensation Terms of Mgmt For For For Board Chair 10 Additional Mgmt For For For Compensation of Board Chair 11 Bundled Amendments to Mgmt For For For Articles 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Brainsway Ltd. Ticker Security ID: Meeting Date Meeting Status BWAY CINS M2043H103 11/25/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Chair to Serve Mgmt For For For as Interim CEO 4 Amendments to Articles Mgmt For Against Against Relating to Appointment of Directors to the Board 5 2019 Share Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Caesarstone Ltd. Ticker Security ID: Meeting Date Meeting Status CSTE CUSIP M20598104 09/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ariel Halperin Mgmt For For For 2 Elect Dori Brown Mgmt For For For 3 Elect Roger Abravanel Mgmt For For For 4 Elect Eric D. Mgmt For For For Herschmann 5 Elect Ronald Kaplan Mgmt For For For 6 Elect Ofer Tsimchi Mgmt For For For 7 Elect Shai Bober Mgmt For For For 8 Elect Tom Pardo Izhaki Mgmt For For For 9 Article Amendment Mgmt For For For Relating to Prior Notice of Board Meetings 10 Compensation Policy Mgmt For For For 11 Declaration of Mgmt N/A Against N/A Material Interest 12 Renewal of D&O Mgmt For For For Liability Insurance Policy 13 Declaration of Mgmt N/A Against N/A Material Interest 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Cellcom Israel Limited Ticker Security ID: Meeting Date Meeting Status CEL CINS M2196U109 03/05/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Terms of Mgmt For For For New CEO 3 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 4 Declaration of Mgmt N/A For N/A Compliance with Telecommunications Regulations ________________________________________________________________________________ Ceragon Networks Ltd. Ticker Security ID: Meeting Date Meeting Status CRNT CUSIP M22013102 09/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of CEO Cash Mgmt For For For Bonus Plan for 2019 2 Declaration of Mgmt N/A Against N/A Material Interest 3 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ CEVA, Inc. Ticker Security ID: Meeting Date Meeting Status CEVA CUSIP 157210105 06/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bernadette Mgmt For For For Andrietti 1.2 Elect Eliyahu Ayalon Mgmt For For For 1.3 Elect Zvi Limon Mgmt For For For 1.4 Elect Bruce A. Mann Mgmt For For For 1.5 Elect Maria Marced Mgmt For For For 1.6 Elect Peter McManamon Mgmt For For For 1.7 Elect Sven-Christer Mgmt For For For Nilsson 1.8 Elect Louis Silver Mgmt For For For 1.9 Elect Gideon Wertheizer Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 3 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Clal Insurance Enterprises Holdings Limited Ticker Security ID: Meeting Date Meeting Status CLIS CINS M2R083223 10/27/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Dani Naveh Mgmt For For For 5 Elect Avraham Knobel Mgmt For For For 6 Elect Varda Alshech Mgmt For Against Against 7 Elect Hana Mazal Mgmt For For For Margaliot 8 Elect Sami Mualem as Mgmt For For For External Director 9 Compensation Policy Mgmt For For For ________________________________________________________________________________ Compugen Limited Ticker Security ID: Meeting Date Meeting Status CGEN CUSIP M25722105 09/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Sekhri Mgmt For For For 2 Elect Jean-Pierre Mgmt For Against Against Bizzari 3 Elect Anat Cohen-Dayag Mgmt For For For 4 Elect Gilead Halevy Mgmt For For For 5 Elect Eran Perry Mgmt For For For 6 Elect Kinneret Livnat Mgmt For For For Savitsky 7 Elect Sanford S. Mgmt For For For Zweifach 8 Increase in Authorized Mgmt For For For Capital 9 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 10 Declaration of Mgmt N/A Against N/A Material Interest 11 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 12 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ CyberArk Software Ltd. Ticker Security ID: Meeting Date Meeting Status CYBR CUSIP M2682V108 06/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ron Gutler Mgmt For For For 2 Elect Kim E. Perdikou Mgmt For For For 3 Elect Francois Auque Mgmt For For For 4 Employee Share Mgmt For For For Purchase Plan 5 Three-Year Equity Plan Mgmt For For For (2020 - 2022) for CEO 6 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Danel (Adir Yeoshua) Ltd. Ticker Security ID: Meeting Date Meeting Status DANE CINS M27013107 07/30/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Rami Entin Mgmt For For For 3 Elect Yigal Ben Shalom Mgmt For Against Against 4 Elect Dan Aschner Mgmt For For For 5 Elect Alon Adir Mgmt For For For 6 Elect Nurit Tweezer Mgmt For For For Zaks 7 Appointment of Auditor Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Compensation Terms of Mgmt For For For Board Chair 10 Approval of Amended Mgmt For For For Bonus Plan of Chair 11 Approval of Amended Mgmt For For For Bonus Plan of CEO 12 Consulting Terms of Mgmt For For For Director ________________________________________________________________________________ Delek Automotive Systems Ltd. Ticker Security ID: Meeting Date Meeting Status DLEA CINS M2756V109 06/04/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Elect Vered Arviv as Mgmt For For For External Director 5 Indemnification and Mgmt For For For Exemption of Director Bartfeld 6 Employment Terms of Mgmt For For For Board Chair 7 D&O Liability Insurance Mgmt For For For 8 Framework for Future Mgmt For For For Liability Insurance Policies of Directors/Officers ________________________________________________________________________________ Delek Automotive Systems Ltd. Ticker Security ID: Meeting Date Meeting Status DLEA CINS M2756V109 09/26/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Elect Avraham Harel Mgmt For Against Against 5 D&O Insurance of Mgmt For For For Avraham Harel 6 Exemption and Mgmt For For For Indemnification of Directors/Officers 7 Exemption and Mgmt For For For Indemnification of CEO 8 Technical Amendments Mgmt For For For to Articles Regarding D&O Indemnification & Exemption 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Delek Group Ltd Ticker Security ID: Meeting Date Meeting Status DLEKG CINS M27635107 02/24/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Terms of Mgmt For Against Against New CEO ________________________________________________________________________________ Delek Group Ltd Ticker Security ID: Meeting Date Meeting Status DLEKG CINS M27635107 06/23/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ Delek Group Ltd Ticker Security ID: Meeting Date Meeting Status DLEKG CINS M27635107 08/07/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Appointment of Auditor Mgmt For For For 5 Amendments to Articles Mgmt For For For Relating to D&O Indemnification 6 Amend Compensation Mgmt For For For Policy 7 Base Salary Increase Mgmt For Against Against of CEO ________________________________________________________________________________ Delta Galil Industries Ticker Security ID: Meeting Date Meeting Status DELT CINS M2778B107 12/26/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Noam Lautman Mgmt For For For 3 Elect Isaac Dabah Mgmt For For For 4 Elect Izhak Weinstock Mgmt For For For 5 Elect Tzipora Carmon Mgmt For Against Against 6 Elect Israel Baum Mgmt For For For 7 Elect Richard Hunter Mgmt For For For 8 Elect Rinat Gazit Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Direct Insurance Financial Investments Ltd Ticker Security ID: Meeting Date Meeting Status DIFI CINS M2807E106 09/08/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition - Mgmt For For For Sell all shares to parent company Zur Shamir Holdings Ltd 3 Indemnification and Mgmt For For For exemption of Elad Avivi ________________________________________________________________________________ Discount Investment Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status DISI CINS M28072102 07/24/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Discount Investment Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status DISI CINS M28072102 11/07/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Severance Grant of Mgmt For For For Outgoing CEO 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Discount Investment Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status DISI CINS M28072102 12/17/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Eduardo Sergio Mgmt For For For Elsztain 4 Elect Alejandro Mgmt For For For Gustavo Elsztain 5 Elect Saul Zang Mgmt For For For 6 Elect Lily Ayalon Mgmt For For For 7 Elect Joseph Singer Mgmt For For For 8 Elect Diana Elsztain Mgmt For For For Dan 9 Elect Mario Blejer Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ DSP Group, Inc. Ticker Security ID: Meeting Date Meeting Status DSPG CUSIP 23332B106 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ofer Elyakim Mgmt For For For 1.2 Elect Thomas A. Lacey Mgmt For For For 1.3 Elect Cynthia Paul Mgmt For For For 1.4 Elect Gabi Seligsohn Mgmt For For For 1.5 Elect Yair Seroussi Mgmt For For For 1.6 Elect Norman Taffe Mgmt For For For 1.7 Elect Kenneth H. Traub Mgmt For For For 2 Amendment to the 1993 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ El Al Israel Airlines Ltd. Ticker Security ID: Meeting Date Meeting Status ELAL CINS M3741D113 01/15/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Employment Agreement Mgmt For For For with Vice President (Related Party) ________________________________________________________________________________ El Al Israel Airlines Ltd. Ticker Security ID: Meeting Date Meeting Status ELAL CINS M3741D113 11/03/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Eli Defes Mgmt For For For 6 Elect Tamar Mozes Mgmt For For For Borovitz 7 Elect Yehuda Levy Mgmt For For For 8 Elect Amikam Cohen Mgmt For For For 9 Elect Shlomo Hanael Mgmt For For For 10 Elect Sofia Kimerling Mgmt For For For 11 Elect Ruth Dahan Mgmt For Against Against 12 Elect Avraham Dotan Mgmt For For For 13 Compensation Policy Mgmt For Against Against 14 Technical Amendments Mgmt For For For to Articles of Association in Relation to State Share ________________________________________________________________________________ Elbit Systems Ltd. Ticker Security ID: Meeting Date Meeting Status ESLT CINS M3760D101 02/26/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Elbit Systems Ltd. Ticker Security ID: Meeting Date Meeting Status ESLT CINS M3760D101 03/17/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Moshe Kaplinsky Mgmt For For For As External Director ________________________________________________________________________________ Elbit Systems Ltd. Ticker Security ID: Meeting Date Meeting Status ESLT CINS M3760D101 11/20/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Michael Federmann Mgmt For For For 4 Elect Rina Baum Mgmt For For For 5 Elect Yoram Ben-Zeev Mgmt For For For 6 Elect David Federmann Mgmt For For For 7 Elect Dov Ninveh Mgmt For For For 8 Elect Ehood Nisan Mgmt For For For 9 Elect Yuli Tamir Mgmt For For For 10 Elect Bilha Shapira as Mgmt For For For External Director 11 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Elco Limited Ticker Security ID: Meeting Date Meeting Status ELCO CINS M3787F105 12/31/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For Against Against 4 Elect Mordechai Mgmt For For For Friedman 5 Elect Daniel Salkind Mgmt For For For 6 Elect Michael Salkind Mgmt For For For 7 Elect Ariel Ben Dayan Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Electra Consumer Products Ltd Ticker Security ID: Meeting Date Meeting Status ECP CINS M3798N105 02/17/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy Provision Relating to CEO's Fixed Compensation 3 Base Salary Increase Mgmt For For For of CEO ________________________________________________________________________________ Electra Consumer Products Ltd Ticker Security ID: Meeting Date Meeting Status ECP CINS M3798N105 12/26/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Daniel Salkind Mgmt For For For 5 Elect Michael Salkind Mgmt For For For 6 Elect Avraham Avishay Mgmt For For For Israeli 7 Elect Orly Ben-Yosef Mgmt For For For 8 Elect Yair Cohen as Mgmt For For For External Director 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Electra Ltd. Ticker Security ID: Meeting Date Meeting Status ELTR CINS M38004103 04/12/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 D&O Liability Insurance Mgmt For For For ________________________________________________________________________________ Electra Ltd. Ticker Security ID: Meeting Date Meeting Status ELTR CINS M38004103 07/30/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Option Grant of CEO Mgmt For Against Against 3 Amend Compensation Mgmt For Against Against Policy ________________________________________________________________________________ Electra Ltd. Ticker Security ID: Meeting Date Meeting Status ELTR CINS M38004103 12/26/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Michael Salkind Mgmt For For For 5 Elect Daniel Salkind Mgmt For For For 6 Elect Irit Stern Mgmt For Against Against 7 Elect Avraham Avishay Mgmt For For For Israeli 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Energean Oil & Gas Plc Ticker Security ID: Meeting Date Meeting Status ENOG CINS G303AF106 05/21/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Karen Simon Mgmt For For For 4 Elect Matthaios Rigas Mgmt For For For 5 Elect Panagiotis Benos Mgmt For For For 6 Elect Andrew D. Mgmt For For For Bartlett 7 Elect Robert A. Peck Mgmt For For For 8 Elect Ohad Marani Mgmt For For For 9 Elect Efstathios Mgmt For For For Topouzoglou 10 Elect David Bonanno Mgmt For For For 11 Elect Amy E. Lashinsky Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 18 Authority to Mgmt For For For Repurchase Shares 19 Change of Company Name Mgmt For For For ________________________________________________________________________________ Energix Renewable Energies Limited Ticker Security ID: Meeting Date Meeting Status ENRG CINS M4047G115 06/30/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Nathan Hetz Mgmt For For For 5 Elect Aviram Wertheim Mgmt For For For 6 Elect Oren Frenkel Mgmt For For For 7 Elect Meir Shanie Mgmt For For For 8 Elect Alona Sheafer Mgmt For For For Karo 9 Elect Linda Benshoshan Mgmt For For For 10 Amendment to Mgmt For For For Management Agreement with Parent Company 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Energix Renewable Energies Limited Ticker Security ID: Meeting Date Meeting Status ENRG CINS M4047G115 07/30/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Nathan Hetz Mgmt For For For 5 Elect Aviram Wertheim Mgmt For For For 6 Elect Oren Frenkel Mgmt For For For 7 Elect Meir Shanie Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Compensation Terms of Mgmt For For For CEO 10 Approve Optional Loan Mgmt For For For to CEO 11 Equity Compensation of Mgmt For For For Non-Executive Directors 12 Stock Option Plan Mgmt For For For ________________________________________________________________________________ Enlight Renewable Energy Ltd Ticker Security ID: Meeting Date Meeting Status ENLT CINS M4056D110 09/03/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Elect Zvi Furman Mgmt For For For 4 Elect Yair Seroussi Mgmt For For For 5 Elect Shai Weil Mgmt For For For 6 Elect Itzik Bezalel Mgmt For For For 7 Elect Gilad Yavetz Mgmt For For For 8 Elect Noam Breiman as Mgmt For For For an External Director 9 Base Salary Increase Mgmt For For For of CEO 10 Adjustment of Board Mgmt For For For Chair Emloyment Terms 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ FIBI Bank Ticker Security ID: Meeting Date Meeting Status FIBI CINS M1648G106 02/26/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ________________________________________________________________________________ FIBI Bank Ticker Security ID: Meeting Date Meeting Status FIBI CINS M1648G106 12/22/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Foamix Pharmaceuticals Limited Ticker Security ID: Meeting Date Meeting Status FOMX CUSIP M46135105 02/06/2020 Unvoted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Merger Mgmt For N/A N/A 2 By checking the box Mgmt N/A N/A N/A marked FOR, the undersigned hereby confirms that he, she, or it is not Menlo, Merger Sub, or a Menlo Related Person. 3 Advisory Vote on Mgmt For N/A N/A Golden Parachutes ________________________________________________________________________________ Forescout Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FSCT CUSIP 34553D101 04/23/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Formula Systems (1985) Ltd. Ticker Security ID: Meeting Date Meeting Status FORTY CINS M46518102 01/16/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Marek Panek Mgmt For For For 3 Elect Rafal Kozlowski Mgmt For For For 4 Elect Ohad Melnik Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Fox-Wizel Ticker Security ID: Meeting Date Meeting Status FOX CINS M4661N107 09/25/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Amend Compensation Mgmt For For For Terms of Group CEO 4 Amend Compensation Mgmt For For For Terms of Assaf Wiesel, CEO Operations Fox Israel 5 Amend Compensation Mgmt For For For Terms of Elad Vered, VP Procurement & Logistics 6 Amend Compensation Mgmt For For For Termst of Michal Rivkind-Fuchs, CEO Operations TCP 7 Indemnification of Mgmt For For For Abraham Fuchs 8 Indemnification of Mgmt For For For Harel Wiesel 9 Indemnification of Mgmt For For For Assaf Wiesel 10 Indemnification of Mgmt For For For Elad Vered 11 Indemnification of Mgmt For For For Michal Rivkind-Fuchs 12 Base Salary Increase Mgmt For For For of Mikey Ben Ari, VP Business Development 13 Base Salary Increase Mgmt For For For of Assaf Wiesel, CEO Fox Israel 14 Amend Base Salary and Mgmt For For For Bonus Terms of Tomer Chepnick, VP Sales NIKE Canada 15 Fee Increase of Board Mgmt For For For Chair 16 Grant of RSUs to Assaf Mgmt For For For Wiesel 17 Grant of RSUs to Elad Mgmt For For For Vered 18 Grant of RSUs to Mgmt For For For Michal Rivkind-Fuchs 19 Grant of RSUs to Group Mgmt For For For CEO 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazit Globe Ltd. Ticker Security ID: Meeting Date Meeting Status GZT CINS M4793C102 03/15/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Employment Agreement Mgmt For Against Against of Vice President Investments and Related Party 4 Employment Agreement Mgmt For For For of Director of Subsidiary Company Gazit Horizons ________________________________________________________________________________ Gazit Globe Ltd. Ticker Security ID: Meeting Date Meeting Status GZT CINS M4793C102 12/26/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ehud Arnon Mgmt For For For 5 Elect Chaim Katzman Mgmt For For For 6 Elect Douglas Sesler Mgmt For For For 7 Elect Zehavit Cohen Mgmt For For For 8 Employment Terms of Mgmt For For For Director at Subsidiary 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gilat Satellite Networks Ltd. Ticker Security ID: Meeting Date Meeting Status GILT CINS M51474118 05/08/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Run-Off D&O Liability Mgmt For For For Insurance Pursuant to Merger 4 Transaction Bonus of Mgmt For For For CEO 5 Transaction Bonus of Mgmt For For For CFO 6 Amend Compensation Mgmt For For For Policy 7 Elect Elyezer Shkedy Mgmt For For For as External Director 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hadera Paper Ltd. Ticker Security ID: Meeting Date Meeting Status HAP CINS M52514102 03/08/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yarom Ariav Mgmt For For For 3 Elect Rachel Lavine Mgmt For For For 4 Option Grant of CEO Mgmt For For For ________________________________________________________________________________ Ham-Let Israel Canada Ltd Ticker Security ID: Meeting Date Meeting Status HAML CINS M5257K100 01/07/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Option Grant of CEO Mgmt For For For ________________________________________________________________________________ Ham-Let Israel Canada Ltd Ticker Security ID: Meeting Date Meeting Status HAML CINS M5257K100 05/07/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Gillon Beck Mgmt For For For 4 Elect Ishay Davidi Mgmt For For For 5 Elect Amiram Boehm Mgmt For For For 6 Elect Limor Beker Mgmt For For For 7 Elect Shmuel Wolk Mgmt For Against Against 8 Elect Shlomo Zohar Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Compensation Policy Mgmt For For For 11 Bundled Amendments to Mgmt For For For Articles of Association ________________________________________________________________________________ Harel Insurance Investments & Financial Services Ltd. Ticker Security ID: Meeting Date Meeting Status HARL CINS M52635105 05/31/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Elect Yair Hamburger Mgmt For Against Against 4 Elect Ben Hamburger Mgmt For For For 5 Elect Gideon Hamburger Mgmt For For For 6 Elect Joav Manor Mgmt For For For 7 Elect Doron Cohen Mgmt For Against Against 8 Elect Joseph Mgmt For For For Ciechanover 9 Elect Eli Defes Mgmt For Against Against 10 Director Fees of Vice Mgmt For For For Chair (Related Party) 11 Elect Naim Najar as Mgmt For For For External Director 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Harel Insurance Investments & Financial Services Ltd. Ticker Security ID: Meeting Date Meeting Status HARL CINS M52635105 10/31/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Engagement with CEO in Mgmt For For For Venture ________________________________________________________________________________ Hilan Limited Ticker Security ID: Meeting Date Meeting Status HLAN CINS M5299H123 05/10/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Eynat Tsafrir as Mgmt For For For External Director ________________________________________________________________________________ Hilan Limited Ticker Security ID: Meeting Date Meeting Status HLAN CINS M5299H123 11/07/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Compensation Policy Mgmt For For For 4 Service Terms of Chair Mgmt For For For 5 Indemnification of Mgmt For For For Board Chair 6 Service Terms of CEO Mgmt For For For 7 RSU Grant of CEO Mgmt For Against Against 8 Elect Avraham Baum Mgmt For For For 9 Elect Rami Entin Mgmt For For For 10 Elect Miron Oren Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ ICL-Israel Chemicals Ltd Ticker Security ID: Meeting Date Meeting Status ICL CINS M5920A109 01/30/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Liability Insurance Mgmt For For For Policy of Directors/Officers ________________________________________________________________________________ ICL-Israel Chemicals Ltd Ticker Security ID: Meeting Date Meeting Status ICL CINS M5920A109 04/23/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoav Doppelt Mgmt For For For 3 Elect Aviad Kaufman Mgmt For For For 4 Elect Avisar Paz Mgmt For For For 5 Elect Sagi Kabla Mgmt For For For 6 Elect Ovadia Eli Mgmt For For For 7 Elect Reem Aminoach Mgmt For Against Against 8 Elect Lior Reitblatt Mgmt For For For 9 Elect Tzipi Ozer-Armon Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Equity Compensation of Mgmt For For For Directors For 2020 12 Company Name Change Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ IDI Insurance Company Ltd Ticker Security ID: Meeting Date Meeting Status IDIN CINS M5343H103 03/11/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Option Grant of CEO Mgmt For For For ________________________________________________________________________________ IDI Insurance Company Ltd Ticker Security ID: Meeting Date Meeting Status IDIN CINS M5343H103 05/04/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Doron Schneidman Mgmt For For For 3 Elect Moshe Schneidman Mgmt For For For 4 Elect Joseph Kucik Mgmt For For For 5 Elect Pnina Shenhav as Mgmt For For For External Director 6 Elect Yehoshua Mgmt For For For Abramovich as External Director 7 D&O Liability Mgmt For For For Insurance / Indemnification / Exemption of Pnina Shenhav 8 D&O Liability Mgmt For For For Insurance / Indemnification / Exemption of Yehoshua Abramovich 9 Appointment of Auditor Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ IDI Insurance Company Ltd Ticker Security ID: Meeting Date Meeting Status IDIN CINS M5343H103 10/06/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Meir Shavit Mgmt For For For 3 Elect Izi Cohen Mgmt For For For 4 Indemnification of Mgmt For For For Meir Shavit 5 Indemnification of Izi Mgmt For For For Cohen 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Industrial Buildings Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status IBLD CINS M5514Q106 08/18/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Menashe Arnon Mgmt For For For 6 Elect Ron Beery Mgmt For For For 7 Elect Alon Cohen Mgmt For N/A N/A 8 Elect Tal Fuhrer Mgmt For N/A N/A 9 Elect Orly Silberman Mgmt For N/A N/A 10 Elect David Granot Mgmt For N/A N/A 11 Elect Yaron Zaltsman Mgmt For For For 12 Elect Ronen Nakar Mgmt For N/A N/A 13 Elect Doron Cohen Mgmt For N/A N/A 14 Elect Peer Nadir Mgmt For For For 15 Elect Regina Ungar Mgmt For For For 16 Elect Yaelle Schnitzer Mgmt For N/A N/A 17 Elect Meir Srebernik Mgmt For N/A N/A 18 Elect Gil Gazit Mgmt For N/A N/A 19 Elect Oded Sarig Mgmt For For For 20 Elect Michal Kraus Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Industrial Buildings Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status IBLD CINS M5514Q106 12/26/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Name Change Mgmt For For For 3 Amend Compensation Mgmt For For For Policy 4 Option Grant of CEO Mgmt For For For 5 Special Bonus and Mgmt For Against Against Additional Option Grant of CEO 6 Special Bonuses of Mgmt For For For Other NEOs 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ InMode Ltd. Ticker Security ID: Meeting Date Meeting Status INMD CUSIP M5425M103 04/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hadar Ron Mgmt For Against Against 2 Amend Compensation Mgmt For Against Against Policy 3 Confirmation of Mgmt For Against Against Controlling Shareholder 4 Ratify Option Grant of Mgmt For For For President - North America 5 Confirmation of Mgmt For Against Against Controlling Shareholder 6 Ratify Option Grant of Mgmt For For For CFO 7 Confirmation of Mgmt For Against Against Controlling Shareholder 8 Ratify Option Grant of Mgmt For For For Chief Medical Officer 9 Confirmation of Mgmt For Against Against Controlling Shareholder 10 Base Salary Increase Mgmt For For For of President - North America 11 Confirmation of Mgmt For Against Against Controlling Shareholder 12 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ InMode Ltd. Ticker Security ID: Meeting Date Meeting Status INMD CUSIP M5425M103 06/16/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repricing of Options Mgmt For Against Against 2 Repricing of Options Mgmt For Against Against Granted to President - North America 3 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 4 Repricing of Options Mgmt For Against Against Granted to CFO 5 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 6 Repricing of Options Mgmt For Against Against Granted to Chief Medical Officer 7 Confirmation of Mgmt N/A Against N/A Controlling Shareholder ________________________________________________________________________________ Inrom Construction Industries Ltd. Ticker Security ID: Meeting Date Meeting Status INRM CINS M5615A109 01/16/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Employment Terms of CEO Mgmt For For For 3 Amend Employment Terms Mgmt For For For of Board Chair ________________________________________________________________________________ Intec Pharma Ltd. Ticker Security ID: Meeting Date Meeting Status NTEC CUSIP M53644106 12/02/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Kozarich Mgmt For For For 2 Elect Jeffrey Meckler Mgmt For For For 3 Elect Anthony J. Mgmt For For For Maddaluna 4 Elect Hila Karah Mgmt For For For 5 Elect Roger J. Mgmt For For For Pomerantz 6 Elect William B. Hayes Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Amendment to the 2015 Mgmt For Against Against Equity Incentive Plan 9 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Intercure Ltd Ticker Security ID: Meeting Date Meeting Status INCR CINS M549GJ103 12/05/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ehud Barak Mgmt For For For 5 Elect Alexander Mgmt For For For Rabinovich 6 Elect Avner Barak Mgmt For For For 7 Elect David Salton and Mgmt For For For Equity Grant 8 Option Grant of Mgmt For For For Director Grinbaum 9 Option Grant of Mgmt For For For Director Hirschfield 10 D&O Liability Insurance Mgmt For For For 11 D&O Indemnification Mgmt For For For and Exemption 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Israel Corp Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 01/30/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance ________________________________________________________________________________ Israel Corp Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 02/13/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Aviad Kaufman Mgmt For For For 5 Elect Amnon Lion Mgmt For For For 6 Elect Dan Suesskind Mgmt For For For 7 Elect Yair Caspi Mgmt For For For 8 Elect Tali Bellish Mgmt For For For Michaud ________________________________________________________________________________ Israel Corp Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 05/14/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Joshua Mgmt For For For Rosensweig as External Director ________________________________________________________________________________ Israel Corp Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 10/29/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Indemnification of Mgmt For For For Directors/Officers 4 Elect Yaacov Amidror Mgmt For For For as External Director ________________________________________________________________________________ Israel Discount Bank Ltd. Ticker Security ID: Meeting Date Meeting Status DSCT CINS 465074201 03/18/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Compensation Terms of Mgmt For For For New CEO 4 Updated Compensation Mgmt For For For Terms of Chair ________________________________________________________________________________ Israel Discount Bank Ltd. Ticker Security ID: Meeting Date Meeting Status DSCT CINS 465074201 09/16/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Dividend of Preference Mgmt For For For Shareholders 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Tamar Bar-Noy Mgmt For N/A N/A Gotlin As External Director 7 Elect Miriyam Katz as Mgmt For For For External Director 8 Amend Compensation Mgmt For For For Policy ________________________________________________________________________________ Ituran Location And Control Ltd. Ticker Security ID: Meeting Date Meeting Status ITRN CUSIP M6158M104 12/12/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Elect Eyal Sheratzky Mgmt For For For 3 Elect Efraim Sheratzky Mgmt For Against Against 4 Elect Tal Sheratzky - Mgmt For Against Against Jaffa 5 Elect Yoav Kahane Mgmt For Against Against 6 Elect Gidon Kotler Mgmt For For For 7 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 8 Compensation Policy Mgmt For Against Against 9 Declaration of Mgmt N/A Against N/A Material Interest ________________________________________________________________________________ Jerusalem Economy Ltd. Ticker Security ID: Meeting Date Meeting Status ECJM CINS M6186V100 07/09/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Indemnification of Mgmt For For For Directors/Officers 3 Elect Orly Silberman Mgmt For For For as External Director ________________________________________________________________________________ Jerusalem Economy Ltd. Ticker Security ID: Meeting Date Meeting Status ECJM CINS M6186V100 08/18/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Menashe Arnon Mgmt For For For 5 Elect Ron Beery Mgmt For For For 6 Elect Alon Cohen Mgmt For N/A N/A 7 Elect Tal Fuhrer Mgmt For N/A N/A 8 Elect Orly Silberman Mgmt For N/A N/A as External Director 9 Elect David Granot as Mgmt For N/A N/A External Director 10 Elect Yaron Zaltsman Mgmt For For For 11 Elect Ronen Nakar Mgmt For N/A N/A 12 Elect Doron Cohen Mgmt For N/A N/A 13 Elect Peer Nadir Mgmt For For For 14 Elect Regina Unger Mgmt For For For 15 Elect Yaelle Schnitzer Mgmt For N/A N/A 16 Elect Meir Srebernik Mgmt For N/A N/A 17 Elect Gil Gazit Mgmt For N/A N/A 18 Elect Oded Sarig Mgmt For For For 19 Elect Michal Kraus Mgmt For For For ________________________________________________________________________________ Kamada Ltd. Ticker Security ID: Meeting Date Meeting Status KMDA CINS M6240T109 03/25/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Option Grant of Mgmt For For For Directors 5 Amended Employment Mgmt For For For Agreement and Equity Grant of CEO ________________________________________________________________________________ Kamada Ltd. Ticker Security ID: Meeting Date Meeting Status KMDA CINS M6240T109 12/24/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Leon Recanati Mgmt For For For 4 Elect Lilach Asher Mgmt For For For Topilsky 5 Elect Avraham Berger Mgmt For For For 6 Elect Amiram Boehm Mgmt For Against Against 7 Elect Ishay Davidi Mgmt For Against Against 8 Elect Karnit Goldwasser Mgmt For For For 9 Elect Jonathan Hahn Mgmt For For For 10 Elect David Tsur Mgmt For For For 11 Indemnification and Mgmt For For For Exculpation of New Directors 12 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 13 Appointment of Auditor Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Kenon Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status KEN CINS Y46717107 06/11/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cyril Mgmt For Against Against Pierre-Jean Ducau 2 Elect Antoine Bonnier Mgmt For For For 3 Elect Laurence N. Mgmt For For For Charney 4 Elect Barak Cohen Mgmt For For For 5 Elect Nathan Scott Fine Mgmt For For For 6 Elect Bill Foo Mgmt For For For 7 Elect Aviad Kaufman Mgmt For For For 8 Elect Arunava Sen Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Renew Authority to Mgmt For For For Grant Awards and Issue Shares under Equity Incentive Plans 12 Authority to Mgmt For For For Repurchase and Reissue Shares 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kornit Digital Ltd. Ticker Security ID: Meeting Date Meeting Status KRNT CUSIP M6372Q113 02/27/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 D&O Liability Insurance Mgmt For For For ________________________________________________________________________________ Kornit Digital Ltd. Ticker Security ID: Meeting Date Meeting Status KRNT CUSIP M6372Q113 08/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alon Lumbroso Mgmt For For For 2 Elect Dov Ofer Mgmt For For For 3 Elect Stephen Nigro Mgmt For For For 4 Elect Ronen Samuel Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Special Bonus of CEO Mgmt For For For 7 Confirmation of Mgmt N/A For N/A Controlling Shareholder 8 Approve Change in Mgmt For For For Control Benefits 9 Confirmation of Mgmt N/A For N/A Controlling Shareholder 10 Options Grant of CEO Mgmt For For For 11 Confirmation of Mgmt N/A For N/A Controlling Shareholder ________________________________________________________________________________ LivePerson, Inc. Ticker Security ID: Meeting Date Meeting Status LPSN CUSIP 538146101 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Block Mgmt For For For 2 Elect Fred Mossler Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2019 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Magic Software Enterprises Ltd. Ticker Security ID: Meeting Date Meeting Status MGIC CUSIP 559166103 01/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Guy Bernstein Mgmt For For For 2 Elect Naamit Salomon Mgmt For Against Against 3 Elect Avi Zakay Mgmt For For For 4 Increase in Authorized Mgmt For For For Capital 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Matrix IT Ltd. Ticker Security ID: Meeting Date Meeting Status MTRX CINS M6859E153 10/30/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Guy Bernstein Mgmt For For For 5 Elect Eliezer Oren Mgmt For For For 6 Bundled Amendments to Mgmt For For For Articles 7 Amendments to Articles Mgmt For For For Regarding D&O Liability and Exemption 8 Compensation Policy Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Maytronics Ltd Ticker Security ID: Meeting Date Meeting Status MTRN CINS M68728100 03/09/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ________________________________________________________________________________ Maytronics Ltd Ticker Security ID: Meeting Date Meeting Status MTRN CINS M68728100 05/07/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Yonatan Bassi Mgmt For For For 5 Elect Shimon Zelas Mgmt For For For 6 Elect Dan Lallouz Mgmt For For For 7 Elect Jeremy Perling Mgmt For For For 8 Elect Ariel Brin Mgmt For For For Dolinko 9 Elect Moran Copperman Mgmt For For For 10 Elect Ron Cohen Mgmt For For For ________________________________________________________________________________ Maytronics Ltd Ticker Security ID: Meeting Date Meeting Status MTRN CINS M68728100 09/26/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ronnie Meninger Mgmt For For For as External Director 3 Elect Shlomo Liran As Mgmt For For For External Director ________________________________________________________________________________ Mediterranean Towers Ltd. Ticker Security ID: Meeting Date Meeting Status MDTR CINS M68818109 02/12/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Renew Services Mgmt For For For Agreement of Board Chair 3 Indemnification of Mgmt For For For Affiliated Officers 4 Exemption of Mgmt For Against Against Affiliated Officers ________________________________________________________________________________ Mediterranean Towers Ltd. Ticker Security ID: Meeting Date Meeting Status MDTR CINS M68818109 04/27/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Rafhael Baeri as Mgmt For For For External Director 3 Elect Eynat Tsafrir as Mgmt For For For External Director 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mediterranean Towers Ltd. Ticker Security ID: Meeting Date Meeting Status MDTR CINS M68818109 07/14/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Private Placement Mgmt For For For ________________________________________________________________________________ Mediterranean Towers Ltd. Ticker Security ID: Meeting Date Meeting Status MDTR CINS M68818109 12/31/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Moti Kirschenbaum Mgmt For For For 5 Elect Joseph Steinman Mgmt For Against Against 6 Consulting Agreement Mgmt For For For with Related Party 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mega Or Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGOR CINS M6889L102 04/02/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mega Or Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGOR CINS M6889L102 07/03/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Option Grant of CEO Mgmt For For For ________________________________________________________________________________ Mega Or Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGOR CINS M6889L102 10/10/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yair Shilhav as Mgmt For For For External Director 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Indemnification and Mgmt For For For Insurance of Yair Shilhav 5 Exemption of Yair Mgmt For Against Against Shilhav 6 Elect Miri Lent-Sharir Mgmt For For For as External Director 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Indemnification and Mgmt For For For Insurance of Miri Lent-Sharir 9 Exemption of Miri Mgmt For Against Against Lent-Sharir ________________________________________________________________________________ Melisron Ltd Ticker Security ID: Meeting Date Meeting Status MLSR CINS M5128G106 04/01/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shlomo Sherf as Mgmt For For For External Director ________________________________________________________________________________ Melisron Ltd Ticker Security ID: Meeting Date Meeting Status MLSR CINS M5128G106 06/25/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance ________________________________________________________________________________ Melisron Ltd Ticker Security ID: Meeting Date Meeting Status MLSR CINS M5128G106 11/11/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Terms of Mgmt For For For New CEO ________________________________________________________________________________ Melisron Ltd Ticker Security ID: Meeting Date Meeting Status MLSR CINS M5128G106 12/12/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Liora Ofer Mgmt For For For 5 Elect Shaul Weinberg Mgmt For For For 6 Elect Itzhak Zizov Mgmt For For For 7 Elect Oded Shamir Mgmt For For For 8 Elect Shouky Oren Mgmt For For For ________________________________________________________________________________ Mellanox Technologies, Ltd. Ticker Security ID: Meeting Date Meeting Status MLNX CUSIP M51363113 07/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Glenda M. Dorchak Mgmt For For For 2 Elect Irwin Federman Mgmt For For For 3 Elect Amal M. Johnson Mgmt For For For 4 Elect Jack R. Lazar Mgmt For For For 5 Elect Jon A. Olson Mgmt For For For 6 Elect Umesh Padval Mgmt For For For 7 Elect David Perlmutter Mgmt For For For 8 Elect Steve Sanghi Mgmt For Against Against 9 Elect Eyal Waldman Mgmt For For For 10 Elect Gregory L. Waters Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Mgmt For For For Global Share Option Incentive Plan (2006) 13 Directors' Fees Mgmt For For For 14 Declaration of Mgmt N/A For N/A Non-Material Interest Holder 15 Amend Compensation Mgmt For For For Policy 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Menora Mivtachim Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MMHD CINS M69333108 05/05/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Avital Stein as Mgmt For For For External Director ________________________________________________________________________________ Menora Mivtachim Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MMHD CINS M69333108 07/02/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Eran Griffel Mgmt For For For 5 Elect Yonel Cohen Mgmt For For For 6 Elect Yoav Shimon Mgmt For For For Kremer 7 Directors' Fees Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Compensation Terms of Mgmt For For For CEO ________________________________________________________________________________ Migdal Insurance & Financial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 02/11/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Indemnification and Mgmt For For For Exemption of Directors/Officers 4 Compensation Terms of Mgmt For For For Related Party at Subsidiary 5 Compensation Terms of Mgmt For For For New CEO ________________________________________________________________________________ Migdal Insurance & Financial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 04/30/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Linda Benshoshan Mgmt For For For as External Director ________________________________________________________________________________ Migdal Insurance and Financial Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 08/14/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Dividend Mgmt For For For ________________________________________________________________________________ Migdal Insurance and Financial Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 09/22/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shlomo Handel as Mgmt For For For External Director 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Migdal Insurance and Financial Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 09/25/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Shlomo Eliahu Mgmt For For For 4 Elect Gavriel Picker Mgmt For Against Against 5 Elect Arie Mientkavich Mgmt For For For 6 Elect Azriel Moskovich Mgmt For For For 7 Appointment of Shlomo Mgmt For For For Eliahu as Board Chair 8 Appointment of Joint Mgmt For For For Auditors and Authority to Set Fees 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Migdal Insurance and Financial Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MGDL CINS M70079120 10/24/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Employment Agreement Mgmt For For For of Chair of Migdal Capital Markets ________________________________________________________________________________ Mivne Real Estate (K.D) Ltd Ticker Security ID: Meeting Date Meeting Status MVNE CINS M5514Q106 04/20/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Articles Mgmt For For For Regarding Board Size ________________________________________________________________________________ Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 03/25/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 D&O Liability Insurance Mgmt For For For ________________________________________________________________________________ Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 08/20/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Joseph Fellus as Mgmt For Against Against External Director ________________________________________________________________________________ Mizrahi Tefahot Bank Ltd. Ticker Security ID: Meeting Date Meeting Status MZTF CINS M7031A135 12/18/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Moshe Vidman Mgmt For For For 5 Elect Ron Gazit Mgmt For For For 6 Elect Jonathan Kaplan Mgmt For For For 7 Elect Avraham Zeldman Mgmt For Against Against 8 Elect Ilan Kremer Mgmt For For For 9 Elect Eli Alroy Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Compensation Policy Mgmt For For For 12 Compensation Terms of Mgmt For For For CEO ________________________________________________________________________________ Naphtha Israel Petroleum Corp. Ltd Ticker Security ID: Meeting Date Meeting Status NFTA CINS M7065M104 06/15/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Haim Tsuff Mgmt For For For 5 Elect Boaz Simons Mgmt For For For 6 Elect Izak Yechezkel Mgmt For For For 7 Services Agreement of Mgmt For For For Chair & Co-CEO of Subsidiary Isramco Inc. (Controlling Shareholder) 8 Compensation Terms of Mgmt For For For New CEO 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Naphtha Israel Petroleum Corp. Ltd Ticker Security ID: Meeting Date Meeting Status NFTA CINS M7065M104 09/03/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Elect Haim Tsuff Mgmt For For For 6 Elect Boaz Simons Mgmt For For For 7 Elect Izak Yechezkel Mgmt For For For 8 Elect Rachel Turgeman Mgmt For For For as External Director 9 Compensation Policy Mgmt For For For 10 Employment Agreement Mgmt For For For of Board Chair 11 Exemption of Haim Tsuff Mgmt For Against Against 12 Related Party Mgmt For For For Transaction 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nawi Brothers Group Ltd Ticker Security ID: Meeting Date Meeting Status NAWI CINS M5732D101 05/10/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Shaul Nawi Mgmt For For For 5 Elect Dori Nawi Mgmt For For For 6 Elect Abraham Efraim Mgmt For For For 7 Elect Itzaak Feingold Mgmt For For For 8 Indemnification of Mgmt For For For Board Chair 9 Exemption of Board Mgmt For Against Against Chair 10 Liability Insurance of Mgmt For For For Board Chair 11 Elect Sarah Gani as Mgmt For For For External Director ________________________________________________________________________________ Nawi Brothers Group Ltd Ticker Security ID: Meeting Date Meeting Status NAWI CINS M5732D101 06/16/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 D&O Liability Insurance Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ NICE Ltd Ticker Security ID: Meeting Date Meeting Status NICE CINS M7494X101 09/18/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect David Kostman Mgmt For For For 3 Elect Rimon Ben-Shaoul Mgmt For For For 4 Elect Yehoshua Ehrlich Mgmt For For For 5 Elect Leo Apotheker Mgmt For For For 6 Elect Joseph L. Cowan Mgmt For For For 7 Elect Dan Falk as Mgmt For For For External Director 8 Elect Yocheved Dvir as Mgmt For For For External Director 9 Amendment to Mgmt For Against Against Compensation Policy Provisions Regarding NEO Equity Compensation 10 Amendment to the Mgmt For For For Equity Compensation Plan of Non-Executive Directors 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Nova Measuring Instruments Ltd. Ticker Security ID: Meeting Date Meeting Status NVMI CINS M7516K103 06/25/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michael Brunstein Mgmt For For For 3 Elect Avi Cohen Mgmt For For For 4 Elect Raanan Cohen Mgmt For For For 5 Elect Dafna Gruber Mgmt For For For 6 Elect Miron Kenneth Mgmt For For For 7 Elect Zehava Simon Mgmt For For For 8 Elect Eitan Oppenhaim Mgmt For For For 9 Base Salary Increase Mgmt For For For and Equity Grant of CEO 10 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 11 Company Name Change Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ NovoCure Limited Ticker Security ID: Meeting Date Meeting Status NVCR CUSIP G6674U108 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeryl L. Hilleman Mgmt For For For 2 Elect David T. Hung Mgmt For For For 3 Elect Kinyip Gabriel Mgmt For Against Against Leung 4 Elect Martin J. Madden Mgmt For For For 5 Elect Sherilyn S. McCoy Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oil Refineries Ltd Ticker Security ID: Meeting Date Meeting Status ORL CINS M7521B106 01/26/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ovadia Eli Mgmt For For For 5 Elect David Federman Mgmt For For For 6 Elect Guy Eldar Mgmt For Against Against 7 Elect Maya Alchech Mgmt For For For Kaplan 8 Elect Jacob Gottenstein Mgmt For For For 9 Elect Arie Ovadia Mgmt For Against Against 10 Elect Avisar Paz Mgmt For For For 11 Elect Alexander Passal Mgmt For Against Against 12 Elect Sagi Kabla Mgmt For Against Against 13 Elect Mordechai Peled Mgmt For For For as External Director ________________________________________________________________________________ Oil Refineries Ltd Ticker Security ID: Meeting Date Meeting Status ORL CINS M7521B106 04/23/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 D&O Liability Insurance Mgmt For For For ________________________________________________________________________________ Oil Refineries Ltd Ticker Security ID: Meeting Date Meeting Status ORL CINS M7521B106 08/15/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Option Grant of Board Mgmt For For For Chair ________________________________________________________________________________ Oil Refineries Ltd Ticker Security ID: Meeting Date Meeting Status ORL CINS M7521B106 10/03/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Dividend Mgmt For For For ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Isaac Angel Mgmt For For For 2 Elect Ravit Barniv Mgmt For For For 3 Elect Albertus Bruggink Mgmt For For For 4 Elect Dan Falk Mgmt For Against Against 5 Elect David Granot Mgmt For Against Against 6 Elect Stan H. Koyanagi Mgmt For For For 7 Elect Dafna Sharir Mgmt For For For 8 Elect Stanley B. Stern Mgmt For Against Against 9 Elect Hidetake Mgmt For For For Takahashi 10 Elect Byron G. Wong Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 11/06/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CINS M78465107 03/18/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 4 Compensation Terms of Mgmt For For For Chair 5 Approve General Mgmt For For For Compensation Terms of Directors 6 Approve General Mgmt For For For Compensation Terms of New Directors 7 Compliance with Mgmt N/A For N/A Telecommunications License Provisions ________________________________________________________________________________ Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CINS M78465107 10/29/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Directors Mgmt For Against Against (Slate) 6 Directors' Fees Mgmt For For For 7 Directors' Fees (Osnat Mgmt For For For Ronen and Arie Steinberg) 8 Compensation Policy Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Paz Oil Co. Ltd Ticker Security ID: Meeting Date Meeting Status PZOL CINS M7846U102 04/01/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy 3 Compensation Terms of Mgmt For For For New CEO 4 Directors' Fees Mgmt For For For ________________________________________________________________________________ Paz Oil Co. Ltd Ticker Security ID: Meeting Date Meeting Status PZOL CINS M7846U102 08/01/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For Regarding Director Elections 3 Employment Terms of Mgmt For For For Board Chair 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Paz Oil Co. Ltd Ticker Security ID: Meeting Date Meeting Status PZOL CINS M7846U102 10/30/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For Against Against 3 Severance Bonus to Mgmt For Against Against Outgoing CEO ________________________________________________________________________________ Paz Oil Co. Ltd Ticker Security ID: Meeting Date Meeting Status PZOL CINS M7846U102 12/30/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Phoenix Holdings Limited Ticker Security ID: Meeting Date Meeting Status PHOE CINS M7918D145 03/24/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 D&O Indemnification Mgmt For For For 3 D&O Exemption Mgmt For Against Against 4 Non-Resident Mgmt For For For Directors' Expense Reimbursements 5 Compensation Policy Mgmt For For For 6 Amendments to Articles Mgmt For For For Relating to D&O Indemnification and Exemption 7 Elect Rachel Lavine as Mgmt For For For External Director ________________________________________________________________________________ Phoenix Holdings Limited Ticker Security ID: Meeting Date Meeting Status PHOE CINS M7918D145 08/06/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Uri Rosenberg Mgmt For Against Against 5 Amend Compensation Mgmt For For For Policy 6 Employment Terms of CEO Mgmt For For For 7 Employment Terms of Mgmt For For For Vice President and CEO of Subsidiary ________________________________________________________________________________ Plasson Industries Ltd. Ticker Security ID: Meeting Date Meeting Status PLSN CINS M7933B108 07/08/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Nir Bracha Mgmt For For For 4 Elect Gershon Peleg Mgmt For For For 5 Elect Ami Schlesinger Mgmt For For For 6 Elect Robyn Alma Ram Mgmt For For For Ogen 7 Elect Ahinoam Aloni Mgmt For For For 8 Elect Tamar Engel Mgmt For For For 9 Elect Sol Ben Shimol Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Compensation Policy Mgmt For For For ________________________________________________________________________________ Pluristem Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status PSTI CUSIP 72940R300 06/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zami Aberman Mgmt For For For 2 Elect Israel Ben-Yoram Mgmt For For For 3 Elect Isaac Braun Mgmt For For For 4 Elect Mark Germain Mgmt For For For 5 Elect Moria Kwiat Mgmt For Against Against 6 Elect Nachum Rosman Mgmt For For For 7 Elect Doron Shorrer Mgmt For For For 8 Elect Yaky Yanay Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Increase in Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Plus500 Ltd Ticker Security ID: Meeting Date Meeting Status PLUS CINS M7S2CK109 02/20/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Terms of Mgmt For For For CEO 3 Remuneration Terms of Mgmt For For For CFO ________________________________________________________________________________ Pointer Telocation Ltd Ticker Security ID: Meeting Date Meeting Status PNTR CUSIP M7946T104 08/29/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 IDS Transaction Mgmt For For For 2 Declaration of Mgmt N/A For N/A Material Interest 3 Approval of Mgmt For For For Transaction Bonus 4 Declaration of Mgmt N/A For N/A Material Interest ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 03/12/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 06/23/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of Mgmt For Against Against Remaining Shares in Related Party Asset 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 07/04/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Chair Mgmt For For For to Serve Simultaneously as CEO 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 08/07/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Severance Terms of Mgmt For For For Outgoing CEO ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 12/05/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Chair Mgmt For For For to Serve Simultaneously as CEO ________________________________________________________________________________ Property And Building Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status PTBL CINS M8175G102 12/16/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Eduardo Sergio Mgmt For For For Elsztain 3 Elect Alejandro Mgmt For For For Gustavo Elsztain 4 Elect Saul Zang Mgmt For For For 5 Elect Nicolas Bendersky Mgmt For For For 6 Elect Yftah Ben Yaackov Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ RADA Electronic Industries Ltd. Ticker Security ID: Meeting Date Meeting Status RADA CUSIP M81863124 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yossi Ben Shalom Mgmt For For For 2 Elect Nir Cohen Mgmt For Against Against 3 Elect Kineret Ya'ari Mgmt For For For 4 Elect Yossi Weiss Mgmt For Against Against 5 Elect Alon Dumanis Mgmt For For For 6 Elect Guy Zur Mgmt For For For 7 Elect Haim Regev Mgmt For For For 8 Management Fees of Mgmt For For For Executive Chair 9 Consulting Agreement Mgmt For For For with Director 10 Amend Employment Terms Mgmt For For For of CEO 11 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 12 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 13 Declaration of Mgmt N/A Against N/A Material Interest 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ RADA Electronic Industries Ltd. Ticker Security ID: Meeting Date Meeting Status RADA CUSIP M81863124 07/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yossi Ben Shalom Mgmt For For For 2 Elect Nir Cohen Mgmt For For For 3 Elect Kineret Ya'ari Mgmt For For For 4 Elect Israel Livnat Mgmt For Against Against 5 Elect Alon Dumanis Mgmt For For For 6 Elect Guy Zur Mgmt For For For 7 Elect Haim Regev Mgmt For For For 8 Elect Elan Sigal Mgmt For Against Against 9 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 10 Compensation Policy Mgmt For Against Against 11 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Radcom Ltd. Ticker Security ID: Meeting Date Meeting Status RDCM CUSIP M81865111 07/11/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2 Elect Rachel (Heli) Mgmt For For For Bennun 3 Elect Matty Karp Mgmt For For For 4 Elect Zohar Zisapel Mgmt For Against Against 5 Elect Mirella Kuvent Mgmt For For For 6 Elect Rami Schwartz Mgmt For For For 7 Elect Oren Most Mgmt For For For 8 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 9 Compensation Policy Mgmt For Against Against 10 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 11 Director Compensation Mgmt For For For 12 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 13 Executive Chair Mgmt For For For Compensation 14 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 15 CEO Compensation Mgmt For For For 16 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 17 CEO Equity Grant Mgmt For For For 18 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder 19 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Radware Ltd. Ticker Security ID: Meeting Date Meeting Status RDWR CUSIP M81873107 10/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy Zisapel Mgmt For For For 2 Elect Joel Maryles Mgmt For For For 3 Elect Yair Tauman as Mgmt For For For External Director 4 Declaration of Mgmt N/A For N/A Non-Interest Holder 5 Increase in Authorized Mgmt For For For Capital 6 RSU Grants of CEO Mgmt For For For 7 Declaration of Mgmt N/A For N/A Non-Interest Holder 8 Annual Bonus Plan of Mgmt For For For CEO 9 Declaration of Mgmt N/A For N/A Non-Interest Holder 10 Compensation Policy Mgmt For For For Renewal 11 Declaration of Mgmt N/A For N/A Non-Interest Holder 12 Equity Grants of NEDs Mgmt For For For 13 Declaration of Mgmt N/A For N/A Non-Interest Holder 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Rami Levi Chain Stores Hashikma Marketing 2006 Ltd Ticker Security ID: Meeting Date Meeting Status RMLI CINS M8194J103 03/05/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jacob Nagel Mgmt For For For 3 Elect Nofia Ohana Mgmt For Against Against 4 Employment Agreement Mgmt For For For of Manager of Logistic Warehouse & Related Party 5 Rental Services Mgmt For For For Agreement With Controlling Shareholder 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Rami Levi Chain Stores Hashikma Marketing 2006 Ltd Ticker Security ID: Meeting Date Meeting Status RMLI CINS M8194J103 07/14/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Employment Terms of Mgmt For Against Against Business Development Manager & Related Party 3 Employment Terms of Mgmt For For For Multiple Relatives of the Controlling Shareholder 4 Elect Rami Levy Mgmt For For For 5 Elect Ofir Atias Mgmt For Against Against 6 Elect Mordechai Mgmt For For For Berkovitch 7 Elect Dalia Itzik Mgmt For For For 8 Elect Yoram Dar Mgmt For Against Against 9 Elect Michaela Elram Mgmt For For For 10 Elect Chaim Lotan Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 13 Revised D&O Liability Mgmt For For For Insurance Policy Terms 14 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Rami Levi Chain Stores Hashikma Marketing 2006 Ltd Ticker Security ID: Meeting Date Meeting Status RMLI CINS M8194J103 11/05/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation of Board Mgmt For For For Chair 3 Amend Compensation Mgmt For For For Policy Provision Relating to Board' Chair's Compensation 4 Employment Terms of Mgmt For For For Regional Manager and Related Party 5 Bundled Amendments to Mgmt For For For Articles 6 Elect Uri Zazon As Mgmt For For For External Director ________________________________________________________________________________ Redhill Biopharma Ticker Security ID: Meeting Date Meeting Status RDHL CUSIP 757468103 05/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Rick D. Scruggs Mgmt For For For 3 Elect Shmuel Cabilly Mgmt For For For 4 Elect Giuseppe Cipriano Mgmt For For For 5 Elect Nicolas A. Mgmt For Against Against Weinstein as Director (Class II) 6 Amend Compensation Mgmt For For For Policy Provision Regarding D&O Liability Insurance 7 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 8 Amendment to 2010 Mgmt For Against Against Award Plan 9 Approval of Dror Mgmt For Against Against Ben-Asher to Serve as Chair and CEO 10 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 11 Option Grants of Mgmt For For For Non-Executive Directors 12 Option Grant to CEO Mgmt For For For 13 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 14 Amend Employment Terms Mgmt For For For and Grant Options to Rick Scruggs 15 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 16 Extension of Exercise Mgmt For For For Period of Directors' Options 17 Extension of Exercise Mgmt For For For Period of CEO's Options 18 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 19 Repricing of Mgmt For Against Against Directors' Options 20 Repricing of CEO's Mgmt For Against Against Options 21 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 22 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ SafeCharge International Group Limited Ticker Security ID: Meeting Date Meeting Status SCH CINS G7740U106 07/17/2019 Voted Meeting Type Country of Trade Court Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For (Merger) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SafeCharge International Group Limited Ticker Security ID: Meeting Date Meeting Status SCH CINS G7740U106 07/17/2019 Voted Meeting Type Country of Trade Ordinary Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorize the Board to Mgmt For For For Carry Out the Scheme ________________________________________________________________________________ Scope Metals Group Limited Ticker Security ID: Meeting Date Meeting Status SCOP CINS M8260V105 12/12/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Shmuel Shiloh Mgmt For For For 4 Elect Orna Mgmt For For For Lichtenshtein 5 Elect Eyal Shavit Mgmt For For For 6 Elect Yuval Ben Zeev Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Compensation Policy Mgmt For For For ________________________________________________________________________________ Shapir Engineering and Industry Ltd Ticker Security ID: Meeting Date Meeting Status SPEN CINS M8T68J105 11/07/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Yehuda Segev Mgmt For For For 4 Elect Harel Shapira Mgmt For For For 5 Elect Israel Shapira Mgmt For For For 6 Elect Gil Shapira Mgmt For For For 7 Elect Chen Shapira Mgmt For For For 8 Elect Eynat Tsafrir Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Compensation Policy Mgmt For Against Against 11 Renewal of Employment Mgmt For For For Agreements of CEOs and Controlling Shareholders ________________________________________________________________________________ Shikun & Binui Ltd. Ticker Security ID: Meeting Date Meeting Status SKBN CINS M8391N105 02/27/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Tamir Cohen Mgmt For For For 4 Elect Roy David Mgmt For For For 5 Elect Shalom Simhon Mgmt For For For 6 Elect Doron Arbely Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect Lily Ayalon as Mgmt For For For External Director ________________________________________________________________________________ Shufersal Ltd. Ticker Security ID: Meeting Date Meeting Status SAE CINS M8411W101 02/27/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Mauricio Elias Mgmt For For For Wior 5 Elect Diana Elsztain Mgmt For For For Dan 6 Elect Ayelet Ben Ezer Mgmt For For For 7 Elect Ran Gottfried Mgmt For For For 8 Elect Eran Saar Mgmt For For For ________________________________________________________________________________ Shufersal Ltd. Ticker Security ID: Meeting Date Meeting Status SAE CINS M8411W101 07/16/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Revised Compensation Mgmt For For For Terms and Equity Grant of CEO 5 Compensation Terms and Mgmt For For For Equity Grant of Active (Executive) Board Chair 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Silicom Ltd. Ticker Security ID: Meeting Date Meeting Status SILC CUSIP M84116108 06/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yeshayahu Orbach Mgmt For For For as Director 2 Declaration of Mgmt N/A Against N/A Interest Holder 3 Option Grant of Chair Mgmt For For For 4 Option Grant of CEO Mgmt For For For 5 Declaration of Mgmt N/A Against N/A Interest Holder 6 RSU Grant of CEO Mgmt For For For 7 Declaration of Mgmt N/A Against N/A Interest Holder 8 RSU Grant of Chair Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ SolarEdge Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status SEDG CUSIP 83417M104 05/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tal Payne Mgmt For For For 2 Elect Marcel Gani Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Stratasys, Ltd. Ticker Security ID: Meeting Date Meeting Status SSYS CUSIP M85548101 12/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elchanan Jaglom Mgmt For For For 2 Elect S. Scott Crump Mgmt For For For 3 Elect Victor Leventhal Mgmt For Against Against 4 Elect John J. McEleney Mgmt For For For 5 Elect Dov Ofer Mgmt For Against Against 6 Elect Ziva Patir Mgmt For For For 7 Elect David Reis Mgmt For For For 8 Elect Yair Seroussi Mgmt For For For 9 Elect Adina Shorr Mgmt For For For 10 Additional Cash & Mgmt For For For Equity Compensation of Directors for Board Oversight Committee Service 11 Cash Bonus for Chief Mgmt For For For Innovation Officer 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Strauss Group Ltd. Ticker Security ID: Meeting Date Meeting Status STRS CINS M8553H110 01/29/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Dalia Narkys as Mgmt For For For External Director ________________________________________________________________________________ Strauss Group Ltd. Ticker Security ID: Meeting Date Meeting Status STRS CINS M8553H110 08/13/2019 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Dorit Salinger Mgmt For For For as External Director 3 Elect Dalia Lev as Mgmt For For For External Director ________________________________________________________________________________ Strauss Group Ltd. Ticker Security ID: Meeting Date Meeting Status STRS CINS M8553H110 09/26/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ofra Strauss Mgmt For For For 5 Elect Ronit Haimovitz Mgmt For Against Against 6 Elect David Mosevics Mgmt For For For 7 Compensation Terms of Mgmt For For For Executive Chair and Controlling Shareholder 8 Compensation Policy Mgmt For For For Renewal 9 Indemnification of Mgmt For For For Directors/Officers 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Summit Real Estate Holding Limited Ticker Security ID: Meeting Date Meeting Status SMT CINS M8705C134 05/18/2020 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Compensation Policy Mgmt For For For 5 Renew Services Mgmt For Against Against Agreement with Board Chair (Controlling Shareholder) 6 Renew Employment Mgmt For For For Agreement of Vice President Assets and Business Development (Related Party) 7 Loan to Related Party Mgmt For Against Against for Exercise of Options 8 Special Bonus of Mgmt For Against Against Shlomi Levy (Related Party) 9 Immediate Vesting of Mgmt For Against Against Options Granted to Shlomi Levy (Related Party) 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Elect Amir Sagy Mgmt For For For 12 Elect Zohar Levy Mgmt For For For 13 Elect Ilan Reizner Mgmt For Against Against 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Suny Cellular Communication Ltd. Ticker Security ID: Meeting Date Meeting Status SNCM CINS M8708U107 12/31/2019 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Jacob Luxenburg Mgmt For For For 4 Elect Amir Tirosh Mgmt For For For 5 Elect Arie Weber Mgmt For For For 6 Elect Orly Ben Zvi Mgmt For For For Kobrinsky 7 Elect Amiri Shoham Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tamar Petroleum Ltd Ticker Security ID: Meeting Date Meeting Status TMRP CINS M8T654101 06/11/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Compensation Mgmt For For For Policy Provisions Relating to D&O Liability Insurance 3 Elect Giora Inbar Mgmt For For For 4 Elect Alon Cohen Mgmt For For For ________________________________________________________________________________ Tamar Petroleum Ltd Ticker Security ID: Meeting Date Meeting Status TMRP CINS M8T654101 11/07/2019 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Elect Ran Efrati Mgmt For For For 5 Elect Sigalia Heifetz Mgmt For For For 6 Elect Nehama Ronen Mgmt For For For 7 Elect Avraham Eini Mgmt For For For 8 Elect Eitan Meir as Mgmt For For For Board Chair (Active) and Approve Compensation Terms 9 Amend Articles in Mgmt For For For Relation to Board Size 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Taro Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TARO CUSIP M8737E108 02/03/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert B. Stein Mgmt For For For as External Director 2 Confirmation Of Mgmt N/A For N/A Non-controlling Shareholder ________________________________________________________________________________ Taro Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TARO CUSIP M8737E108 12/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2 Elect Dilip S. Shanghvi Mgmt For For For 3 Elect Abhay Gandhi Mgmt For For For 4 Elect Sudhir V. Valia Mgmt For For For 5 Elect Uday Baldota Mgmt For For For 6 Elect James Kedrowski Mgmt For For For 7 Elect Dov Pekelman Mgmt For For For 8 Elect Linda Benshoshan Mgmt For For For as External Director 9 Confirmation of Mgmt N/A For N/A Non-Controlling Shareholder ________________________________________________________________________________ Tel Aviv Stock Exchange Ltd Ticker Security ID: Meeting Date Meeting Status TASE CINS M8T8DG101 06/16/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Salah Saabneh Mgmt For For For 4 Elect Bruria Mgmt For For For Gross-Prushansky 5 Elect Arik Steinberg Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 2019 Bonus Payment of Mgmt For For For Board Chair 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CINS M8769Q102 06/09/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sol J. Barer Mgmt For For For 3 Elect Jean-Michel Mgmt For For For Halfon 4 Elect Nechemia J. Peres Mgmt For For For 5 Elect Janet S. Vergis Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Approval of 2020 Mgmt For For For Long-Term Equity-Based Incentive Plan 8 Amend Employment Terms Mgmt For Against Against of CEO 9 Amendment to Articles Mgmt For For For of Association 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tremor International Ltd Ticker Security ID: Meeting Date Meeting Status TRMR CINS M8751X107 06/18/2020 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Timothy Grainger Mgmt For For For Weller 3 Elect Christopher Mgmt For For For Stibbs 4 Elect Rebekah Brooks Mgmt For Against Against 5 Elect Ofer Druker Mgmt For For For 6 Elect Yaniv Carmi Mgmt For For For 7 Elect Neil Jones Mgmt For For For 8 Elect Joanna Parnell Mgmt For For For 9 Elect Sagi Niri Mgmt For For For 10 Elect Norm Johnston Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Amend Articles in Mgmt For For For Relation to Board Size ________________________________________________________________________________ Union Bank Of Israel Ltd. Ticker Security ID: Meeting Date Meeting Status UNON CINS M90947108 01/22/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Dividend Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Union Bank Of Israel Ltd. Ticker Security ID: Meeting Date Meeting Status UNON CINS M90947108 11/04/2019 Voted Meeting Type Country of Trade Mix Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Compensation Policy Mgmt For For For 3 Elect Zeev Abeles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ UroGen Pharma Ltd. Ticker Security ID: Meeting Date Meeting Status URGN CUSIP M96088105 06/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arie S. Mgmt For For For Belldegrun 1.2 Elect Elizabeth Barrett Mgmt For For For 1.3 Elect Cynthia M. Mgmt For For For Butitta 1.4 Elect Fred E. Cohen Mgmt For For For 1.5 Elect Kathryn E. Mgmt For Withhold Against Falberg 1.6 Elect Stuart Holden Mgmt For For For 1.7 Elect Ran Nussbaum Mgmt For For For 1.8 Elect Shawn C. Mgmt For For For Tomasello 2 Amendment to the 2017 Mgmt For For For Equity Incentive Plan 3 Amend Compensation Mgmt For For For Policy Provisions Relating to NED Fees 4 Employment Agreement Mgmt For For For of Chief Medical Officer 5 Appointment of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Varonis Systems, Inc. Ticker Security ID: Meeting Date Meeting Status VRNS CUSIP 922280102 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yakov Faitelson Mgmt For For For 1.2 Elect Ohad Korkus Mgmt For For For 1.3 Elect Thomas F. Mendoza Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Verint Systems Inc. Ticker Security ID: Meeting Date Meeting Status VRNT CUSIP 92343X100 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dan Bodner Mgmt For For For 1.2 Elect John Egan Mgmt For For For 1.3 Elect Stephen Gold Mgmt For For For 1.4 Elect Penelope Herscher Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Andrew Miller Mgmt For For For 1.7 Elect Richard Mgmt For For For Nottenburg 1.8 Elect Howard Safir Mgmt For For For 1.9 Elect Earl C. Shanks Mgmt For For For 1.10 Elect Jason A. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wix.com Ltd. Ticker Security ID: Meeting Date Meeting Status WIX CUSIP M98068105 11/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Compensation Policy - Mgmt For For For Executives 2 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 3 Compensation Policy - Mgmt For For For Directors 4 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 5 Option Grant of CEO Mgmt For For For 6 Confirmation of Mgmt N/A Against N/A Controlling Shareholder 7 NED Compensation Plan Mgmt For For For 8 Elect Avishai Abrahami Mgmt For For For 9 Elect Giora Kaplan Mgmt For For For 10 Elect Mark Tluszcz Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ XLMedia Plc Ticker Security ID: Meeting Date Meeting Status XLM CINS G9828U107 05/27/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Stuart Simms Mgmt For For For 3 Elect Chris Bell Mgmt For For For 4 Elect Richard B. Mgmt For For For Rosenberg 5 Elect Ory Weihs Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Mgmt For For For Auditor's Fees 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Global Share Incentive Mgmt For Against Against Plan 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ XLMedia Plc Ticker Security ID: Meeting Date Meeting Status XLM CINS G9828U107 08/16/2019 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Tender Offer Mgmt For For For Fund Name : VanEck Vectors Junior Gold Miners ETF ________________________________________________________________________________ Acacia Mining Plc Ticker Security ID: Meeting Date Meeting Status ACA CINS G0067D104 09/03/2019 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Acacia Mining Plc Ticker Security ID: Meeting Date Meeting Status ACA CINS G0067D104 09/03/2019 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Barrick Offer Mgmt For For For ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Ellingham Mgmt For For For 1.2 Elect David Fleck Mgmt For For For 1.3 Elect David Gower Mgmt For For For 1.4 Elect Claire M. Kennedy Mgmt For For For 1.5 Elect John A. McCluskey Mgmt For For For 1.6 Elect Monique Mercier Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect J. Robert S. Mgmt For For For Prichard 1.9 Elect Ronald E. Smith Mgmt For For For 1.10 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alexco Resource Corp. Ticker Security ID: Meeting Date Meeting Status AXU CUSIP 01535P106 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Clynton R. Nauman Mgmt For For For 2.2 Elect Richard N. Zimmer Mgmt For For For 2.3 Elect Elaine Sanders Mgmt For For For 2.4 Elect Karen McMaster Mgmt For For For 2.5 Elect Michael D. Winn Mgmt For For For 2.6 Elect Rick Van Mgmt For For For Nieuwenhuyse 2.7 Elect Terry Mgmt For For For Krepiakevich 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Excess Mgmt For For For Annual Award Grants to Independent Directors ________________________________________________________________________________ Americas Gold and Silver Corporation Ticker Security ID: Meeting Date Meeting Status USA CUSIP 03062D100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Darren Blasutti Mgmt For For For 2.2 Elect Alexander J. Mgmt For For For Davidson 2.3 Elect Alan Edwards Mgmt For For For 2.4 Elect Bradley R. Kipp Mgmt For For For 2.5 Elect Gordon Pridham Mgmt For For For 2.6 Elect Manuel Rivera Mgmt For For For 2.7 Elect Lorie Waisberg Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Argonaut Gold Inc. Ticker Security ID: Meeting Date Meeting Status AR CUSIP 04016A101 05/20/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James E. Kofman Mgmt For For For 2.2 Elect Peter C. Mgmt For For For Dougherty 2.3 Elect Christopher R. Mgmt For For For Lattanzi 2.4 Elect Peter Mordaunt Mgmt For For For 2.5 Elect Dale C. Peniuk Mgmt For For For 2.6 Elect Audra Walsh Mgmt For For For 2.7 Elect Ian Atkinson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Share Incentive Plan Mgmt For For For Renewal 6 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Aurelia Metals Limited Ticker Security ID: Meeting Date Meeting Status AMI CINS Q0673J106 11/29/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Lawrence Mgmt For For For (Lawrie) J. Conway 4 Elect Paul Andrew Mgmt For For For Harris 5 Approve Performance Mgmt For For For Rights Plan 6 Equity Grant (Incoming Mgmt For For For MD/CEO Daniel Clifford) 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Renew Proportional Mgmt For For For Takeover Provisions ________________________________________________________________________________ B2Gold Corp. Ticker Security ID: Meeting Date Meeting Status BTO CUSIP 11777Q209 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kevin Bullock Mgmt For For For 2.2 Elect Robert Cross Mgmt For For For 2.3 Elect Robert Gayton Mgmt For For For 2.4 Elect Clive Johnson Mgmt For For For 2.5 Elect George Johnson Mgmt For For For 2.6 Elect Jerry R. Korpan Mgmt For For For 2.7 Elect Bongani Mtshisi Mgmt For For For 2.8 Elect Robin Weisman Mgmt For For For 2.9 Elect Liane Kelly Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Mgmt For For For Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CUSIP 152006102 05/01/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard W. Connor Mgmt For For For 1.2 Elect Dushenaly Kasenov Mgmt For For For 1.3 Elect Maksat Kobonbaev Mgmt For For For 1.4 Elect Askar Oskombaev Mgmt For For For 1.5 Elect Michael S. Mgmt For For For Parrett 1.6 Elect Jacques Perron Mgmt For For For 1.7 Elect Scott G. Perry Mgmt For For For 1.8 Elect Sheryl K. Mgmt For For For Pressler 1.9 Elect Bruce V. Walter Mgmt For For For 1.10 Elect Paul N. Wright Mgmt For For For 1.11 Elect Susan Yurkovich Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ China Gold International Resources Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status CGG CUSIP 16890P103 06/16/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Liangyou Jiang Mgmt For Withhold Against 2.2 Elect Shiling Guan Mgmt For For For 2.3 Elect Weibin Zhang Mgmt For For For 2.4 Elect Junhu Tong Mgmt For For For 2.5 Elect Na Tian Mgmt For For For 2.6 Elect Ian He Mgmt For For For 2.7 Elect Wei Shao Mgmt For For For 2.8 Elect Bielin Shi Mgmt For For For 2.9 Elect Ruixia Han Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 5 Authority to Mgmt For For For Repurchase Shares 6 Authority to Issue Mgmt For Against Against Repurchased Shares 7 Transaction of Other Mgmt For Against Against Business 8 Products and Services Mgmt For For For Framework Agreement and Annual Caps for the Products and Services Framework Agreement 9 Supplemental Contract Mgmt For For For for Purchase and Sale of Dore and Annual Caps Supplemental Contract for Purchase and Sale of Dore 10 Authority for Mgmt For Against Against Proxyholders to Vote on Amended Proposals ________________________________________________________________________________ Coeur Mining, Inc. Ticker Security ID: Meeting Date Meeting Status CDE CUSIP 192108504 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda L. Adamany Mgmt For For For 2 Elect Sebastian Edwards Mgmt For For For 3 Elect Randolph E. Gress Mgmt For For For 4 Elect Mitchell J. Krebs Mgmt For For For 5 Elect Eduardo Luna Mgmt For For For 6 Elect Jessica L. Mgmt For For For McDonald 7 Elect Robert E. Mellor Mgmt For For For 8 Elect John H. Robinson Mgmt For For For 9 Elect Brian E. Sandoval Mgmt For For For 10 Elect J. Kenneth Mgmt For For For Thompson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Continental Gold Inc. Ticker Security ID: Meeting Date Meeting Status CNL CUSIP 21146A108 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Zijin Mining Mgmt For For For Transaction ________________________________________________________________________________ Dacian Gold Limited Ticker Security ID: Meeting Date Meeting Status DCN CINS Q3080T105 06/16/2020 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Equity Grant (MD/CEO Mgmt For For For Leigh Junk) ________________________________________________________________________________ Dacian Gold Limited Ticker Security ID: Meeting Date Meeting Status DCN CINS Q3080T105 11/27/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Robert G. Mgmt For For For Reynolds ________________________________________________________________________________ Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CUSIP 250669108 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition by Mgmt For For For Kirkland Lake Gold ________________________________________________________________________________ Dundee Precious Metals Inc. Ticker Security ID: Meeting Date Meeting Status DPM CUSIP 265269209 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Peter Gillin Mgmt For For For 1.2 Elect Jonathan C. Mgmt For For For Goodman 1.3 Elect Jeremy Kinsman Mgmt For For For 1.4 Elect Juanita Montalvo Mgmt For For For 1.5 Elect Peter Nixon Mgmt For For For 1.6 Elect David Rae Mgmt For For For 1.7 Elect Marie-Anne Tawil Mgmt For For For 1.8 Elect Anthony P. Walsh Mgmt For For For 1.9 Elect Donald Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eldorado Gold Corporation Ticker Security ID: Meeting Date Meeting Status ELD CUSIP 284902509 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Albino Mgmt For For For 1.2 Elect George Burns Mgmt For For For 1.3 Elect Teresa Conway Mgmt For For For 1.4 Elect Catharine Farrow Mgmt For For For 1.5 Elect Pamela M. Gibson Mgmt For For For 1.6 Elect Michael A. Price Mgmt For For For 1.7 Elect Steven P. Reid Mgmt For For For 1.8 Elect John Webster Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R158 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 La Mancha Investment Mgmt For For For ________________________________________________________________________________ Endeavour Silver Corp. Ticker Security ID: Meeting Date Meeting Status EDR CUSIP 29258Y103 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Beck Mgmt For For For 1.2 Elect Ricardo M. Campoy Mgmt For For For 1.3 Elect Bradford J. Cooke Mgmt For For For 1.4 Elect Geoffrey A. Mgmt For For For Handley 1.5 Elect Rex J. McLennan Mgmt For For For 1.6 Elect Kenneth Pickering Mgmt For For For 1.7 Elect Mario Szotlender Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Evolution Mining Limited Ticker Security ID: Meeting Date Meeting Status EVN CINS Q3647R147 11/28/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt Abstain Against Against 3 Elect Colin Johnstone Mgmt For For For 4 Approve NED Share Plan Mgmt For For For 5 Equity Grant Mgmt For For For (Executive Chair Jacob Klein) 6 Equity Grant (Finance Mgmt For For For Director and CFO Lawrence Conway) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32076V103 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Keith Neumeyer Mgmt For For For 2.2 Elect Nicole Mgmt For For For Adshead-Bell 2.3 Elect Marjorie Co Mgmt For For For 2.4 Elect Ana Lopez Mgmt For For For 2.5 Elect Robert McCallum Mgmt For For For 2.6 Elect Douglas Penrose Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fortuna Silver Mines Inc. Ticker Security ID: Meeting Date Meeting Status FVI CUSIP 349915108 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Jorge Ganoza Mgmt For For For Durant 2.2 Elect Simon Ridgway Mgmt For For For 2.3 Elect Mario Szotlender Mgmt For For For 2.4 Elect David Farrell Mgmt For For For 2.5 Elect David Laing Mgmt For For For 2.6 Elect Alfredo Sillau Mgmt For For For 2.7 Elect Kylie Dickson Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Share Unit Plan Renewal Mgmt For For For ________________________________________________________________________________ Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/29/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Alberto Mgmt For For For Bailleres Gonzalez 5 Elect Alejandro Mgmt For For For Bailleres Gual 6 Elect Juan Bordes Aznar Mgmt For For For 7 Elect Arturo Manuel Mgmt For For For Fernandez Perez 8 Elect Fernando Mgmt For For For Benjamin Ruiz Sahagun 9 Elect Charles R. Jacobs Mgmt For For For 10 Elect Barbara Garza Mgmt For For For Laguera Gonda 11 Elect Victor Alberto Mgmt For For For Tiburcio Celorio 12 Elect Dame Judith Mgmt For For For Macgregor 13 Elect Georgina Yamilet Mgmt For For For Kessel Martinez 14 Elect Luis Robles Mgmt For For For 15 Elect Guadalupe de la Mgmt For For For Vega 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Gold Resource Corporation Ticker Security ID: Meeting Date Meeting Status GORO CUSIP 38068T105 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bill M. Conrad Mgmt For For For 1.2 Elect Jason D. Reid Mgmt For For For 1.3 Elect Alex G. Morrison Mgmt For For For 1.4 Elect Kimberly C. Perry Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gold Road Resources Limited Ticker Security ID: Meeting Date Meeting Status GOR CINS Q4202N117 05/28/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Justin Osborne Mgmt For For For 4 Re-elect Brian K. Levet Mgmt For For For 5 Approve Employee Mgmt For For For Incentive Plan 6 Equity Grant (MD/CEO Mgmt For For For Duncan Gibbs - 2022 LTI) 7 Equity Grant (MD/CEO Mgmt For For For Duncan Gibbs - 2020 STI) 8 Equity Grant Mgmt For For For (Executive Director Justin Osborne - 2022 LTI) 9 Equity Grant Mgmt For For For (Executive Director Justin Osborne - 2020 STI) ________________________________________________________________________________ Gold Standard Ventures Corp. Ticker Security ID: Meeting Date Meeting Status GSV CUSIP 380738104 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan T. Awde Mgmt For For For 1.2 Elect D. Bruce McLeod Mgmt For For For 1.3 Elect Robert J. McLeod Mgmt For For For 1.4 Elect Jamie D. Strauss Mgmt For For For 1.5 Elect William E. Mgmt For For For Threlkeld 1.6 Elect Alex G. Morrison Mgmt For For For 1.7 Elect Zara Boldt Mgmt For For For 1.8 Elect Ronald W. Clayton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Restricted Share Unit Mgmt For For For Award Plan Renewal 5 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Golden Star Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GSC CUSIP 38119T807 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tim Baker Mgmt For For For 1.2 Elect Gilmour Clausen Mgmt For For For 1.3 Elect Anu Dhir Mgmt For For For 1.4 Elect Robert E. Doyle Mgmt For For For 1.5 Elect Ani Markova Mgmt For For For 1.6 Elect Karim-Michel Nasr Mgmt For For For 1.7 Elect Craig J. Nelsen Mgmt For For For 1.8 Elect Mona Quartey Mgmt For For For 1.9 Elect Andrew Wray Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the Mgmt For For For Performance Share Unit Plan ________________________________________________________________________________ Gran Colombia Gold Corp. Ticker Security ID: Meeting Date Meeting Status GCM CUSIP 38501D808 06/04/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Serafino Iacono Mgmt For For For 2.2 Elect Miguel de la Mgmt For For For Campa 2.3 Elect De Lyle Mgmt For For For Bloomquist 2.4 Elect Monica De Greiff Mgmt For For For 2.5 Elect Hernan Juan Jose Mgmt For For For Martinez Torres 2.6 Elect Robert Metcalfe Mgmt For For For 2.7 Elect Jaime Perez Mgmt For Withhold Against Branger 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal 5 Issuance of Shares to Mgmt For For For 2176423 Ontario Ltd ________________________________________________________________________________ Great Panther Mining Limited Ticker Security ID: Meeting Date Meeting Status GPR CUSIP 39115V101 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect David Garofalo Mgmt For For For 2.2 Elect Joseph Gallucci Mgmt For For For 2.3 Elect R.W. (Bob) Mgmt For For For Garnett 2.4 Elect Alan Hair Mgmt For For For 2.5 Elect Robert Henderson Mgmt For For For 2.6 Elect John Jennings Mgmt For For For 2.7 Elect W.J. (James) Mgmt For For For Mullin 2.8 Elect Elise Rees Mgmt For For For 2.9 Elect Kevin J. Ross Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Omnibus Incentive Plan Mgmt For For For Renewal ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 06/11/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash 2 General Authority to Mgmt For For For Issue Shares 3 Authorisation of Legal Mgmt For For For Formalities 4 Authority to Issue Mgmt For For For Shares Pursuant to Scheme ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Given R. Sibiya Mgmt For For For 2 Elect Hlokammoni Mgmt For For For (Grathel) Motau 3 Re-elect Andries Mgmt For For For (Andre) J. Wilkens 4 Re-elect Vishnu P. Mgmt For For For Pillay 5 Re-elect Karabo T. Mgmt For For For Nondumo 6 Re-elect Simo Lushaba Mgmt For For For 7 Re-elect Kenneth (Ken) Mgmt For For For V. Dicks 8 Elect Audit and Risk Mgmt For For For Committee Member (Fikile De Buck) 9 Elect Audit and Risk Mgmt For For For Committee Member (Karabo Nondumo) 10 Elect Audit and Risk Mgmt For For For Committee Member (Simo Lushaba) 11 Elect Audit and Risk Mgmt For For For Committee Member (John Wetton) 12 Elect Audit and Risk Mgmt For For For Committee Member (Given Sibiya) 13 Appointment of Auditor Mgmt For For For 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phillips S. Mgmt For For For Baker, Jr. 2 Elect George R. Johnson Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hochschild Mining Plc Ticker Security ID: Meeting Date Meeting Status HOC CINS G4611M107 05/21/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Graham Birch Mgmt For For For 4 Elect Jorge Born Mgmt For For For 5 Elect Ignacio Mgmt For For For Bustamante 6 Elect Eduardo Mgmt For Against Against Hochschild 7 Elect Eileen A. Mgmt For For For Kamerick 8 Elect Dionisio Romero Mgmt For Against Against Paoletti 9 Elect Michael Rawlinson Mgmt For For For 10 Elect Sanjay Sarma Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect Donald K. Charter Mgmt For For For 1.3 Elect Richard J. Hall Mgmt For For For 1.4 Elect P. Gordon Mgmt For For For Stothart 1.5 Elect Mahendra Naik Mgmt For For For 1.6 Elect Timothy R. Snider Mgmt For For For 1.7 Elect Sybil E. Veenman Mgmt For For For 1.8 Elect Ronald P. Gagel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Industrias Penoles S.A. Ticker Security ID: Meeting Date Meeting Status PE&OLES CINS P55409141 04/23/2020 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board of Mgmt For Abstain Against Directors 3 Reports of the CEO and Mgmt For Abstain Against Auditor 4 Financial Statements Mgmt For Abstain Against 5 Report on the Mgmt For Abstain Against Company's Accounting and Financial Reporting Policies 6 Report of the Audit Mgmt For Abstain Against and Corporate Governance Committees 7 Allocation of Mgmt For Abstain Against Profits/Dividends 8 Authority to Mgmt For Abstain Against Repurchase Shares 9 Election of Directors; Mgmt For Abstain Against Fees 10 Election of Audit and Mgmt For Abstain Against Corporate Governance Committee Chair 11 Election of Meeting Mgmt For For For Delegates 12 Minutes Mgmt For For For ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Atkinson Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect Kerry D. Dyte Mgmt For For For 1.4 Elect Glenn A. Ives Mgmt For For For 1.5 Elect Ave G. Lethbridge Mgmt For For For 1.6 Elect Elizabeth Mgmt For For For McGregor 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect Kelly J. Osborne Mgmt For For For 1.9 Elect J. Paul Rollinson Mgmt For For For 1.10 Elect David A. Scott Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stated Capital Mgmt For For For Reduction 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lundin Gold Inc. Ticker Security ID: Meeting Date Meeting Status LUG CUSIP 550371108 06/24/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tamara Brown Mgmt For For For 1.2 Elect Carmel Daniele Mgmt For For For 1.3 Elect Ian W. Gibbs Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Ashley Mgmt For For For Heppenstall 1.6 Elect Ron F. Hochstein Mgmt For For For 1.7 Elect Craig Jones Mgmt For For For 1.8 Elect Lukas H. Lundin Mgmt For For For 1.9 Elect Paul McRae Mgmt For For For 1.10 Elect Istvan Zollei Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Peter D. Barnes Mgmt For For For 2.2 Elect Richard P. Clark Mgmt For For For 2.3 Elect Jill D. Leversage Mgmt For For For 2.4 Elect Daniel T. Mgmt For For For MacInnis 2.5 Elect George Paspalas Mgmt For For For 2.6 Elect Selma Lussenburg Mgmt For For For 2.7 Elect Derek C. White Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Stock Option Plan Mgmt For For For Renewal 6 Share Unit Plan Renewal Mgmt For For For 7 Deferred Share Unit Mgmt For For For Plan Renewal ________________________________________________________________________________ McEwen Mining Inc. Ticker Security ID: Meeting Date Meeting Status MUX CUSIP 58039P107 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert R. McEwen Mgmt For For For 1.2 Elect Allen Ambrose Mgmt For For For 1.3 Elect Michele L. Ashby Mgmt For For For 1.4 Elect Leanne M. Baker Mgmt For For For 1.5 Elect Richard W. Mgmt For For For Brissenden 1.6 Elect Robin E. Dunbar Mgmt For For For 1.7 Elect Gregory P. Mgmt For For For Fauquier 1.8 Elect Donald R. M. Mgmt For For For Quick 1.9 Elect Michael L. Stein Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CUSIP 644535106 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Renaud Adams Mgmt For For For 2.2 Elect Nicholas Chirekos Mgmt For For For 2.3 Elect Gillian Davidson Mgmt For For For 2.4 Elect James Gowans Mgmt For For For 2.5 Elect Margaret Mulligan Mgmt For For For 2.6 Elect Ian Pearce Mgmt For For For 2.7 Elect Marilyn Mgmt For For For Schonberner 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Mgmt For For For Unallocated Options Under the Stock Option Plan 5 Stock Option Plan Mgmt For For For Renewal 6 Amendment to the Mgmt For For For Long-Term Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Northern Star Resources Limited Ticker Security ID: Meeting Date Meeting Status NST CINS Q6951U101 01/22/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities 3 Approve Issue of Mgmt For For For Securities (Executive chair Bill Beament) 4 Approve Issue of Mgmt For For For Securities (NED Mary Hackett) 5 Approve Issue of Mgmt For For For Securities (Former NED Christopher Rowe) 6 Approve Financial Mgmt For For For Assistance (Kalgoorlie Lake View Pty Ltd) ________________________________________________________________________________ Northern Star Resources Limited Ticker Security ID: Meeting Date Meeting Status NST CINS Q6951U101 11/14/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Approve Share Plan Mgmt For For For 4 Equity Grant (Chair) Mgmt For Against Against Bill Beament 5 Approve Termination Mgmt For For For Benefits 6 Approve NED Share Plan Mgmt N/A For N/A 7 Equity Grant (All NEDs) Mgmt N/A For N/A 8 Elect Mary Hackett Mgmt For For For 9 Elect Nicholas (Nick) Mgmt For For For L. Cernotta 10 Re-elect William Mgmt For For For (Bill) J. Beament 11 Re-elect John D. Mgmt For For For Fitzgerald ________________________________________________________________________________ Novagold Resources Inc. Ticker Security ID: Meeting Date Meeting Status NG CUSIP 66987E206 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine Dorward Mgmt For For For King 2 Elect Sharon E. Dowdall Mgmt For For For 3 Elect Diane R. Garrett Mgmt For For For 4 Elect Thomas Kaplan Mgmt For For For 5 Elect Gregory Lang Mgmt For For For 6 Elect Igor Levental Mgmt For For For 7 Elect Kalidas V. Mgmt For For For Madhavpeddi 8 Elect Clynton Nauman Mgmt For For For 9 Elect Ethan Schutt Mgmt For For For 10 Elect Anthony P. Walsh Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Stock Award Plan Mgmt For For For Renewal 13 Performance Share Unit Mgmt For For For Plan Renewal 14 Approval of Mgmt For For For Unallocated Entitlements under the Deferred Share Unit Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Novo Resources Corp. Ticker Security ID: Meeting Date Meeting Status NVO CINS 67010B102 12/18/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Michael Barrett Mgmt For For For 4 Elect Greg Gibson Mgmt For For For 5 Elect Quinton Hennigh Mgmt For For For 6 Elect Robert Humphryson Mgmt For Against Against 7 Elect Akiko Levinson Mgmt For Against Against 8 Elect Eric Sprott Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Creation of a New Mgmt For For For Control Person 11 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ OceanaGold Corporation Ticker Security ID: Meeting Date Meeting Status OGC CUSIP 675222103 06/19/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Ian M. Reid Mgmt For For For 2.2 Elect Paul B. Sweeney Mgmt For For For 2.3 Elect Geoff W. Raby Mgmt For For For 2.4 Elect Craig J. Nelsen Mgmt For For For 2.5 Elect Catherine A. Mgmt For For For Gignac 2.6 Elect Michael H L Mgmt For For For Holmes 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Osisko Gold Royalties Ltd Ticker Security ID: Meeting Date Meeting Status OR CUSIP 68827L101 06/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Baird Mgmt For For For 1.2 Elect Francoise Mgmt For For For Bertrand 1.3 Elect John Burzynski Mgmt For For For 1.4 Elect Christopher C. Mgmt For For For Curfman 1.5 Elect Joanne S. Mgmt For For For Ferstman 1.6 Elect William Murray Mgmt For For For John 1.7 Elect Pierre Labbe Mgmt For For For 1.8 Elect Charles E. Page Mgmt For For For 1.9 Elect Sean Roosen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Stock Mgmt For For For Option Plan 4 Amendment to the Mgmt For For For Employee Share Purchase Plan 5 Amendment to Mgmt For For For Restricted Share Unit Plan 6 Shareholder Rights Mgmt For For For Plan Renewal 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Osisko Mining Inc. Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688281104 05/29/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Burzynski Mgmt For For For 1.2 Elect Jose Vizquerra Mgmt For For For 1.3 Elect Sean Roosen Mgmt For For For 1.4 Elect Patrick F.N. Mgmt For For For Anderson 1.5 Elect Keith D. McKay Mgmt For For For 1.6 Elect Amy Satov Mgmt For For For 1.7 Elect Bernardo Alvarez Mgmt For For For Calderon 1.8 Elect Robert Wares Mgmt For For For 1.9 Elect Andree St-Germain Mgmt For For For 1.10 Elect Cathy Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAAS CUSIP 697900108 05/06/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Michael Steinmann Mgmt For For For 1.3 Elect Michael L. Mgmt For For For Carroll 1.4 Elect Neil de Gelder Mgmt For For For 1.5 Elect Walter T. Mgmt For For For Segsworth 1.6 Elect Gillian D. Mgmt For For For Winckler 1.7 Elect Charles A. Mgmt For For For Jeannes 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAAS CUSIP 697900108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Michael Steinmann Mgmt For For For 1.3 Elect Michael L. Mgmt For For For Carroll 1.4 Elect Neil de Gelder Mgmt For For For 1.5 Elect Walter T. Mgmt For For For Segsworth 1.6 Elect Gillian D. Mgmt For For For Winckler 1.7 Elect Charles A. Mgmt For For For Jeannes 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Patagonia Gold Corp. Ticker Security ID: Meeting Date Meeting Status PGDC CUSIP 70289T101 02/18/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos J. Miguens Mgmt For For For 1.2 Elect Cristian Lopez Mgmt For Withhold Against Saubidet 1.3 Elect Christopher van Mgmt For For For Tienhoven 1.4 Elect Tim Hunt Mgmt For Withhold Against 1.5 Elect David Jarvis Mgmt For For For 1.6 Elect Alexander Harper Mgmt For For For 1.7 Elect Leon Hardy Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Patagonia Gold plc Ticker Security ID: Meeting Date Meeting Status PGD CINS G6938H174 07/12/2019 Voted Meeting Type Country of Trade Court Argentina Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Patagonia Gold plc Ticker Security ID: Meeting Date Meeting Status PGD CINS G6938H174 07/12/2019 Voted Meeting Type Country of Trade Ordinary Argentina Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Legal Formalities to Mgmt For For For Implement Scheme ________________________________________________________________________________ Perseus Mining Limited Ticker Security ID: Meeting Date Meeting Status PRU CINS Q74174105 11/29/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Sean Harvey Mgmt For For For 4 Re-elect Sally-Anne Mgmt For For For Layman 5 Re-elect Daniel Lougher Mgmt For For For 6 Elect David Ransom Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Jeffrey Quartermaine) ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Richard O'Brien Mgmt For For For 2.2 Elect George Paspalas Mgmt For For For 2.3 Elect Peter Birkey Mgmt For For For 2.4 Elect David Smith Mgmt For For For 2.5 Elect Faheem Tejani Mgmt For For For 2.6 Elect Robin Bienenstock Mgmt For For For 2.7 Elect Jeane Hull Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ramelius Resources Limited Ticker Security ID: Meeting Date Meeting Status RMS CINS Q7982E108 11/22/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Michael A. Mgmt For For For Bohm 4 Elect Natalia Mgmt For For For Streltsova 5 Equity Grant (MD Mark Mgmt For For For Zeptner) 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Approve Performance Mgmt For For For Rights Plan 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Renew Proportional Mgmt For For For Takeover Provisions ________________________________________________________________________________ Regis Resources Limited Ticker Security ID: Meeting Date Meeting Status RRL CINS Q8059N120 11/26/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Stephen (Steve) Mgmt For For For J. Scudamore 4 Re-elect Fiona Morgan Mgmt For For For 5 Renew Executive Mgmt For For For Incentive Plan 6 Equity Grant (MD/CEO Mgmt For For For Jim Beyer - LTI) 7 Equity Grant (MD/CEO Mgmt For For For Jim Beyer - STI) 8 Approve Increase in Mgmt N/A For N/A NED's Fee Cap ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 02/27/2020 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Tranche 1) 3 Approve Issue of Mgmt For Against Against Securities - Tranche 2 (ICM Limited) 4 Approve Issue of Mgmt For For For Securities (Chairman Martin Botha) 5 Approve Issue of Mgmt For For For Securities (MD/CEO John Welborn) 6 Approve Issue of Mgmt For For For Securities (NED Yasmin Broughton) 7 Approve Issue of Mgmt For For For Securities (NED Sabina Shugg) 8 Approve Issue of Mgmt For For For Securities (Taurus Mining Finance Fund) ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 05/21/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt N/A For N/A 3 Re-elect Mark Potts Mgmt For For For 4 Re-elect Sabina Shugg Mgmt For For For 5 Performance Rights Mgmt For For For Grant (MD/CEO John Welborn) 6 Renew Performance Mgmt For For For Rights Plan 7 Approve Termination Mgmt For For For Benefits 8 Deeds of Indemnity, Mgmt For For For Insurance and Access ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 11/21/2019 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Grant (MD/CEO Mgmt For Against Against John Welborn) ________________________________________________________________________________ Roxgold Inc. Ticker Security ID: Meeting Date Meeting Status ROXG CUSIP 779899202 06/26/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Oliver Mgmt For For For Lennox-King 1.2 Elect Richard Mgmt For For For Colterjohn 1.3 Elect Jonathan A. Mgmt For For For Rubenstein 1.4 Elect John L. Knowles Mgmt For For For 1.5 Elect John Dorward Mgmt For For For 1.6 Elect Kate Harcourt Mgmt For For For 1.7 Elect Norman Pitcher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Royal Nickel Corporation Ticker Security ID: Meeting Date Meeting Status RNX CUSIP 780357109 06/11/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Goudie Mgmt For For For 1.2 Elect Scott M. Hand Mgmt For For For 1.3 Elect Paul Huet Mgmt For For For 1.4 Elect Wendy Kei Mgmt For For For 1.5 Elect Warwick Mgmt For For For Morley-Jepson 1.6 Elect Chad Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Company Name Change Mgmt For For For 4 Share Consolidation Mgmt For For For ________________________________________________________________________________ Sandstorm Gold Ltd. Ticker Security ID: Meeting Date Meeting Status SSL CUSIP 80013R206 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Nolan Watson Mgmt For For For 2.2 Elect David Awram Mgmt For For For 2.3 Elect David De Witt Mgmt For For For 2.4 Elect Andrew T. Mgmt For For For Swarthout 2.5 Elect John P.A. Mgmt For For For Budreski 2.6 Elect Mary L. Little Mgmt For For For 2.7 Elect Vera Kobalia Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amend Exercise Price Mgmt For For For of Yamana Warrants ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 03/05/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Financial Mgmt For For For Assistance 3 Ratify Placement of Mgmt For For For Securities 4 Equity Grant (NED Mgmt For For For Martin Reed) 5 Equity Grant (NED Mgmt For For For Roric Smith) 6 Equity Grant (NED John Mgmt For For For Richards) 7 Equity Grant (Chair Mgmt For For For Anthony Kiernan) 8 Equity Grant (NED Mgmt For For For Samantha Tough) 9 Section 195 Approval Mgmt N/A For N/A ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 11/19/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Richards Mgmt For For For 3 Re-elect Martin Reed Mgmt For For For 4 Remuneration Report Mgmt N/A For N/A 5 Equity Grant (MD Mgmt For For For Raleigh Finlayson) 6 Approve Increase in Mgmt N/A For N/A NED's Fee Cap ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Frederick Mgmt For Withhold Against Banfield 1.2 Elect Rudi P. Fronk Mgmt For For For 1.3 Elect Eliseo Mgmt For For For Gonzalez-Urien 1.4 Elect Richard C. Kraus Mgmt For For For 1.5 Elect Jay S. Layman Mgmt For For For 1.6 Elect Melanie R. Miller Mgmt For For For 1.7 Elect Clement A. Mgmt For For For Pelletier 1.8 Elect John W. Sabine Mgmt For For For 1.9 Elect Gary Sugar Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Extension of Certain Mgmt For For For Outstanding Options 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ SEMAFO Inc. Ticker Security ID: Meeting Date Meeting Status SMF CUSIP 816922108 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Sibanye Gold Limited Ticker Security ID: Meeting Date Meeting Status SGL CUSIP 825724206 01/23/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For (Technical Merger) 2 Revocation of Proposal Mgmt For For For 1 if the Scheme Does Not Proceed 3 Directors Authority Mgmt For For For ________________________________________________________________________________ Sibanye Stillwater Limited Ticker Security ID: Meeting Date Meeting Status SSW CUSIP 82575P107 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Elaine Mgmt For For For Dorward-King 3 Elect Thabane Mgmt For For For (Vincent) Maphai 4 Elect Timothy J. Mgmt For For For Cumming 5 Re-elect Charl A. Mgmt For For For Keyter 6 Election of Audit Mgmt For For For Committee Member (Keith A. Rayner) 7 Election of Audit Mgmt For For For Committee Member (Timothy J. Cumming) 8 Election of Audit Mgmt For For For Committee Member (Savannah Danson) 9 Election of Audit Mgmt For For For Committee Member (Richard Menell) 10 Election of Audit Mgmt For For For Committee Member (Nkosemntu G. Nika) 11 Election of Audit Mgmt For For For Committee Member (Susan (Sue) C. van der Merwe) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve Remuneration Mgmt For For For Policy 15 Approve Implementation Mgmt For For For Report 16 Approve NEDs' Fees Mgmt For For For 17 Approve Lead Mgmt For For For Independent Director's Fees 18 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Silver Lake Resources Limited Ticker Security ID: Meeting Date Meeting Status SLR CINS Q85014100 11/22/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Kelvin Flynn Mgmt For For For 4 Elect Peter Alexander Mgmt For For For ________________________________________________________________________________ Silvercorp Metals Inc. Ticker Security ID: Meeting Date Meeting Status SVM CINS 82835P103 09/27/2019 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Rui Feng Mgmt For For For 4 Elect S. Paul Simpson Mgmt For For For 5 Elect David Kong Mgmt For For For 6 Elect Yikang Liu Mgmt For For For 7 Elect Marina Katusa Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Approval of the Share Mgmt For For For Based Compensation Plan 10 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ SilverCrest Metals Inc. Ticker Security ID: Meeting Date Meeting Status SIL CUSIP 828363101 06/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect N. Eric Fier Mgmt For For For 1.2 Elect Ross Glanville Mgmt For For For 1.3 Elect Ani Markova Mgmt For For For 1.4 Elect Hannes Portmann Mgmt For For For 1.5 Elect Graham C. Thody Mgmt For For For 1.6 Elect John H. Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ SSR Mining Inc. Ticker Security ID: Meeting Date Meeting Status SSRM CUSIP 784730103 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect A.E. Michael Mgmt For For For Anglin 2.2 Elect Paul Benson Mgmt For For For 2.3 Elect Brian R. Booth Mgmt For For For 2.4 Elect Simon A. Fish Mgmt For For For 2.5 Elect Gustavo A. Mgmt For For For Herrero 2.6 Elect Beverlee F. Park Mgmt For For For 2.7 Elect Steven P. Reid Mgmt For For For 2.8 Elect Elizabeth A. Mgmt For For For Wademan 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2020 Mgmt For For For Share Compensation Plan ________________________________________________________________________________ St Barbara Limited Ticker Security ID: Meeting Date Meeting Status SBM CINS Q8744Q173 10/23/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Moroney Mgmt For For For 4 Elect Stefanie Loader Mgmt For For For 5 Elect Steven G. Dean Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Robert Vassie) ________________________________________________________________________________ Sulliden Mining Capital Inc. Ticker Security ID: Meeting Date Meeting Status SMC CUSIP 865125108 02/27/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stan Bharti Mgmt For For For 1.2 Elect Deborah Battiston Mgmt For Withhold Against 1.3 Elect William Clarke Mgmt For Withhold Against 1.4 Elect Stephane Mgmt For For For Amireault 1.5 Elect William C. Steers Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Advance Notice Policy Mgmt For Against Against ________________________________________________________________________________ Teranga Gold Corporation Ticker Security ID: Meeting Date Meeting Status TGZ CUSIP 880797204 06/17/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan R. Hill Mgmt For For For 1.2 Elect Richard S. Young Mgmt For For For 1.3 Elect Simon P. Bottoms Mgmt For For For 1.4 Elect Jendayi E. Frazer Mgmt For For For 1.5 Elect Paula Caldwell Mgmt For For For St-Onge 1.6 Elect David J. Mimran Mgmt For For For 1.7 Elect Alan R. Thomas Mgmt For For For 1.8 Elect Frank D. Wheatley Mgmt For For For 1.9 Elect William J. Biggar Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Torex Gold Resources Inc. Ticker Security ID: Meeting Date Meeting Status TXG CUSIP 891054603 06/17/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew B. Adams Mgmt For For For 1.2 Elect Franklin L. Davis Mgmt For For For 1.3 Elect David A. Fennell Mgmt For For For 1.4 Elect Michael D. Murphy Mgmt For For For 1.5 Elect Elizabeth A. Mgmt For For For Wademan 1.6 Elect Frederick M. Mgmt For For For Stanford 1.7 Elect Robin A. Mgmt For For For Bienenstock 1.8 Elect Richard A. Howes Mgmt For For For 1.9 Elect Jody L.M Kuzenko Mgmt For For For 1.10 Elect Roy S. Slack Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to By-Law Mgmt For For For No.1 to Increase Quorum Requirements 4 Amendment to Advance Mgmt For For For Notice Provisions 5 Shareholder Rights Mgmt For For For Plan Renewal 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wesdome Gold Mines Ltd. Ticker Security ID: Meeting Date Meeting Status WDO CUSIP 95083R100 06/02/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Main Mgmt For For For 1.2 Elect Duncan Middlemiss Mgmt For For For 1.3 Elect Nadine Miller Mgmt For For For 1.4 Elect Warwick Mgmt For For For Morley-Jepson 1.5 Elect Brian N. Mgmt For For For Skanderbeg 1.6 Elect Edie Thome Mgmt For For For 1.7 Elect Bill Washington Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of the 2020 Mgmt For For For Omnibus Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Westgold Resources Limited Ticker Security ID: Meeting Date Meeting Status WGX CINS Q97159232 11/25/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Johannes Mgmt For Against Against Norregaard 4 Re-elect Suresh Shet Mgmt For For For 5 Ratify Placement of Mgmt For For For Securities 6 Approve Reduction of Mgmt For For For Capital ________________________________________________________________________________ Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Begeman Mgmt For For For 1.2 Elect Christiane Mgmt For For For Bergevin 1.3 Elect Alexander J. Mgmt For For For Davidson 1.4 Elect Richard P. Graff Mgmt For For For 1.5 Elect Kimberly Keating Mgmt For For For 1.6 Elect Peter J. Marrone Mgmt For For For 1.7 Elect Jane Sadowsky Mgmt For For For 1.8 Elect Dino Titaro Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect HUANG Zhen Mgmt For Against Against 9 Elect ZHANG Banglong Mgmt For For For 10 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 11 Authority to H Mgmt For For For Repurchase Shares 12 Amendments to Articles Mgmt For Against Against 13 Board Authorization Mgmt For Against Against for Amendments to Articles 14 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to H Mgmt For For For Repurchase Shares 3 Amendments to Articles Mgmt For Against Against 4 Board Authorization Mgmt For Against Against for Amendments to Articles 5 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts 5 Amendments to Articles Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Authority to Issue Mgmt For For For Renewable Bonds 8 Authority to Issue Mgmt For For For Super Short-Term Notes ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts Fund Name : VanEck Vectors Low Carbon Energy ETF ________________________________________________________________________________ AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas A. Amato Mgmt For For For 2 Elect Anthony J. Conti Mgmt For For For 3 Elect Gretchen W. Mgmt For For For McClain 4 Approval of the 2020 Mgmt For For For Omnibus Incentive Compensation Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Badger Meter, Inc. Ticker Security ID: Meeting Date Meeting Status BMI CUSIP 056525108 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Todd A. Adams Mgmt For For For 1.2 Elect Kenneth C. Mgmt For For For Bockhorst 1.3 Elect Gale E. Klappa Mgmt For For For 1.4 Elect Gail A. Lione Mgmt For For For 1.5 Elect James W. McGill Mgmt For For For 1.6 Elect Tessa M. Myers Mgmt For For For 1.7 Elect James F. Stern Mgmt For For For 1.8 Elect Glen E. Tellock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Non-Management Employee Representation on the Board ________________________________________________________________________________ Canadian Solar Inc. Ticker Security ID: Meeting Date Meeting Status CSIQ CUSIP 136635109 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn (Xiaohua) Mgmt For For For Qu 1.2 Elect Robert McDermott Mgmt For For For 1.3 Elect Harry E. Ruda Mgmt For For For 1.4 Elect Andrew (Luen Mgmt For For For Cheung) Wong 1.5 Elect Arthur WONG Lap Mgmt For For For Tat 1.6 Elect Lauren C. Mgmt For For For Templeton 1.7 Elect Karl E. Olsoni Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Change of Continuance Mgmt For For For to Either British Columbia or Ontario 4 Share Incentive Plan Mgmt For For For Renewal ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 02/28/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect ZHANG Xiaoliang Mgmt For For For 3 Elect Hao Jingru Mgmt For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 05/29/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 05/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Final Financial Mgmt For For For Accounts 6 Allocation of Mgmt For For For Profits/Dividends 7 2020 Financial Budget Mgmt For For For 8 Directors' and Mgmt For For For Supervisors' Fees 9 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 10 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 11 Amendments to Articles Mgmt For Against Against 12 General Mandate to Mgmt For For For Issue Debt Financing Instruments in the PRC 13 Authority to Register Mgmt For For For and Issue Debt Financing Instruments in the PRC 14 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect SUN Jinbiao Mgmt For For For ________________________________________________________________________________ Covanta Holding Corporation Ticker Security ID: Meeting Date Meeting Status CVA CUSIP 22282E102 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David M. Barse Mgmt For For For 1.2 Elect Ronald J. Broglio Mgmt For For For 1.3 Elect Peter C. B. Bynoe Mgmt For For For 1.4 Elect Linda J. Fisher Mgmt For For For 1.5 Elect Joseph M. Holsten Mgmt For For For 1.6 Elect Stephen J. Jones Mgmt For For For 1.7 Elect Owen R. Mgmt For For For Michaelson 1.8 Elect Danielle Pletka Mgmt For For For 1.9 Elect Michael W. Ranger Mgmt For For For 1.10 Elect Robert S. Mgmt For For For Silberman 1.11 Elect Jean Smith Mgmt For For For 1.12 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cree, Inc. Ticker Security ID: Meeting Date Meeting Status CREE CUSIP 225447101 10/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John C. Hodge Mgmt For For For 1.2 Elect Clyde R. Hosein Mgmt For For For 1.3 Elect Darren R. Jackson Mgmt For For For 1.4 Elect Duy-Loan T. Le Mgmt For For For 1.5 Elect Gregg A. Lowe Mgmt For For For 1.6 Elect John B. Replogle Mgmt For For For 1.7 Elect Thomas H. Werner Mgmt For For For 1.8 Elect Anne C. Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect Michael J. Mgmt For For For Critelli 4 Elect Richard H. Fearon Mgmt For Against Against 5 Elect Olivier Leonetti Mgmt For For For 6 Elect Deborah L. McCoy Mgmt For For For 7 Elect Silvio Napoli Mgmt For For For 8 Elect Gregory R. Page Mgmt For For For 9 Elect Sandra Pianalto Mgmt For For For 10 Elect Lori J. Ryerkerk Mgmt For For For 11 Elect Gerald B. Smith Mgmt For For For 12 Elect Dorothy C. Mgmt For For For Thompson 13 Approval of the 2020 Mgmt For For For Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Overseas Market Shares ________________________________________________________________________________ Enersys Ticker Security ID: Meeting Date Meeting Status ENS CUSIP 29275Y102 08/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard I. Hoffen Mgmt For For For 2 Elect David M. Shaffer Mgmt For For For 3 Elect Ronald P. Vargo Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Enphase Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ENPH CUSIP 29355A107 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Benjamin Kortlang Mgmt For For For 1.2 Elect Richard Mora Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Ahearn Mgmt For For For 2 Elect Sharon L. Allen Mgmt For For For 3 Elect Richard D. Mgmt For For For Chapman 4 Elect George A. Hambro Mgmt For For For 5 Elect Molly E. Joseph Mgmt For For For 6 Elect Craig Kennedy Mgmt For For For 7 Elect William J. Post Mgmt For For For 8 Elect Paul H. Stebbins Mgmt For Against Against 9 Elect Michael T. Mgmt For For For Sweeney 10 Elect Mark Widmar Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2020 Mgmt For For For Omnibus Incentive Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franklin Electric Co., Inc. Ticker Security ID: Meeting Date Meeting Status FELE CUSIP 353514102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David T. Brown Mgmt For For For 2 Elect Victor D. Grizzle Mgmt For For For 3 Elect Thomas R. VerHage Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ GCL-Poly Energy Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 3800 CINS G3774X108 07/19/2019 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ GCL-Poly Energy Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 3800 CINS G3774X108 09/09/2019 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Disposal Mgmt For For For ________________________________________________________________________________ Itron, Inc. Ticker Security ID: Meeting Date Meeting Status ITRI CUSIP 465741106 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome J. Lande Mgmt For For For 2 Elect Frank M. Jaehnert Mgmt For For For 3 Elect Gary E. Pruitt Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ JinkoSolar Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status JKS CUSIP 47759T100 11/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kangping Chen Mgmt For Against Against 2 Elect Xianhua Li Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Sanghi Mgmt For For For 2 Elect Matthew W. Mgmt For For For Chapman 3 Elect L. B. Day Mgmt For Against Against 4 Elect Esther L. Johnson Mgmt For For For 5 Elect Wade F. Meyercord Mgmt For For For 6 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Human Rights Risks ________________________________________________________________________________ Nibe Industrier AB Ticker Security ID: Meeting Date Meeting Status NIBEB CINS W57113149 05/14/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt Abstain Abstain For Profits/Dividends 15 Ratification of Board Mgmt For For For and CEO Acts 16 Board Size Mgmt For For For 17 Number of Auditors Mgmt For For For 18 Directors and Mgmt For For For Auditors' Fees 19 Election of Directors Mgmt For Against Against 20 Appointment of Auditor Mgmt For For For 21 Amendments to Articles Mgmt For For For 22 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Transfer of Class A shares 23 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 24 Remuneration Policy Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Northland Power Inc. Ticker Security ID: Meeting Date Meeting Status NPI CUSIP 666511100 05/22/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Brace Mgmt For For For 1.2 Elect James C. Temerty Mgmt For For For 1.3 Elect Linda L. Bertoldi Mgmt For For For 1.4 Elect Marie Mgmt For For For Bountrogianni 1.5 Elect Lisa Colnett Mgmt For For For 1.6 Elect Barry Gilmour Mgmt For For For 1.7 Elect Russell Goodman Mgmt For For For 1.8 Elect Keith R. Halbert Mgmt For For For 1.9 Elect Ian W. Pearce Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advance Notice By-Law Mgmt For For For 4 Amendment to Articles Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Isaac Angel Mgmt For For For 2 Elect Ravit Barniv Mgmt For For For 3 Elect Albertus Bruggink Mgmt For For For 4 Elect Dan Falk Mgmt For Against Against 5 Elect David Granot Mgmt For Against Against 6 Elect Stan H. Koyanagi Mgmt For For For 7 Elect Dafna Sharir Mgmt For For For 8 Elect Stanley B. Stern Mgmt For Against Against 9 Elect Hidetake Mgmt For For For Takahashi 10 Elect Byron G. Wong Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 11/06/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Power Integrations, Inc. Ticker Security ID: Meeting Date Meeting Status POWI CUSIP 739276103 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wendy Arienzo Mgmt For For For 1.2 Elect Balu Balakrishnan Mgmt For For For 1.3 Elect Nicholas E. Mgmt For For For Brathwaite 1.4 Elect Anita Ganti Mgmt For For For 1.5 Elect William L. George Mgmt For For For 1.6 Elect Balakrishnan S. Mgmt For For For Iyer 1.7 Elect Necip Sayiner Mgmt For For For 1.8 Elect Steven J. Sharp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Renewable Energy Group, Inc. Ticker Security ID: Meeting Date Meeting Status REGI CUSIP 75972A301 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey Stroburg Mgmt For For For 2 Elect Christopher D. Mgmt For For For Sorrells 3 Elect Peter J.M. Mgmt For For For Harding 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SunPower Corporation Ticker Security ID: Meeting Date Meeting Status SPWR CUSIP 867652406 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Mgmt For For For McDaniel 1.2 Elect Thomas Rebeyrol Mgmt For For For 1.3 Elect Thomas H. Werner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sunrun Inc. Ticker Security ID: Meeting Date Meeting Status RUN CUSIP 86771W105 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leslie Dach Mgmt For For For 1.2 Elect Edward Fenster Mgmt For For For 1.3 Elect Mary Powell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Universal Display Corporation Ticker Security ID: Meeting Date Meeting Status OLED CUSIP 91347P105 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven V. Mgmt For For For Abramson 2 Elect Cynthia J. Mgmt For For For Comparin 3 Elect Richard C. Elias Mgmt For For For 4 Elect Elizabeth H. Mgmt For For For Gemmill 5 Elect C. Keith Hartley Mgmt For For For 6 Elect Celia M. Joseph Mgmt For For For 7 Elect Lawrence Lacerte Mgmt For For For 8 Elect Sidney D. Mgmt For Against Against Rosenblatt 9 Elect Sherwin I. Mgmt For For For Seligsohn 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Verbund AG Ticker Security ID: Meeting Date Meeting Status VER CINS A91460104 06/16/2020 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Christine Catasta Mgmt For For For 10 Elect Gunter Eckhardt Mgmt For For For Rummler 11 Elect Jurgen Roth Mgmt For For For 12 Elect Christa Schlager Mgmt For For For 13 Elect Stefan Mgmt For For For Szyszkowitz 14 Elect Peter Weinelt Mgmt For For For 15 Elect Susan Hennersdorf Mgmt For For For 16 Elect Barbara Mgmt For For For Praetorius 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 04/07/2020 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Anders Runevad Mgmt For For For 9 Elect Bert Nordberg Mgmt For For For 10 Elect Bruce Grant Mgmt For For For 11 Elect Carsten Bjerg Mgmt For For For 12 Elect Eva Merete Mgmt For For For Sofelde Berneke 13 Elect Helle Mgmt For For For Thorning-Schmidt 14 Elect Karl-Henrik Mgmt For For For Sundstrom 15 Elect Lars G. Josefsson Mgmt For For For 16 Directors' Fees For Mgmt For For For 2019 17 Directors' Fees For Mgmt For For For 2020 18 Appointment of Auditor Mgmt For For For 19 Remuneration Policy Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Cancellation of Shares Mgmt For For For 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Xinjiang Goldwind Science & Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2208 CINS Y97237112 06/23/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Annual Report Mgmt For For For 7 Provision of Letter of Mgmt For Abstain Against Guarantee for Subsidiaries 8 Provision of New Mgmt For Abstain Against Guarantees for Subsidiaries 9 Exchange Rate and Mgmt For For For Interest Rate Hedging Business 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Disposal of JL Mag Mgmt For For For Shares by Goldwind Investment (Company's subsidiary) ________________________________________________________________________________ Xinjiang Goldwind Science & Technology Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2208 CINS Y97237112 12/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Continuing Connected Mgmt For For For Transactions ( A Share) Fund Name : Vaneck Vectors Morningstar Durable Dividend ETF ________________________________________________________________________________ 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas K. Brown Mgmt For For For 2 Elect Pamela J. Craig Mgmt For For For 3 Elect David B. Dillon Mgmt For For For 4 Elect Michael L. Eskew Mgmt For For For 5 Elect Herbert L. Henkel Mgmt For For For 6 Elect Amy E. Hood Mgmt For For For 7 Elect Muhtar Kent Mgmt For For For 8 Elect Dambisa F. Moyo Mgmt For For For 9 Elect Gregory R. Page Mgmt For For For 10 Elect Michael F. Roman Mgmt For For For 11 Elect Patricia A. Mgmt For For For Woertz 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Salary Considerations When Setting Executive Compensation ________________________________________________________________________________ Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan K. Carter Mgmt For For For 2 Elect Charles I. Cogut Mgmt For For For 3 Elect Chadwick C. Mgmt For For For Deaton 4 Elect Seifi Ghasemi Mgmt For For For 5 Elect David H. Y. Ho Mgmt For For For 6 Elect Margaret G. Mgmt For For For McGlynn 7 Elect Edward L. Monser Mgmt For For For 8 Elect Matthew H. Paull Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Amcor Plc Ticker Security ID: Meeting Date Meeting Status AMCR CUSIP G0250X107 11/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Graeme R. Liebelt Mgmt For For For 2 Elect Armin Meyer Mgmt For For For 3 Elect Ronald S. Delia Mgmt For For For 4 Elect Andrea E. Bertone Mgmt For For For 5 Elect Karen J. Guerra Mgmt For For For 6 Elect Nicholas T. Long Mgmt For For For 7 Elect Arun Nayar Mgmt For For For 8 Elect Jeremy L. Mgmt For For For Sutcliffe 9 Elect David T. Szczupak Mgmt For For For 10 Elect Philip G. Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Robert A. Bradway Mgmt For For For 3 Elect Brian J. Druker Mgmt For For For 4 Elect Robert A. Eckert Mgmt For For For 5 Elect Greg C. Garland Mgmt For For For 6 Elect Fred Hassan Mgmt For For For 7 Elect Charles M. Mgmt For For For Holley, Jr. 8 Elect Tyler Jacks Mgmt For For For 9 Elect Ellen J. Kullman Mgmt For For For 10 Elect Ronald D. Sugar Mgmt For For For 11 Elect R. Sanders Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Mgmt For For For Stephenson 2 Elect Samuel A. Di Mgmt For For For Piazza, Jr. 3 Elect Richard W. Fisher Mgmt For For For 4 Elect Scott T. Ford Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect William E. Mgmt For For For Kennard 7 Elect Debra L. Lee Mgmt For For For 8 Elect Stephen J. Luczo Mgmt For For For 9 Elect Michael B. Mgmt For For For McCallister 10 Elect Beth E. Mooney Mgmt For For For 11 Elect Matthew K. Rose Mgmt For For For 12 Elect Cindy B. Taylor Mgmt For For For 13 Elect Geoffrey Y. Yang Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Representative Director 18 Shareholder Proposal ShrHoldr Against Against For Regarding Improvement of Guiding Principles of Executive Compensation ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bader M. Alsaad Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Mgmt For Abstain Against Demchak 5 Elect Jessica P. Mgmt For For For Einhorn 6 Elect Laurence D. Fink Mgmt For For For 7 Elect William E. Ford Mgmt For For For 8 Elect Fabrizio Freda Mgmt For For For 9 Elect Murry S. Gerber Mgmt For For For 10 Elect Margaret L. Mgmt For For For Johnson 11 Elect Robert S. Kapito Mgmt For For For 12 Elect Cheryl D. Mills Mgmt For For For 13 Elect Gordon M. Nixon Mgmt For For For 14 Elect Charles H. Mgmt For For For Robbins 15 Elect Marco Antonio Mgmt For For For Slim Domit 16 Elect Susan L. Wagner Mgmt For For For 17 Elect Mark Wilson Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Purpose of Corporation ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Michael W. Bonney Mgmt For Against Against 4 Elect Giovanni Caforio Mgmt For For For 5 Elect Matthew W. Emmens Mgmt For For For 6 Elect Julia A. Haller Mgmt For For For 7 Elect Dinesh C. Paliwal Mgmt For For For 8 Elect Theodore R. Mgmt For For For Samuels, II 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Karen H. Vousden Mgmt For For For 12 Elect Phyllis R. Yale Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Broadcom Inc. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP 11135F101 03/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect Dr. Henry S. Mgmt For For For Samueli 3 Elect Eddy W. Mgmt For For For Hartenstein 4 Elect Diane M. Bryant Mgmt For For For 5 Elect Gayla J. Delly Mgmt For For For 6 Elect Raul J. Fernandez Mgmt For For For 7 Elect Check Kian Low Mgmt For For For 8 Elect Justine F. Page Mgmt For For For 9 Elect Harry L. You Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott P. Anderson Mgmt For Against Against 2 Elect Robert C. Mgmt For For For Biesterfeld Jr. 3 Elect Wayne M. Fortun Mgmt For For For 4 Elect Timothy C. Gokey Mgmt For Against Against 5 Elect Mary J. Steele Mgmt For For For Guilfoile 6 Elect Jodee A. Kozlak Mgmt For For For 7 Elect Brian P. Short Mgmt For For For 8 Elect James B. Stake Mgmt For For For 9 Elect Paula C. Tolliver Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie D. Biddle Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect Scott J. McLean Mgmt For For For 4 Elect Martin H. Nesbitt Mgmt For For For 5 Elect Theodore F. Pound Mgmt For For For 6 Elect Susan O. Rheney Mgmt For For For 7 Elect Phillip R. Smith Mgmt For For For 8 Elect John W. Mgmt For For For Somerhalder II 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Outside Director Stock Plan ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Javed Ahmed Mgmt For For For 2 Elect Robert C. Mgmt For For For Arzbaecher 3 Elect William Davisson Mgmt For For For 4 Elect John W. Eaves Mgmt For For For 5 Elect Stephen A. Mgmt For For For Furbacher 6 Elect Stephen J. Hagge Mgmt For For For 7 Elect Anne P. Noonan Mgmt For For For 8 Elect Michael J. Toelle Mgmt For For For 9 Elect Theresa E. Wagler Mgmt For For For 10 Elect Celso L. White Mgmt For For For 11 Elect W. Anthony Will Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect John B. Frank Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect Charles W. Mgmt For For For Moorman IV 6 Elect Dambisa F. Moyo Mgmt For For For 7 Elect Debra L. Mgmt For For For Reed-Klages 8 Elect Ronald D. Sugar Mgmt For For For 9 Elect D. James Umpleby Mgmt For For For III 10 Elect Michael K. Wirth Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Climate Change Committee 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Activity Alignment with the Paris Agreement 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Human Rights Risks 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Cogent Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CCOI CUSIP 19239V302 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dave Schaeffer Mgmt For For For 1.2 Elect D. Blake Bath Mgmt For Withhold Against 1.3 Elect Steven D. Brooks Mgmt For Withhold Against 1.4 Elect Lewis H. Mgmt For For For Ferguson, III 1.5 Elect Carolyn Katz Mgmt For For For 1.6 Elect Sheryl Kennedy Mgmt For For For 1.7 Elect Marc Montagner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Bilbrey Mgmt For For For 2 Elect John T. Cahill Mgmt For For For 3 Elect Lisa M. Edwards Mgmt For For For 4 Elect Helene D. Gayle Mgmt For For For 5 Elect C. Martin Harris Mgmt For For For 6 Elect Martina Mgmt For For For Hund-Mejean 7 Elect Lorrie M. Mgmt For For For Norrington 8 Elect Michael B. Polk Mgmt For For For 9 Elect Stephen I. Sadove Mgmt For For For 10 Elect Noel R. Wallace Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Shan Mgmt For For For Atkins 1.2 Elect James P. Fogarty Mgmt For For For 1.3 Elect Cynthia T. Mgmt For For For Jamison 1.4 Elect Eugene I. Lee, Mgmt For For For Jr. 1.5 Elect Nana Mensah Mgmt For For For 1.6 Elect William S. Simon Mgmt For For For 1.7 Elect Charles M. Mgmt For For For Sonsteby 1.8 Elect Timothy J. Mgmt For For For Wilmott 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dominion Energy, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bennett Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect D. Maybank Hagood Mgmt For For For 6 Elect John W. Harris Mgmt For For For 7 Elect Ronald W. Jibson Mgmt For For For 8 Elect Mark J. Kington Mgmt For For For 9 Elect Joseph M. Rigby Mgmt For For For 10 Elect Pamela L. Royal Mgmt For For For 11 Elect Robert H. Mgmt For For For Spilman, Jr. 12 Elect Susan N. Story Mgmt For For For 13 Elect Michael E. Mgmt For For For Szymanczyk 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. John Mgmt For For For Gilbertson, Jr. 2 Elect Kristiane C. Mgmt For For For Graham 3 Elect Michael F. Mgmt For For For Johnston 4 Elect Eric A. Spiegel Mgmt For For For 5 Elect Richard J. Tobin Mgmt For For For 6 Elect Stephen M. Todd Mgmt For For For 7 Elect Stephen K. Wagner Mgmt For For For 8 Elect Keith E. Wandell Mgmt For For For 9 Elect Mary A. Winston Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael G. Mgmt For For For Browning 1.2 Elect Annette K. Mgmt For For For Clayton 1.3 Elect Theodore F. Mgmt For For For Craver, Jr. 1.4 Elect Robert M. Davis Mgmt For For For 1.5 Elect Daniel R. DiMicco Mgmt For For For 1.6 Elect Nicholas C. Mgmt For For For Fanandakis 1.7 Elect Lynn J. Good Mgmt For For For 1.8 Elect John T. Herron Mgmt For For For 1.9 Elect William E. Mgmt For For For Kennard 1.10 Elect E. Marie McKee Mgmt For For For 1.11 Elect Marya M. Rose Mgmt For For For 1.12 Elect Thomas E. Skains Mgmt For For For 1.13 Elect William E. Mgmt For For For Webster, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 5 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Eaton Corporation plc Ticker Security ID: Meeting Date Meeting Status ETN CUSIP G29183103 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect Michael J. Mgmt For For For Critelli 4 Elect Richard H. Fearon Mgmt For Against Against 5 Elect Olivier Leonetti Mgmt For For For 6 Elect Deborah L. McCoy Mgmt For For For 7 Elect Silvio Napoli Mgmt For For For 8 Elect Gregory R. Page Mgmt For For For 9 Elect Sandra Pianalto Mgmt For For For 10 Elect Lori J. Ryerkerk Mgmt For For For 11 Elect Gerald B. Smith Mgmt For For For 12 Elect Dorothy C. Mgmt For For For Thompson 13 Approval of the 2020 Mgmt For For For Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Overseas Market Shares ________________________________________________________________________________ Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeanne Mgmt For For For Beliveau-Dunn 2 Elect Michael C. Mgmt For For For Camunez 3 Elect Vanessa C.L. Mgmt For For For Chang 4 Elect James T. Morris Mgmt For For For 5 Elect Timothy T. Mgmt For For For O'Toole 6 Elect Pedro J. Pizarro Mgmt For For For 7 Elect Carey A. Smith Mgmt For For For 8 Elect Linda G. Stuntz Mgmt For For For 9 Elect William P. Mgmt For For For Sullivan 10 Elect Peter J. Taylor Mgmt For For For 11 Elect Keith Trent Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw Amendments ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 05/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Eskew Mgmt For For For 2 Elect William G. Mgmt For For For Kaelin, Jr. 3 Elect David A. Ricks Mgmt For For For 4 Elect Marschall S. Mgmt For For For Runge 5 Elect Karen Walker Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Mgmt For For For Board 9 Elimination of Mgmt For For For Supermajority Requirement 10 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 11 Shareholder Proposal ShrHoldr Against Against For Regarding Forced Swim Test 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 13 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing 15 Shareholder Proposal ShrHoldr Against For Against Regarding Bonus Deferral Policy 16 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin S. Mgmt For For For Craighead 1.2 Elect David N. Farr Mgmt For For For 1.3 Elect Gloria A. Flach Mgmt For For For 1.4 Elect Mathew S. Mgmt For For For Levatich 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Evercore Inc. Ticker Security ID: Meeting Date Meeting Status EVR CUSIP 29977A105 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger C. Altman Mgmt For For For 1.2 Elect Richard I. Mgmt For For For Beattie 1.3 Elect Pamela G. Carlton Mgmt For For For 1.4 Elect Ellen V. Futter Mgmt For For For 1.5 Elect Gail B. Harris Mgmt For For For 1.6 Elect Robert B. Millard Mgmt For For For 1.7 Elect Willard J. Mgmt For For For Overlock, Jr. 1.8 Elect Sir Simon M. Mgmt For For For Robertson 1.9 Elect Ralph L. Mgmt For For For Schlosstein 1.10 Elect John S. Weinberg Mgmt For For For 1.11 Elect William J. Mgmt For For For Wheeler 1.12 Elect Sarah K. Mgmt For For For Williamson 1.13 Elect Kendrick R. Mgmt For For For Wilson, III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2016 Mgmt For Against Against Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 02/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Mariann Mgmt For For For Byerwalter 3 Elect Gregory E. Mgmt For For For Johnson 4 Elect Jennifer M. Mgmt For For For Johnson 5 Elect Rupert H. Mgmt For For For Johnson, Jr. 6 Elect Anthony J. Noto Mgmt For For For 7 Elect Mark C. Pigott Mgmt For For For 8 Elect Laura Stein Mgmt For For For 9 Elect Seth H. Waugh Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 1998 Mgmt For For For Employee Stock Investment Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James S. Crown Mgmt For For For 2 Elect Rudy F. deLeon Mgmt For For For 3 Elect Cecil D. Haney Mgmt For For For 4 Elect Mark M. Malcolm Mgmt For For For 5 Elect James N. Mattis Mgmt For For For 6 Elect Phebe N. Mgmt For For For Novakovic 7 Elect C. Howard Nye Mgmt For For For 8 Elect William A. Osborn Mgmt For For For 9 Elect Catherine B. Mgmt For For For Reynolds 10 Elect Laura J. Mgmt For For For Schumacher 11 Elect John G. Stratton Mgmt For For For 12 Elect Peter A. Wall Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jacqueline K. Mgmt For For For Barton 2 Elect Sandra J. Horning Mgmt For For For 3 Elect Kelly A. Kramer Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect Harish Manwani Mgmt For For For 6 Elect Daniel P. O'Day Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Per Wold-Olsen Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 12 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent ________________________________________________________________________________ Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Darius Adamczyk Mgmt For For For 2 Elect Duncan B. Angove Mgmt For For For 3 Elect William S. Ayer Mgmt For For For 4 Elect Kevin Burke Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet F. Deily Mgmt For For For 7 Elect Deborah Flint Mgmt For For For 8 Elect Judd Gregg Mgmt For For For 9 Elect Clive Hollick Mgmt For For For 10 Elect Grace D. Lieblein Mgmt For For For 11 Elect Raymond T. Mgmt For For For Odierno 12 Elect George Paz Mgmt For For For 13 Elect Robin L. Mgmt For For For Washington 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw Amendments 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUBB CUSIP 443510607 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carlos M. Cardoso Mgmt For For For 1.2 Elect Anthony J. Guzzi Mgmt For For For 1.3 Elect Neal J. Keating Mgmt For For For 1.4 Elect Bonnie C. Lind Mgmt For For For 1.5 Elect John F. Malloy Mgmt For For For 1.6 Elect David G. Nord Mgmt For For For 1.7 Elect John G. Russell Mgmt For For For 1.8 Elect Steven R. Shawley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Goetz Mgmt For For For 2 Elect Alyssa Henry Mgmt For For For 3 Elect Omar Ishrak Mgmt For For For 4 Elect Risa Mgmt For For For Lavizzo-Mourey 5 Elect Tsu-Jae King Liu Mgmt For For For 6 Elect Gregory D. Smith Mgmt For For For 7 Elect Robert H. Swan Mgmt For For For 8 Elect Andrew Wilson Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ Janus Henderson Group plc Ticker Security ID: Meeting Date Meeting Status JHG CUSIP G4474Y214 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Kalpana Desai Mgmt For For For 3 Elect Jeffrey J. Mgmt For For For Diermeier 4 Elect Kevin Dolan Mgmt For For For 5 Elect Eugene Flood, Jr. Mgmt For For For 6 Elect Richard Mgmt For For For Gillingwater 7 Elect Lawrence E. Mgmt For For For Kochard 8 Elect Glenn S. Schafer Mgmt For For For 9 Elect Angela Mgmt For For For Seymour-Jackson 10 Elect Richard M. Weil Mgmt For For For 11 Elect Tatsusaburo Mgmt For For For Yamamoto 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Mgmt For For For Repurchase CDIs ________________________________________________________________________________ John Wiley & Sons, Inc. Ticker Security ID: Meeting Date Meeting Status JW.A CUSIP 968223206 09/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Beth A. Birnbaum Mgmt For For For 1.2 Elect David C. Dobson Mgmt For For For 1.3 Elect William Pence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Jennifer A. Mgmt For For For Doudna 5 Elect Alex Gorsky Mgmt For For For 6 Elect Marillyn A. Mgmt For For For Hewson 7 Elect Hubert Joly Mgmt For For For 8 Elect Mark B. McClellan Mgmt For For For 9 Elect Anne M. Mulcahy Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Mark A. Mgmt For For For Weinberger 13 Elect Ronald A. Mgmt For For For Williams 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Removal of Directors Mgmt For For For Without Cause 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Response to Opioid Epidemic ________________________________________________________________________________ Johnson Controls International plc Ticker Security ID: Meeting Date Meeting Status JCI CUSIP G51502105 03/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jean S. Blackwell Mgmt For For For 2 Elect Pierre E. Cohade Mgmt For For For 3 Elect Michael E. Mgmt For For For Daniels 4 Elect Juan Pablo del Mgmt For For For Valle Perochena 5 Elect W. Roy Dunbar Mgmt For For For 6 Elect Gretchen R. Mgmt For For For Haggerty 7 Elect Simone Menne Mgmt For For For 8 Elect George R. Oliver Mgmt For For For 9 Elect Carl Jurgen Mgmt For For For Tinggren 10 Elect Mark P. Vergnano Mgmt For For For 11 Elect R. David Yost Mgmt For For For 12 Elect John D. Young Mgmt For For For 13 Ratification of Mgmt For For For PricewaterhouseCoopers 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect Stephen B. Burke Mgmt For For For 3 Elect Todd A. Combs Mgmt For For For 4 Elect James S. Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Timothy P. Flynn Mgmt For For For 7 Elect Mellody Hobson Mgmt For For For 8 Elect Michael A. Neal Mgmt For For For 9 Elect Lee R. Raymond Mgmt For Against Against 10 Elect Virginia M. Mgmt For For For Rometty 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 14 Shareholder Proposal ShrHoldr Against Against For Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Aligning GHG Reductions with Paris Agreement 16 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Charitable Contributions Disclosure 18 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Kinder Mgmt For For For 2 Elect Steven J. Kean Mgmt For For For 3 Elect Kimberly A. Dang Mgmt For For For 4 Elect Ted A. Gardner Mgmt For For For 5 Elect Anthony W. Hall, Mgmt For For For Jr. 6 Elect Gary L. Hultquist Mgmt For For For 7 Elect Ronald L. Kuehn, Mgmt For For For Jr. 8 Elect Deborah A. Mgmt For For For Macdonald 9 Elect Michael C. Morgan Mgmt For For For 10 Elect Arthur C. Mgmt For For For Reichstetter 11 Elect Fayez S. Sarofim Mgmt For For For 12 Elect C. Park Shaper Mgmt For For For 13 Elect William A. Smith Mgmt For For For 14 Elect Joel V. Staff Mgmt For For For 15 Elect Robert F. Vagt Mgmt For For For 16 Elect Perry M. Waughtal Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Legg Mason, Inc. Ticker Security ID: Meeting Date Meeting Status LM CUSIP 524901105 07/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Mgmt For For For Angelica 1.2 Elect Carol Anthony Mgmt For For For Davidson 1.3 Elect Edward P. Garden Mgmt For For For 1.4 Elect Michelle J. Mgmt For For For Goldberg 1.5 Elect Stephen C. Hooley Mgmt For For For 1.6 Elect John V. Murphy Mgmt For For For 1.7 Elect Nelson Peltz Mgmt For For For 1.8 Elect Alison A. Quirk Mgmt For For For 1.9 Elect Joseph A. Mgmt For For For Sullivan 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote ________________________________________________________________________________ Linde Plc Ticker Security ID: Meeting Date Meeting Status LIN CUSIP 74005P104 07/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wolfgang Reitzle Mgmt For For For 2 Elect Stephen F. Angel Mgmt For For For 3 Elect Ann-Kristin Mgmt For For For Achleitner 4 Elect Clemens A.H. Mgmt For For For Borsig 5 Elect Nance K. Dicciani Mgmt For For For 6 Elect Thomas Enders Mgmt For For For 7 Elect Franz Fehrenbach Mgmt For For For 8 Elect Edward G. Galante Mgmt For For For 9 Elect Larry D. McVay Mgmt For For For 10 Elect Victoria Ossadnik Mgmt For For For 11 Elect Martin H. Mgmt For Against Against Richenhagen 12 Elect Robert L. Wood Mgmt For For For 13 Ratification of Mgmt For For For PricewaterhouseCoopers 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Set Price Mgmt For For For Range for Re-Issuance of Treasury Shares 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel F. Akerson Mgmt For For For 2 Elect David B. Burritt Mgmt For For For 3 Elect Bruce A. Carlson Mgmt For Against Against 4 Elect Joseph Dunford Mgmt For For For Jr. 5 Elect James O. Ellis, Mgmt For For For Jr. 6 Elect Thomas J. Falk Mgmt For For For 7 Elect Ilene S. Gordon Mgmt For For For 8 Elect Marillyn A. Mgmt For For For Hewson 9 Elect Vicki A. Hollub Mgmt For For For 10 Elect Jeh C. Johnson Mgmt For For For 11 Elect Debra L. Mgmt For For For Reed-Klages 12 Elect James D. Mgmt For For For Taiclet, Jr. 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2020 Mgmt For For For Incentive Performance Award Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Mgmt For For For Sullivan 2 Elect Tunc Doluca Mgmt For For For 3 Elect Tracy C. Accardi Mgmt For For For 4 Elect James R. Bergman Mgmt For For For 5 Elect Joseph R. Bronson Mgmt For For For 6 Elect Robert E. Grady Mgmt For For For 7 Elect Mercedes Johnson Mgmt For For For 8 Elect William D. Mgmt For For For Watkins 9 Elect MaryAnn Wright Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd H. Dean Mgmt For For For 2 Elect Robert A. Eckert Mgmt For For For 3 Elect Catherine Mgmt For For For Engelbert 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Christopher Mgmt For For For Kempczinski 7 Elect Richard H. Lenny Mgmt For Against Against 8 Elect John Mulligan Mgmt For For For 9 Elect Sheila A. Penrose Mgmt For For For 10 Elect John W. Rogers, Mgmt For For For Jr. 11 Elect Paul S. Walsh Mgmt For For For 12 Elect Miles D. White Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2012 Mgmt For For For Omnibus Stock Ownership Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Mary Ellen Coe Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Kenneth C. Mgmt For For For Frazier 6 Elect Thomas H. Glocer Mgmt For For For 7 Elect Risa Mgmt For For For Lavizzo-Mourey 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Christine E. Mgmt For For For Seidman 11 Elect Inge G. Thulin Mgmt For For For 12 Elect Kathy J. Warden Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act ________________________________________________________________________________ MSC Industrial Direct Co., Inc. Ticker Security ID: Meeting Date Meeting Status MSM CUSIP 553530106 01/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect Erik Gershwind Mgmt For For For 1.3 Elect Jonathan Byrnes Mgmt For For For 1.4 Elect Louise K. Goeser Mgmt For For For 1.5 Elect Michael Kaufmann Mgmt For For For 1.6 Elect Denis Kelly Mgmt For For For 1.7 Elect Steven Paladino Mgmt For For For 1.8 Elect Philip R. Peller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian L. Derksen Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect John W. Gibson Mgmt For For For 4 Elect Mark W. Helderman Mgmt For For For 5 Elect Randall J. Larson Mgmt For For For 6 Elect Steven J. Malcolm Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Elect Pattye L. Moore Mgmt For For For 9 Elect Gary D. Parker Mgmt For Against Against 10 Elect Eduardo A. Mgmt For For For Rodriguez 11 Elect Terry K. Spencer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pentair plc Ticker Security ID: Meeting Date Meeting Status PNR CUSIP G7S00T104 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mona Abutaleb Mgmt For For For Stephenson 2 Elect Glynis A. Bryan Mgmt For For For 3 Elect T. Michael Glenn Mgmt For For For 4 Elect Theodore L. Mgmt For For For Harris 5 Elect David A. Jones Mgmt For For For 6 Elect Michael T. Mgmt For For For Speetzen 7 Elect John L. Stauch Mgmt For For For 8 Elect Billie I. Mgmt For For For Williamson 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 2020 Share and Mgmt For For For Incentive Plan 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Set Price Mgmt For For For Range for Reissuance of Treasury Shares ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect Cesar Conde Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Richard W. Fisher Mgmt For For For 6 Elect Michelle D. Gass Mgmt For For For 7 Elect Ramon L. Laguarta Mgmt For For For 8 Elect David C. Page Mgmt For For For 9 Elect Robert C. Pohlad Mgmt For For For 10 Elect Daniel L. Vasella Mgmt For For For 11 Elect Darren Walker Mgmt For For For 12 Elect Alberto Weisser Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald E. Mgmt For For For Blaylock 2 Elect Albert Bourla Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Scott Gottlieb Mgmt For For For 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Dan R. Littman Mgmt For For For 10 Elect Shantanu Narayen Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect James Quincey Mgmt For For For 13 Elect James C. Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder proposal ShrHoldr Against Against For regarding right to act by written consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 20 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 21 Elect Susan Mgmt For For For Desmond-Hellmann ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles M. Mgmt For For For Holley, Jr. 2 Elect Glenn F. Tilton Mgmt For For For 3 Elect Marna C. Mgmt For For For Whittington 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glynis A. Bryan Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Jeffrey B. Mgmt For For For Guldner 1.5 Elect Dale E. Klein Mgmt For For For 1.6 Elect Humberto S. Lopez Mgmt For For For 1.7 Elect Kathryn L. Munro Mgmt For For For 1.8 Elect Bruce J. Mgmt For For For Nordstrom 1.9 Elect Paula J. Sims Mgmt For For For 1.10 Elect James E. Mgmt For For For Trevathan, Jr. 1.11 Elect David P. Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Conway Mgmt For For For 2 Elect Steven G. Elliott Mgmt For For For 3 Elect Raja Rajamannar Mgmt For For For 4 Elect Craig A. Rogerson Mgmt For Against Against 5 Elect Vincent Sorgi Mgmt For For For 6 Elect William H. Spence Mgmt For For For 7 Elect Natica von Mgmt For For For Althann 8 Elect Keith H. Mgmt For For For Williamson 9 Elect Phoebe A. Wood Mgmt For For For 10 Elect Armando Zagalo Mgmt For For For de Lima 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Quest Diagnostics Incorporated Ticker Security ID: Meeting Date Meeting Status DGX CUSIP 74834L100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vicky B. Gregg Mgmt For For For 2 Elect Wright L. Mgmt For For For Lassiter III 3 Elect Timothy L. Main Mgmt For For For 4 Elect Denise M. Mgmt For For For Morrison 5 Elect Gary M. Pfeiffer Mgmt For For For 6 Elect Timothy M. Ring Mgmt For For For 7 Elect Stephen H. Mgmt For For For Rusckowski 8 Elect Daniel C. Mgmt For For For Stanzione 9 Elect Helen I. Torley Mgmt For For For 10 Elect Gail R. Wilensky Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sabre Corporation Ticker Security ID: Meeting Date Meeting Status SABR CUSIP 78573M104 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George Bravante, Mgmt For For For Jr. 2 Elect Renee J. James Mgmt For For For 3 Elect Gary Kusin Mgmt For For For 4 Elect Gail Mandel Mgmt For For For 5 Elect Sean Menke Mgmt For For For 6 Elect Joseph Osnoss Mgmt For For For 7 Elect Zane Rowe Mgmt For For For 8 Elect John C. Siciliano Mgmt For For For 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sensient Technologies Corporation Ticker Security ID: Meeting Date Meeting Status SXT CUSIP 81725T100 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Carleone Mgmt For For For 2 Elect Edward H. Mgmt For For For Cichurski 3 Elect Mario Ferruzzi Mgmt For For For 4 Elect Carol R. Jackson Mgmt For For For 5 Elect Donald W. Landry Mgmt For For For 6 Elect Paul Manning Mgmt For For For 7 Elect Deborah Mgmt For For For McKeithan-Gebhardt 8 Elect Scott C. Morrison Mgmt For For For 9 Elect Elaine R. Wedral Mgmt For For For 10 Elect Essie Whitelaw Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Alan S. Batey Mgmt For For For 3 Elect Kevin L. Beebe Mgmt For For For 4 Elect Timothy R. Furey Mgmt For For For 5 Elect Liam K. Griffin Mgmt For For For 6 Elect Christine King Mgmt For For For 7 Elect David P. McGlade Mgmt For For For 8 Elect Robert A. Mgmt For For For Schriesheim 9 Elect Kimberly S. Mgmt For For For Stevenson 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 13 Elimination of Mgmt For For For Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities 14 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person 15 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors 16 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Freeman A. Mgmt For For For Hrabowski III 5 Elect Robert F. Mgmt For For For MacLellan 6 Elect Olympia J. Snowe Mgmt For For For 7 Elect Robert J. Stevens Mgmt For For For 8 Elect William J. Mgmt For For For Stromberg 9 Elect Richard R. Verma Mgmt For For For 10 Elect Sandra S. Mgmt For For For Wijnberg 11 Elect Alan D. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Proxy Voting Practices ________________________________________________________________________________ TE Connectivity Ltd. Ticker Security ID: Meeting Date Meeting Status TEL CUSIP H84989104 03/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre R. Mgmt For For For Brondeau 2 Elect Terrence R. Mgmt For For For Curtin 3 Elect Carol A. Davidson Mgmt For For For 4 Elect Lynn A. Dugle Mgmt For For For 5 Elect William A. Mgmt For For For Jeffrey 6 Elect David M. Kerko Mgmt For For For 7 Elect Thomas J. Lynch Mgmt For For For 8 Elect Yong Nam Mgmt For For For 9 Elect Daniel J. Phelan Mgmt For For For 10 Elect Abhijit Y. Mgmt For For For Talwalkar 11 Elect Mark C. Trudeau Mgmt For For For 12 Elect Dawn C. Mgmt For For For Willoughby 13 Elect Laura H. Wright Mgmt For For For 14 Appoint Thomas J. Mgmt For For For Lynch as Board Chair 15 Elect Daniel J. Phelan Mgmt For For For as Management Development and Compensation Committee Member 16 Elect Abhijit Y. Mgmt For For For Talwalkar as Management Development and Compensation Committee Member 17 Elect Mark C. Trudeau Mgmt For For For as Management Development and Compensation Committee Member 18 Elect Dawn C. Mgmt For For For Willoughby as Management Development and Compensation Committee Member 19 Appointment of Mgmt For For For Independent Proxy 20 Approval of Annual Mgmt For For For Report 21 Approval of Statutory Mgmt For For For Financial Statements 22 Approval of Mgmt For For For Consolidated Financial Statements 23 Ratification of Board Mgmt For For For and Management Acts 24 Appointment of Mgmt For For For Statutory Auditor 25 Appointment of Swiss Mgmt For For For Registered Auditor 26 Appointment of Special Mgmt For For For Auditor 27 Advisory Vote on Mgmt For For For Executive Compensation 28 Executive Compensation Mgmt For For For 29 Board Compensation Mgmt For For For 30 Allocation of Profits Mgmt For For For 31 Dividend from Reserves Mgmt For For For 32 Renewal of Authorized Mgmt For For For Capital 33 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 34 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda Z. Cook Mgmt For For For 2 Elect Joseph J. Mgmt For For For Echevarria 3 Elect Thomas P. Gibbons Mgmt For For For 4 Elect Jeffrey A. Mgmt For For For Goldstein 5 Elect Edmund F. Kelly Mgmt For For For 6 Elect Jennifer B. Mgmt For For For Morgan 7 Elect Elizabeth E. Mgmt For For For Robinson 8 Elect Samuel C. Scott Mgmt For For For III 9 Elect Frederick O. Mgmt For For For Terrell 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw or Charter Amendments ________________________________________________________________________________ The J. M. Smucker Company Ticker Security ID: Meeting Date Meeting Status SJM CUSIP 832696405 08/14/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathryn W. Dindo Mgmt For For For 2 Elect Paul J. Dolan Mgmt For For For 3 Elect Jay L. Henderson Mgmt For For For 4 Elect Gary A. Oatey Mgmt For For For 5 Elect Kirk L. Perry Mgmt For For For 6 Elect Sandra Pianalto Mgmt For For For 7 Elect Nancy Lopez Mgmt For For For Russell 8 Elect Alex Shumate Mgmt For For For 9 Elect Mark T. Smucker Mgmt For For For 10 Elect Richard K. Mgmt For For For Smucker 11 Elect Timothy P. Mgmt For For For Smucker 12 Elect Dawn C. Mgmt For For For Willoughby 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis S. Blake Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Amy L. Chang Mgmt For For For 4 Elect Scott D. Cook Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect Terry J. Lundgren Mgmt For For For 7 Elect Christine M. Mgmt For For For McCarthy 8 Elect W. James Mgmt For For For McNerney, Jr. 9 Elect Nelson Peltz Mgmt For For For 10 Elect David. S. Taylor Mgmt For For For 11 Elect Margaret C. Mgmt For For For Whitman 12 Elect Patricia A. Mgmt For For For Woertz 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2019 Mgmt For For For Stock and Incentive Compensation Plan ________________________________________________________________________________ The Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect Janet M. Dolan Mgmt For For For 3 Elect Patricia L. Mgmt For For For Higgins 4 Elect William J. Kane Mgmt For For For 5 Elect Clarence Otis, Mgmt For For For Jr. 6 Elect Elizabeth E. Mgmt For For For Robinson 7 Elect Philip T. Mgmt For For For Ruegger III 8 Elect Todd C. Mgmt For For For Schermerhorn 9 Elect Alan D. Schnitzer Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Laurie J. Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Hikmet Ersek Mgmt For For For 3 Elect Richard A. Mgmt For For For Goodman 4 Elect Betsy D. Holden Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Michael A. Mgmt For For For Miles, Jr. 7 Elect Timothy P. Murphy Mgmt For For For 8 Elect Jan Siegmund Mgmt For For For 9 Elect Angela A. Sun Mgmt For For For 10 Elect Solomon D. Mgmt For For For Trujillo 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bergstrom 3 Elect Nancy K. Buese Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Charles I. Cogut Mgmt For For For 6 Elect Michael A. Creel Mgmt For For For 7 Elect Vicki L. Fuller Mgmt For For For 8 Elect Peter A. Ragauss Mgmt For For For 9 Elect Scott D. Mgmt For For For Sheffield 10 Elect Murray D. Smith Mgmt For For For 11 Elect William H. Spence Mgmt For For For 12 Amendment to the 2007 Mgmt For For For Incentive Plan 13 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tiffany & Co. Ticker Security ID: Meeting Date Meeting Status TIF CUSIP 886547108 02/04/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warner L. Baxter Mgmt For For For 2 Elect Dorothy J. Mgmt For For For Bridges 3 Elect Elizabeth Buse Mgmt For For For 4 Elect Marc N. Casper Mgmt For For For 5 Elect Andrew Cecere Mgmt For For For 6 Elect Kimberly J. Mgmt For For For Harris 7 Elect Roland A. Mgmt For For For Hernandez 8 Elect Olivia F. Kirtley Mgmt For For For 9 Elect Karen S. Lynch Mgmt For For For 10 Elect Richard P. Mgmt For For For McKenney 11 Elect Yusuf I. Mehdi Mgmt For For For 12 Elect John P. Wiehoff Mgmt For For For 13 Elect Scott W. Wine Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andrew H. Card, Mgmt For For For Jr. 2 Elect William J. Mgmt For For For DeLaney 3 Elect David B. Dillon Mgmt For For For 4 Elect Lance M. Fritz Mgmt For For For 5 Elect Deborah C. Mgmt For For For Hopkins 6 Elect Jane H. Lute Mgmt For For For 7 Elect Michael R. Mgmt For For For McCarthy 8 Elect Thomas F. Mgmt For For For McLarty III 9 Elect Bhavesh V. Patel Mgmt For For For 10 Elect Jose H. Mgmt For For For Villarreal 11 Elect Christopher J. Mgmt For For For Williams 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Plans to Reduce Total Contribution to Climate Change ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Vittorio Colao Mgmt For For For 4 Elect Melanie L. Healey Mgmt For For For 5 Elect Clarence Otis, Mgmt For For For Jr. 6 Elect Daniel H. Mgmt For For For Schulman 7 Elect Rodney E. Slater Mgmt For For For 8 Elect Hans Vestberg Mgmt For For For 9 Elect Gregory G. Weaver Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Executive Deferral Plan 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Data Privacy 16 Shareholder Proposal ShrHoldr Against Against For Regarding Severance Approval Policy ________________________________________________________________________________ W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rodney C. Adkins Mgmt For For For 1.2 Elect Brian P. Anderson Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect Stuart L. Mgmt For For For Levenick 1.5 Elect D. G. Macpherson Mgmt For For For 1.6 Elect Neil S. Novich Mgmt For For For 1.7 Elect Beatriz R. Perez Mgmt For For For 1.8 Elect Michael J. Mgmt For For For Roberts 1.9 Elect E. Scott Santi Mgmt For For For 1.10 Elect Susan Slavik Mgmt For For For WIlliams 1.11 Elect Lucas E. Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation Fund Name : Vaneck Vectors Morningstar Global Wide Moat ETF ________________________________________________________________________________ Airbus SE Ticker Security ID: Meeting Date Meeting Status AIR CINS N0280G100 04/16/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Ratification of Mgmt For Against Against Non-Executive Directors' Acts 9 Ratification of Mgmt For Against Against Executive Director's Acts 10 Appointment of Auditor Mgmt For For For 11 Remuneration Policy Mgmt For For For 12 Remuneration Report Mgmt For Against Against 13 Elect Mark B. Mgmt For For For Dunkerley to the Board of Directors 14 Elect Stephan Gemkov Mgmt For For For to the Board of Directors 15 Elect Ralph D. Crosby, Mgmt For For For Jr. to the Board of Directors 16 Elect Lord Paul Mgmt For Against Against Drayson to the Board of Directors 17 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights (Equity Plans) 18 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Cancellation of Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Alibaba Group Holding Limited Ticker Security ID: Meeting Date Meeting Status BABA CUSIP 01609W102 07/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Subdivision Mgmt For For For 2 Elect Daniel Yong ZHANG Mgmt For For For 3 Elect Chee Hwa Tung Mgmt For For For 4 Elect Jerry YANG Mgmt For For For Chih-Yuan 5 Elect Wan Ling Martello Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 10/14/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Approve Scheme of Mgmt For For For Arrangement 3 Cancellation of Shares Mgmt For For For 4 Application of Reserves Mgmt For For For 5 Amendment to Articles Mgmt For For For 6 Advisory Vote on Mgmt For For For Golden Parachutes 7 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Alphabet Inc. Ticker Security ID: Meeting Date Meeting Status GOOGL CUSIP 02079K305 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Sundar Pichai Mgmt For For For 1.4 Elect John L. Hennessy Mgmt For For For 1.5 Elect Frances H. Arnold Mgmt For For For 1.6 Elect L. John Doerr Mgmt For Withhold Against 1.7 Elect Roger W. Mgmt For For For Ferguson, Jr. 1.8 Elect Ann Mather Mgmt For For For 1.9 Elect Alan R. Mulally Mgmt For Withhold Against 1.10 Elect K. Ram Shriram Mgmt For For For 1.11 Elect Robin L. Mgmt For For For Washington 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For Against Against Stock Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 6 Shareholder Proposal ShrHoldr Against Against For Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims 7 Shareholder Proposal ShrHoldr Against For Against Regarding the Establishment of a Human Rights Risk Oversight Committee 8 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw Amendments 9 Shareholder Proposal ShrHoldr Against Against For Regarding Linking Executive Pay to Sustainability and Diversity 10 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Government Takedown Requests 11 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 12 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 13 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights/ Civil Rights Expertise on Board 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Whistleblower Policies ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Rosalind G. Mgmt For For For Brewer 3 Elect Jamie S. Gorelick Mgmt For For For 4 Elect Daniel P. Mgmt For For For Huttenlocher 5 Elect Judith A. McGrath Mgmt For For For 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Reduce Ownership Mgmt For Against Against Threshold for Shareholders to Call Special Meetings 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Food Waste 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Customer Due Diligence 16 Shareholder Proposal ShrHoldr Against For Against Regarding the Human Rights Impacts of Facial Recognition Technology 17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Hate Speech and Sale of Offensive Products 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 19 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Community Impacts 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Viewpoint Discrimination 22 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Promotion Data 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 24 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Impact Assessment 25 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect John J. Brennan Mgmt For For For 3 Elect Peter Chernin Mgmt For For For 4 Elect Ralph de la Vega Mgmt For For For 5 Elect Anne M. A. Mgmt For For For Lauvergeon 6 Elect Micheal O. Mgmt For For For Leavitt 7 Elect Theodore J. Mgmt For For For Leonsis 8 Elect Karen L. Parkhill Mgmt For For For 9 Elect Lynn A. Pike Mgmt For For For 10 Elect Stephen J. Squeri Mgmt For For For 11 Elect Daniel L. Vasella Mgmt For For For 12 Elect Ronald A. Mgmt For For For Williams 13 Elect Christopher D. Mgmt For For For Young 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Amendment to the Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Robert A. Bradway Mgmt For For For 3 Elect Brian J. Druker Mgmt For For For 4 Elect Robert A. Eckert Mgmt For For For 5 Elect Greg C. Garland Mgmt For For For 6 Elect Fred Hassan Mgmt For For For 7 Elect Charles M. Mgmt For For For Holley, Jr. 8 Elect Tyler Jacks Mgmt For For For 9 Elect Ellen J. Kullman Mgmt For For For 10 Elect Ronald D. Sugar Mgmt For For For 11 Elect R. Sanders Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Australia and New Zealand Banking Group Limited Ticker Security ID: Meeting Date Meeting Status ANZ CINS Q09504137 12/17/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul Dominic Mgmt For For For O'Sullivan 3 Re-elect Graeme R. Mgmt For For For Liebelt 4 Re-elect Sarah (Jane) Mgmt For For For Halton 5 Remuneration Report Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Board Spill Resolution Mgmt Against Against For 8 Equity Grant (CEO Mgmt For For For Shayne Elliott) 9 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 10 Shareholder Proposal ShrHoldr Against Against For Regarding Reducing Exposure to Fossil Fuel Assets 11 Shareholder Proposal ShrHoldr Against Against For Regarding Suspension of Industry Association Memberships ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Mgmt For For For Bovender, Jr. 4 Elect Frank P. Mgmt For For For Bramble, Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Linda P. Hudson Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Thomas J. May Mgmt For For For 10 Elect Brian T. Moynihan Mgmt For For For 11 Elect Lionel L. Mgmt For For For Nowell, III 12 Elect Denise L. Ramos Mgmt For For For 13 Elect Clayton S. Rose Mgmt For For For 14 Elect Michael D. White Mgmt For For For 15 Elect Thomas D. Woods Mgmt For For For 16 Elect R. David Yost Mgmt For For For 17 Elect Maria T. Zuber Mgmt For Against Against 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 21 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 22 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 23 Shareholder Proposal ShrHoldr Against Against For Regarding Purpose of a Corporation ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAYN CINS D0712D163 04/28/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 7 Ratification of Mgmt For Abstain Against Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Elect Ertharin Cousin Mgmt For For For 10 Elect Otmar Wiestler Mgmt For For For 11 Elect Horst Baier Mgmt For For For 12 Management Board Mgmt For For For Remuneration Policy 13 Supervisory Board Mgmt For For For Remuneration Policy 14 Amendments to Articles Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Gregory E. Abel Mgmt For For For 1.4 Elect Howard G. Buffett Mgmt For For For 1.5 Elect Stephen B. Burke Mgmt For For For 1.6 Elect Kenneth I. Mgmt For For For Chenault 1.7 Elect Susan L. Decker Mgmt For For For 1.8 Elect David S. Mgmt For For For Gottesman 1.9 Elect Charlotte Guyman Mgmt For For For 1.10 Elect Ajit Jain Mgmt For For For 1.11 Elect Thomas S. Murphy Mgmt For For For 1.12 Elect Ronald L. Olson Mgmt For For For 1.13 Elect Walter Scott, Jr. Mgmt For For For 1.14 Elect Meryl B. Witmer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Policy on Board and CEO Diversity ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bader M. Alsaad Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Mgmt For Abstain Against Demchak 5 Elect Jessica P. Mgmt For For For Einhorn 6 Elect Laurence D. Fink Mgmt For For For 7 Elect William E. Ford Mgmt For For For 8 Elect Fabrizio Freda Mgmt For For For 9 Elect Murry S. Gerber Mgmt For For For 10 Elect Margaret L. Mgmt For For For Johnson 11 Elect Robert S. Kapito Mgmt For For For 12 Elect Cheryl D. Mills Mgmt For For For 13 Elect Gordon M. Nixon Mgmt For For For 14 Elect Charles H. Mgmt For For For Robbins 15 Elect Marco Antonio Mgmt For For For Slim Domit 16 Elect Susan L. Wagner Mgmt For For For 17 Elect Mark Wilson Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Purpose of Corporation ________________________________________________________________________________ Brambles Limited Ticker Security ID: Meeting Date Meeting Status BXB CINS Q6634U106 10/10/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Jim Miller Mgmt For For For 4 Re-elect George El Mgmt For For For Zoghbi 5 Re-elect Tony Froggatt Mgmt For For For 6 Approve Amendment to Mgmt For For For the 2006 Performance Share Plan 7 Equity Grant (CEO Mgmt For For For Graham Chipchase - PSP) 8 Equity Grant (CFO Mgmt For For For Nessa O'Sullivan - PSP) 9 Equity Grant (CEO Mgmt For For For Graham Chipchase - MyShare Plan) 10 Approve Capital Return Mgmt For For For 11 Approve Extension of Mgmt For For For Share Buy-Back ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Michael W. Bonney Mgmt For Against Against 4 Elect Giovanni Caforio Mgmt For For For 5 Elect Matthew W. Emmens Mgmt For For For 6 Elect Julia A. Haller Mgmt For For For 7 Elect Dinesh C. Paliwal Mgmt For For For 8 Elect Theodore R. Mgmt For For For Samuels, II 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Karen H. Vousden Mgmt For For For 12 Elect Phyllis R. Yale Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ British American Tobacco Plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/30/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Jack M. Bowles Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Susan J. Farr Mgmt For For For 8 Elect Marion Helmes Mgmt For For For 9 Elect Luc Jobin Mgmt For For For 10 Elect Holly K. Koeppel Mgmt For For For 11 Elect Savio Kwan Mgmt For For For 12 Elect Dimitri Mgmt For For For Panayotopoulos 13 Elect Jeremy Fowden Mgmt For For For 14 Elect Tadeau Marroco Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Restricted Share Plan Mgmt For For For 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Canadian Pacific Railway Limited Ticker Security ID: Meeting Date Meeting Status CP CUSIP 13645T100 04/21/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3.1 Elect John Baird Mgmt For For For 3.2 Elect Isabelle Mgmt For For For Courville 3.3 Elect Keith E. Creel Mgmt For For For 3.4 Elect Gillian H. Denham Mgmt For For For 3.5 Elect Edward R. Mgmt For For For Hamberger 3.6 Elect Rebecca MacDonald Mgmt For For For 3.7 Elect Edward L. Monser Mgmt For For For 3.8 Elect Matthew H. Paull Mgmt For For For 3.9 Elect Jane L. Peverett Mgmt For For For 3.10 Elect Andrea Robertson Mgmt For For For 3.11 Elect Gordon T. Mgmt For For For Trafton II ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kelly A. Ayotte Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Daniel M. Mgmt For For For Dickinson 4 Elect Juan Gallardo Mgmt For For For 5 Elect William A. Osborn Mgmt For For For 6 Elect Debra L. Mgmt For For For Reed-Klages 7 Elect Edward B. Rust, Mgmt For For For Jr. 8 Elect Susan C. Schwab Mgmt For For For 9 Elect D. James Umpleby Mgmt For For For III 10 Elect Miles D. White Mgmt For For For 11 Elect Rayford Wilkins Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Cerner Corporation Ticker Security ID: Meeting Date Meeting Status CERN CUSIP 156782104 05/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julie L. Mgmt For For For Gerberding 2 Elect Brent Shafer Mgmt For For For 3 Elect William D. Mgmt For For For Zollars 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Amendment to the Mgmt For For For Advance Notice Provisions ________________________________________________________________________________ Commonwealth Bank of Australia Ticker Security ID: Meeting Date Meeting Status CBA CINS Q26915100 10/16/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Shirish Mgmt For For For Moreshwar Apte 3 Re-elect Mary Padbury Mgmt For For For 4 Elect Genevieve Bell Mgmt For For For 5 Elect Paul F. O'Malley Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Matt Comyn) 8 Adoption Of New Mgmt For For For Constitution ________________________________________________________________________________ Compass Minerals International, Inc. Ticker Security ID: Meeting Date Meeting Status CMP CUSIP 20451N101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Valdemar L. Mgmt For For For Fischer 3 Elect Richard S. Grant Mgmt For For For 4 Elect Amy J. Yoder Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Approval of the 2020 Mgmt For For For Incentive Award Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dominion Energy, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bennett Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect D. Maybank Hagood Mgmt For For For 6 Elect John W. Harris Mgmt For For For 7 Elect Ronald W. Jibson Mgmt For For For 8 Elect Mark J. Kington Mgmt For For For 9 Elect Joseph M. Rigby Mgmt For For For 10 Elect Pamela L. Royal Mgmt For For For 11 Elect Robert H. Mgmt For For For Spilman, Jr. 12 Elect Susan N. Story Mgmt For For For 13 Elect Michael E. Mgmt For For For Szymanczyk 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin S. Mgmt For For For Craighead 1.2 Elect David N. Farr Mgmt For For For 1.3 Elect Gloria A. Flach Mgmt For For For 1.4 Elect Mathew S. Mgmt For For For Levatich 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela L. Carter Mgmt For Withhold Against 1.2 Elect Marcel R. Coutu Mgmt For For For 1.3 Elect Susan M. Mgmt For For For Cunningham 1.4 Elect Gregory L. Ebel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles W. Mgmt For For For Fischer 1.7 Elect Gregory J. Goff Mgmt For For For 1.8 Elect V. Maureen Mgmt For For For Kempston Darkes 1.9 Elect Teresa S. Madden Mgmt For For For 1.10 Elect Al Monaco Mgmt For For For 1.11 Elect Dan C. Tutcher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Amendment to By-Law Mgmt For For For No. 1 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Equifax Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark W. Begor Mgmt For For For 2 Elect Mark L. Feidler Mgmt For For For 3 Elect G. Thomas Hough Mgmt For For For 4 Elect Robert D. Marcus Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Scott A. McGregor Mgmt For For For 7 Elect John A. McKinley Mgmt For For For 8 Elect Robert W. Mgmt For For For Selander 9 Elect Elane B. Stock Mgmt For For For 10 Elect Heather H. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Essilorluxottica Ticker Security ID: Meeting Date Meeting Status EL CINS F31665106 06/25/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Losses Mgmt For For For 7 Ratification of the Mgmt For Against Against Co-option of Laurent Vacherot 8 Ratification of the Mgmt For Against Against Co-option of Paul du Saillant 9 Special Auditors Mgmt For For For Report on Regulated Agreements 10 Remuneration Report Mgmt For For For 11 Remuneration of Mgmt For Against Against Leonardo Del Vecchio, Chair and CEO 12 Remuneration of Hubert Mgmt For Against Against Sagnieres, Deputy Chair and Deputy CEO 13 Remuneration Policy Mgmt For For For (Executives and Board of Directors) 14 Authority to Mgmt For For For Repurchase and Reissue Shares 15 Employee Stock Mgmt For For For Purchase Plan 16 Authority to Cancel Mgmt For For For Shares and Reduce Capital 17 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Experian Plc Ticker Security ID: Meeting Date Meeting Status EXPN CINS G32655105 07/24/2019 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Ruba Borno Mgmt For For For 4 Elect Brian Cassin Mgmt For For For 5 Elect Caroline F. Mgmt For For For Donahue 6 Elect Luiz Fernando Mgmt For For For Vendramini Fleury 7 Elect Deirdre Mahlan Mgmt For For For 8 Elect Lloyd Pitchford Mgmt For For For 9 Elect Mike Rogers Mgmt For For For 10 Elect George Rose Mgmt For For For 11 Elect Kerry Williams Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peggy Alford Mgmt For Withhold Against 1.2 Elect Marc L. Mgmt For Withhold Against Andreessen 1.3 Elect Andrew W. Houston Mgmt For For For 1.4 Elect Nancy Killefer Mgmt For For For 1.5 Elect Robert M. Kimmitt Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Tracey T. Travis Mgmt For For For 1.9 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Director Compensation Mgmt For Against Against Policy 4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Advertising 8 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights/ Civil Rights Expertise on Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Board Oversight of Civil and Human Rights Risks 10 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Online Child Exploitation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/06/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Jonathan R. Mgmt For For For Symonds 5 Elect Charles A. Mgmt For For For Bancroft 6 Elect Emma N. Walmsley Mgmt For For For 7 Elect Manvinder S. Mgmt For For For Banga 8 Elect Hal V. Barron Mgmt For For For 9 Elect Vivienne Cox Mgmt For For For 10 Elect Lynn L. Elsenhans Mgmt For For For 11 Elect Laurie H. Mgmt For For For Glimcher 12 Elect Jesse Goodman Mgmt For For For 13 Elect Judy C. Lewent Mgmt For For For 14 Elect Iain J. Mackay Mgmt For For For 15 Elect Urs Rohner Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Approve exemption from Mgmt For For For statement of the senior statutory auditor's name in published auditors' reports 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Grupo Aeroportuario del Sureste S.A.B. de CV Ticker Security ID: Meeting Date Meeting Status ASUR CINS P4950Y100 04/23/2020 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Report of the CEO and Mgmt For For For Auditor 2 Report of the Board of Mgmt For For For Directors Regarding Accounting Standards 3 Report of the Board's Mgmt For For For Activities and Operations 4 Financial Statements Mgmt For For For 5 Report of the Audit Mgmt For For For Committee 6 Report on Tax Mgmt For For For Compliance 7 Authority to Increase Mgmt For For For Legal Reserve 8 Allocation of Dividends Mgmt For For For 9 Authority to Mgmt For For For Repurchase Shares 10 Ratification of Board Mgmt For For For Acts; Election of Directors; Elect Audit Committee's Chair; Elect Committees' Members; Fees 11 Elect Ricardo Guajardo Mgmt For For For Touche as Audit Committee Chair 12 Election of Nomination Mgmt For For For and Remuneration Committee Members; Fees 13 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Dillon Mgmt For For For 1.2 Elect Michael Keller Mgmt For For For 1.3 Elect Michael Rosenbaum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Goetz Mgmt For For For 2 Elect Alyssa Henry Mgmt For For For 3 Elect Omar Ishrak Mgmt For For For 4 Elect Risa Mgmt For For For Lavizzo-Mourey 5 Elect Tsu-Jae King Liu Mgmt For For For 6 Elect Gregory D. Smith Mgmt For For For 7 Elect Robert H. Swan Mgmt For For For 8 Elect Andrew Wilson Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ Julius Baer Group Ltd. Ticker Security ID: Meeting Date Meeting Status BAER CINS H4414N103 05/18/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A and Management Acts 6 Board Compensation Mgmt For TNA N/A 7 Executive Compensation Mgmt For TNA N/A (Variable Cash-Based) 8 Executive Compensation Mgmt For TNA N/A (Variable Share-Based) 9 Executive Compensation Mgmt For TNA N/A (Fixed) 10 Elect Romeo Lacher Mgmt For TNA N/A 11 Elect Gilbert Achermann Mgmt For TNA N/A 12 Elect Heinrich Baumann Mgmt For TNA N/A 13 Elect Richard Mgmt For TNA N/A Campbell-Breeden 14 Elect Ivo Furrer Mgmt For TNA N/A 15 Elect Claire Giraut Mgmt For TNA N/A 16 Elect Charles Stonehill Mgmt For TNA N/A 17 Elect Eunice Mgmt For TNA N/A Zehnder-Lai 18 Elect Olga Zoutendijk Mgmt For TNA N/A 19 Elect Kathryn Shih Mgmt For TNA N/A 20 Elect Christian Mgmt For TNA N/A Meissner 21 Appoint Romeo Lacher Mgmt For TNA N/A as Board Chair 22 Elect Gilbert Mgmt For TNA N/A Achermann as Compensation Committee Member 23 Elect Richard Mgmt For TNA N/A Campbell-Breeden as Compensation Committee Member 24 Elect Kathryn Shih as Mgmt For TNA N/A Compensation Committee Member 25 Elect Eunice Mgmt For TNA N/A Zehnder-Lai as Compensation Committee Member 26 Appointment of Auditor Mgmt For TNA N/A 27 Appointment of Mgmt For TNA N/A Independent Proxy 28 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lydia I. Beebe Mgmt For For For 2 Elect Lu M. Cordova Mgmt For For For 3 Elect Robert J. Druten Mgmt For For For 4 Elect Antonio O. Mgmt For For For Garza, Jr. 5 Elect David Francisco Mgmt For For For Garza-Santos 6 Elect Janet H. Kennedy Mgmt For For For 7 Elect Mitchell J. Krebs Mgmt For For For 8 Elect Henry J Maier Mgmt For For For 9 Elect Thomas A. Mgmt For For For McDonnell 10 Elect Patrick J. Mgmt For For For Ottensmeyer 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Kao Corporation Ticker Security ID: Meeting Date Meeting Status 4452 CINS J30642169 03/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Michitaka Sawada Mgmt For For For 5 Elect Toshiaki Takeuchi Mgmt For For For 6 Elect Yoshihiro Hasebe Mgmt For For For 7 Elect Tomoharu Matsuda Mgmt For For For 8 Elect Sonosuke Kadonaga Mgmt For For For 9 Elect Osamu Shinobe Mgmt For For For 10 Elect Chiaki Mukai Mgmt For For For 11 Elect Nobuhide Hayashi Mgmt For For For 12 Elect Takahiro Mgmt For For For Nakazawa as Statutory Auditor ________________________________________________________________________________ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephanie A. Mgmt For For For Burns 2 Elect Steve A. Mgmt For For For Cahillane 3 Elect Richard W. Mgmt For For For Dreiling 4 Elect La June Mgmt For For For Montgomery Tabron 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 8 Repeal of Classified Mgmt For For For Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ KLA Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward W. Mgmt For For For Barnholt 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect Jeneanne Hanley Mgmt For For For 4 Elect Emiko Higashi Mgmt For For For 5 Elect Kevin J. Kennedy Mgmt For For For 6 Elect Gary B. Moore Mgmt For For For 7 Elect Kiran M. Patel Mgmt For For For 8 Elect Victor Peng Mgmt For For For 9 Elect Robert A. Rango Mgmt For For For 10 Elect Richard P. Mgmt For For For Wallace 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd H. Dean Mgmt For For For 2 Elect Robert A. Eckert Mgmt For For For 3 Elect Catherine Mgmt For For For Engelbert 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Christopher Mgmt For For For Kempczinski 7 Elect Richard H. Lenny Mgmt For Against Against 8 Elect John Mulligan Mgmt For For For 9 Elect Sheila A. Penrose Mgmt For For For 10 Elect John W. Rogers, Mgmt For For For Jr. 11 Elect Paul S. Walsh Mgmt For For For 12 Elect Miles D. White Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2012 Mgmt For For For Omnibus Stock Ownership Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Andrea J. Mgmt For For For Goldsmith 5 Elect Randall J. Mgmt For For For Hogan, III 6 Elect Omar Ishrak Mgmt For For For 7 Elect Michael O. Mgmt For For For Leavitt 8 Elect James T. Lenehan Mgmt For For For 9 Elect Geoffrey Straub Mgmt For For For Martha 10 Elect Elizabeth G. Mgmt For For For Nabel 11 Elect Denise M. O'Leary Mgmt For For For 12 Elect Kendall J. Powell Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Mary Ellen Coe Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Kenneth C. Mgmt For For For Frazier 6 Elect Thomas H. Glocer Mgmt For For For 7 Elect Risa Mgmt For For For Lavizzo-Mourey 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Christine E. Mgmt For For For Seidman 11 Elect Inge G. Thulin Mgmt For For For 12 Elect Kathy J. Warden Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act ________________________________________________________________________________ Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Sanghi Mgmt For For For 2 Elect Matthew W. Mgmt For For For Chapman 3 Elect L. B. Day Mgmt For Against Against 4 Elect Esther L. Johnson Mgmt For For For 5 Elect Wade F. Meyercord Mgmt For For For 6 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Human Rights Risks ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Reid G. Hoffman Mgmt For For For 3 Elect Hugh F. Johnston Mgmt For For For 4 Elect Teri L. Mgmt For For For List-Stoll 5 Elect Satya Nadella Mgmt For For For 6 Elect Sandra E. Mgmt For For For Peterson 7 Elect Penny S. Pritzker Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect Arne M. Sorenson Mgmt For For For 10 Elect John W. Stanton Mgmt For For For 11 Elect John W. Thompson Mgmt For For For 12 Elect Emma N. Walmsley Mgmt For For For 13 Elect Padmasree Warrior Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Non-Management Employee Representation on the Board 17 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender Pay Equity Report ________________________________________________________________________________ Mondelez International, Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis W.K. Booth Mgmt For For For 2 Elect Charles E. Bunch Mgmt For For For 3 Elect Debra A. Crew Mgmt For For For 4 Elect Lois D. Juliber Mgmt For For For 5 Elect Peter W. May Mgmt For For For 6 Elect Jorge S. Mesquita Mgmt For For For 7 Elect Fredric G. Mgmt For For For Reynolds 8 Elect Christiana Smith Mgmt For For For Shi 9 Elect Patrick T. Mgmt For For For Siewert 10 Elect Michael A. Todman Mgmt For For For 11 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 12 Elect Dirk Van de Put Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Salary Considerations When Setting Executive Compensation ________________________________________________________________________________ Nabtesco Corporation Ticker Security ID: Meeting Date Meeting Status 6268 CINS J4707Q100 03/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Katsuhiro Mgmt For For For Teramoto 4 Elect Shinji Juman Mgmt For For For 5 Elect Daisuke Hakoda Mgmt For For For 6 Elect Toshiaki Akita Mgmt For For For 7 Elect Shigeru Naoki Mgmt For For For 8 Elect Kazumasa Kimura Mgmt For For For 9 Elect Yutaka Fujiwara Mgmt For For For 10 Elect Norio Uchida Mgmt For For For 11 Elect Mari Iizuka Mgmt For For For 12 Elect Naoko Mizukoshi Mgmt For For For 13 Elect Isao Shimizu Mgmt For For For 14 Elect Zenzo Sasaki Mgmt For For For 15 Elect Takemi Nagasaka Mgmt For For For ________________________________________________________________________________ National Australia Bank Limited Ticker Security ID: Meeting Date Meeting Status NAB CINS Q65336119 12/18/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Board Spill Resolution Mgmt Against Against For (Conditional) 5 Re-elect Philip W. Mgmt For For For Chronican 6 Re-elect Douglas Mgmt For For For (Doug) A. McKay 7 Elect Kathryn J. Fagg Mgmt For For For 8 Authority to Reduce Mgmt For For For Convertible Preference Share Capital (Under CPS II Terms) 9 Authority to Reduce Mgmt For For For Convertible Preference Share Capital (Outside CPS II Terms) 10 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 11 Shareholder Proposal ShrHoldr Against Against For Regarding Reducing Exposure to Fossil Fuel Assets 12 Shareholder Proposal ShrHoldr Against Against For Regarding Suspension of Industry Association Memberships ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect Peter B. Henry Mgmt For For For 1.3 Elect Michelle Peluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVOB CINS K72807132 03/26/2020 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Directors' Fees 2019 Mgmt For For For 7 Directors' Fees 2020 Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Amendments to Articles Mgmt For For For Regarding Agenda 10 Allocation of Mgmt For For For Profits/Dividends 11 Elect Helge Lund Mgmt For For For 12 Elect Jeppe Mgmt For For For Christiansen 13 Elect Brian Daniels Mgmt For For For 14 Elect Laurence Debroux Mgmt For For For 15 Elect Andreas Fibig Mgmt For For For 16 Elect Sylvie Gregoire Mgmt For For For 17 Elect Liz Hewitt Mgmt For For For 18 Elect Kasim Kutay Mgmt For For For 19 Elect Martin Mackay Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Reduce Mgmt For For For Share Capital 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights For Employees 24 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights for Existing Shareholder 25 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights for Existing Shareholders 26 Charitable Donations Mgmt For For For 27 Shareholder's Proposal ShrHoldr Against Against For Regarding Information Disclosure on Remuneration. ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect Cesar Conde Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Richard W. Fisher Mgmt For For For 6 Elect Michelle D. Gass Mgmt For For For 7 Elect Ramon L. Laguarta Mgmt For For For 8 Elect David C. Page Mgmt For For For 9 Elect Robert C. Pohlad Mgmt For For For 10 Elect Daniel L. Vasella Mgmt For For For 11 Elect Darren Walker Mgmt For For For 12 Elect Alberto Weisser Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andre Mgmt For For For Calantzopoulos 2 Elect Louis C. Mgmt For For For Camilleri 3 Elect Werner Geissler Mgmt For For For 4 Elect Lisa A. Hook Mgmt For For For 5 Elect Jennifer Xin-Zhe Mgmt For For For Li 6 Elect Jun Makihara Mgmt For For For 7 Elect Kalpana Morparia Mgmt For For For 8 Elect Lucio A. Noto Mgmt For For For 9 Elect Frederik Paulsen Mgmt For For For 10 Elect Robert B. Polet Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Raytheon Technologies Corporation Ticker Security ID: Meeting Date Meeting Status RTX CUSIP 913017109 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd J. Austin, Mgmt For For For III 2 Elect Gregory J. Hayes Mgmt For For For 3 Elect Marshall O. Mgmt For For For Larsen 4 Elect Robert K. Ortberg Mgmt For For For 5 Elect Margaret L. Mgmt For For For O'Sullivan 6 Elect Denise L. Ramos Mgmt For For For 7 Elect Fredric G. Mgmt For For For Reynolds 8 Elect Brian C. Rogers Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 12 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Plant Closures ________________________________________________________________________________ Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/12/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Elect Andrew RJ Mgmt For For For Bonfield 5 Elect Nicandro Durante Mgmt For For For 6 Elect Mary Harris Mgmt For For For 7 Elect Mehmood Khan Mgmt For For For 8 Elect Pamela J. Kirby Mgmt For For For 9 Elect Christopher A. Mgmt For For For Sinclair 10 Elect Elane B. Stock Mgmt For For For 11 Elect Jeff Carr Mgmt For For For 12 Elect Sara Mathew Mgmt For For For 13 Elect Laxman Narasimhan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 04/08/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew A. Mgmt For For For Chisholm 1.2 Elect Jacynthe Cote Mgmt For For For 1.3 Elect Toos N. Daruvala Mgmt For For For 1.4 Elect David F. Denison Mgmt For For For 1.5 Elect Alice D. Laberge Mgmt For For For 1.6 Elect Michael H. McCain Mgmt For For For 1.7 Elect David I. McKay Mgmt For For For 1.8 Elect Heather Mgmt For For For Munroe-Blum 1.9 Elect Kathleen P. Mgmt For For For Taylor 1.10 Elect Maryann Turcke Mgmt For For For 1.11 Elect Bridget A. van Mgmt For For For Kralingen 1.12 Elect Thierry Vandal Mgmt For For For 1.13 Elect Frank Vettese Mgmt For For For 1.14 Elect Jeffery W. Yabuki Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Investments in Computer Systems 5 Shareholder Proposal ShrHoldr Against Against For Regarding Board Composition ________________________________________________________________________________ Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 05/28/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Patricia Mgmt For For For Bellinger 9 Ratification of the Mgmt For For For Co-option of Fernanda Saraiva 10 Elect Marc Aubry as Mgmt For For For Employee Shareholders Representative 11 Elect Anne Aubert as Mgmt For For For Employee Shareholders Representative 12 Elect Fernanda Saraiva Mgmt Against Against For as Employee Shareholders Representative 13 Elect Carlos Arvizu as Mgmt Against Against For Employee Shareholders Representative 14 Remuneration of Ross Mgmt For For For McInnes, Chair 15 Remuneration of Mgmt For For For Philippe Petitcolin, CEO 16 Remuneration Report Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Remuneration Policy Mgmt For For For (Chair) 19 Remuneration Policy Mgmt For For For (CEO) 20 Remuneration Policy Mgmt For For For (Board of Directors) 21 Authority to Mgmt For For For Repurchase and Reissue Shares 22 Amendments to Articles Mgmt For For For Regarding Board Size 23 Amendments to Articles Mgmt For For For 24 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Craig A. Conway Mgmt For For For 3 Elect Parker Harris Mgmt For For For 4 Elect Alan G. Mgmt For For For Hassenfeld 5 Elect Neelie Kroes Mgmt For For For 6 Elect Colin L. Powell Mgmt For For For 7 Elect Sanford R. Mgmt For For For Robertson 8 Elect John V. Roos Mgmt For For For 9 Elect Robin L. Mgmt For For For Washington 10 Elect Maynard G. Webb Mgmt For For For 11 Elect Susan D. Wojcicki Mgmt For For For 12 Amendment to the 2013 Mgmt For For For Equity Incentive Plan 13 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 04/28/2020 Voted Meeting Type Country of Trade Ordinary France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Special Auditors Mgmt For For For Report on Regulated Agreements 8 Ratification of the Mgmt For For For Co-option of Paul Hudson 9 Elect Laurent Attal Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Diane Souza Mgmt For For For 12 Elect Thomas Sudhof Mgmt For For For 13 Elect Rachel Duan Mgmt For For For 14 Elect Lise Kingo Mgmt For For For 15 Directors' fees Mgmt For For For 16 Remuneration Policy Mgmt For For For (Board of Directors) 17 Remuneration Policy Mgmt For For For (Chair) 18 Remuneration Policy Mgmt For For For (CEO) 19 Remuneration Report Mgmt For For For 20 Remuneration of Serge Mgmt For For For Weinberg, Chair 21 Remuneration of Paul Mgmt For For For Hudson, CEO 22 Remuneration of Mgmt For Against Against Olivier Brandicourt, Former CEO 23 Authority to Mgmt For For For Repurchase and Reissue Shares 24 Authorisation of Legal Mgmt For For For Formalities 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Schneider Electric SE Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/23/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends 7 Special Auditors Mgmt For For For Report on Regulated Agreements 8 Post-Employment Mgmt For For For Agreements (Emmanuel Babeau, Deputy CEO and CFO) 9 Remuneration Report Mgmt For For For 10 Remuneration of Mgmt For For For Jean-Pascal Tricoire, Chair and CEO 11 Remuneration of Mgmt For For For Emmanuel Babeau, Deputy CEO 12 Remuneration Policy Mgmt For For For (Chair and CEO) 13 Remuneration Policy Mgmt For For For (Deputy CEO) 14 Remuneration Policy Mgmt For For For (Board of Directors) 15 Elect Leo Apotheker Mgmt For For For 16 Elect Cecile Cabanis Mgmt For For For 17 Elect Fred Kindle Mgmt For For For 18 Elect Willy R. Kissling Mgmt For For For 19 Elect Jill Lee Mgmt For For For 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Amendments to Articles Mgmt For For For (Directors Representing Employees) 22 Amendments to Articles Mgmt For For For (Wording Changes) 23 Employee Stock Mgmt For For For Purchase Plan 24 Stock Purchase Plan Mgmt For For For for Overseas Employees 25 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ ServiceNow, Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William R. Mgmt For For For McDermott 2 Elect Anita M. Sands Mgmt For For For 3 Elect Dennis M. Mgmt For For For Woodside 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Mgmt For For For Board 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard E. Mgmt For For For Allison, Jr. 2 Elect Rosalind G. Mgmt For For For Brewer 3 Elect Andrew Campion Mgmt For For For 4 Elect Mary N. Dillon Mgmt For Against Against 5 Elect Isabel Ge Mahe Mgmt For For For 6 Elect Mellody Hobson Mgmt For For For 7 Elect Kevin R. Johnson Mgmt For For For 8 Elect Jorgen Vig Mgmt For For For Knudstorp 9 Elect Satya Nadella Mgmt For For For 10 Elect Joshua Cooper Mgmt For For For Ramo 11 Elect Clara Shih Mgmt For For For 12 Elect Javier G. Teruel Mgmt For For For 13 Elect Myron E. Ullman, Mgmt For For For III 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding EEO Policy Risk Report ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Freeman A. Mgmt For For For Hrabowski III 5 Elect Robert F. Mgmt For For For MacLellan 6 Elect Olympia J. Snowe Mgmt For For For 7 Elect Robert J. Stevens Mgmt For For For 8 Elect William J. Mgmt For For For Stromberg 9 Elect Richard R. Verma Mgmt For For For 10 Elect Sandra S. Mgmt For For For Wijnberg 11 Elect Alan D. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Proxy Voting Practices ________________________________________________________________________________ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/13/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Martin LAU Chi Mgmt For For For Ping 6 Elect Charles St. Mgmt For Against Against Leger Searle 7 Elect Ke Yang Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 04/02/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Amy W. Brinkley Mgmt For For For 1.2 Elect Brian C. Ferguson Mgmt For For For 1.3 Elect Colleen A. Mgmt For For For Goggins 1.4 Elect Jean-Rene Halde Mgmt For For For 1.5 Elect David E. Kepler Mgmt For For For 1.6 Elect Brian M. Levitt Mgmt For For For 1.7 Elect Alan N. MacGibbon Mgmt For For For 1.8 Elect Karen E. Maidment Mgmt For For For 1.9 Elect Bharat B. Masrani Mgmt For For For 1.10 Elect Irene R. Miller Mgmt For For For 1.11 Elect Nadir H. Mohamed Mgmt For For For 1.12 Elect Claude Mongeau Mgmt For For For 1.13 Elect S. Jane Rowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Equity Ratio 5 Shareholder Proposal ShrHoldr Against Against For Regarding Board Composition 6 Shareholder Proposal ShrHoldr Against Against For Regarding Greenhouse Gas Targets ________________________________________________________________________________ The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect Mary T. Barra Mgmt For For For 3 Elect Safra A. Catz Mgmt For For For 4 Elect Francis A. Mgmt For For For deSouza 5 Elect Michael B.G. Mgmt For For For Froman 6 Elect Robert A. Iger Mgmt For For For 7 Elect Maria Elena Mgmt For For For Lagomasino 8 Elect Mark G. Parker Mgmt For For For 9 Elect Derica W. Rice Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martin I. Cole Mgmt For For For 2 Elect Hikmet Ersek Mgmt For For For 3 Elect Richard A. Mgmt For For For Goodman 4 Elect Betsy D. Holden Mgmt For For For 5 Elect Jeffrey A. Mgmt For For For Joerres 6 Elect Michael A. Mgmt For For For Miles, Jr. 7 Elect Timothy P. Murphy Mgmt For For For 8 Elect Jan Siegmund Mgmt For For For 9 Elect Angela A. Sun Mgmt For For For 10 Elect Solomon D. Mgmt For For For Trujillo 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Tyler Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TYL CUSIP 902252105 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald R. Mgmt For For For Brattain 2 Elect Glenn A. Carter Mgmt For For For 3 Elect Brenda A. Cline Mgmt For For For 4 Elect J. Luther King, Mgmt For For For Jr. 5 Elect Mary L. Landrieu Mgmt For For For 6 Elect John S. Marr, Jr. Mgmt For For For 7 Elect H. Lynn Moore, Mgmt For For For Jr. 8 Elect Daniel M. Pope Mgmt For For For 9 Elect Dustin R. Womble Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Unilever NV Ticker Security ID: Meeting Date Meeting Status UNA CINS N8981F289 04/30/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Allocation of Profits and Dividends 4 Remuneration Report Mgmt For For For 5 Ratification of Mgmt For For For Executive Directors' Acts 6 Ratification of Mgmt For For For Non-Executive Directors' Acts 7 Elect Nils Andersen Mgmt For For For 8 Elect Laura M.L. Cha Mgmt For For For 9 Elect Vittorio Colao Mgmt For For For 10 Elect Judith Hartmann Mgmt For For For 11 Elect Alan Jope Mgmt For For For 12 Elect Andrea Jung Mgmt For For For 13 Elect Susan Kilsby Mgmt For For For 14 Elect Strive T. Mgmt For For For Masiyiwa 15 Elect Youngme E. Moon Mgmt For For For 16 Elect Graeme D. Mgmt For For For Pitkethly 17 Elect John Rishton Mgmt For For For 18 Elect Feike Sijbesma Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Suppress Mgmt For For For Preemptive Rights 22 Authority to Suppress Mgmt For For For Preemptive Rights (Acquisition or Investment Purposes) 23 Authority to Mgmt For For For Repurchase Shares 24 Cancellation of Shares Mgmt For For For ________________________________________________________________________________ Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 04/29/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Nils Andersen Mgmt For For For 4 Elect Laura M.L. Cha Mgmt For For For 5 Elect Vittorio Colao Mgmt For For For 6 Elect Judith Hartmann Mgmt For For For 7 Elect Alan Jope Mgmt For For For 8 Elect Andrea Jung Mgmt For For For 9 Elect Susan Kilsby Mgmt For For For 10 Elect Strive T. Mgmt For For For Masiyiwa 11 Elect Youngme E. Moon Mgmt For For For 12 Elect Graeme D. Mgmt For For For Pitkethly 13 Elect John Rishton Mgmt For For For 14 Elect Feike Sijbesma Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 10/11/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Merger with Raytheon 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Veeva Systems Inc. Ticker Security ID: Meeting Date Meeting Status VEEV CUSIP 922475108 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Carges Mgmt For For For 1.2 Elect Paul E. Mgmt For For For Chamberlain 1.3 Elect Paul Sekhri Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Yum China Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status YUMC CUSIP 98850P109 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred Hu Mgmt For For For 2 Elect Joey Wat Mgmt For For For 3 Elect Peter A. Bassi Mgmt For For For 4 Elect Christian L. Mgmt For Against Against Campbell 5 Elect Ed CHAN Yiu Mgmt For For For Cheong 6 Elect Edouard Ettedgui Mgmt For For For 7 Elect Cyril Han Mgmt For For For 8 Elect Louis T. Hsieh Mgmt For For For 9 Elect Ruby Lu Mgmt For For For 10 Elect Zili Shao Mgmt For For For 11 Elect William Wang Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Yum! Brands, Inc. Ticker Security ID: Meeting Date Meeting Status YUM CUSIP 988498101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paget L. Alves Mgmt For For For 2 Elect Keith Barr Mgmt For For For 3 Elect Michael J. Mgmt For For For Cavanagh 4 Elect Christopher M. Mgmt For For For Connor 5 Elect Brian C. Cornell Mgmt For For For 6 Elect Tanya L. Domier Mgmt For For For 7 Elect David W. Gibbs Mgmt For For For 8 Elect Mirian M. Mgmt For For For Graddick-Weir 9 Elect Thomas C. Nelson Mgmt For For For 10 Elect P. Justin Skala Mgmt For For For 11 Elect Elane B. Stock Mgmt For For For 12 Elect Annie A. Mgmt For For For Young-Scrivner 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Deforestation and Climate Impact Report ________________________________________________________________________________ Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Gail K. Boudreaux Mgmt For For For 4 Elect Michael J. Mgmt For For For Farrell 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Robert A. Mgmt For For For Hagemann 7 Elect Bryan C Hanson Mgmt For For For 8 Elect Arthur J. Higgins Mgmt For For For 9 Elect Maria Teresa Mgmt For For For Hilado 10 Elect Syed Jafry Mgmt For For For 11 Elect Michael W. Mgmt For For For Michelson 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation Fund Name : VanEck Vectors Morningstar International Moat ETF ________________________________________________________________________________ 3SBIO Inc Ticker Security ID: Meeting Date Meeting Status 1530 CINS G8875G102 06/19/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect SU Dongmei Mgmt For For For 5 Elect HUANG Bin Mgmt For Against Against 6 Elect TANG Ke Mgmt For For For 7 Elect WONG Lap Yan Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CINS H0010V101 03/26/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Ratification of Board Mgmt For TNA N/A and Management Acts 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Amendments to Articles Mgmt For TNA N/A 7 Board Compensation Mgmt For TNA N/A 8 Executive Compensation Mgmt For TNA N/A 9 Elect Matti Alahuhta Mgmt For TNA N/A 10 Elect Gunnar Brock Mgmt For TNA N/A 11 Elect David E. Mgmt For TNA N/A Constable 12 Elect Frederico Fleury Mgmt For TNA N/A Curado 13 Elect Lars Forberg Mgmt For TNA N/A 14 Elect Jennifer Xin-Zhe Mgmt For TNA N/A Li 15 Elect Geraldine Mgmt For TNA N/A Matchett 16 Elect David Meline Mgmt For TNA N/A 17 Elect Satish Pai Mgmt For TNA N/A 18 Elect Jacob Wallenberg Mgmt For TNA N/A 19 Elect Peter R. Voser Mgmt For TNA N/A as Board Chair 20 Elect David E. Mgmt For TNA N/A Constable as Compensation Committee Member 21 Elect Frederico Fleury Mgmt For TNA N/A Curado as Compensation Committee Member 22 Elect Jennifer Xin-Zhe Mgmt For TNA N/A Li as Compensation Committee Member 23 Appointment of Mgmt For TNA N/A Independent Proxy 24 Appointment of Auditor Mgmt For TNA N/A 25 Non-Voting Meeting Note N/A N/A TNA N/A 26 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Agricultural Bank of China Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 02/28/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Fixed Assets Mgmt For For For Investment Budget for 2020 3 Issuance Plan of Mgmt For For For write-down undated Capital Bonds of the Bank 4 Issuance Plan of Mgmt For For For write-down eligible Tier-2 Capital Instruments of the Bank ________________________________________________________________________________ Agricultural Bank of China Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 06/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Profit Distribution Mgmt For For For Plan 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect HUANG Zhenzhong Mgmt For For For 8 Elect LIAO Luming Mgmt For Against Against 9 Elect ZHU Hailin Mgmt For For For 10 Additional Budget of Mgmt For For For Epidemic Prevention Donations 11 Elect ZHANG Xuguang Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Agricultural Bank of China Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 12/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Mgmt For For For Remuneration Plan for 2018 3 Supervisors' Mgmt For For For Remuneration Plan for 2018 4 Elect ZHANG Qingsong Mgmt For For For 5 Additional Special Mgmt For For For Budget of Donations for 2019 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alibaba Group Holding Limited Ticker Security ID: Meeting Date Meeting Status BABA CUSIP 01609W102 07/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Subdivision Mgmt For For For 2 Elect Daniel Yong ZHANG Mgmt For For For 3 Elect Chee Hwa Tung Mgmt For For For 4 Elect Jerry YANG Mgmt For For For Chih-Yuan 5 Elect Wan Ling Martello Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CINS P0280A101 04/24/2020 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Series L Mgmt For Abstain Against Directors 2 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Anheuser-Busch Inbev SA/NV Ticker Security ID: Meeting Date Meeting Status ABI CINS B639CJ108 06/03/2020 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For Regarding Decision-Making 4 Amendments to Articles Mgmt For For For Regarding Dividend Provisions 5 Opt-in to the Belgian Mgmt For For For Code on Companies and Associations 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 10 Ratification of Board Mgmt For For For Acts 11 Ratification of Mgmt For For For Auditor's Acts 12 Elect M. Michele Burns Mgmt For For For 13 Elect Elio Leoni Sceti Mgmt For For For 14 Elect Alexandre Van Mgmt For For For Damme 15 Elect Gregoire de Mgmt For For For Spoelberch 16 Elect Paul Cornet de Mgmt For Against Against Ways-Ruart 17 Elect Paulo Alberto Mgmt For For For Lemann 18 Elect Maria Asuncion Mgmt For Against Against Aramburuzabala Larregui 19 Elect Roberto Moses Mgmt For Against Against Thompson Motta 20 Elect Martin J. Mgmt For For For Barrington 21 Elect William F. Mgmt For For For Gifford 22 Elect Alejandro Santo Mgmt For Against Against Domingo Davila 23 Remuneration Report Mgmt For Against Against 24 Authorization of Legal Mgmt For For For Formalities 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Babcock International Group plc Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/18/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Elect Ruth Cairnie Mgmt For For For 5 Elect Sir David Omand Mgmt For For For 6 Elect Victoire de Mgmt For For For Margerie 7 Elect Ian Duncan Mgmt For For For 8 Elect Lucy Dimes Mgmt For For For 9 Elect Myles Lee Mgmt For For For 10 Elect Kjersti Wiklund Mgmt For For For 11 Elect Jeff Randall Mgmt For For For 12 Elect Archie Bethel Mgmt For For For 13 Elect Franco Martinelli Mgmt For For For 14 Elect John Davies Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 2019 Performance Share Mgmt For For For Plan 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Banco Bilbao Vizcaya Argentaria S.A. Ticker Security ID: Meeting Date Meeting Status BBVA CINS E11805103 03/13/2020 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Report on Mgmt For For For Non-Financial Information 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For Acts 6 Elect Lourdes Maiz Mgmt For For For Carro 7 Elect Susana Rodriguez Mgmt For For For Vidarte 8 Elect Raul Catarino Mgmt For For For Galamba de Oliveira 9 Elect Ana Leonor Mgmt For For For Revenga Shanklin 10 Elect Carlos Salazar Mgmt For For For Lomelin 11 Maximum Variable Mgmt For For For Remuneration 12 Appointment of Auditor Mgmt For For For 13 Authorisation of Legal Mgmt For For For Formalities 14 Remuneration Report Mgmt For For For (Advisory) 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 06/30/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 2020 Annual Budget for Mgmt For For For Fixed Assets Investment 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect ZHAO Jie Mgmt For Against Against 10 Elect XIAO Lihong Mgmt For For For 11 Elect WANG Xiaoya Mgmt For For For 12 Elect CHEN Jianbo Mgmt For For For 13 Remuneration Plan for Mgmt For For For External Supervisors 14 Application for Mgmt For For For Provisional Authorization of Outbound Donations 15 Bond Issuance Plan Mgmt For For For 16 Issuance of Write-down Mgmt For For For Undated Capital Bonds 17 Issuance of Qualified Mgmt For For For Write-down Tier 2 Capital Instruments 18 Elect WANG Wei Mgmt For For For ________________________________________________________________________________ Bank of China Ltd. Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 12/31/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2018 Remuneration Mgmt For For For Distribution Plan for Chair of Board of Directors and Executive Directors 3 2018 Remuneration Mgmt For For For Distribution Plan for Chair of Board of Supervisors and Shareholder Representative Supervisors 4 Improving Remuneration Mgmt For Against Against Plan of Independent Non-executive Directors 5 Elect CHEN Chunhua Mgmt For For For 6 Elect Jose CHUI Sai Mgmt For For For Peng 7 Application for Mgmt For For For Provisional Authorization of Outbound Donations 8 Elect WANG Jiang Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bayer AG Ticker Security ID: Meeting Date Meeting Status BAYN CINS D0712D163 04/28/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Presentation of Mgmt For For For Accounts and Reports; Allocation of Profits/Dividends 7 Ratification of Mgmt For Abstain Against Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Elect Ertharin Cousin Mgmt For For For 10 Elect Otmar Wiestler Mgmt For For For 11 Elect Horst Baier Mgmt For For For 12 Management Board Mgmt For For For Remuneration Policy 13 Supervisory Board Mgmt For For For Remuneration Policy 14 Amendments to Articles Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bayerische Motoren Werke AG (BMW) Ticker Security ID: Meeting Date Meeting Status BMW CINS D12096109 05/14/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For Abstain Against Management Board Acts 7 Ratification of Mgmt For Abstain Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Norbert Reithofer Mgmt For For For 10 Elect Anke Schaferkordt Mgmt For For For 11 Supervisory Board Mgmt For For For Members' Fees ________________________________________________________________________________ BOC Hong Kong (Holdings) Ltd Ticker Security ID: Meeting Date Meeting Status 2388 CINS Y0920U103 06/29/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect WANG Jiang Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect SUN Yu Mgmt For For For 9 Elect KOH Beng Seng Mgmt For For For 10 Elect Savio W. Tung Mgmt For For For 11 Elect Eva CHENG Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ BOC Hong Kong (Holdings) Ltd Ticker Security ID: Meeting Date Meeting Status 2388 CINS Y0920U103 06/29/2020 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Services and Mgmt For For For Relationship Agreement ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 05/27/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Bernard Looney Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Alison J. Mgmt For For For Carnwath 7 Elect Pamela Daley Mgmt For For For 8 Elect Ian E.L. Davis Mgmt For For For 9 Elect Dame Ann Dowling Mgmt For For For 10 Elect Helge Lund Mgmt For For For 11 Elect Melody B. Meyer Mgmt For For For 12 Elect Brendan R. Nelson Mgmt For For For 13 Elect Paula Rosput Mgmt For For For Reynolds 14 Elect John Sawers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Executive Incentive Mgmt For For For Plan 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ British American Tobacco Plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/30/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Jack M. Bowles Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Susan J. Farr Mgmt For For For 8 Elect Marion Helmes Mgmt For For For 9 Elect Luc Jobin Mgmt For For For 10 Elect Holly K. Koeppel Mgmt For For For 11 Elect Savio Kwan Mgmt For For For 12 Elect Dimitri Mgmt For For For Panayotopoulos 13 Elect Jeremy Fowden Mgmt For For For 14 Elect Tadeau Marroco Mgmt For For For 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Restricted Share Plan Mgmt For For For 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BT Group plc Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 07/10/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Final Dividend Mgmt For For For 4 Elect Jan P. du Plessis Mgmt For For For 5 Elect Simon J. Lowth Mgmt For For For 6 Elect Iain C. Conn Mgmt For For For 7 Elect Timotheus Hottges Mgmt For For For 8 Elect Isabel Hudson Mgmt For For For 9 Elect Mike Inglis Mgmt For For For 10 Elect Nicholas Rose Mgmt For For For 11 Elect Jasmine Whitbread Mgmt For For For 12 Elect Philip Jansen Mgmt For For For 13 Elect Matthew Key Mgmt For For For 14 Elect Allison Kirkby Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 21 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Calbee, Inc. Ticker Security ID: Meeting Date Meeting Status 2229 CINS J05190103 06/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shuji Ito Mgmt For For For 4 Elect Makoto Ehara Mgmt For For For 5 Elect Koichi Kikuchi Mgmt For For For 6 Elect Yuzaburo Mogi Mgmt For For For 7 Elect Takahisa Takahara Mgmt For For For 8 Elect Atsuko Fukushima Mgmt For For For 9 Elect Yoshihiko Mgmt For For For Miyauchi 10 Elect Sylvia Dong Mgmt For For For 11 Elect Nagako Oe as Mgmt For For For Statutory Auditor 12 Elect Yoshio Mataichi Mgmt For For For as Alternate Statutory Auditor 13 Directors' Bonus Mgmt For For For 14 Trust-Type Equity Plan Mgmt For For For ________________________________________________________________________________ Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 04/30/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian D. Bruce Mgmt For For For 1.2 Elect Daniel Camus Mgmt For For For 1.3 Elect Donald Deranger Mgmt For For For 1.4 Elect Catherine Gignac Mgmt For For For 1.5 Elect Tim Gitzel Mgmt For For For 1.6 Elect Jim Gowans Mgmt For For For 1.7 Elect Kathryn Jackson Mgmt For For For 1.8 Elect Don Kayne Mgmt For For For 1.9 Elect Anne McLellan Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Canadian Resident Mgmt Against Abstain N/A Status ________________________________________________________________________________ Canadian Imperial Bank Of Commerce Ticker Security ID: Meeting Date Meeting Status CM CUSIP 136069101 04/08/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brent S. Belzberg Mgmt For For For 1.2 Elect Charles Mgmt For For For Brindamour 1.3 Elect Nanci E. Caldwell Mgmt For For For 1.4 Elect Michelle L. Mgmt For For For Collins 1.5 Elect Patrick D. Daniel Mgmt For For For 1.6 Elect Luc Desjardins Mgmt For For For 1.7 Elect Victor G. Dodig Mgmt For For For 1.8 Elect Kevin J. Kelly Mgmt For For For 1.9 Elect Christine E. Mgmt For For For Larsen 1.10 Elect Nicholas D. Le Mgmt For For For Pan 1.11 Elect John Manley Mgmt For For For 1.12 Elect Jane L. Peverett Mgmt For For For 1.13 Elect Katharine B. Mgmt For For For Stevenson 1.14 Elect Martine Turcotte Mgmt For For For 1.15 Elect Barry L. Zubrow Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Equity Ratio 5 Shareholder Proposal ShrHoldr Against Against For Regarding Board Composition 6 Shareholder Proposal ShrHoldr Against Against For Regarding Investments in Computer Systems ________________________________________________________________________________ Capitaland Limited Ticker Security ID: Meeting Date Meeting Status C31 CINS Y10923103 06/29/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Chaly MAH Chee Mgmt For For For Kheong 5 Elect Amirsham A Aziz Mgmt For For For 6 Elect KEE Teck Koon Mgmt For For For 7 Elect Gabriel LIM Meng Mgmt For For For Liang 8 Elect Miguel KO Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Grant Mgmt For For For Awards and Issue Shares under Equity Incentive Plans 12 Authority to Mgmt For For For Repurchase and Reissue Shares 13 Establishment and Mgmt For For For Issuance of Shares under the CapitaLand Scrip Dividend Scheme 14 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 06/19/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 2020 Fixed Asset Mgmt For For For Investment Plan 8 Elect TIAN Guoli Mgmt For For For 9 Elect FENG Bing Mgmt For For For 10 Elect ZHANG Qi Mgmt For For For 11 Elect XU Jiandong Mgmt For For For 12 Elect Malcolm C. Mgmt For For For McCarthy 13 Elect YANG Fenglai as Mgmt For For For Supervisor 14 Elect LIU Huan as Mgmt For For For Supervisor 15 Elect BEN Shenglin as Mgmt For For For Supervisor 16 Appointment of Auditor Mgmt For For For and Authority to Set Fees 17 Limit on Charitable Mgmt For For For Donations 18 Capital Plan 2021-2023 Mgmt For For For ________________________________________________________________________________ China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 10/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect WANG Yongqing as Mgmt For Against Against Supervisor 3 Elect Michel Madelain Mgmt For For For 4 Remuneration Mgmt For For For Distribution and Settlement Plan for Directors in 2018 5 Remuneration Mgmt For For For Distribution and Settlement Plan for Supervisors in 2018 6 Additional Temporary Mgmt For For For Limit on Poverty Alleviation Donations ________________________________________________________________________________ CK Asset Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1113 CINS G2177B101 10/09/2019 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For ________________________________________________________________________________ Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/30/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Compensation Report Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A and Management Acts 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Cancellation of Shares Mgmt For TNA N/A and Reduction in Share Capital 6 Elect Urs Rohner as Mgmt For TNA N/A Board Chair 7 Elect Iris Bohnet Mgmt For TNA N/A 8 Elect Christian Mgmt For TNA N/A Gellerstad 9 Elect Andreas Mgmt For TNA N/A Gottschling 10 Elect Michael Klein Mgmt For TNA N/A 11 Elect Shan Li Mgmt For TNA N/A 12 Elect Seraina Macia Mgmt For TNA N/A 13 Elect Kaikhushru Mgmt For TNA N/A Nargolwala 14 Elect Ana Paula Pessoa Mgmt For TNA N/A 15 Elect Joaquin J. Mgmt For TNA N/A Ribeiro 16 Elect Severin Schwan Mgmt For TNA N/A 17 Elect John Tiner Mgmt For TNA N/A 18 Elect Richard H. Mgmt For TNA N/A Meddings 19 Elect Iris Bohnet as Mgmt For TNA N/A Compensation Committee Member 20 Elect Christian Mgmt For TNA N/A Gellerstad as Compensation Committee Member 21 Elect Michael Klein as Mgmt For TNA N/A Compensation Committee Member 22 Elect Kaikhushru Mgmt For TNA N/A Nargolwala as Compensation Committee Member 23 Board Compensation Mgmt For TNA N/A 24 Executive Compensation Mgmt For TNA N/A (Short-Term) 25 Executive Compensation Mgmt For TNA N/A (Fixed) 26 Executive Compensation Mgmt For TNA N/A (Long-Term) 27 Appointment of Auditor Mgmt For TNA N/A 28 Appointment of Special Mgmt For TNA N/A Auditor 29 Appointment of Mgmt For TNA N/A Independent Proxy 30 Non-Voting Agenda Item N/A N/A TNA N/A 31 Additional or Amended ShrHoldr N/A TNA N/A Shareholder Proposals 32 Additional or Amended Mgmt N/A TNA N/A Board Proposals 33 Non-Voting Meeting Note N/A N/A TNA N/A 34 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ CSPC Pharmaceutical Group Limited Ticker Security ID: Meeting Date Meeting Status 1093 CINS Y1837N109 06/15/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect WANG Zhenguo Mgmt For For For 6 Elect WANG Huaiyu Mgmt For For For 7 Elect LU Hua Mgmt For For For 8 Elect Carmelo LEE Ka Mgmt For Against Against Sze 9 Elect CHEN Chuan Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Bonus Share Issuance Mgmt For For For 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Grant Mgmt For Against Against Options Under share Option Scheme ________________________________________________________________________________ Denso Corporation Ticker Security ID: Meeting Date Meeting Status 6902 CINS J12075107 06/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Koji Arima Mgmt For For For 3 Elect Yasushi Yamanaka Mgmt For For For 4 Elect Hiroyuki Mgmt For For For Wakabayashi 5 Elect Sadahiro Usui Mgmt For For For 6 Elect Akio Toyoda Mgmt For For For 7 Elect George Olcott Mgmt For For For 8 Elect Shigeki Kushida Mgmt For For For 9 Elect Yuko Mitsuya Mgmt For For For 10 Elect Hiromi Kitagawa Mgmt For For For as Alternate Statutory Auditor 11 Bonus Mgmt For For For 12 Revision of Directors' Mgmt For For For Fees and Adoption of Restricted Stock Plan ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela L. Carter Mgmt For Withhold Against 1.2 Elect Marcel R. Coutu Mgmt For For For 1.3 Elect Susan M. Mgmt For For For Cunningham 1.4 Elect Gregory L. Ebel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles W. Mgmt For For For Fischer 1.7 Elect Gregory J. Goff Mgmt For For For 1.8 Elect V. Maureen Mgmt For For For Kempston Darkes 1.9 Elect Teresa S. Madden Mgmt For For For 1.10 Elect Al Monaco Mgmt For For For 1.11 Elect Dan C. Tutcher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Amendment to By-Law Mgmt For For For No. 1 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Genting Singapore Limited Ticker Security ID: Meeting Date Meeting Status G13 CINS Y2692C139 02/04/2020 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Proposed Bid for Mgmt For For For Integrated Resort Project in Japan 3 Proposed Grant Of Mgmt For Against Against Special Incentive Awards To Non-Executive Directors 4 Proposed Increase In Mgmt For Against Against Limit Of Pss Share Awards To Chairman ________________________________________________________________________________ HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 06/04/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratify Bernd Scheifele Mgmt For For For 8 Ratify Dominik von Mgmt For For For Achten 9 Ratify Kevin Gluskie Mgmt For For For 10 Ratify Hakan Gurdal Mgmt For For For 11 Ratify Ernest Jelito Mgmt For For For 12 Ratify Jon Morrish Mgmt For For For 13 Ratify Lorenz Nager Mgmt For For For 14 Ratify Albert Scheuer Mgmt For For For 15 Ratify Christopher Mgmt For For For James Ward 16 Ratify Fritz-Jurgen Mgmt For For For Heckmann 17 Ratify Heinz Schmitt Mgmt For For For 18 Ratify Barbara Mgmt For For For Breuninger 19 Ratify Josef Heumann Mgmt For For For 20 Ratify Birgit Jochens Mgmt For For For 21 Ratify Gabriele Kailing Mgmt For For For 22 Ratify Ludwig Merckle Mgmt For For For 23 Ratify Tobias Merckle Mgmt For For For 24 Ratify Luka Mucic Mgmt For For For 25 Ratify Ines Ploss Mgmt For For For 26 Ratify Peter Riedel Mgmt For For For 27 Ratify Jurgen M. Mgmt For For For Schneider 28 Ratify Werner Schraeder Mgmt For For For 29 Ratify Margret Suckale Mgmt For For For 30 Ratify Stephan Wehning Mgmt For For For 31 Ratify Marion Mgmt For For For Weissenberger-Eibl 32 Appointment of Auditor Mgmt For For For 33 Increase in Authorised Mgmt For For For Capital ________________________________________________________________________________ HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 04/24/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Noel Quinn Mgmt For For For 4 Elect Laura M.L. Cha Mgmt For For For 5 Elect Henri de Castries Mgmt For For For 6 Elect Irene LEE Yun Mgmt For For For Lien 7 Elect Jose Antonio Mgmt For For For Meade Kuribrena 8 Elect Heidi G. Miller Mgmt For For For 9 Elect David T. Nish Mgmt For For For 10 Elect Ewen Stevenson Mgmt For For For 11 Elect Jackson P. Tai Mgmt For For For 12 Elect Mark E. Tucker Mgmt For For For 13 Elect Pauline van der Mgmt For For For Meer Mohr 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Issue Mgmt For For For Repurchased Shares 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Contingent Convertible Securities) 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Contingent Convertible Securities) 24 2011 Share Plan Mgmt For For For 25 UK Sharesave Scheme Mgmt For For For 26 UK SIP and Sharematch Mgmt For For For 27 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 28 Shareholder Proposal ShrHoldr Against Against For Regarding Pension Scheme ________________________________________________________________________________ Iliad SA Ticker Security ID: Meeting Date Meeting Status ILD CINS F4958P102 12/20/2019 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Repurchase of Shares Mgmt For For For and Reduction in Share Capital 6 Issuance of Shares w/o Mgmt For For For Preemptive Rights 7 Employee Stock Mgmt For For For Purchase Plan 8 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B112 01/08/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yang Gouzhong Mgmt For For For ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B112 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Profit Distribution Mgmt For For For Plan 2019 7 2020 Fixed Asset Mgmt For For For Investment Plan 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect SHEN Si Mgmt For For For 10 Issuance of Undated Mgmt For For For Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Issuance of Eligible Mgmt For For For Tier 2 Capital Instruments 13 Application for Mgmt For For For Authorisation Limit for Special Donations for COVID-19 Pandemic Prevention and Control 14 Elect LIAO Lin Mgmt For For For ________________________________________________________________________________ Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS Y3990B112 11/22/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect GU Shu Mgmt For Against Against 4 Directors' Mgmt For For For Remuneration Payment Plan for 2018 5 Supervisors' Mgmt For For For Remuneration Payment Plan for 2018 6 Application for Mgmt For For For Provisional Authorization of External Donations 7 Elect CAO Liqun Mgmt For For For 8 Elect FENG Weidong Mgmt For For For ________________________________________________________________________________ ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E595 04/28/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Remuneration Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Ratification of Mgmt For For For Management Board Acts 11 Ratification of Mgmt For For For Supervisory Board Acts 12 Management Board Mgmt For For For Remuneration Policy 13 Supervisory Board Mgmt For For For Remuneration Policy 14 Amendments to Articles Mgmt For For For 15 Elect Juan Colombas Mgmt For For For 16 Elect Herman Hulst Mgmt For For For 17 Elect Harold Naus Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Japan Tobacco Inc. Ticker Security ID: Meeting Date Meeting Status 2914 CINS J27869106 03/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yasutake Tango Mgmt For For For 5 Elect Mutsuo Iwai Mgmt For For For 6 Elect Masamichi Mgmt For For For Terabatake 7 Elect Naohiro Minami Mgmt For For For 8 Elect Kiyohide Mgmt For For For Hirowatari 9 Elect Kazuhito Mgmt For For For Yamashita 10 Elect Main Koda Mgmt For For For 11 Elect Koichiro Watanabe Mgmt For For For 12 Elect Yukiko Nagashima Mgmt For For For Yukiko Watanabe 13 Directors' Fees and Mgmt For For For Equity Compensation Plan ________________________________________________________________________________ Julius Baer Group Ltd. Ticker Security ID: Meeting Date Meeting Status BAER CINS H4414N103 05/18/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Mgmt For TNA N/A and Management Acts 6 Board Compensation Mgmt For TNA N/A 7 Executive Compensation Mgmt For TNA N/A (Variable Cash-Based) 8 Executive Compensation Mgmt For TNA N/A (Variable Share-Based) 9 Executive Compensation Mgmt For TNA N/A (Fixed) 10 Elect Romeo Lacher Mgmt For TNA N/A 11 Elect Gilbert Achermann Mgmt For TNA N/A 12 Elect Heinrich Baumann Mgmt For TNA N/A 13 Elect Richard Mgmt For TNA N/A Campbell-Breeden 14 Elect Ivo Furrer Mgmt For TNA N/A 15 Elect Claire Giraut Mgmt For TNA N/A 16 Elect Charles Stonehill Mgmt For TNA N/A 17 Elect Eunice Mgmt For TNA N/A Zehnder-Lai 18 Elect Olga Zoutendijk Mgmt For TNA N/A 19 Elect Kathryn Shih Mgmt For TNA N/A 20 Elect Christian Mgmt For TNA N/A Meissner 21 Appoint Romeo Lacher Mgmt For TNA N/A as Board Chair 22 Elect Gilbert Mgmt For TNA N/A Achermann as Compensation Committee Member 23 Elect Richard Mgmt For TNA N/A Campbell-Breeden as Compensation Committee Member 24 Elect Kathryn Shih as Mgmt For TNA N/A Compensation Committee Member 25 Elect Eunice Mgmt For TNA N/A Zehnder-Lai as Compensation Committee Member 26 Appointment of Auditor Mgmt For TNA N/A 27 Appointment of Mgmt For TNA N/A Independent Proxy 28 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ KBC Groupe SA NV Ticker Security ID: Meeting Date Meeting Status KBC CINS B5337G162 05/07/2020 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits Mgmt For For For 8 Allocation of Dividends Mgmt For For For 9 Remuneration Report Mgmt For For For 10 Ratification of Board Mgmt For Against Against Acts 11 Ratification of Mgmt For For For Auditor's Acts 12 Authority to Set Mgmt For For For Auditor's Fees 13 Ratification of Mgmt For For For Independence of Koenraad Debackere 14 Elect Erik Clinck Mgmt For Against Against 15 Elect Liesbet Okkerse Mgmt For Against Against 16 Elect Theodoros Roussis Mgmt For Against Against 17 Elect Sonja De Becker Mgmt For Against Against 18 Elect Johan Thijs Mgmt For For For 19 Elect Vladimira Mgmt For For For Papirnik 20 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ LafargeHolcim Limited Ticker Security ID: Meeting Date Meeting Status LHN CINS H4768E105 05/12/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board Mgmt For TNA N/A and Management Acts 6 Allocation of Profits Mgmt For TNA N/A 7 Dividend from Reserves Mgmt For TNA N/A 8 Elect Beat Hess as Mgmt For TNA N/A Board Chair 9 Elect Oscar Fanjul Mgmt For TNA N/A Martin 10 Elect Colin Hall Mgmt For TNA N/A 11 Elect Naina Lal Kidwai Mgmt For TNA N/A 12 Elect Patrick Kron Mgmt For TNA N/A 13 Elect Adrian Loader Mgmt For TNA N/A 14 Elect Jurg Oleas Mgmt For TNA N/A 15 Elect Claudia Sender Mgmt For TNA N/A Ramirez 16 Elect Hanne Birgitte Mgmt For TNA N/A Breinbjerg Sorensen 17 Elect Dieter Spalti Mgmt For TNA N/A 18 Elect Philippe Block Mgmt For TNA N/A 19 Elect Kim Fausing Mgmt For TNA N/A 20 Elect Oscar Fanjul Mgmt For TNA N/A Martin as Nomination, Compensation, and Governance Committee Member 21 Elect Adrian Loader as Mgmt For TNA N/A Nomination, Compensation, and Governance Committee Member 22 Elect Hanne Birgitte Mgmt For TNA N/A Breinbjerg Sorensen as Nomination, Compensation, and Governance Committee Member 23 Elect Colin Hall as Mgmt For TNA N/A Nomination, Compensation, and Governance Committee Member 24 Elect Claudia Sender Mgmt For TNA N/A Ramirez as Nomination, Compensation, and Governance Committee Member 25 Appointment of Auditor Mgmt For TNA N/A 26 Appointment of Mgmt For TNA N/A Independent Proxy 27 Board Compensation Mgmt For TNA N/A 28 Executive Compensation Mgmt For TNA N/A 29 Additional or Amended Mgmt N/A TNA N/A Proposals ________________________________________________________________________________ Leonardo S.p.A. Ticker Security ID: Meeting Date Meeting Status LDO CINS T6S996112 05/20/2020 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (Sistemi Dinamici S.p.A.) 3 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Board Size Mgmt For For For 5 Board Term Length Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List Presented by Mgmt For N/A N/A Ministry for Economy and Finance 8 List Presented by Mgmt For For For Group of Institutional Investors Representing 1.35% of Share Capital 9 Elect Luciano Carta as Mgmt For For For Chair of Board 10 Directors' Fees Mgmt For For For 11 Remuneration Policy Mgmt For For For (Binding) 12 Remuneration Report Mgmt For For For (Advisory) 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees (Ernst & Young; Preferred Option) 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Link Administration Holdings Limited Ticker Security ID: Meeting Date Meeting Status LNK CINS Q5S646100 11/15/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Michael Mgmt For For For Carapiet 3 Re-elect Anne M. Mgmt For For For McDonald 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD John Mgmt For For For McMurtrie) ________________________________________________________________________________ Lloyds Banking Group plc Ticker Security ID: Meeting Date Meeting Status LLOY CINS G5533W248 05/21/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect William Chalmers Mgmt For For For 4 Elect Sarah C. Legg Mgmt For For For 5 Elect Catherine Woods Mgmt For For For 6 Elect Lord Norman Mgmt For For For Blackwell 7 Elect Juan Colombas Mgmt For For For 8 Elect Alan Dickinson Mgmt For For For 9 Elect Simon P. Henry Mgmt For For For 10 Elect Antonio Mgmt For For For Horta-Osorio 11 Elect Lord James Lupton Mgmt For For For 12 Elect Amanda Mackenzie Mgmt For For For 13 Elect Nick Prettejohn Mgmt For For For 14 Elect Stuart Sinclair Mgmt For For For 15 Elect Sara Weller Mgmt For For For 16 Remuneration Policy Mgmt For For For (Binding) 17 Remuneration Report Mgmt For For For (Advisory) 18 Final Dividend Mgmt Abstain Abstain For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Mgmt For For For Auditor's Fees 21 Long Term Share Plan Mgmt For For For 22 Authorisation of Mgmt For For For Political Donations 23 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 24 Authority to Issue Mgmt For For For Regulatory Capital Convertible Instruments w/ Preemptive Rights 25 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 26 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 27 Authority to Issue Mgmt For For For Regulatory Capital Convertible Instruments w/o Preemptive Rights 28 Authority to Mgmt For For For Repurchase Shares 29 Authority to Mgmt For For For Repurchase Preference Shares 30 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 31 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Murata Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 6981 CINS J46840104 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tsuneo Murata Mgmt For For For 4 Elect Norio Nakajima Mgmt For For For 5 Elect Hiroshi Iwatsubo Mgmt For For For 6 Elect Yoshito Takemura Mgmt For For For 7 Elect Masahiro Ishitani Mgmt For For For 8 Elect Ryuji Miyamoto Mgmt For For For 9 Elect Masanori Mgmt For For For Minamiide 10 Elect Takashi Mgmt For For For Shigematsu 11 Elect Yuko Yasuda Mgmt For For For 12 Elect Yoshiro Ozawa Mgmt For Against Against 13 Elect Hyo Kanbayashi Mgmt For For For 14 Elect Takatoshi Mgmt For For For Yamamoto 15 Elect Naoko Munakata Mgmt For For For ________________________________________________________________________________ Naturgy Energy Group, S.A. Ticker Security ID: Meeting Date Meeting Status NTGY CINS E7S90S109 05/26/2020 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Individual Accounts Mgmt For For For and Reports 3 Consolidated Accounts Mgmt For For For and Reports 4 Report on Mgmt For For For Non-Financial Information Report 5 Transfer of Reserves Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Elect Helena Herrero Mgmt For For For Starkie 8 Elect Marcelino Mgmt For For For Armenter Vidal 9 Elect Rajaram Rao Mgmt For For For 10 Ratify Co-Option and Mgmt For For For Elect Rioja S.a.r.l. (Francisco Javier de Jaime Guijarro) 11 Ratify Co-Option and Mgmt For For For Elect Isabel Estape Tous 12 Ratify Co-Option and Mgmt For For For Elect Lucy Chadwick 13 Allocation of Mgmt For For For Profits/Dividends 14 Authority to Cancel Mgmt For For For Treasury Shares and Reduce Share Capital 15 Remuneration Policy Mgmt For Against Against (Binding) 16 Remuneration Report Mgmt For Against Against (Advisory) 17 Authority to Set Mgmt For Against Against Extraordinary General Meeting Notice Period at 15 Days 18 Amendments to Articles Mgmt For For For (General Meeting Attendance) 19 Amendments to Articles Mgmt For For For (General Meeting Powers) 20 Amendments to General Mgmt For For For Meeting Regulations (Health Measures) 21 Amendments to General Mgmt For For For Meeting Regulations (Telematic Attendance) 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Nidec Corporation Ticker Security ID: Meeting Date Meeting Status 6594 CINS J52968104 06/17/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Shigenobu Mgmt For For For Nagamori 4 Elect Jun Seki Mgmt For For For 5 Elect Teiichi Sato Mgmt For For For 6 Elect Osamu Shimizu Mgmt For For For 7 Elect Kazuya Murakami Mgmt For For For 8 Elect Hiroyuki Ochiai Mgmt For For For 9 Elect Takeshi Nakane Mgmt For For For 10 Elect Aya Yamada Mgmt For Against Against 11 Elect Takako Sakai Mgmt For For For 12 Elect Junko Watanabe Mgmt For Against Against as Alternate Audit Committee Director 13 Non-Audit Committee Mgmt For For For Directors' Fees 14 Audit Committee Mgmt For For For Directors' Fees 15 Adoption of Mgmt For For For Performance-Linked Equity Compensation Plans ________________________________________________________________________________ Nutrien Ltd. Ticker Security ID: Meeting Date Meeting Status NTR CUSIP 67077M108 05/06/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher M. Mgmt For For For Burley 1.2 Elect Maura J. Clark Mgmt For For For 1.3 Elect David C. Everitt Mgmt For For For 1.4 Elect Russell K. Mgmt For For For Girling 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Alice D. Laberge Mgmt For For For 1.7 Elect Consuelo E. Mgmt For For For Madere 1.8 Elect Charles V. Magro Mgmt For For For 1.9 Elect Keith G. Martell Mgmt For For For 1.10 Elect Aaron W. Regent Mgmt For Withhold Against 1.11 Elect Mayo M. Schmidt Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Orange Ticker Security ID: Meeting Date Meeting Status ORA CINS F6866T100 05/19/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Special Auditors Mgmt For For For Report on Regulated Agreements 9 Elect Frederic Sanchez Mgmt For For For 10 Elect Christel Mgmt For For For Heydemann 11 Elect Bernard Mgmt For For For Ramanantsoa 12 Elect Laurence Mgmt For For For Dalboussiere 13 Remuneration Report Mgmt For For For 14 Remuneration of Mgmt For For For Stephane Richard, Chair and CEO 15 Remuneration of Ramon Mgmt For For For Fernandez, Deputy CEO 16 Remuneration of Mgmt For For For Gervais Pellissier, Deputy CEO 17 Remuneration Policy Mgmt For For For (Chair and CEO) 18 Remuneration Policy Mgmt For For For (Deputy CEOs) 19 Remuneration Policy of Mgmt For For For the Non Executive Directors 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Amendments to Articles Mgmt For For For Regarding Company Mission 22 Amendments to Articles Mgmt For For For regarding Employee Representatives 23 Authority to Issue Mgmt For For For Performance Shares 24 Employee Stock Mgmt For For For Purchase Plan 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Amendments to Articles Mgmt For For For Regarding Employee Shareholding 27 Interim Scrip Dividend Mgmt For For For for Fiscal Year 2020 28 Authorisation of Legal Mgmt For For For Formalities 29 Shareholder Proposal A ShrHoldr Against Against For Regarding the Company's Authority to Repurchase and Reissue Shares 30 Shareholder Proposal B ShrHoldr Against Against For Regarding Limit on Board Memberships 31 Shareholder Proposal C ShrHoldr Against Against For Regarding Equity Plan Metrics 32 Shareholder Proposal D ShrHoldr Against Against For Regarding Employee Stock Purchase Plan ________________________________________________________________________________ Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 05/18/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect OOI Sang Kuang Mgmt For Against Against 3 Elect LEE Tih Shih Mgmt For For For 4 Elect WEE Joo Yeow Mgmt For For For 5 Elect KOH Beng Seng Mgmt For Against Against 6 Elect TAN Yen Yen Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees in Cash Mgmt For Against Against 9 Authority to Issue Mgmt For For For Ordinary Shares to Non-Executive Directors 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 12 Authority to Grant Mgmt For For For Awards and Issue Shares under the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 13 Authority to Issue Mgmt For For For Shares Under The OCBC Scrip Dividend Scheme 14 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A100 05/19/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Dick Boer Mgmt For For For 5 Elect Andrew Mackenzie Mgmt For For For 6 Elect Martina Mgmt For For For Hund-Mejean 7 Elect Ben Van Beurden Mgmt For For For 8 Elect Neil A.P. Carson Mgmt For For For 9 Elect Ann F. Godbehere Mgmt For For For 10 Elect Euleen GOH Yiu Mgmt For For For Kiang 11 Elect Charles O. Mgmt For For For Holliday, Jr. 12 Elect Catherine J. Mgmt For For For Hughes 13 Elect Sir Nigel Mgmt For For For Sheinwald 14 Elect Jessica Uhl Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Shareholder Proposal ShrHoldr Against Against For Regarding GHG Reduction Targets ________________________________________________________________________________ Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 05/28/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Patricia Mgmt For For For Bellinger 9 Ratification of the Mgmt For For For Co-option of Fernanda Saraiva 10 Elect Marc Aubry as Mgmt For For For Employee Shareholders Representative 11 Elect Anne Aubert as Mgmt For For For Employee Shareholders Representative 12 Elect Fernanda Saraiva Mgmt Against Against For as Employee Shareholders Representative 13 Elect Carlos Arvizu as Mgmt Against Against For Employee Shareholders Representative 14 Remuneration of Ross Mgmt For For For McInnes, Chair 15 Remuneration of Mgmt For For For Philippe Petitcolin, CEO 16 Remuneration Report Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Remuneration Policy Mgmt For For For (Chair) 19 Remuneration Policy Mgmt For For For (CEO) 20 Remuneration Policy Mgmt For For For (Board of Directors) 21 Authority to Mgmt For For For Repurchase and Reissue Shares 22 Amendments to Articles Mgmt For For For Regarding Board Size 23 Amendments to Articles Mgmt For For For 24 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sands China Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS G7800X107 06/19/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Sheldon G. Mgmt For Against Against Adelson 5 Elect Charles D. Forman Mgmt For For For 6 Elect Victor Patrick Mgmt For For For Hoog Antink 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Amendment to Service Mgmt For For For Contract of Wilfred WONG Ying Wai ________________________________________________________________________________ Scor SE Ticker Security ID: Meeting Date Meeting Status SCR CINS F15561677 06/16/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Allocation of Profits Mgmt For For For 7 Consolidated Accounts Mgmt For For For and Reports 8 Remuneration Report Mgmt For For For 9 Remuneration of Denis Mgmt For Against Against Kessler, Chair and CEO 10 Remuneration Policy Mgmt For For For (Non-Executive Directors) 11 Remuneration Policy Mgmt For Against Against (Chair and CEO) 12 Elect Vanessa Marquette Mgmt For For For 13 Elect Holding Malakoff Mgmt For For For Humanis (Thomas Saunier) 14 Elect Zhen Wang Mgmt For For For 15 Elect Natacha Valla Mgmt For For For 16 Appointment of Auditor Mgmt For For For (KPMG) 17 Appointment of Auditor Mgmt For For For (Mazars) 18 Non-Renewal of Mgmt For For For Alternate Auditor (Olivier Drion) 19 Non-Renewal of Mgmt For For For Alternate Auditor (Lionel Gotlib) 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Authority to Increase Mgmt For For For Capital Through Capitalisations 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 25 Authority to Increase Mgmt For For For Capital in Case of Exchange Offers 26 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 27 Greenshoe Mgmt For For For 28 Authority to Grant Mgmt For For For Convertible Warrants (Contingent Capital) 29 Authority to Grant Mgmt For For For Convertible Warrants (Ancillary Own-Funds) 30 Authority to Cancel Mgmt For For For Shares and Reduce Capital 31 Authority to Grant Mgmt For For For Stock Options 32 Authority to Issue Mgmt For For For Performance Shares 33 Employee Stock Mgmt For For For Purchase Plan 34 Global Ceiling on Mgmt For For For Capital Increases and Debt Issuances 35 Amendments to Articles Mgmt For For For 36 Amendments to Articles Mgmt For For For (Technical) 37 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Seven & I Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3382 CINS J7165H108 05/28/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendment to Articles Mgmt For For For 4 Elect Ryuichi Isaka Mgmt For For For 5 Elect Katsuhiro Goto Mgmt For For For 6 Elect Junro Ito Mgmt For For For 7 Elect Kimiyoshi Mgmt For For For Yamaguchi 8 Elect Yoshimichi Mgmt For For For Maruyama 9 Elect Fumihiko Mgmt For For For Nagamatsu 10 Elect Shigeki Kimura Mgmt For For For 11 Elect Joseph M. DePinto Mgmt For For For 12 Elect Yoshio Tsukio Mgmt For For For 13 Elect Kunio Ito Mgmt For For For 14 Elect Toshiro Yonemura Mgmt For For For 15 Elect Tetsuro Higashi Mgmt For For For 16 Elect Kazuko Rudy Mgmt For For For Kazuko Kiriyama ________________________________________________________________________________ Shanghai Pharmaceuticals Holding Company Ticker Security ID: Meeting Date Meeting Status 2607 CINS Y7685S108 06/23/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ Shanghai Pharmaceuticals Holding Company Ticker Security ID: Meeting Date Meeting Status 2607 CINS Y7685S108 06/23/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Profit Distribution Mgmt For For For Plan 2019 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Give Mgmt For Against Against Guarantees 9 Authority to Issue Mgmt For For For Debt Financing Products 10 Satisfaction of the Mgmt For For For Conditions for Issuing Corporate Bonds 11 Face Value of Bonds Mgmt For For For and Scale 12 Issuing Price Mgmt For For For 13 Variety and Term of Mgmt For For For Bonds 14 Way of Principal and Mgmt For For For Interest Repayment 15 Way of Issuance Mgmt For For For 16 Target of Issuance Mgmt For For For 17 Use of Proceeds Mgmt For For For 18 Guarantees Mgmt For For For 19 Credit Standing and Mgmt For For For Measures to Guarantee Repayment 20 Way of Underwriting Mgmt For For For 21 Listing Arrangements Mgmt For For For 22 Validity Period Mgmt For For For 23 Authorization for the Mgmt For For For Executive Committee of the Board 24 Centralized Mgmt For Against Against Registration of Different Types of Debt Financing Instruments 25 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 26 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ SJM Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0880 CINS Y8076V106 06/09/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Daisy HO Chiu Mgmt For Against Against Fung 5 Elect Timothy FOK Tsun Mgmt For For For Ting 6 Elect Angela LEONG On Mgmt For Against Against Kei 7 Elect SO Shu Fai Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Grant Mgmt For Against Against Options under Share Option Scheme 11 Authority to Mgmt For For For Repurchase Shares 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Smiths Group plc Ticker Security ID: Meeting Date Meeting Status SMIN CINS G82401111 11/13/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Elect Bruno Angelici Mgmt For For For 5 Elect Olivier Bohuon Mgmt For For For 6 Elect George W. Buckley Mgmt For For For 7 Elect Dame Ann Dowling Mgmt For For For 8 Elect Tanya Fratto Mgmt For For For 9 Elect William Seeger, Mgmt For For For Jr. 10 Elect Mark Seligman Mgmt For For For 11 Elect John Shipsey Mgmt For For For 12 Elect Andrew Reynolds Mgmt For For For Smith 13 Elect Noel N. Tata Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 21 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status 0016 CINS Y82594121 11/07/2019 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Geoffrey KWOK Mgmt For For For Kai-chun 6 Elect WU Xiang-dong Mgmt For For For 7 Elect Raymond KWOK Mgmt For For For Ping-luen 8 Elect Mike WONG Mgmt For For For Chik-wing 9 Elect Eric LI Ka-cheung Mgmt For Against Against 10 Elect Margaret LEUNG Mgmt For For For KO May-yee 11 Elect Christopher KWOK Mgmt For For For Kai-wang 12 Elect Eric TUNG Chi-ho Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Swatch Group Ltd. (The) Ticker Security ID: Meeting Date Meeting Status UHRN CINS H83949141 05/14/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Mgmt For TNA N/A and Management Acts 4 Allocation of Mgmt For TNA N/A Profits/Dividends 5 Fixed Board Mgmt For TNA N/A Compensation (Non-Executive Functions) 6 Fixed Board Mgmt For TNA N/A Compensation (Executive Functions) 7 Executive Compensation Mgmt For TNA N/A (Fixed) 8 Variable Board Mgmt For TNA N/A Compensation (Executive Functions) 9 Executive Compensation Mgmt For TNA N/A (Variable) 10 Elect Nayla Hayek Mgmt For TNA N/A 11 Elect Ernst Tanner Mgmt For TNA N/A 12 Elect Daniela Mgmt For TNA N/A Aeschlimann 13 Elect Georges Nick Mgmt For TNA N/A Hayek 14 Elect Claude Nicollier Mgmt For TNA N/A 15 Elect Jean-Pierre Roth Mgmt For TNA N/A 16 Appoint Nayla Hayek as Mgmt For TNA N/A Board Chair 17 Elect Nayla Hayek as Mgmt For TNA N/A Compensation Committee Member 18 Elect Ernst Tanner as Mgmt For TNA N/A Compensation Committee Member 19 Elect Daniela Mgmt For TNA N/A Aeschlimann as Compensation Committee Member 20 Elect Georges Nick Mgmt For TNA N/A Hayek as Compensation Committee Member 21 Elect Claude Nicollier Mgmt For TNA N/A as Compensation Committee Member 22 Elect Jean-Pierre Roth Mgmt For TNA N/A as Compensation Committee Member 23 Appointment of Mgmt For TNA N/A Independent Proxy 24 Appointment of Auditor Mgmt For TNA N/A ________________________________________________________________________________ Swedbank AB Ticker Security ID: Meeting Date Meeting Status SWEDA CINS W94232100 05/28/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Meeting Attendance Mgmt For For For 7 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Attendance of Journalists 8 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Presentation of Proposal Documents 9 Internet Broadcast of Mgmt For For For Meeting 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Accounts and Reports Mgmt For For For 17 Allocation of Mgmt For For For Profits/Dividends 18 Ratify Annika Mgmt N/A For N/A Poutiainen 19 Ratify Lars Idermark Mgmt N/A For N/A 20 Ratify Ulrika Francke Mgmt N/A For N/A 21 Ratify Peter Norman Mgmt N/A For N/A 22 Ratify Siv Svensson Mgmt N/A For N/A 23 Ratify Bodil Eriksson Mgmt N/A For N/A 24 Ratify Mats Granryd Mgmt N/A For N/A 25 Ratify Bo Johansson Mgmt N/A For N/A 26 Ratify Anna Mossberg Mgmt N/A For N/A 27 Ratify Magnus Uggla Mgmt N/A For N/A 28 Ratify Kerstin Mgmt N/A For N/A Hermansson 29 Ratify Josefin Mgmt N/A For N/A Lindstrand 30 Ratify Bo Magnusson Mgmt N/A For N/A 31 Ratify Goran Persson Mgmt N/A For N/A 32 Ratify Birgitte Mgmt N/A Against N/A Bonnesen 33 Ratify Anders Karlsson Mgmt N/A For N/A 34 Ratify Jens Henriksson Mgmt N/A For N/A 35 Ratify Camilla Linder Mgmt N/A For N/A 36 Ratify Roger Ljung Mgmt N/A For N/A 37 Ratify Henrik Joelsson Mgmt N/A For N/A 38 Ratify Ake Skoglund Mgmt N/A For N/A 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Board Size Mgmt For For For 41 Directors and Mgmt For For For Auditors' Fees 42 Elect Kerstin Mgmt For For For Hermansson 43 Elect Josefin Mgmt For For For Lindstrand 44 Elect Bo Magnusson Mgmt For For For 45 Elect Anna Mossberg Mgmt For For For 46 Elect Goran Persson Mgmt For For For 47 Elect Bo Bengtsson Mgmt For For For 48 Elect Goran Bengtsson Mgmt For For For 49 Elect Hans Eckerstrom Mgmt For For For 50 Elect Bengt-Erik Mgmt For For For Lindgren 51 Elect Bijana Pehrsson Mgmt For For For 52 Elect Goran Persson as Mgmt For For For Board Chair 53 Nomination Committee Mgmt For For For Guidelines 54 Remuneration Policy Mgmt For For For 55 Authority to Mgmt For For For Repurchase Shares Related to Securities Operations 56 Authority to Mgmt For For For Repurchase Shares 57 Authority to Issue Mgmt For For For Convertible Debt Instruments 58 Eken 2020 Mgmt For For For 59 Individual Program 2020 Mgmt For For For 60 Authority to Issue Mgmt For For For Treasury Shares for Equity Remuneration Plans 61 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Abolition of Voting Differentiation 62 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Representation for Small and Medium-Sized Shareholders 63 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Special Examination of the Auditors' Actions 64 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Takeda Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status 4502 CINS J8129E108 06/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Christophe Weber Mgmt For For For 4 Elect Masato Iwasaki Mgmt For For For 5 Elect Andrew Plump Mgmt For For For 6 Elect Constantine Mgmt For For For Saroukos 7 Elect Masahiro Sakane Mgmt For For For 8 Elect Olivier Bohuon Mgmt For For For 9 Elect Jean-Luc Butel Mgmt For For For 10 Elect Ian T. Clark Mgmt For For For 11 Elect Yoshiaki Fujimori Mgmt For For For 12 Elect Steven Gillis Mgmt For For For 13 Elect Shiro Kuniya Mgmt For For For 14 Elect Toshiyuki Shiga Mgmt For For For 15 Elect Yasuhiko Yamanaka Mgmt For For For 16 Elect Koji Hatsukawa Mgmt For For For 17 Elect Emiko Higashi Mgmt For For For 18 Elect Michel Orsinger Mgmt For For For 19 Bonus Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Election of Takeshi Ito to the Audit and Supervisory Committee ________________________________________________________________________________ Telecom Italia S.p.A. Ticker Security ID: Meeting Date Meeting Status TIT CINS T92778108 04/23/2020 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Ratify Co-Option of Mgmt For For For Salvatore Rossi 5 Ratify Co-Option of Mgmt For For For Franck Cadoret 6 Remuneration Policy Mgmt For For For (Binding) 7 Remuneration Report Mgmt For For For (Advisory) 8 2020-2022 Long-Term Mgmt For For For Incentive Plan 9 Authority to Issue Mgmt For For For Shares to Service 2020-2022 Long-Term Incentive Plan 10 Employee Stock Mgmt For For For Purchase Plan 11 Amendments to Article 9 Mgmt For For For ________________________________________________________________________________ Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 10/15/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Eelco Blok Mgmt For For For 3 Re-elect Craig W. Dunn Mgmt For Against Against 4 Re-elect Nora L. Mgmt For For For Scheinkestel 5 Equity Grant (MD/CEO Mgmt For For For Andrew Penn, Restricted Shares) 6 Equity Grant (MD/CEO Mgmt For For For Andrew Penn, Performance Rights) 7 Remuneration Report Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Board Spill Resolution Mgmt Against Against For (Conditional) 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/13/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Martin LAU Chi Mgmt For For For Ping 6 Elect Charles St. Mgmt For Against Against Leger Searle 7 Elect Ke Yang Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ UBS Group AG Ticker Security ID: Meeting Date Meeting Status UBSG CINS H42097107 04/29/2020 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board Mgmt For TNA N/A and Management Acts (Excluding French Cross-Border Matter) 7 Elect Axel A. Weber as Mgmt For TNA N/A Board Chair 8 Elect Jeremy Anderson Mgmt For TNA N/A 9 Elect William C. Dudley Mgmt For TNA N/A 10 Elect Reto Francioni Mgmt For TNA N/A 11 Elect Fred Hu Mgmt For TNA N/A 12 Elect Julie G. Mgmt For TNA N/A Richardson 13 Elect Beatrice Weder Mgmt For TNA N/A di Mauro 14 Elect Dieter Wemmer Mgmt For TNA N/A 15 Elect Jeanette Wong Mgmt For TNA N/A 16 Elect Mark Hughes Mgmt For TNA N/A 17 Elect Nathalie Rachou Mgmt For TNA N/A 18 Elect Julie G. Mgmt For TNA N/A Richardson as Compensation Committee Member 19 Elect Reto Francioni Mgmt For TNA N/A as Compensation Committee Member 20 Elect Dieter Wemmer as Mgmt For TNA N/A Compensation Committee Member 21 Elect Jeanette Wong as Mgmt For TNA N/A Compensation Committee Member 22 Board Compensation Mgmt For TNA N/A 23 Executive Compensation Mgmt For TNA N/A (Variable) 24 Executive Compensation Mgmt For TNA N/A (Fixed) 25 Appointment of Mgmt For TNA N/A Independent Proxy 26 Appointment of Auditor Mgmt For TNA N/A ________________________________________________________________________________ Wharf Real Estate Investment Co Ltd Ticker Security ID: Meeting Date Meeting Status 01997 CINS G9593A104 05/07/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Kevin HUI Chung Mgmt For For For Ying 5 Elect Alexander AU Siu Mgmt For Against Against Kee 6 Elect Richard Gareth Mgmt For For For Williams 7 Elect YEOH Eng Kiong Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ WPP Plc Ticker Security ID: Meeting Date Meeting Status WPP CINS G9788D103 06/10/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect John Rogers Mgmt For For For 5 Elect Sandrine Dufour Mgmt For For For 6 Elect Keith Weed Mgmt For For For 7 Elect Jasmine Whitbread Mgmt For For For 8 Elect Roberto Quarta Mgmt For For For 9 Elect Jacques Aigrain Mgmt For For For 10 Elect Tarek M. N. Mgmt For For For Farahat 11 Elect Mark Read Mgmt For For For 12 Elect Cindy Rose Mgmt For For For 13 Elect Nicole Seligman Mgmt For For For 14 Elect Sally Susman Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Wynn Macau Limited Ticker Security ID: Meeting Date Meeting Status 1128 CINS G98149100 05/29/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Matthew O. Maddox Mgmt For For For 5 Elect Nicholas R. Mgmt For For For Sallnow-Smith 6 Elect Bruce P. Mgmt For For For Rockowitz 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Mgmt For For For Repurchase Shares 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For Against Against Repurchased Shares 12 Authority to Issue Mgmt For For For Shares Under the Employee Ownership Scheme 13 Increase the Scheme Mgmt For For For Limit under the Employee Ownership Scheme ________________________________________________________________________________ Yum China Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status YUMC CUSIP 98850P109 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred Hu Mgmt For For For 2 Elect Joey Wat Mgmt For For For 3 Elect Peter A. Bassi Mgmt For For For 4 Elect Christian L. Mgmt For Against Against Campbell 5 Elect Ed CHAN Yiu Mgmt For For For Cheong 6 Elect Edouard Ettedgui Mgmt For For For 7 Elect Cyril Han Mgmt For For For 8 Elect Louis T. Hsieh Mgmt For For For 9 Elect Ruby Lu Mgmt For For For 10 Elect Zili Shao Mgmt For For For 11 Elect William Wang Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation Fund Name : VanEck Vectors Morningstar Wide Moat ETF ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status AGN CUSIP G0177J108 10/14/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Approve Scheme of Mgmt For For For Arrangement 3 Cancellation of Shares Mgmt For For For 4 Application of Reserves Mgmt For For For 5 Amendment to Articles Mgmt For For For 6 Advisory Vote on Mgmt For For For Golden Parachutes 7 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Casteen Mgmt For For For III 2 Elect Dinyar S. Devitre Mgmt For For For 3 Elect Thomas F. Mgmt For For For Farrell II 4 Elect Debra J. Mgmt For For For Kelly-Ennis 5 Elect W. Leo Kiely III Mgmt For For For 6 Elect Kathryn B. Mgmt For For For McQuade 7 Elect George Munoz Mgmt For For For 8 Elect Mark E. Newman Mgmt For For For 9 Elect Nabil Y. Sakkab Mgmt For For For 10 Elect Virginia E. Mgmt For For For Shanks 11 Elect Howard A. Mgmt For Abstain Against Willard III 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Performance Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Underage Tobacco Prevention ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Rosalind G. Mgmt For For For Brewer 3 Elect Jamie S. Gorelick Mgmt For For For 4 Elect Daniel P. Mgmt For For For Huttenlocher 5 Elect Judith A. McGrath Mgmt For For For 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Reduce Ownership Mgmt For Against Against Threshold for Shareholders to Call Special Meetings 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Food Waste 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Customer Due Diligence 16 Shareholder Proposal ShrHoldr Against For Against Regarding the Human Rights Impacts of Facial Recognition Technology 17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Hate Speech and Sale of Offensive Products 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 19 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Community Impacts 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Viewpoint Discrimination 22 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Promotion Data 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 24 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Impact Assessment 25 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect Robert A. Bradway Mgmt For For For 3 Elect Brian J. Druker Mgmt For For For 4 Elect Robert A. Eckert Mgmt For For For 5 Elect Greg C. Garland Mgmt For For For 6 Elect Fred Hassan Mgmt For For For 7 Elect Charles M. Mgmt For For For Holley, Jr. 8 Elect Tyler Jacks Mgmt For For For 9 Elect Ellen J. Kullman Mgmt For For For 10 Elect Ronald D. Sugar Mgmt For For For 11 Elect R. Sanders Mgmt For For For Williams 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Yvonne McGill Mgmt For For For 10 Elect Scott A. McGregor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Permit Shareholders To Mgmt For For For Act By Written Consent ________________________________________________________________________________ Berkshire Hathaway Inc. Ticker Security ID: Meeting Date Meeting Status BRKA CUSIP 084670702 05/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren E. Buffett Mgmt For For For 1.2 Elect Charles T. Munger Mgmt For For For 1.3 Elect Gregory E. Abel Mgmt For For For 1.4 Elect Howard G. Buffett Mgmt For For For 1.5 Elect Stephen B. Burke Mgmt For For For 1.6 Elect Kenneth I. Mgmt For For For Chenault 1.7 Elect Susan L. Decker Mgmt For For For 1.8 Elect David S. Mgmt For For For Gottesman 1.9 Elect Charlotte Guyman Mgmt For For For 1.10 Elect Ajit Jain Mgmt For For For 1.11 Elect Thomas S. Murphy Mgmt For For For 1.12 Elect Ronald L. Olson Mgmt For For For 1.13 Elect Walter Scott, Jr. Mgmt For For For 1.14 Elect Meryl B. Witmer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Policy on Board and CEO Diversity ________________________________________________________________________________ Biogen Inc. Ticker Security ID: Meeting Date Meeting Status BIIB CUSIP 09062X103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexander J. Mgmt For For For Denner 2 Elect Caroline D. Dorsa Mgmt For For For 3 Elect William A. Mgmt For For For Hawkins 4 Elect Nancy L. Leaming Mgmt For For For 5 Elect Jesus B. Mantas Mgmt For For For 6 Elect Richard C. Mgmt For For For Mulligan 7 Elect Robert W. Pangia Mgmt For For For 8 Elect Stelios Mgmt For For For Papadopoulos 9 Elect Brian S. Posner Mgmt For For For 10 Elect Eric K. Rowinsky Mgmt For For For 11 Elect Stephen A. Mgmt For For For Sherwin 12 Elect Michel Vounatsos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Blackbaud, Inc. Ticker Security ID: Meeting Date Meeting Status BLKB CUSIP 09227Q100 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy C.K. Chou Mgmt For For For 2 Elect Joyce M. Nelson Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bader M. Alsaad Mgmt For For For 2 Elect Mathis Mgmt For For For Cabiallavetta 3 Elect Pamela Daley Mgmt For For For 4 Elect William S. Mgmt For Abstain Against Demchak 5 Elect Jessica P. Mgmt For For For Einhorn 6 Elect Laurence D. Fink Mgmt For For For 7 Elect William E. Ford Mgmt For For For 8 Elect Fabrizio Freda Mgmt For For For 9 Elect Murry S. Gerber Mgmt For For For 10 Elect Margaret L. Mgmt For For For Johnson 11 Elect Robert S. Kapito Mgmt For For For 12 Elect Cheryl D. Mills Mgmt For For For 13 Elect Gordon M. Nixon Mgmt For For For 14 Elect Charles H. Mgmt For For For Robbins 15 Elect Marco Antonio Mgmt For For For Slim Domit 16 Elect Susan L. Wagner Mgmt For For For 17 Elect Mark Wilson Mgmt For For For 18 Advisory Vote on Mgmt For For For Executive Compensation 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Purpose of Corporation ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Michael W. Bonney Mgmt For Against Against 4 Elect Giovanni Caforio Mgmt For For For 5 Elect Matthew W. Emmens Mgmt For For For 6 Elect Julia A. Haller Mgmt For For For 7 Elect Dinesh C. Paliwal Mgmt For For For 8 Elect Theodore R. Mgmt For For For Samuels, II 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Karen H. Vousden Mgmt For For For 12 Elect Phyllis R. Yale Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Campbell Soup Company Ticker Security ID: Meeting Date Meeting Status CPB CUSIP 134429109 11/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fabiola R. Mgmt For For For Arredondo 2 Elect Howard M. Averill Mgmt For For For 3 Elect John P. Bilbrey Mgmt For For For 4 Elect Mark A. Clouse Mgmt For For For 5 Elect Bennett Dorrance Mgmt For For For 6 Elect Maria Teresa Mgmt For For For Hilado 7 Elect Sarah Hofstetter Mgmt For For For 8 Elect Marc B. Mgmt For For For Lautenbach 9 Elect Mary Alice D. Mgmt For For For Malone 10 Elect Keith R. Mgmt For For For McLoughlin 11 Elect Kurt Schmidt Mgmt For For For 12 Elect Archbold D. van Mgmt For For For Beuren 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen F. Arnold Mgmt For For For 2 Elect Carrie S. Cox Mgmt For For For 3 Elect Calvin Darden Mgmt For For For 4 Elect Bruce L. Downey Mgmt For For For 5 Elect Patricia Mgmt For For For Hemingway Hall 6 Elect Akhil Johri Mgmt For For For 7 Elect Michael Kaufmann Mgmt For For For 8 Elect Gregory B. Kenny Mgmt For For For 9 Elect Nancy Killefer Mgmt For For For 10 Elect J. Michael Losh Mgmt For For For 11 Elect Dean A. Mgmt For For For Scarborough 12 Elect John H. Weiland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kelly A. Ayotte Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Daniel M. Mgmt For For For Dickinson 4 Elect Juan Gallardo Mgmt For For For 5 Elect William A. Osborn Mgmt For For For 6 Elect Debra L. Mgmt For For For Reed-Klages 7 Elect Edward B. Rust, Mgmt For For For Jr. 8 Elect Susan C. Schwab Mgmt For For For 9 Elect D. James Umpleby Mgmt For For For III 10 Elect Miles D. White Mgmt For For For 11 Elect Rayford Wilkins Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect G. Andrea Botta Mgmt For For For 2 Elect Jack A. Fusco Mgmt For For For 3 Elect Vicky A. Bailey Mgmt For For For 4 Elect Nuno Brandolini Mgmt For For For 5 Elect Michele A Evans Mgmt For For For 6 Elect David I. Foley Mgmt For For For 7 Elect David B. Mgmt For For For Kilpatrick 8 Elect Andrew Langham Mgmt For For For 9 Elect Courtney R. Mgmt For For For Mather 10 Elect Donald F. Mgmt For For For Robillard, Jr. 11 Elect Neal A. Shear Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Liquid Natural Gas Investments ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Madeline S. Bell Mgmt For For For 1.3 Elect Naomi M. Bergman Mgmt For For For 1.4 Elect Edward D. Breen Mgmt For For For 1.5 Elect Gerald L. Hassell Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Honickman 1.7 Elect Maritza Gomez Mgmt For For For Montiel 1.8 Elect Asuka Nakahara Mgmt For For For 1.9 Elect David C. Novak Mgmt For For For 1.10 Elect Brian L. Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Mgmt For For For Stock Option Plan 4 Amendment to the 2002 Mgmt For For For Restricted Stock Plan 5 Advisory vote on Mgmt For For For executive compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 8 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Investigation and Report on Sexual Harassment ________________________________________________________________________________ Compass Minerals International, Inc. Ticker Security ID: Meeting Date Meeting Status CMP CUSIP 20451N101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Valdemar L. Mgmt For For For Fischer 3 Elect Richard S. Grant Mgmt For For For 4 Elect Amy J. Yoder Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Approval of the 2020 Mgmt For For For Incentive Award Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harvey Mgmt For For For Klingensmith 2 Elect Monique van Mgmt For For For Dijken Eeuwijk 3 Appointment of Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Cancellation of Mgmt For For For Repurchased Shares 6 Authority to Mgmt For For For Repurchase Shares 7 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Remuneration Report Mgmt For For For 11 Remuneration Policy Mgmt For For For 12 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Corteva, Inc. Ticker Security ID: Meeting Date Meeting Status CTVA CUSIP 22052L104 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lamberto Mgmt For For For Andreotti 2 Elect Robert A. Brown Mgmt For For For 3 Elect James C. Collins Mgmt For For For Jr. 4 Elect Klaus Engel Mgmt For For For 5 Elect Michael O. Mgmt For For For Johanns 6 Elect Lois D. Juliber Mgmt For For For 7 Elect Rebecca B. Mgmt For For For Liebert 8 Elect Marcos Marinho Mgmt For For For Lutz 9 Elect Nayaki R. Nayyar Mgmt For For For 10 Elect Gregory R. Page Mgmt For For For 11 Elect Lee M. Thomas Mgmt For For For 12 Elect Patrick J. Ward Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Approval of the Mgmt For For For Omnibus Employee Stock Purchase Plan ________________________________________________________________________________ CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect Pamela L. Carter Mgmt For For For 3 Elect James M. Foote Mgmt For For For 4 Elect Steven T. Mgmt For For For Halverson 5 Elect Paul C. Hilal Mgmt For For For 6 Elect John D. McPherson Mgmt For For For 7 Elect David M. Moffett Mgmt For For For 8 Elect Linda H. Riefler Mgmt For For For 9 Elect Suzanne M. Mgmt For For For Vautrinot 10 Elect J. Steven Whisler Mgmt For For For 11 Elect John J. Zillmer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dominion Energy, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bennett Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect D. Maybank Hagood Mgmt For For For 6 Elect John W. Harris Mgmt For For For 7 Elect Ronald W. Jibson Mgmt For For For 8 Elect Mark J. Kington Mgmt For For For 9 Elect Joseph M. Rigby Mgmt For For For 10 Elect Pamela L. Royal Mgmt For For For 11 Elect Robert H. Mgmt For For For Spilman, Jr. 12 Elect Susan N. Story Mgmt For For For 13 Elect Michael E. Mgmt For For For Szymanczyk 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Domino's Pizza, Inc. Ticker Security ID: Meeting Date Meeting Status DPZ CUSIP 25754A201 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Brandon Mgmt For For For 1.2 Elect Richard E. Mgmt For For For Allison, Jr. 1.3 Elect C. Andrew Ballard Mgmt For For For 1.4 Elect Andrew B. Balson Mgmt For For For 1.5 Elect Corie S. Barry Mgmt For For For 1.6 Elect Diana F. Cantor Mgmt For For For 1.7 Elect Richard L. Mgmt For For For Federico 1.8 Elect James A. Goldman Mgmt For For For 1.9 Elect Patricia E. Lopez Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin S. Mgmt For For For Craighead 1.2 Elect David N. Farr Mgmt For For For 1.3 Elect Gloria A. Flach Mgmt For For For 1.4 Elect Mathew S. Mgmt For For For Levatich 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Facebook, Inc. Ticker Security ID: Meeting Date Meeting Status FB CUSIP 30303M102 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peggy Alford Mgmt For Withhold Against 1.2 Elect Marc L. Mgmt For Withhold Against Andreessen 1.3 Elect Andrew W. Houston Mgmt For For For 1.4 Elect Nancy Killefer Mgmt For For For 1.5 Elect Robert M. Kimmitt Mgmt For For For 1.6 Elect Sheryl K. Mgmt For For For Sandberg 1.7 Elect Peter A. Thiel Mgmt For For For 1.8 Elect Tracey T. Travis Mgmt For For For 1.9 Elect Mark Zuckerberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Director Compensation Mgmt For Against Against Policy 4 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors 7 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Advertising 8 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights/ Civil Rights Expertise on Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Board Oversight of Civil and Human Rights Risks 10 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Online Child Exploitation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James S. Crown Mgmt For For For 2 Elect Rudy F. deLeon Mgmt For For For 3 Elect Cecil D. Haney Mgmt For For For 4 Elect Mark M. Malcolm Mgmt For For For 5 Elect James N. Mattis Mgmt For For For 6 Elect Phebe N. Mgmt For For For Novakovic 7 Elect C. Howard Nye Mgmt For For For 8 Elect William A. Osborn Mgmt For For For 9 Elect Catherine B. Mgmt For For For Reynolds 10 Elect Laura J. Mgmt For For For Schumacher 11 Elect John G. Stratton Mgmt For For For 12 Elect Peter A. Wall Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/24/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect R. Kerry Clark Mgmt For For For 2 Elect David M. Cordani Mgmt For For For 3 Elect Roger W. Mgmt For For For Ferguson, Jr. 4 Elect Jeffrey L. Mgmt For For For Harmening 5 Elect Maria G. Henry Mgmt For For For 6 Elect Elizabeth C. Mgmt For For For Lempres 7 Elect Diane L. Neal Mgmt For For For 8 Elect Stephen A. Odland Mgmt For For For 9 Elect Maria A. Sastre Mgmt For For For 10 Elect Eric D. Sprunk Mgmt For For For 11 Elect Jorge A. Uribe Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jacqueline K. Mgmt For For For Barton 2 Elect Sandra J. Horning Mgmt For For For 3 Elect Kelly A. Kramer Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect Harish Manwani Mgmt For For For 6 Elect Daniel P. O'Day Mgmt For For For 7 Elect Richard J. Mgmt For For For Whitley 8 Elect Per Wold-Olsen Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 12 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent ________________________________________________________________________________ Guidewire Software, Inc. Ticker Security ID: Meeting Date Meeting Status GWRE CUSIP 40171V100 12/17/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Dillon Mgmt For For For 1.2 Elect Michael Keller Mgmt For For For 1.3 Elect Michael Rosenbaum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Goetz Mgmt For For For 2 Elect Alyssa Henry Mgmt For For For 3 Elect Omar Ishrak Mgmt For For For 4 Elect Risa Mgmt For For For Lavizzo-Mourey 5 Elect Tsu-Jae King Liu Mgmt For For For 6 Elect Gregory D. Smith Mgmt For For For 7 Elect Robert H. Swan Mgmt For For For 8 Elect Andrew Wilson Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ John Wiley & Sons, Inc. Ticker Security ID: Meeting Date Meeting Status JW.A CUSIP 968223206 09/26/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Beth A. Birnbaum Mgmt For For For 1.2 Elect David C. Dobson Mgmt For For For 1.3 Elect William Pence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kellogg Company Ticker Security ID: Meeting Date Meeting Status K CUSIP 487836108 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephanie A. Mgmt For For For Burns 2 Elect Steve A. Mgmt For For For Cahillane 3 Elect Richard W. Mgmt For For For Dreiling 4 Elect La June Mgmt For For For Montgomery Tabron 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 8 Repeal of Classified Mgmt For For For Board 9 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ KLA Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward W. Mgmt For For For Barnholt 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect Jeneanne Hanley Mgmt For For For 4 Elect Emiko Higashi Mgmt For For For 5 Elect Kevin J. Kennedy Mgmt For For For 6 Elect Gary B. Moore Mgmt For For For 7 Elect Kiran M. Patel Mgmt For For For 8 Elect Victor Peng Mgmt For For For 9 Elect Robert A. Rango Mgmt For For For 10 Elect Richard P. Mgmt For For For Wallace 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd H. Dean Mgmt For For For 2 Elect Robert A. Eckert Mgmt For For For 3 Elect Catherine Mgmt For For For Engelbert 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Christopher Mgmt For For For Kempczinski 7 Elect Richard H. Lenny Mgmt For Against Against 8 Elect John Mulligan Mgmt For For For 9 Elect Sheila A. Penrose Mgmt For For For 10 Elect John W. Rogers, Mgmt For For For Jr. 11 Elect Paul S. Walsh Mgmt For For For 12 Elect Miles D. White Mgmt For Against Against 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2012 Mgmt For For For Omnibus Stock Ownership Plan 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Sugar and Public Health ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic J. Caruso Mgmt For For For 2 Elect N. Anthony Coles Mgmt For For For 3 Elect M. Christine Mgmt For For For Jacobs 4 Elect Donald R. Knauss Mgmt For For For 5 Elect Marie L. Knowles Mgmt For For For 6 Elect Bradley E. Lerman Mgmt For For For 7 Elect Edward A. Mueller Mgmt For For For 8 Elect Susan R. Salka Mgmt For For For 9 Elect Brian S. Tyler Mgmt For For For 10 Elect Kenneth E. Mgmt For For For Washington 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP G5960L103 12/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Craig Arnold Mgmt For For For 3 Elect Scott C. Donnelly Mgmt For For For 4 Elect Andrea J. Mgmt For For For Goldsmith 5 Elect Randall J. Mgmt For For For Hogan, III 6 Elect Omar Ishrak Mgmt For For For 7 Elect Michael O. Mgmt For For For Leavitt 8 Elect James T. Lenehan Mgmt For For For 9 Elect Geoffrey Straub Mgmt For For For Martha 10 Elect Elizabeth G. Mgmt For For For Nabel 11 Elect Denise M. O'Leary Mgmt For For For 12 Elect Kendall J. Powell Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Mary Ellen Coe Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Kenneth C. Mgmt For For For Frazier 6 Elect Thomas H. Glocer Mgmt For For For 7 Elect Risa Mgmt For For For Lavizzo-Mourey 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Christine E. Mgmt For For For Seidman 11 Elect Inge G. Thulin Mgmt For For For 12 Elect Kathy J. Warden Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act ________________________________________________________________________________ Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Sanghi Mgmt For For For 2 Elect Matthew W. Mgmt For For For Chapman 3 Elect L. B. Day Mgmt For Against Against 4 Elect Esther L. Johnson Mgmt For For For 5 Elect Wade F. Meyercord Mgmt For For For 6 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Human Rights Risks ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/04/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Reid G. Hoffman Mgmt For For For 3 Elect Hugh F. Johnston Mgmt For For For 4 Elect Teri L. Mgmt For For For List-Stoll 5 Elect Satya Nadella Mgmt For For For 6 Elect Sandra E. Mgmt For For For Peterson 7 Elect Penny S. Pritzker Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect Arne M. Sorenson Mgmt For For For 10 Elect John W. Stanton Mgmt For For For 11 Elect John W. Thompson Mgmt For For For 12 Elect Emma N. Walmsley Mgmt For For For 13 Elect Padmasree Warrior Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Non-Management Employee Representation on the Board 17 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender Pay Equity Report ________________________________________________________________________________ Nike, Inc. Ticker Security ID: Meeting Date Meeting Status NKE CUSIP 654106103 09/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan B. Graf, Jr. Mgmt For For For 1.2 Elect Peter B. Henry Mgmt For For For 1.3 Elect Michelle Peluso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald E. Mgmt For For For Blaylock 2 Elect Albert Bourla Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Scott Gottlieb Mgmt For For For 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Dan R. Littman Mgmt For For For 10 Elect Shantanu Narayen Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect James Quincey Mgmt For For For 13 Elect James C. Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder proposal ShrHoldr Against Against For regarding right to act by written consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 20 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 21 Elect Susan Mgmt For For For Desmond-Hellmann ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Andre Mgmt For For For Calantzopoulos 2 Elect Louis C. Mgmt For For For Camilleri 3 Elect Werner Geissler Mgmt For For For 4 Elect Lisa A. Hook Mgmt For For For 5 Elect Jennifer Xin-Zhe Mgmt For For For Li 6 Elect Jun Makihara Mgmt For For For 7 Elect Kalpana Morparia Mgmt For For For 8 Elect Lucio A. Noto Mgmt For For For 9 Elect Frederik Paulsen Mgmt For For For 10 Elect Robert B. Polet Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Polaris Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George W. Bilicic Mgmt For For For 2 Elect Gary E. Mgmt For For For Hendrickson 3 Elect Gwenne A. Mgmt For For For Henricks 4 Amendment to the 2007 Mgmt For For For Omnibus Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 10/11/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with United Mgmt For For For Technologies 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Raytheon Technologies Corporation Ticker Security ID: Meeting Date Meeting Status RTX CUSIP 913017109 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd J. Austin, Mgmt For For For III 2 Elect Gregory J. Hayes Mgmt For For For 3 Elect Marshall O. Mgmt For For For Larsen 4 Elect Robert K. Ortberg Mgmt For For For 5 Elect Margaret L. Mgmt For For For O'Sullivan 6 Elect Denise L. Ramos Mgmt For For For 7 Elect Fredric G. Mgmt For For For Reynolds 8 Elect Brian C. Rogers Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote 12 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Plant Closures ________________________________________________________________________________ salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc R. Benioff Mgmt For For For 2 Elect Craig A. Conway Mgmt For For For 3 Elect Parker Harris Mgmt For For For 4 Elect Alan G. Mgmt For For For Hassenfeld 5 Elect Neelie Kroes Mgmt For For For 6 Elect Colin L. Powell Mgmt For For For 7 Elect Sanford R. Mgmt For For For Robertson 8 Elect John V. Roos Mgmt For For For 9 Elect Robin L. Mgmt For For For Washington 10 Elect Maynard G. Webb Mgmt For For For 11 Elect Susan D. Wojcicki Mgmt For For For 12 Amendment to the 2013 Mgmt For For For Equity Incentive Plan 13 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ ServiceNow, Inc. Ticker Security ID: Meeting Date Meeting Status NOW CUSIP 81762P102 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William R. Mgmt For For For McDermott 2 Elect Anita M. Sands Mgmt For For For 3 Elect Dennis M. Mgmt For For For Woodside 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Repeal of Classified Mgmt For For For Board 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patrick de Mgmt For For For Saint-Aignan 2 Elect Marie A. Chandoha Mgmt For For For 3 Elect Lynn A. Dugle Mgmt For For For 4 Elect Amelia C. Fawcett Mgmt For For For 5 Elect William C. Freda Mgmt For For For 6 Elect Sara Mathew Mgmt For For For 7 Elect William L. Meaney Mgmt For For For 8 Elect Ronald. P. Mgmt For For For O'Hanley 9 Elect Sean O'Sullivan Mgmt For For For 10 Elect Richard P. Sergel Mgmt For For For 11 Elect Gregory L. Summe Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Mary K. Bush Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Freeman A. Mgmt For For For Hrabowski III 5 Elect Robert F. Mgmt For For For MacLellan 6 Elect Olympia J. Snowe Mgmt For For For 7 Elect Robert J. Stevens Mgmt For For For 8 Elect William J. Mgmt For For For Stromberg 9 Elect Richard R. Verma Mgmt For For For 10 Elect Sandra S. Mgmt For For For Wijnberg 11 Elect Alan D. Wilson Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Climate Change Proxy Voting Practices ________________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William S. Haraf Mgmt For For For 2 Elect Frank C. Mgmt For For For Herringer 3 Elect Roger O. Walther Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 7 Adoption of Proxy Mgmt For For For Access 8 Shareholder Proposal ShrHoldr Against For Against Regarding Diversity and Pay Data Reporting 9 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 06/04/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Authorization of Mgmt For For For Non-Voting Common Stock 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 10/11/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Merger with Raytheon 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Veeva Systems Inc. Ticker Security ID: Meeting Date Meeting Status VEEV CUSIP 922475108 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Carges Mgmt For For For 1.2 Elect Paul E. Mgmt For For For Chamberlain 1.3 Elect Paul Sekhri Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven D. Black Mgmt For For For 2 Elect Celeste A. Clark Mgmt For For For 3 Elect Theodore F. Mgmt For For For Craver, Jr. 4 Elect Wayne M. Hewett Mgmt For For For 5 Elect Donald M. James Mgmt For For For 6 Elect Maria R. Morris Mgmt For For For 7 Elect Charles H. Noski Mgmt For For For 8 Elect Richard B. Mgmt For For For Payne, Jr. 9 Elect Juan A. Pujadas Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect Charles W. Scharf Mgmt For For For 12 Elect Suzanne M. Mgmt For For For Vautrinot 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For Against Against 15 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw Amendment 16 Shareholder Proposal ShrHoldr Against Against For Regarding Incentive Compensation Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ Zimmer Biomet Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZBH CUSIP 98956P102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Gail K. Boudreaux Mgmt For For For 4 Elect Michael J. Mgmt For For For Farrell 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Robert A. Mgmt For For For Hagemann 7 Elect Bryan C Hanson Mgmt For For For 8 Elect Arthur J. Higgins Mgmt For For For 9 Elect Maria Teresa Mgmt For For For Hilado 10 Elect Syed Jafry Mgmt For For For 11 Elect Michael W. Mgmt For For For Michelson 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation Fund Name : VanEck Vectors Mortgage REIT Income ETF ________________________________________________________________________________ AG Mortgage Investment Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MITT CUSIP 001228105 06/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect T.J. Durkin Mgmt For Withhold Against 1.2 Elect Debra A. Hess Mgmt For For For 1.3 Elect Joseph LaManna Mgmt For For For 1.4 Elect Peter Linneman Mgmt For For For 1.5 Elect David Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2020 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ AGNC Investment Corp. Ticker Security ID: Meeting Date Meeting Status AGNC CUSIP 00123Q104 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna J. Blank Mgmt For For For 2 Elect Morris A. Davis Mgmt For For For 3 Elect John D. Fisk Mgmt For For For 4 Elect Prue B. Larocca Mgmt For For For 5 Elect Paul E. Mullings Mgmt For For For 6 Elect Frances R Spark Mgmt For For For 7 Elect Gary D. Kain Mgmt For For For 8 Increase of Authorized Mgmt For For For Common Stock 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francine J. Mgmt For For For Bovich 2 Elect Katie B. Fallon Mgmt For For For 3 Elect David L. Mgmt For For For Finkelstein 4 Elect Thomas Hamilton Mgmt For For For 5 Elect Kathy H. Hannan Mgmt For For For 6 Elect John H. Schaefer Mgmt For For For 7 Elect Glenn A. Votek Mgmt For For For 8 Elect Vicki Williams Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of the 2020 Mgmt For For For Equity Incentive Plan 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr N/A For N/A Regarding Right to Act by Written Consent ________________________________________________________________________________ Apollo Commercial Real Estate Finance, Inc. Ticker Security ID: Meeting Date Meeting Status ARI CUSIP 03762U105 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark C. Biderman Mgmt For For For 1.2 Elect Brenna Haysom Mgmt For For For 1.3 Elect Robert A. Kasdin Mgmt For For For 1.4 Elect Katherine G. Mgmt For For For Newman 1.5 Elect Eric L. Press Mgmt For Withhold Against 1.6 Elect Scott S. Prince Mgmt For For For 1.7 Elect Stuart A. Mgmt For For For Rothstein 1.8 Elect Michael E. Mgmt For For For Salvati 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Arbor Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status ABR CUSIP 038923108 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ivan Kaufman Mgmt For For For 1.2 Elect Melvin F. Lazar Mgmt For For For 1.3 Elect George Tsunis Mgmt For For For 1.4 Elect Kenneth J. Bacon Mgmt For For For 2 Amendment to the 2017 Mgmt For Against Against Omnibus Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Armour Residential REIT, Inc. Ticker Security ID: Meeting Date Meeting Status ARR CUSIP 042315507 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott J. Ulm Mgmt For For For 1.2 Elect Jeffrey J. Zimmer Mgmt For For For 1.3 Elect Daniel C. Staton Mgmt For For For 1.4 Elect Marc H. Bell Mgmt For Withhold Against 1.5 Elect Z. Jamie Behar Mgmt For For For 1.6 Elect Carolyn Downey Mgmt For For For 1.7 Elect Thomas K. Guba Mgmt For For For 1.8 Elect Robert C. Hain Mgmt For For For 1.9 Elect John P. Hollihan Mgmt For For For III 1.10 Elect Stewart J. Mgmt For For For Paperin 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Blackstone Mortgage Trust, Inc. Ticker Security ID: Meeting Date Meeting Status BXMT CUSIP 09257W100 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Nash Mgmt For For For 1.2 Elect Stephen D. Plavin Mgmt For For For 1.3 Elect Leonard W. Cotton Mgmt For For For 1.4 Elect Thomas E. Mgmt For For For Dobrowski 1.5 Elect Martin L. Edelman Mgmt For For For 1.6 Elect Henry N. Nassau Mgmt For Withhold Against 1.7 Elect Jonathan L. Mgmt For Withhold Against Pollack 1.8 Elect Lynne B. Sagalyn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Broadmark Realty Capital Inc. Ticker Security ID: Meeting Date Meeting Status BRMK CUSIP 11135B100 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph L. Mgmt For For For Schocken 2 Elect Jeffrey B. Pyatt Mgmt For For For 3 Elect Stephen G. Mgmt For For For Haggerty 4 Elect Daniel J. Hirsch Mgmt For For For 5 Elect Kevin M. Luebbers Mgmt For For For 6 Elect Norma J. Lawrence Mgmt For For For 7 Elect David A. Karp Mgmt For For For 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack Biegler Mgmt For For For 2 Elect Michelle P. Mgmt For For For Goolsby 3 Elect Gary Keiser Mgmt For For For 4 Elect Christopher W. Mgmt For For For Mahowald 5 Elect Michael G. O'Neil Mgmt For For For 6 Elect Phillip A. Mgmt For For For Reinsch 7 Elect Mark S. Whiting Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chimera Investment Corporation Ticker Security ID: Meeting Date Meeting Status CIM CUSIP 16934Q208 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Donlin Mgmt For For For 2 Elect Mark Abrams Mgmt For For For 3 Elect Gerard Creagh Mgmt For For For 4 Elect Brian P. Reilly Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Colony Credit Real Estate, Inc. Ticker Security ID: Meeting Date Meeting Status CLNC CUSIP 19625T101 05/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine D. Rice Mgmt For For For 2 Elect Vernon B. Mgmt For For For Schwartz 3 Elect John E. Mgmt For For For Westerfield 4 Elect Winston W. Wilson Mgmt For For For 5 Elect Mark M. Hedstrom Mgmt For For For 6 Elect Michael J. Mazzei Mgmt For For For 7 Elect Andrew E. Witt Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Granite Point Mortgage Trust Inc Ticker Security ID: Meeting Date Meeting Status GPMT CUSIP 38741L107 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Tanuja M. Dehne Mgmt For For For 2 Elect Martin A. Kamarck Mgmt For For For 3 Elect Stephen G. Kasnet Mgmt For For For 4 Elect W. Reid Sanders Mgmt For For For 5 Elect John A. Taylor Mgmt For For For 6 Elect Hope B. Woodhouse Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hannon Armstrong Sustainable Infrastructure Capital, Inc. Ticker Security ID: Meeting Date Meeting Status HASI CUSIP 41068X100 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey W. Eckel Mgmt For For For 1.2 Elect Teresa M. Brenner Mgmt For For For 1.3 Elect Michael T. Mgmt For For For Eckhart 1.4 Elect Simone F. Mgmt For For For Lagomarsino 1.5 Elect Charles M. O'Neil Mgmt For For For 1.6 Elect Richard J. Mgmt For For For Osborne 1.7 Elect Steve G. Osgood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Invesco Mortgage Capital Inc. Ticker Security ID: Meeting Date Meeting Status IVR CUSIP 46131B100 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John S. Day Mgmt For For For 2 Elect Carolyn B. Mgmt For For For Handlon 3 Elect Edward J. Hardin Mgmt For For For 4 Elect James R. Lientz, Mgmt For For For Jr. 5 Elect Dennis P. Mgmt For For For Lockhart 6 Elect Gregory G. Mgmt For For For McGreevey 7 Elect Loren M. Starr Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ KKR Real Estate Finance Trust Inc. Ticker Security ID: Meeting Date Meeting Status KREF CUSIP 48251K100 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terrance R. Ahern Mgmt For For For 1.2 Elect Irene M. Esteves Mgmt For For For 1.3 Elect Todd A. Fisher Mgmt For For For 1.4 Elect Jonathan A. Mgmt For For For Langer 1.5 Elect Christen E.J. Lee Mgmt For For For 1.6 Elect Paula B. Madoff Mgmt For For For 1.7 Elect Deborah H. Mgmt For For For McAneny 1.8 Elect Ralph F. Mgmt For Withhold Against Rosenberg 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ladder Capital Corp Ticker Security ID: Meeting Date Meeting Status LADR CUSIP 505743104 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Harris Mgmt For For For 1.2 Elect Mark Alexander Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Laurie S. Goodman Mgmt For For For 2 Elect Craig L. Knutson Mgmt For For For 3 Elect Richard C. Wald Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the Mgmt For For For Equity Compensation Plan ________________________________________________________________________________ New Residential Investment Corp. Ticker Security ID: Meeting Date Meeting Status NRZ CUSIP 64828T201 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela F. Lenehan Mgmt For For For 1.2 Elect David Saltzman Mgmt For For For 1.3 Elect Alan L. Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors ________________________________________________________________________________ New York Mortgage Trust, Inc. Ticker Security ID: Meeting Date Meeting Status NYMT CUSIP 649604501 06/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David R. Bock Mgmt For For For 2 Elect Michael B. Mgmt For For For Clement 3 Elect Alan L. Hainey Mgmt For For For 4 Elect Steven R. Mumma Mgmt For For For 5 Elect Steven G. Norcutt Mgmt For For For 6 Elect Lisa A. Mgmt For For For Pendergast 7 Elect Jason T. Serrano Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pennymac Mortgage Investment Trust Ticker Security ID: Meeting Date Meeting Status PMT CUSIP 70931T103 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Preston Mgmt For For For DuFauchard 2 Elect Nancy McAllister Mgmt For For For 3 Elect Stacey D. Stewart Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Redwood Trust, Inc. Ticker Security ID: Meeting Date Meeting Status RWT CUSIP 758075402 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Baum Mgmt For For For 2 Elect Christopher J. Mgmt For For For Abate 3 Elect Douglas B. Hansen Mgmt For For For 4 Elect Debora D. Horvath Mgmt For For For 5 Elect Greg H. Kubicek Mgmt For For For 6 Elect Fred J. Matera Mgmt For For For 7 Elect Jeffrey T. Pero Mgmt For For For 8 Elect Georganne C. Mgmt For For For Proctor 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Increase of Authorized Mgmt For For For Common Stock 12 Amendment to the 2014 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ Starwood Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status STWD CUSIP 85571B105 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard D. Mgmt For For For Bronson 1.2 Elect Jeffrey G. Mgmt For For For Dishner 1.3 Elect Camille Douglas Mgmt For For For 1.4 Elect Solomon J. Kumin Mgmt For For For 1.5 Elect Fred S. Ridley Mgmt For For For 1.6 Elect Barry S. Mgmt For For For Sternlicht 1.7 Elect Strauss Zelnick Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TPG RE Finance Trust, Inc. Ticker Security ID: Meeting Date Meeting Status TRTX CUSIP 87266M107 06/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Avi Banyasz Mgmt For For For 1.2 Elect Greta Guggenheim Mgmt For For For 1.3 Elect Kelvin L. Davis Mgmt For Withhold Against 1.4 Elect Michael Gillmore Mgmt For For For 1.5 Elect Wendy A. Mgmt For For For Silverstein 1.6 Elect Bradley Smith Mgmt For For For 1.7 Elect Gregory A. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Two Harbors Investment Corp. Ticker Security ID: Meeting Date Meeting Status TWO CUSIP 90187B408 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect James J. Bender Mgmt For For For 3 Elect Karen Hammond Mgmt For For For 4 Elect Stephen G. Kasnet Mgmt For For For 5 Elect W. Reid Sanders Mgmt For For For 6 Elect Thomas E. Siering Mgmt For For For 7 Elect James A. Stern Mgmt For For For 8 Elect Hope B. Woodhouse Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Asset Mortgage Capital Corp. Ticker Security ID: Meeting Date Meeting Status WMC CUSIP 95790D105 06/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward D. Fox Mgmt For For For 1.2 Elect James W. Mgmt For For For Hirschmann 1.3 Elect Ranjit M. Mgmt For For For Kripalani 1.4 Elect M. Christian Mgmt For For For Mitchell 1.5 Elect Jennifer W. Mgmt For For For Murphy 1.6 Elect Lisa G. Quateman Mgmt For For For 1.7 Elect Richard W. Roll Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Natural Resources ETF ________________________________________________________________________________ Adecoagro S.A. Ticker Security ID: Meeting Date Meeting Status AGRO CUSIP L00849106 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of the Mgmt For For For Consolidated Financial Statements 2 Approval of 2019 Mgmt For For For Accounts 3 Allocation of 2019 Mgmt For For For Results 4 Discharge of Directors Mgmt For For For 5 Approval of 2019 Mgmt For For For Directors' Fees 6 Appointment of Auditor Mgmt For For For 7 Elect Plinio Villares Mgmt For For For Musetti 8 Elect Daniel C. Mgmt For For For Gonzalez 9 Elect Mariano Bosch Mgmt For For For 10 Approval of 2020 Mgmt For For For Directors' Fees 11 Amendment of the Mgmt For For For Authorised Share Capital 12 Amendments to Articles Mgmt For For For Regarding Authorised Capital 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy V. Armes Mgmt For For For 2 Elect Michael C. Arnold Mgmt For For For 3 Elect Sondro L. Barbour Mgmt For For For 4 Elect P. George Benson Mgmt For For For 5 Elect Suzanne P. Clark Mgmt For For For 6 Elect Wolfgang Deml Mgmt For For For 7 Elect George E. Minnich Mgmt For For For 8 Elect Martin H. Mgmt For For For Richenhagen 9 Elect Gerald L. Shaheen Mgmt For For For 10 Elect Mallika Mgmt For For For Srinivasan 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agnico Eagle Mines Limited Ticker Security ID: Meeting Date Meeting Status AEM CUSIP 008474108 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leanne M. Baker Mgmt For For For 1.2 Elect Sean Boyd Mgmt For For For 1.3 Elect Martine A. Celej Mgmt For For For 1.4 Elect Robert J. Gemmell Mgmt For For For 1.5 Elect Mel Leiderman Mgmt For For For 1.6 Elect Deborah A. Mgmt For For For McCombe 1.7 Elect James D. Nasso Mgmt For For For 1.8 Elect Sean Riley Mgmt For For For 1.9 Elect J. Merfyn Roberts Mgmt For For For 1.10 Elect Jamie C. Sokalsky Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aguas Andinas S.A. Ticker Security ID: Meeting Date Meeting Status AGUASA CINS P4171M125 04/27/2020 Voted Meeting Type Country of Trade Ordinary Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Related Party Mgmt For For For Transactions 4 Appointment of Auditor Mgmt For For For 5 Appointment of Risk Mgmt For For For Rating Agencies 6 Directors' Fees Mgmt For For For 7 Report on Board of Mgmt For For For Directors' Expenses 8 Directors' Committee Mgmt For For For Fees and Budget 9 Report of the Mgmt For For For Directors' Committee Acts and Expenditure 10 Publication of Company Mgmt For For For Notices 11 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/20/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Ellingham Mgmt For For For 1.2 Elect David Fleck Mgmt For For For 1.3 Elect David Gower Mgmt For For For 1.4 Elect Claire M. Kennedy Mgmt For For For 1.5 Elect John A. McCluskey Mgmt For For For 1.6 Elect Monique Mercier Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect J. Robert S. Mgmt For For For Prichard 1.9 Elect Ronald E. Smith Mgmt For For For 1.10 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alcoa Corporation Ticker Security ID: Meeting Date Meeting Status AA CUSIP 013872106 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael G. Morris Mgmt For For For 2 Elect Mary Anne Citrino Mgmt For For For 3 Elect Pasquale (Pat) Mgmt For For For Fiore 4 Elect Timothy P. Flynn Mgmt For For For 5 Elect Kathryn S. Fuller Mgmt For For For 6 Elect Roy C. Harvey Mgmt For For For 7 Elect James A. Hughes Mgmt For For For 8 Elect James E. Nevels Mgmt For For For 9 Elect Carol L. Roberts Mgmt For For For 10 Elect Suzanne Mgmt For For For Sitherwood 11 Elect Steven W. Mgmt For For For Williams 12 Elect Ernesto Zedillo Mgmt For For For Ponce de Leon 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Algonquin Power & Utilities Corp. Ticker Security ID: Meeting Date Meeting Status AQN CUSIP 015857105 06/04/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Christopher Ball Mgmt For For For 2.2 Elect Melissa Mgmt For For For Stapleton Barnes 2.3 Elect Christopher Mgmt For For For Huskilson 2.4 Elect Christopher Mgmt For Withhold Against Jarratt 2.5 Elect D. Randy Laney Mgmt For For For 2.6 Elect Kenneth Moore Mgmt For For For 2.7 Elect Ian Robertson Mgmt For For For 2.8 Elect Masheed Saidi Mgmt For For For 2.9 Elect Dilek Samil Mgmt For For For 2.10 Elect George Steeves Mgmt For For For 3 Amendment to the Mgmt For For For Employee Share Purchase Plan 4 Amendments to Articles Mgmt For For For regarding Virtual Meetings 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alumina Limited Ticker Security ID: Meeting Date Meeting Status AWC CINS Q0269M109 05/20/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter Day Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Mike Ferraro) ________________________________________________________________________________ Aluminum Corporation of China Limited Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 06/23/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Give Mgmt For For For Guarantees by the Company to Chalco Hong Kong Investment 7 Authority to Give Mgmt For For For Guarantees by the Company and Chalco Shandong to Xinghua Technology 8 Authority to Give Mgmt For For For Guarantees by the Company to Ningxia Energy and its subsidiaries 9 Directors and Mgmt For Abstain Against Supervisors' Remuneration Standards 10 Renewal of Liability Mgmt For For For Insurance 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For For For Domestic Bonds 13 Authority to Issue Mgmt For For For Overseas Bonds 14 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights ________________________________________________________________________________ Aluminum Corporation of China Limited Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 12/10/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For and Rules of Procedures 3 Acquisition via Share Mgmt For For For Subscription 4 Elect OU Xiaowu Mgmt For Against Against 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ American States Water Company Ticker Security ID: Meeting Date Meeting Status AWR CUSIP 029899101 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Fielder Mgmt For For For 1.2 Elect C. James Levin Mgmt For For For 1.3 Elect Janice F. Wilkins Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 08/08/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes ________________________________________________________________________________ Angang Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0347 CINS Y0132D105 03/16/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect LI Zhongwu Mgmt For For For 3 Elect Wang Wanglin Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Wang Baojun Mgmt For Against Against 6 Elect Li Wenbing Mgmt For Against Against 7 Amendments to Articles Mgmt For Against Against of Association ________________________________________________________________________________ Angang Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0347 CINS Y0132D105 05/28/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue H Mgmt For Against Against Shares or Other Transferable Rights w/o Preemptive Rights 10 Authority to Issue Mgmt For For For Ultra Short-Term Debt Instruments 11 Authority to Issue Mgmt For For For Short-Term Debt Instruments 12 Authority to Issue Mgmt For For For Medium-Term Debt Instruments ________________________________________________________________________________ Anglo American Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 06/25/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Cutifani Mgmt For For For 2 Elect John M. Vice Mgmt For For For 3 Elect Nkateko (Peter) Mgmt For For For Mageza 4 Elect Natascha Viljoen Mgmt For For For 5 Elect Audit and Risk Mgmt For For For Committee Member (Nkateko (Peter) Mageza) 6 Elect Audit and Risk Mgmt For For For Committee Member (John M. Vice) 7 Elect Audit and Risk Mgmt For For For Committee Member (Dhanasagree (Daisy) Naidoo) 8 Appointment of Auditor Mgmt For For For 9 Amendment to Long Term Mgmt For For For Incentives Plan 10 General Authority to Mgmt For For For Issue Shares 11 Authorisation of Legal Mgmt For For For Formalities 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For 15 Approve Financial Mgmt For For For Assistance 16 Authority to Mgmt For For For Repurchase Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 05/05/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Elect Hixonia Nyasulu Mgmt For For For 4 Elect Nonkululeko Mgmt For For For Nyembezi 5 Elect Ian R. Ashby Mgmt For For For 6 Elect Marcelo H. Bastos Mgmt For For For 7 Elect Stuart Chambers Mgmt For For For 8 Elect Mark Cutifani Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Tony O'Neill Mgmt For For For 11 Elect Stephen T. Pearce Mgmt For For For 12 Elect Jim Rutherford Mgmt For For For 13 Elect Anne Stevens Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Remuneration Policy Mgmt For For For (Binding) 17 Remuneration Report Mgmt For For For (Advisory) 18 Long-Term Incentive Mgmt For For For Plan 19 Bonus Share Plan Mgmt For For For 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Sipho M. Mgmt For For For Pityana 2 Re-elect Albert H. Mgmt For For For Garner 3 Re-elect Rhidwaan Mgmt For For For Gasant 4 Elect Maria Ramos Mgmt For For For 5 Elect Nelisiwe Magubane Mgmt For For For 6 Elect Audit and Risk Mgmt For For For Committee Member (Rhidwaan Gasant) 7 Elect Audit and Risk Mgmt For For For Committee Member (Maria Richter) 8 Elect Audit and Risk Mgmt For For For Committee Member (Alan M. Ferguson) 9 Elect Audit and Risk Mgmt For For For Committee Member (Jochen Tilk) 10 Appointment of Auditor Mgmt For For For 11 General Authority to Mgmt For For For Issue Shares 12 Remuneration Policy Mgmt For For For 13 Remuneration Mgmt For For For Implementation Report 14 Approve NEDs' Fees Mgmt For For For 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Amendments to Mgmt For For For Memorandum of Incorporation 19 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ Antofagasta plc Ticker Security ID: Meeting Date Meeting Status ANTO CINS G0398N128 05/20/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Final Dividend Mgmt For For For 5 Elect Jean-Paul Luksic Mgmt For For For Fontbona 6 Elect Manuel Lino S. Mgmt For For For De Sousa-Oliveira 7 Elect Ramon F. Jara Mgmt For For For 8 Elect Juan Claro Mgmt For For For Gonzalez 9 Elect Andronico Luksic Mgmt For For For Craig 10 Elect Vivianne Blanlot Mgmt For For For 11 Elect Jorge Bande Bruck Mgmt For For For 12 Elect Francisca Castro Mgmt For For For Fones 13 Elect A.E. Michael Mgmt For For For Anglin 14 Elect Tony Jensen Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Annell R. Bay Mgmt For For For 2 Elect John J. Mgmt For For For Christmann IV 3 Elect Juliet S. Ellis Mgmt For For For 4 Elect Chansoo Joung Mgmt For For For 5 Elect Rene R. Joyce Mgmt For For For 6 Elect John E. Lowe Mgmt For For For 7 Elect William C. Mgmt For For For Montgomery 8 Elect Amy H. Nelson Mgmt For For For 9 Elect Daniel W. Rabun Mgmt For For For 10 Elect Peter A. Ragauss Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MTL CINS L0302D210 06/13/2020 Voted Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Approve Omission of Mgmt For For For Dividends 4 Allocation of Losses Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Elect Lakshmi N. Mittal Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Elect Michel Wurth Mgmt For For For 12 Elect Aditya Mittal Mgmt For For For 13 Elect Etienne Schneider Mgmt For For For 14 Authority to Mgmt For For For Repurchase and Reissue Shares 15 Appointment of Auditor Mgmt For For For 16 Performance Share Unit Mgmt For For For Plan 17 Increase in Authorised Mgmt For For For Capital ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael S. Burke Mgmt For For For 2 Elect Terrell K. Crews Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Suzan F. Harrison Mgmt For For For 6 Elect Juan R. Luciano Mgmt For For For 7 Elect Patrick J. Moore Mgmt For For For 8 Elect Francisco Sanchez Mgmt For For For 9 Elect Debra A. Sandler Mgmt For For For 10 Elect Lei Z. Schlitz Mgmt For For For 11 Elect Kelvin R. Mgmt For For For Westbrook 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 11/29/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Edward (Ed) Mgmt For Against Against M. Southey 2 Re-elect William Mgmt For For For (Bill) F. Urmson 3 Election of Audit and Mgmt For Against Against Risk Committee Chair (Ed Southey) 4 Election of Audit and Mgmt For For For Risk Committee Member (Bill Urmson) 5 Election of Audit and Mgmt For For For Risk Committee Member (Sydney Mhlarhi) 6 Approve Remuneration Mgmt For Against Against Policy 7 Approve Remuneration Mgmt For Against Against Implementation Report 8 Approve Financial Mgmt For For For Assistance 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Astral Foods Limited Ticker Security ID: Meeting Date Meeting Status ARL CINS S0752H102 02/06/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Saleh Mayet Mgmt For For For 3 Re-elect Willem Mgmt For For For Frederick Potgieter 4 Re-elect Theunis Eloff Mgmt For For For 5 Re-elect Tshepo M. Mgmt For For For Shabangu 6 Elect Audit and Risk Mgmt For For For Management Committee Member (Diederik J. Fouche) 7 Elect Audit and Risk Mgmt For For For Management Committee Member (S Mayet) 8 Elect Audit and Risk Mgmt For For For Management Committee Member (Tshepo M. Shabangu) 9 Election of Social and Mgmt For For For Ethics Committee Member (Gary D. Arnold) 10 Election of Social and Mgmt For For For Ethics Committee Member (Theunis Eloff) 11 Election of Social and Mgmt For For For Ethics Committee Member (LW Hansen) 12 Election of Social and Mgmt For For For Ethics Committee Member (Takalani P. Maumela) 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Approve Remuneration Mgmt For For For Policy 16 Approve Remuneration Mgmt For For For Implementation Report 17 Authorisation of Legal Mgmt For For For Formalities 18 Approve NEDs' Fees Mgmt For For For 19 Approve Financial Mgmt For For For Assistance (Related and Inter-related Companies) 20 Authority to Mgmt For For For Repurchase Shares 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Atlantica Yield plc Ticker Security ID: Meeting Date Meeting Status AY CUSIP G0751N103 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For Against Against (Binding) 4 Elect Jackson Robinson Mgmt For For For 5 Elect Andrea Brentan Mgmt For For For 6 Elect Robert Dove Mgmt For Against Against 7 Elect Francisco Jose Mgmt For For For Martinez 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Change in Company Name Mgmt For For For 11 Ratification of Mgmt For For For Dividends ________________________________________________________________________________ B2Gold Corp. Ticker Security ID: Meeting Date Meeting Status BTO CUSIP 11777Q209 06/12/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kevin Bullock Mgmt For For For 2.2 Elect Robert Cross Mgmt For For For 2.3 Elect Robert Gayton Mgmt For For For 2.4 Elect Clive Johnson Mgmt For For For 2.5 Elect George Johnson Mgmt For For For 2.6 Elect Jerry R. Korpan Mgmt For For For 2.7 Elect Bongani Mtshisi Mgmt For For For 2.8 Elect Robin Weisman Mgmt For For For 2.9 Elect Liane Kelly Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Mgmt For For For Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Baker Hughes Company Ticker Security ID: Meeting Date Meeting Status BKR CUSIP 05722G100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Gregory D. Mgmt For For For Brenneman 1.3 Elect Cynthia B. Mgmt For For For Carroll 1.4 Elect Clarence P. Mgmt For For For Cazalot, Jr. 1.5 Elect Nelda J. Connors Mgmt For For For 1.6 Elect Gregory L. Ebel Mgmt For For For 1.7 Elect Lynn L. Elsenhans Mgmt For For For 1.8 Elect John G. Rice Mgmt For For For 1.9 Elect Lorenzo Simonelli Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bakkafrost P/F Ticker Security ID: Meeting Date Meeting Status BAKKA CINS K0840B107 04/03/2020 Take No Action Meeting Type Country of Trade Annual Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair 5 Report of the Board of Mgmt For TNA N/A Directors 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Mgmt For TNA N/A Profits/Dividends 8 Election of Directors Mgmt For TNA N/A 9 Elect Runi M. Hansen Mgmt For TNA N/A as chair 10 Directors' Fees Mgmt For TNA N/A 11 Election of Nomination Mgmt For TNA N/A Committee Members 12 Nomination Committee Mgmt For TNA N/A Fees 13 Appointment of Auditor Mgmt For TNA N/A 14 Remuneration Policy Mgmt For TNA N/A 15 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 16 Transaction of Other Mgmt N/A TNA N/A Business ________________________________________________________________________________ Bakkafrost P/F Ticker Security ID: Meeting Date Meeting Status BAKKA CINS K0840B107 10/18/2019 Take No Action Meeting Type Country of Trade Special Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Presiding Mgmt For TNA N/A Chair 2 Private Placement Mgmt For TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Bristow Mgmt For For For 1.2 Elect Gustavo A. Mgmt For For For Cisneros 1.3 Elect Christopher L. Mgmt For For For Coleman 1.4 Elect J. Michael Evans Mgmt For For For 1.5 Elect Brian L. Mgmt For For For Greenspun 1.6 Elect J. Brett Harvey Mgmt For For For 1.7 Elect Andrew J. Quinn Mgmt For For For 1.8 Elect Loreto Silva Mgmt For For For Rojas 1.9 Elect John L. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bega Cheese Limited Ticker Security ID: Meeting Date Meeting Status BGA CINS Q14034104 10/29/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Patria M. Mann Mgmt For For For ________________________________________________________________________________ BHP Group Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/07/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For (BHP Group plc & BHP Group Limited) 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 6 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 7 Authority to Mgmt For For For Repurchase Shares 8 Remuneration Policy Mgmt For For For (Binding - UK) 9 Remuneration Report Mgmt For For For (Advisory- UK) 10 Remuneration Report Mgmt For For For (Advisory -AUS) 11 Equity Grant (CEO Mgmt For For For Andrew Mackenzie) 12 Elect Ian D. Cockerill Mgmt For For For 13 Elect Susan Kilsby Mgmt For For For 14 Elect Terence (Terry) Mgmt For For For J. Bowen 15 Elect Malcolm W. Mgmt For For For Broomhead 16 Elect Anita M. Frew Mgmt For For For 17 Elect Andrew Mackenzie Mgmt For For For 18 Elect Lindsay P. Mgmt For For For Maxsted 19 Elect John Mogford Mgmt For For For 20 Elect Shriti Vadera Mgmt For For For 21 Elect Ken N. MacKenzie Mgmt For For For 22 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 23 Shareholder Proposal ShrHoldr Against Against For Regarding Suspension of Industry Association Memberships ________________________________________________________________________________ BillerudKorsnas AB Ticker Security ID: Meeting Date Meeting Status BILL CINS W16021102 05/05/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Ratification of Board Mgmt For For For and CEO Acts 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Board Size Mgmt For For For 13 Directors and Mgmt For For For Auditors' Fees 14 Elect Tobias Auchli Mgmt For For For 15 Elect Andrea Gisle Mgmt For For For Joosen 16 Elect Bengt Hammar Mgmt For For For 17 Elect Michael Kaufmann Mgmt For Against Against 18 Elect Kristina Schauman Mgmt For For For 19 Elect Victoria Van Camp Mgmt For For For 20 Elect Jan Astrom Mgmt For For For 21 Elect Jan Svensson Mgmt For Against Against 22 Election of Chair and Mgmt For Against Against Vice Chair 23 Appointment of Auditor Mgmt For For For 24 Remuneration Policy Mgmt For For For 25 Long-Term Incentive Mgmt For For For Programme 2020 26 Authority to Transfer Mgmt For For For Treasury Shares Pursuant to LTIP 27 Authority to Mgmt For For For Repurchase Shares 28 Amendments to Articles Mgmt For For For 29 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Abolition of Voting Differentiation 30 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Representation for Small and Medium-sized Shareholders 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Meeting Note N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A 35 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BlueScope Steel Limited Ticker Security ID: Meeting Date Meeting Status BSL CINS Q1415L177 11/21/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Ewen G.W. Crouch Mgmt For For For 4 Equity Grant (MD/CEO Mgmt For For For Mark Vassella - STIP) 5 Equity Grant (MD/CEO Mgmt For For For Mark Vassella - LTIP) 6 Approve Share Buy-Back Mgmt For For For ________________________________________________________________________________ Boliden AB Ticker Security ID: Meeting Date Meeting Status BOL CINS W17218152 04/28/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Mgmt For For For Profits/Dividends 16 Ratification of Board Mgmt For For For and CEO Acts 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size; Number of Mgmt For For For Auditors 19 Directors' Fees Mgmt For For For 20 Elect Helene Bistrom Mgmt For For For 21 Elect Tom Erixon Mgmt For For For 22 Elect Michael G:son Low Mgmt For For For 23 Elect Perttu Louhiluoto Mgmt For For For 24 Elect Elisabeth Nilsson Mgmt For For For 25 Elect Pia Rudengren Mgmt For For For 26 Elect Anders Ullberg Mgmt For Against Against 27 Elect Anders Ullberg Mgmt For Against Against as Chair 28 Authority to Set Mgmt For For For Auditor's Fees 29 Appointment of Auditor Mgmt For For For 30 Remuneration Policy Mgmt For For For 31 Election of Nomination Mgmt For For For Committee Members 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 05/27/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Bernard Looney Mgmt For For For 5 Elect Brian Gilvary Mgmt For For For 6 Elect Alison J. Mgmt For For For Carnwath 7 Elect Pamela Daley Mgmt For For For 8 Elect Ian E.L. Davis Mgmt For For For 9 Elect Dame Ann Dowling Mgmt For For For 10 Elect Helge Lund Mgmt For For For 11 Elect Melody B. Meyer Mgmt For For For 12 Elect Brendan R. Nelson Mgmt For For For 13 Elect Paula Rosput Mgmt For For For Reynolds 14 Elect John Sawers Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Executive Incentive Mgmt For For For Plan 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sheila C. Bair Mgmt For For For 2 Elect Vinita Bali Mgmt For For For 3 Elect Carol M. Browner Mgmt For For For 4 Elect Andrew A. Ferrier Mgmt For For For 5 Elect Paul J. Fribourg Mgmt For For For 6 Elect J. Erik Fyrwald Mgmt For For For 7 Elect Gregory A. Mgmt For For For Heckman 8 Elect Bernardo Hees Mgmt For For For 9 Elect Kathleen Hyle Mgmt For For For 10 Elect Henry W. Winship Mgmt For For For 11 Elect Mark N. Zenuk Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Fix Remuneration 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2016 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy M. Ables Mgmt For Withhold Against 1.2 Elect Rhys J. Best Mgmt For Withhold Against 1.3 Elect Robert S. Boswell Mgmt For For For 1.4 Elect Amanda M. Brock Mgmt For For For 1.5 Elect Peter B. Delaney Mgmt For For For 1.6 Elect Dan O. Dinges Mgmt For For For 1.7 Elect Robert Kelley Mgmt For For For 1.8 Elect W. Matt Ralls Mgmt For Withhold Against 1.9 Elect Marcus A. Watts Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ California Water Service Group Ticker Security ID: Meeting Date Meeting Status CWT CUSIP 130788102 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory E. Aliff Mgmt For For For 2 Elect Terry P. Bayer Mgmt For For For 3 Elect Shelly M. Esque Mgmt For For For 4 Elect Martin A. Mgmt For For For Kropelnicki 5 Elect Thomas M. Krummel Mgmt For For For 6 Elect Richard P. Mgmt For For For Magnuson 7 Elect Scott L. Morris Mgmt For For For 8 Elect Peter C. Nelson Mgmt For For For 9 Elect Carol M. Mgmt For For For Pottenger 10 Elect Lester A. Snow Mgmt For For For 11 Elect Patricia K. Mgmt For For For Wagner 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Caltex Australia Limited Ticker Security ID: Meeting Date Meeting Status CTX CINS Q19884107 05/14/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Melinda B. Mgmt For For For Conrad 3 Remuneration Report Mgmt For For For 4 Change of Company Name Mgmt For For For (to Ampol Limited) ________________________________________________________________________________ Canadian Natural Resources Limited Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine M. Best Mgmt For For For 1.2 Elect M. Elizabeth Mgmt For For For Cannon 1.3 Elect N. Murray Edwards Mgmt For For For 1.4 Elect Christopher L. Mgmt For For For Fong 1.5 Elect Gordon D. Giffin Mgmt For For For 1.6 Elect Wilfred A. Gobert Mgmt For For For 1.7 Elect Steve W. Laut Mgmt For For For 1.8 Elect Tim S. McKay Mgmt For For For 1.9 Elect Frank J. McKenna Mgmt For For For 1.10 Elect David A. Tuer Mgmt For For For 1.11 Elect Annette Mgmt For For For Verschuren 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/29/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Keith M. Casey Mgmt For For For 2.2 Elect Susan F. Dabarno Mgmt For For For 2.3 Elect Jane E. Kinney Mgmt For For For 2.4 Elect Harold N. Kvisle Mgmt For For For 2.5 Elect Steven F. Leer Mgmt For For For 2.6 Elect M. George Lewis Mgmt For For For 2.7 Elect Keith A. MacPhail Mgmt For For For 2.8 Elect Richard J. Mgmt For For For Marcogliese 2.9 Elect Claude Mongeau Mgmt For For For 2.10 Elect Alexander J. Mgmt For For For Pourbaix 2.11 Elect Rhonda I. Zygocki Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Centerra Gold Inc. Ticker Security ID: Meeting Date Meeting Status CG CUSIP 152006102 05/01/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard W. Connor Mgmt For For For 1.2 Elect Dushenaly Kasenov Mgmt For For For 1.3 Elect Maksat Kobonbaev Mgmt For For For 1.4 Elect Askar Oskombaev Mgmt For For For 1.5 Elect Michael S. Mgmt For For For Parrett 1.6 Elect Jacques Perron Mgmt For For For 1.7 Elect Scott G. Perry Mgmt For For For 1.8 Elect Sheryl K. Mgmt For For For Pressler 1.9 Elect Bruce V. Walter Mgmt For For For 1.10 Elect Paul N. Wright Mgmt For For For 1.11 Elect Susan Yurkovich Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Centrica plc Ticker Security ID: Meeting Date Meeting Status CNA CINS G2018Z143 05/22/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Heidi Mottram Mgmt For For For 4 Elect Joan Gillman Mgmt For For For 5 Elect Stephen Hester Mgmt For For For 6 Elect Richard Hookway Mgmt For For For 7 Elect Pam Kaur Mgmt For For For 8 Elect Kevin O'Byrne Mgmt For For For 9 Elect Chris O'Shea Mgmt For For For 10 Elect Sarwjit Sambhi Mgmt For For For 11 Elect Scott Wheway Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authorisation of Mgmt For For For Political Donations 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Javed Ahmed Mgmt For For For 2 Elect Robert C. Mgmt For For For Arzbaecher 3 Elect William Davisson Mgmt For For For 4 Elect John W. Eaves Mgmt For For For 5 Elect Stephen A. Mgmt For For For Furbacher 6 Elect Stephen J. Hagge Mgmt For For For 7 Elect Anne P. Noonan Mgmt For For For 8 Elect Michael J. Toelle Mgmt For For For 9 Elect Theresa E. Wagler Mgmt For For For 10 Elect Celso L. White Mgmt For For For 11 Elect W. Anthony Will Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect G. Andrea Botta Mgmt For For For 2 Elect Jack A. Fusco Mgmt For For For 3 Elect Vicky A. Bailey Mgmt For For For 4 Elect Nuno Brandolini Mgmt For For For 5 Elect Michele A Evans Mgmt For For For 6 Elect David I. Foley Mgmt For For For 7 Elect David B. Mgmt For For For Kilpatrick 8 Elect Andrew Langham Mgmt For For For 9 Elect Courtney R. Mgmt For For For Mather 10 Elect Donald F. Mgmt For For For Robillard, Jr. 11 Elect Neal A. Shear Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Approval of the 2020 Mgmt For For For Incentive Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Liquid Natural Gas Investments ________________________________________________________________________________ Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wanda M. Austin Mgmt For For For 2 Elect John B. Frank Mgmt For For For 3 Elect Alice P. Gast Mgmt For For For 4 Elect Enrique Mgmt For For For Hernandez, Jr. 5 Elect Charles W. Mgmt For For For Moorman IV 6 Elect Dambisa F. Moyo Mgmt For For For 7 Elect Debra L. Mgmt For For For Reed-Klages 8 Elect Ronald D. Sugar Mgmt For For For 9 Elect D. James Umpleby Mgmt For For For III 10 Elect Michael K. Wirth Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Climate Change Committee 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Activity Alignment with the Paris Agreement 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Human Rights Risks 18 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 03/06/2020 Voted Meeting Type Country of Trade Court Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Scheme of Mgmt For For For Arrangement ________________________________________________________________________________ China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 03/06/2020 Voted Meeting Type Country of Trade Ordinary Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Scheme of Mgmt For For For Arrangement ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 05/28/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 2020 Financial Budget Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Elect LIU Jianyao as Mgmt For For For Supervisor 10 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase H Shares 12 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 05/28/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Mgmt For For For Repurchase H Shares 4 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 12/20/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Revised Annual Caps Mgmt For For For under Comprehensive Services and Product Sales Agreement ________________________________________________________________________________ China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 06/16/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statement Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Financial Budget 2020 Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Directors' and Mgmt For For For Supervisors' Fees 8 2021 Coal Supply Mgmt For For For Framework Agreement 9 2021 Integrated Mgmt For For For Materials and Services Mutual Provision Framework Agreement 10 2021 Project Design, Mgmt For For For Construction and General Contracting Services Framework Agreement 11 2021 Financial Mgmt For For For Services Agreement 12 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Gas Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0384 CINS G2109G103 08/21/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect MA Jinlong Mgmt For For For 6 Elect LI Ching Mgmt For For For 7 Elect JIANG Xinhao Mgmt For Against Against 8 Elect MAO Erwan Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Issue Mgmt For Against Against Repurchased Shares 14 Refreshment of Share Mgmt For Against Against Option Scheme ________________________________________________________________________________ China Hongqiao Group Limited Ticker Security ID: Meeting Date Meeting Status 1378 CINS G21150100 05/22/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect ZHANG Bo Mgmt For Against Against 5 Elect ZHENG Shuliang Mgmt For Against Against 6 Elect ZHANG Ruilian Mgmt For For For 7 Elect YANG Congsen Mgmt For Against Against 8 Elect ZHANG Jinglei Mgmt For Against Against 9 Elect CHEN Yisong Mgmt For Against Against 10 Elect XING Jian Mgmt For Against Against 11 Elect HAN Benwen Mgmt For Against Against 12 Elect DONG Xinyi Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Allocation of Mgmt For For For Profits/Dividends 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 02/28/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect ZHANG Xiaoliang Mgmt For For For 3 Elect Hao Jingru Mgmt For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 05/29/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 05/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Final Financial Mgmt For For For Accounts 6 Allocation of Mgmt For For For Profits/Dividends 7 2020 Financial Budget Mgmt For For For 8 Directors' and Mgmt For For For Supervisors' Fees 9 Appointment of PRC Mgmt For For For Auditor and Authority to Set Fees 10 Appointment of Mgmt For For For International Auditor and Authority to Set Fees 11 Amendments to Articles Mgmt For Against Against 12 General Mandate to Mgmt For For For Issue Debt Financing Instruments in the PRC 13 Authority to Register Mgmt For For For and Issue Debt Financing Instruments in the PRC 14 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights ________________________________________________________________________________ China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 0916 CINS Y1501T101 11/15/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect SUN Jinbiao Mgmt For For For ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Report and Mgmt For For For Financial Statements 2019 3 Budget Report 2020 Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Annual Report Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Purchase of Structured Mgmt For For For Deposit with Internal Idle Fund 10 Purchase of Wealth Mgmt For For For Management Products 11 Authority to Give Mgmt For For For Guarantees to Wholly-owned Subsidiaries 12 Authority to Give Mgmt For For For Guarantees For Joint Venture 13 Authority to Issue Mgmt For For For Debt Financing Instruments 14 Forfeiture of Mgmt For For For Uncollected Dividend for the Year 2012 15 Amendments to Articles Mgmt For Against Against 16 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 17 Board Authorization to Mgmt For For For Distribute Interim and Quarterly Dividend 2020 18 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 06/12/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against 3 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 4 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 5 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 05/28/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Give Mgmt For For For Guarantees 8 Elect LIN Boqiang Mgmt For For For 9 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Domestic and/or H Shares ________________________________________________________________________________ China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 05/28/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Domestic and/or H Shares ________________________________________________________________________________ China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 12/18/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2019 Revised Annual Mgmt For For For Cap for Master Services Framework Agreement 3 Annual Caps of Master Mgmt For For For Services Framework Agreement for Upcoming Three Years 4 Authority to Give Mgmt For For For Guarantees 5 Authority to Give Mgmt For Against Against Guarantees 6 Authority to Issue US Mgmt For Against Against dollar bonds ________________________________________________________________________________ China Petroleum & Chemical Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 03/25/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHANG Yuzhuo Mgmt For For For ________________________________________________________________________________ China Petroleum & Chemical Corporation Ticker Security ID: Meeting Date Meeting Status 0386 CINS Y15010104 05/19/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Declare Mgmt For For For Interim Dividends 9 Appointment of PRC and Mgmt For For For International Auditors and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Debt Financing Instruments 11 Authority to Issue Mgmt For Against Against Domestic and/or Foreign Shares w/o Preemptive Rights 12 Elect LIU Hongbin Mgmt For For For 13 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Reports Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' and Mgmt For For For Supervisors' Fees 9 Liability Insurance Mgmt For For For 10 Appointment of PRC and Mgmt For For For International Auditors and Authority to Set Fees 11 Shenhua Finance Mgmt For For For Capital Increase Agreement 12 Termination Agreement; Mgmt For For For and New Financial Services Agreement 13 Cash Dividend 2019-2021 Mgmt For For For 14 Amendments to Articles Mgmt For Against Against 15 Amendments to Mgmt For Against Against Procedural Rules of General Meeting 16 Amendments to Mgmt For For For Procedural Rules of Board of Directors 17 Amendments to Mgmt For For For Procedural Rules of the Board of Supervisors 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect WANG Xiangxi Mgmt For For For 20 Elect YANG Jiping Mgmt For For For 21 Elect XU Mingjun Mgmt For For For 22 Elect JIA Jinzhong Mgmt For For For 23 Elect ZHAO Yongfeng Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Elect YUEN Kwok Keung Mgmt For For For 26 Elect BAI Chong-En Mgmt For For For 27 Elect CHEN Hanwen Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Elect LUO Meijian Mgmt For For For 30 Elect ZHOU Dayu Mgmt For Against Against ________________________________________________________________________________ China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/29/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Article Mgmt For Against Against 115 ________________________________________________________________________________ China Steel Corp. Ticker Security ID: Meeting Date Meeting Status 2002 CINS Y15041109 06/19/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Mgmt For For For Procedural Rules: Acquisition and Disposal of Assets 4 Amendments to Mgmt For For For Procedural Rules: Capital Loans 5 Non-compete Mgmt For For For Restrictions for Director WONG Chao-Tung 6 Non-compete Mgmt For For For Restrictions for Director WANG Shyi-Chin 7 Non-compete Mgmt For For For Restrictions for Director HWANG Chien-Chih 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cia De Saneamento Basico De Sao Paulo Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 11/26/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angelo Luiz Mgmt For For For Moreira Grossi as Member of the Supervisory Council 2 Elect Wilson Newton de Mgmt For For For Mello Neto 3 Amendments to Article Mgmt For For For 14 (Board's Competencies) 4 Consolidation of Mgmt For For For Articles 5 Ratify Updated Global Mgmt For For For Remuneration Amount ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Hogenson Mgmt For For For 2 Elect Paul N. Eckley Mgmt For Against Against 3 Elect Thomas E. Jorden Mgmt For For For 4 Elect Floyd R. Price Mgmt For Against Against 5 Elect Frances M. Mgmt For For For Vallejo 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clearway Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CWEN CUSIP 18539C204 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan Bram Mgmt For For For 1.2 Elect Nathaniel Mgmt For For For Anschuetz 1.3 Elect Brian R. Ford Mgmt For For For 1.4 Elect Bruce J. Mgmt For For For MacLennan 1.5 Elect Ferrell P. Mgmt For For For McClean 1.6 Elect Daniel B. More Mgmt For For For 1.7 Elect E. Stanley O'Neal Mgmt For For For 1.8 Elect Christopher S. Mgmt For For For Sotos 1.9 Elect Scott Stanley Mgmt For For For 2 Technical Amendments Mgmt For For For to Charter 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNH Industrial N.V. Ticker Security ID: Meeting Date Meeting Status CNHI CUSIP N20944109 04/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Ratification of Board Mgmt For For For Acts 4 Remuneration Report Mgmt For For For 5 Amendments to Mgmt For For For Remuneration Policy 6 Equity Compensation Mgmt For For For Plan 7 Elect Suzanne Heywood Mgmt For For For 8 Elect Hubertus M. Mgmt For For For Muhlhauser 9 Elect Leo W. Houle Mgmt For For For 10 Elect John Lanaway Mgmt For For For 11 Elect Alessandro Nasi Mgmt For Against Against 12 Elect Lorenzo Simonelli Mgmt For For For 13 Elect Jacqueline Mgmt For For For Tammenoms Bakker 14 Elect Jacques Mgmt For For For Theurillat 15 Elect Howard W. Buffett Mgmt For For For 16 Elect Nelda J. Connors Mgmt For For For 17 Elect Tufan Erginbilgic Mgmt For For For 18 Elect Vagn Ove Sorensen Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 05/21/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Hu Guangjie Mgmt For For For 7 Elect WEN Dongfen Mgmt For For For 8 Elect Lawrence J. LAU Mgmt For For For 9 Elect Aloysius TSE Hau Mgmt For For For Yin 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Cnooc Ltd. Ticker Security ID: Meeting Date Meeting Status 0883 CINS Y1662W117 11/21/2019 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-exempt Continuing Mgmt For For For Connected Transactions 4 Proposed Annual Caps Mgmt For For For of Non-exempt Continuing Connected Transactions ________________________________________________________________________________ Companhia de Saneamento Basico do Estado de Sao Paulo. Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Request Cumulative Mgmt For Against Against Voting 4 Elect Mario Engler Mgmt For For For Pinto Junior 5 Elect Benedito Pinto Mgmt For For For Ferreira Braga Junior 6 Elect Claudia Polto da Mgmt For For For Cunha 7 Elect Reinaldo Mgmt For For For Guerreiro 8 Elect Wilson Newton de Mgmt For For For Mello Neto 9 Elect Francisco Vidal Mgmt For For For Luna 10 Elect Eduardo de Mgmt For For For Freitas Teixeira 11 Elect Francisco Luiz Mgmt For For For Sibut Gomide 12 Elect Lucas Navarro Mgmt For For For Prado 13 Elect Fabio Bernacchi Mgmt For Against Against Maia 14 Elect Pablo Andres Mgmt For For For Fernandez Uhart 15 Elect Edson Tomas de Mgmt For Against Against Lima Filho 16 Elect Angelo Luiz Mgmt For For For Moreira Grossi 17 Remuneration policy Mgmt For Against Against ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy A. Leach Mgmt For For For 2 Elect William H. Mgmt For For For Easter III 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For For For 2 Elect Caroline Maury Mgmt For For For Devine 3 Elect John V. Faraci Mgmt For For For 4 Elect Jody Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Jeffrey A. Mgmt For For For Joerres 7 Elect Ryan M. Lance Mgmt For For For 8 Elect William H. Mgmt For For For McRaven 9 Elect Sharmila Mulligan Mgmt For For For 10 Elect Arjun N. Murti Mgmt For For For 11 Elect Robert A. Niblock Mgmt For For For 12 Elect David T. Seaton Mgmt For For For 13 Elect R. A. Walker Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Continental Resources, Inc. Ticker Security ID: Meeting Date Meeting Status CLR CUSIP 212015101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William B. Berry Mgmt For For For 1.2 Elect Shelly Lambertz Mgmt For For For 1.3 Elect Timothy G. Taylor Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Costa Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status CGC CINS Q29284108 05/29/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Neil G. Mgmt For For For Chatfield 3 Equity Grant (MD/CEO Mgmt For For For Harry Debney - STI) 4 Equity Grant (MD/CEO Mgmt For For For Harry Debney - LTI) 5 Amendments to Mgmt For For For Constitution 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Cree, Inc. Ticker Security ID: Meeting Date Meeting Status CREE CUSIP 225447101 10/28/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John C. Hodge Mgmt For For For 1.2 Elect Clyde R. Hosein Mgmt For For For 1.3 Elect Darren R. Jackson Mgmt For For For 1.4 Elect Duy-Loan T. Le Mgmt For For For 1.5 Elect Gregg A. Lowe Mgmt For For For 1.6 Elect John B. Replogle Mgmt For For For 1.7 Elect Thomas H. Werner Mgmt For For For 1.8 Elect Anne C. Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Daio Paper Corporation Ticker Security ID: Meeting Date Meeting Status 3880 CINS J79518114 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Yoichi Takei as Mgmt For For For Director 5 Elect Masashi Yano Mgmt For For For 6 Elect Tsutomu Ariyasu Mgmt For Against Against 7 Elect Yoichiro Yamakawa Mgmt For For For 8 Elect Takemi Nagasaka Mgmt For For For 9 Elect Kyoko Okada Mgmt For For For ________________________________________________________________________________ Darling Ingredients Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall C. Stuewe Mgmt For For For 2 Elect Charles Adair Mgmt For For For 3 Elect Beth Albright Mgmt For For For 4 Elect Linda A. Mgmt For For For Goodspeed 5 Elect Dirk Kloosterboer Mgmt For For For 6 Elect Mary R. Korby Mgmt For For For 7 Elect Charles Macaluso Mgmt For For For 8 Elect Gary W. Mize Mgmt For For For 9 Elect Michael Rescoe Mgmt For For For 10 Elect Nicole M. Mgmt For For For Ringenberg 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel R. Allen Mgmt For For For 2 Elect Alan C. Heuberger Mgmt For For For 3 Elect Charles O. Mgmt For For For Holliday, Jr. 4 Elect Dipak C. Jain Mgmt For For For 5 Elect Michael O. Mgmt For For For Johanns 6 Elect Clayton M. Jones Mgmt For For For 7 Elect John C. May Mgmt For For For 8 Elect Gregory R. Page Mgmt For For For 9 Elect Sherry M. Smith Mgmt For For For 10 Elect Dmitri L. Mgmt For For For Stockton 11 Elect Sheila G. Talton Mgmt For For For 12 Adoption of Exclusive Mgmt For Against Against Forum Provisions 13 Advisory vote on Mgmt For For For executive compensation 14 Approval of the 2020 Mgmt For For For Equity and Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications ________________________________________________________________________________ Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CUSIP 250669108 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition by Mgmt For For For Kirkland Lake Gold ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect Ann G. Fox Mgmt For For For 1.4 Elect David A. Hager Mgmt For For For 1.5 Elect Robert H. Henry Mgmt For For For 1.6 Elect Michael M. Mgmt For For For Kanovsky 1.7 Elect John Krenicki, Mgmt For For For Jr. 1.8 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.9 Elect Duane C. Radtke Mgmt For For For 1.10 Elect Keith O. Rattie Mgmt For For For 1.11 Elect Mary P. Mgmt For For For Ricciardello 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Diamondback Energy, Inc. Ticker Security ID: Meeting Date Meeting Status FANG CUSIP 25278X109 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven E. West Mgmt For For For 2 Elect Travis D. Stice Mgmt For For For 3 Elect Vincent K. Brooks Mgmt For For For 4 Elect Michael P. Cross Mgmt For For For 5 Elect David L. Houston Mgmt For For For 6 Elect Stephanie K. Mgmt For For For Mains 7 Elect Mark L. Plaumann Mgmt For For For 8 Elect Melanie M. Trent Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Domtar Corporation Ticker Security ID: Meeting Date Meeting Status UFS CUSIP 257559203 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Giannella Alvarez Mgmt For For For 2 Elect Robert E. Apple Mgmt For For For 3 Elect David J. Mgmt For For For Illingworth 4 Elect Brian M. Levitt Mgmt For For For 5 Elect David G. Maffucci Mgmt For For For 6 Elect Pamela B. Strobel Mgmt For For For 7 Elect Denis A. Turcotte Mgmt For For For 8 Elect John D. Williams Mgmt For For For 9 Elect Mary A. Winston Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DS Smith plc Ticker Security ID: Meeting Date Meeting Status SMDS CINS G2848Q123 09/03/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Gareth Davis Mgmt For For For 5 Elect Miles W. Roberts Mgmt For For For 6 Elect Adrian Marsh Mgmt For For For 7 Elect Chris Britton Mgmt For For For 8 Elect Kathleen Mgmt For Abstain Against O'Donovan 9 Elect David Robbie Mgmt For For For 10 Elect Louise Smalley Mgmt For For For 11 Elect Rupert Soames Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ E.ON SE Ticker Security ID: Meeting Date Meeting Status EOAN CINS D24914133 05/28/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Appointment of Auditor Mgmt For For For 11 Appointment of Auditor Mgmt For For For for Interim Statements in 2020 12 Appointment of Auditor Mgmt For For For for Interim Statements For First Quarter of 2021 13 Elect Ulrich Grillo Mgmt For For For 14 Elect Rolf Martin Mgmt For For For Schmitz 15 Elect Deborah B. Mgmt For For For Wilkens 16 Renewal of Authorised Mgmt For For For Capital 17 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 18 Authority to Mgmt For For For Repurchase and Reissue Shares 19 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives ________________________________________________________________________________ EDP Renovaveis SA Ticker Security ID: Meeting Date Meeting Status EDPR CINS E3847K101 03/26/2020 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Distribution of Mgmt For For For Dividends 4 Management Reports Mgmt For For For 5 Report on Mgmt For For For Non-Financial Information 6 Ratification of Board Mgmt For For For and Management Acts 7 Ratify Co-Option and Mgmt For For For Elect Rui Manuel Lopes Teixeira 8 Authority to Mgmt For For For Repurchase and Reissue Shares 9 Authority to Issue Mgmt For For For Debt Instruments 10 Remuneration Policy Mgmt For For For 11 Authorisation of Legal Mgmt For For For Formalities 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Elders Limited Ticker Security ID: Meeting Date Meeting Status ELD CINS Q3414A186 12/12/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Ian Wilton Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Mark Allison) 6 Approve Financial Mgmt For For For Assistance (AIRR Holdings Ltd) 7 Ratify Placement of Mgmt For For For Securities 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Empresas CMPC S.A. Ticker Security ID: Meeting Date Meeting Status CMPC CINS P3712V107 04/30/2020 Voted Meeting Type Country of Trade Ordinary Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Related Party Mgmt For For For Transactions 4 Appointment of Auditor Mgmt For Abstain Against and Risk Rating Agencies 5 Directors' Fees; Mgmt For Abstain Against Directors' Committee Fees and Budget 6 Dividend Policy Mgmt For Abstain Against 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Enbridge Inc. Ticker Security ID: Meeting Date Meeting Status ENB CUSIP 29250N105 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela L. Carter Mgmt For Withhold Against 1.2 Elect Marcel R. Coutu Mgmt For For For 1.3 Elect Susan M. Mgmt For For For Cunningham 1.4 Elect Gregory L. Ebel Mgmt For For For 1.5 Elect J. Herb England Mgmt For For For 1.6 Elect Charles W. Mgmt For For For Fischer 1.7 Elect Gregory J. Goff Mgmt For For For 1.8 Elect V. Maureen Mgmt For For For Kempston Darkes 1.9 Elect Teresa S. Madden Mgmt For For For 1.10 Elect Al Monaco Mgmt For For For 1.11 Elect Dan C. Tutcher Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Shareholder Rights Mgmt For For For Plan Renewal 4 Amendment to By-Law Mgmt For For For No. 1 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 01/14/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization and Mgmt For For For Re-Domiciliation 2 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Encavis AG Ticker Security ID: Meeting Date Meeting Status CAP CINS D2R4PT120 05/13/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Supervisory Board Mgmt For For For Members' Fees 7 Amendments to Articles Mgmt For For For 8 Reduction of Mgmt For For For Conditional Capital III 9 Revocation of Mgmt For For For Authority to Issue Convertible Debt Instruments; Reduction of Conditional Capital 2017 10 Revocation of Mgmt For For For Authority to Issue Convertible Debt Instruments; Reduction of Conditional Capital 2018 11 Authority to Issue Mgmt For Against Against Convertible Debt Instruments; Increase in Conditional Capital 12 Increase in Authorised Mgmt For Against Against Capital 13 Approval of Mgmt For For For Intra-Company Control Agreement with Capital Stage Solar IPP GmbH 14 Approval of Mgmt For For For Intra-Company Control Agreement with SOLARPARK NEUHAUSEN GmbH 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R158 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 La Mancha Investment Mgmt For For For ________________________________________________________________________________ Energix Renewable Energies Limited Ticker Security ID: Meeting Date Meeting Status ENRG CINS M4047G115 06/30/2020 Voted Meeting Type Country of Trade Ordinary Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Nathan Hetz Mgmt For For For 5 Elect Aviram Wertheim Mgmt For For For 6 Elect Oren Frenkel Mgmt For For For 7 Elect Meir Shanie Mgmt For For For 8 Elect Alona Sheafer Mgmt For For For Karo 9 Elect Linda Benshoshan Mgmt For For For 10 Amendment to Mgmt For For For Management Agreement with Parent Company 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Eni S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CINS T3643A145 05/13/2020 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Board Term Length Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 List Presented by Mgmt For N/A N/A Ministry for Economy and Finance 8 List Presented by Mgmt For For For Group of Institutional Investors Representing 1.34% of Share Capital 9 Elect Lucia Calvosa as Mgmt For For For Chair of Board 10 Directors' Fees Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 List Presented by Mgmt N/A For N/A Ministry for Economy and Finance 13 List Presented by Mgmt N/A Abstain N/A Group of Institutional Investors Representing 1.34% of Share Capital 14 Election of Chair of Mgmt For For For Board of Statutory Auditors 15 Statutory Auditors' Mgmt For For For Fees 16 2020-2022 Long-Term Mgmt For For For Incentive Plan; Authority to Reissue Treasury Shares 17 Remuneration Policy Mgmt For For For (Binding) 18 Remuneration Report Mgmt For For For (Advisory) 19 Cancellation of Shares Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet F. Clark Mgmt For Against Against 2 Elect Charles R. Crisp Mgmt For Against Against 3 Elect Robert P. Daniels Mgmt For Against Against 4 Elect James C. Day Mgmt For Against Against 5 Elect C. Christopher Mgmt For Against Against Gaut 6 Elect Julie J. Mgmt For Against Against Robertson 7 Elect Donald F. Textor Mgmt For Against Against 8 Elect William R. Thomas Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 07/10/2019 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lydia I. Beebe ShrHoldr N/A TNA N/A 2 Elect Lee M. Canaan ShrHoldr N/A TNA N/A 3 Elect Dr. Kathryn J. ShrHoldr N/A TNA N/A Jackson 4 Elect John F. Mccartney ShrHoldr N/A TNA N/A 5 Elect Daniel J. Rice ShrHoldr N/A TNA N/A 6 Elect Toby Z. Rice ShrHoldr N/A TNA N/A 7 Elect Hallie A. ShrHoldr N/A TNA N/A Vanderhider 8 Elect Management ShrHoldr N/A TNA N/A Nominee Philip G. Behrman 9 Elect Management ShrHoldr N/A TNA N/A Nominee Janet L. Carrig 10 Elect Management ShrHoldr N/A TNA N/A Nominee James T. McManus, II 11 Elect Management ShrHoldr N/A TNA N/A Nominee Anita M. Powers 12 Elect Management ShrHoldr N/A TNA N/A Nominee Stephen A. Thorington 13 Elect Management ShrHoldr N/A TNA N/A Nominee Christina A. Cassotis 14 Elect Management ShrHoldr N/A TNA N/A Nominee William M. Lambert 15 Elect Management ShrHoldr N/A TNA N/A Nominee Gerald F. MacCleary 16 Elect Management ShrHoldr N/A TNA N/A Nominee Valerie A. Mitchell 17 Elect Management ShrHoldr N/A TNA N/A Nominee Robert J. McNally 18 Elect Management ShrHoldr N/A TNA N/A Nominee Christine J. Toretti 19 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 20 Approval 2019 Mgmt N/A TNA N/A Long-Term Incentive Plan 21 Ratification of Auditor Mgmt N/A TNA N/A ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 07/10/2019 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Philip G. Behrman Mgmt For For For 2 Elect Janet L. Carrig Mgmt For For For 3 Elect Christina A. Mgmt For For For Cassotis 4 Elect William M. Mgmt For For For Lambert 5 Elect Gerald F. Mgmt For For For MacCleary 6 Elect James T. Mgmt For For For McManus, II 7 Elect Valerie A. Mgmt For For For Mitchell 8 Elect Robert J. McNally Mgmt For For For 9 Elect Anita M. Powers Mgmt For For For 10 Elect Daniel J. Rice IV Mgmt For For For 11 Elect Stephen A. Mgmt For For For Thorington 12 Elect Christine J. Mgmt For For For Toretti 13 Rice Group Nominee Mgmt N/A Abstain N/A Lydia I. Beebe 14 Rice Group Nominee Lee Mgmt N/A Abstain N/A M. Canaan 15 Rice Group Nominee Dr. Mgmt N/A Abstain N/A Kathryn J. Jackson 16 Rice Group Nominee Mgmt N/A Abstain N/A John F. Mccartney 17 Rice Group Nominee Mgmt N/A Abstain N/A Toby Z. Rice 18 Rice Group Nominee Mgmt N/A Abstain N/A Hallie A. Vanderhider 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Approval 2019 Mgmt For For For Long-Term Incentive Plan 21 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equinor ASA Ticker Security ID: Meeting Date Meeting Status EQNR CINS R2R90P103 05/14/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair 5 Notice of Meeting; Mgmt For TNA N/A Agenda 6 Minutes Mgmt For TNA N/A 7 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 8 Authority to Mgmt For TNA N/A Distribute Interim Dividend 9 Cancellation of Shares Mgmt For TNA N/A 10 Shareholder Proposal ShrHoldr Against TNA N/A Regarding GHG Reduction Targets 11 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Cessation of All Exploration Activity 12 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Climate Change Strategy 13 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Refraining From Oil and Gas Exploration and Production Activities in Certain Areas 14 Shareholder Proposal ShrHoldr Against TNA N/A Cessation of All Oil and Gas Activities Outside the Norwegian Continental Shelf 15 Shareholder Proposal ShrHoldr Against TNA N/A Regarding Move from Fossil Fuels to Renewable Energy 16 Corporate Governance Mgmt For TNA N/A Report 17 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 18 Remuneration Mgmt For TNA N/A Guidelines (Binding) 19 Authority to Set Mgmt For TNA N/A Auditor's Fees 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Elect Tone Lunde Bakker Mgmt For TNA N/A 22 Elect Nils Bastiansen Mgmt For TNA N/A 23 Elect Greger Mannsverk Mgmt For TNA N/A 24 Elect Terje Venold Mgmt For TNA N/A 25 Elect Kjersti Kleven Mgmt For TNA N/A 26 Elect Finn Kinserdal Mgmt For TNA N/A 27 Elect Jarle Roth Mgmt For TNA N/A 28 Elect Kari Skeidsvoll Mgmt For TNA N/A Moe 29 Elect Kjerstin Mgmt For TNA N/A Fyllingen 30 Elect Kjerstin Mgmt For TNA N/A Rasmussen Braathen 31 Elect Mari Rege Mgmt For TNA N/A 32 Elect Brynjar Kristian Mgmt For TNA N/A Forbergskog 33 Elect Knut Nesse as a Mgmt For TNA N/A deputy member 34 Elect Trond Straume as Mgmt For TNA N/A a deputy member 35 Elect Nina Kivijervi Mgmt For TNA N/A Jonassen as a deputy member 36 Elect Martin Wien Mgmt For TNA N/A Fjell as a deputy member 37 Corporate Assembly Fees Mgmt For TNA N/A 38 Elect Tone Lunde Mgmt For TNA N/A Bakker to the Nomination Committee 39 Elect Bjorn Stale Mgmt For TNA N/A Haavik with personal deputy member Andreas Hilding Eriksen to the Nomination Committee 40 Elect Jarle Roth to Mgmt For TNA N/A the Nomination Committee 41 Elect Berit L. Mgmt For TNA N/A Henriksen to the Nomination Committee 42 Nomination Committee Mgmt For TNA N/A Fees 43 Authority to Mgmt For TNA N/A Repurchase Shares Pursuant to Share Savings Plan 44 Authority to Mgmt For TNA N/A Repurchase Shares for Cancellation ________________________________________________________________________________ Essential Utilities Inc. Ticker Security ID: Meeting Date Meeting Status WTRG CUSIP 29670G102 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth B. Mgmt For For For Amato 1.2 Elect Nicholas Mgmt For For For DeBenedictis 1.3 Elect Christopher H. Mgmt For For For Franklin 1.4 Elect Wendy A. Franks Mgmt For For For 1.5 Elect Daniel J. Mgmt For For For Hilferty 1.6 Elect Francis O. Idehen Mgmt For For For 1.7 Elect Ellen T. Ruff Mgmt For For For 1.8 Elect Lee C. Stewart Mgmt For For For 1.9 Elect Christopher C Mgmt For For For Womack 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors 5 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Evolution Mining Limited Ticker Security ID: Meeting Date Meeting Status EVN CINS Q3647R147 11/28/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt Abstain Against Against 3 Elect Colin Johnstone Mgmt For For For 4 Approve NED Share Plan Mgmt For For For 5 Equity Grant Mgmt For For For (Executive Chair Jacob Klein) 6 Equity Grant (Finance Mgmt For For For Director and CFO Lawrence Conway) 7 Approve Increase in Mgmt For For For NEDs' Fee Cap ________________________________________________________________________________ Evraz Plc Ticker Security ID: Meeting Date Meeting Status EVR CINS G33090104 06/16/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For Against Against (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Alexander G. Mgmt For For For Abramov 5 Elect Alexander Frolov Mgmt For For For 6 Elect Eugene Shvidler Mgmt For For For 7 Elect Eugene Tenenbaum Mgmt For For For 8 Elect Laurie H. Argo Mgmt For For For 9 Elect James Karl Gruber Mgmt For For For 10 Elect Deborah Gudgeon Mgmt For For For 11 Elect Alexander Mgmt For For For Izosimov 12 Elect Sir Michael Peat Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan K. Avery Mgmt For For For 2 Elect Angela F. Braly Mgmt For For For 3 Elect Ursula M. Burns Mgmt For For For 4 Elect Kenneth C. Mgmt For For For Frazier 5 Elect Joseph L. Hooley Mgmt For For For 6 Elect Steven A. Mgmt For For For Kandarian 7 Elect Douglas R. Mgmt For For For Oberhelman 8 Elect Samuel J. Mgmt For For For Palmisano 9 Elect William C. Weldon Mgmt For For For 10 Elect Darren W. Woods Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Climate-related Activities 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments 17 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ FGV Holdings Berhad Ticker Security ID: Meeting Date Meeting Status FGV CINS Y2477B108 06/19/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Executive Chair Mgmt For For For Fees (June 2020 to 2021 AGM) 3 Non-Executive Director Mgmt For For For Fees (June 2020 to 2021 AGM) 4 Non-Executive Chair Mgmt For For For Benefits (June 2020 to 2021 AGM) 5 Non-Executive Director Mgmt For For For Benefits (June 2020 to 2021 AGM) 6 Non-Executive Deputy Mgmt For For For Chair Allowance (March 2020 to 2021 AGM) 7 Elect Mohamed Nazeeb Mgmt For For For P.Alithambi 8 Elect Mohd Anwar bin Mgmt For For For Yahya 9 Elect Nesadurai Mgmt For For For Kalanithi 10 Elect Zunika Mohamed Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ FGV Holdings Berhad Ticker Security ID: Meeting Date Meeting Status FGV CINS Y2477B108 11/27/2019 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Executive Chair Mgmt For For For Fees (FY 2018) 2 Non-Executive Mgmt For For For Directors' Fees (FY 2018) 3 Non-Executive Chair Mgmt For For For Fees (January 2019 to 2020 AGM) 4 Non-Executive Mgmt For For For Directors' Fees (January 2019 to 2020 AGM) 5 Non-Executive Chair Mgmt For For For Benefits (June 2019 to 2020 AGM) 6 Non-Executive Mgmt For For For Directors' Benefits (June 2019 to 2020 AGM) ________________________________________________________________________________ First Majestic Silver Corp. Ticker Security ID: Meeting Date Meeting Status FR CUSIP 32076V103 06/09/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Keith Neumeyer Mgmt For For For 2.2 Elect Nicole Mgmt For For For Adshead-Bell 2.3 Elect Marjorie Co Mgmt For For For 2.4 Elect Ana Lopez Mgmt For For For 2.5 Elect Robert McCallum Mgmt For For For 2.6 Elect Douglas Penrose Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Philip K.R. Mgmt For For For Pascall 2.2 Elect G. Clive Newall Mgmt For For For 2.3 Elect Kathleen Hogenson Mgmt For For For 2.4 Elect Peter St. George Mgmt For For For 2.5 Elect Andrew Adams Mgmt For For For 2.6 Elect Robert Harding Mgmt For For For 2.7 Elect Simon Scott Mgmt For For For 2.8 Elect Joanne Warner Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Shareholder Rights Plan Mgmt For For For 6 Adoption of an Advance Mgmt For For For Notice Policy 7 Amendment to Articles Mgmt For For For Regarding Other Matters ________________________________________________________________________________ First Solar, Inc. Ticker Security ID: Meeting Date Meeting Status FSLR CUSIP 336433107 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Ahearn Mgmt For For For 2 Elect Sharon L. Allen Mgmt For For For 3 Elect Richard D. Mgmt For For For Chapman 4 Elect George A. Hambro Mgmt For For For 5 Elect Molly E. Joseph Mgmt For For For 6 Elect Craig Kennedy Mgmt For For For 7 Elect William J. Post Mgmt For For For 8 Elect Paul H. Stebbins Mgmt For Against Against 9 Elect Michael T. Mgmt For For For Sweeney 10 Elect Mark Widmar Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2020 Mgmt For For For Omnibus Incentive Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Pierre Brondeau Mgmt For For For 2 Elect Eduardo E. Mgmt For For For Cordeiro 3 Elect Mark Douglas Mgmt For For For 4 Elect C. Scott Greer Mgmt For For For 5 Elect KLynne Johnson Mgmt For For For 6 Elect Dirk A. Mgmt For For For Kempthorne 7 Elect Paul J. Norris Mgmt For For For 8 Elect Margareth Ovrum Mgmt For For For 9 Elect Robert C. Pallash Mgmt For For For 10 Elect William H. Powell Mgmt For For For 11 Elect Vincent R. Volpe Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Formosa Petrochemicals Corp. Ticker Security ID: Meeting Date Meeting Status 6505 CINS Y2608S103 05/29/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings ________________________________________________________________________________ Fortescue Metals Group Limited Ticker Security ID: Meeting Date Meeting Status FMG CINS Q39360104 10/29/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Sharon Mgmt For For For Warburton 4 Elect ZHANG Ya-Qin Mgmt For For For 5 Approve Increase in Mgmt N/A For N/A NEDs' Fee Cap 6 Equity Grant (MD/CEO Mgmt For For For Elizabeth Gaines) ________________________________________________________________________________ Fosun International Limited Ticker Security ID: Meeting Date Meeting Status 0656 CINS Y2618Y108 06/03/2020 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEN Qiyu Mgmt For For For 6 Elect QIN Xuetang Mgmt For For For 7 Elect CHEN Shucui Mgmt For For For 8 Elect ZHANG Huaqiao Mgmt For For For 9 Elect LEE Kai-Fu Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Authority to Grant Mgmt For Against Against Options and Shares under the Share Option Scheme 16 Grant Shares under Mgmt For Against Against Share Award Scheme 17 Grant Shares to CHEN Mgmt For Against Against Qiyu 18 Grant Shares to XU Mgmt For Against Against Xiaoliang 19 Grant Shares to QIN Mgmt For Against Against Xuetang 20 Grant Shares to GONG Mgmt For Against Against Ping 21 Grant Shares to ZHANG Mgmt For Against Against Shengman 22 Grant Shares to ZHANG Mgmt For Against Against Huaqiao 23 Grant Shares to David Mgmt For Against Against T. Zhang 24 Grant Shares to LEE Mgmt For Against Against Kai-Fu 25 Grant Shares to ZHANG Mgmt For Against Against Houlin 26 Grant Shares to LI Tao Mgmt For Against Against 27 Grant Shares to JIN Mgmt For Against Against Hualong 28 Grant Shares to MU Mgmt For Against Against Haining 29 Grant Shares to Other Mgmt For Against Against Persons 30 Authorisation of Legal Mgmt For Against Against Formalities ________________________________________________________________________________ Fosun International Limited Ticker Security ID: Meeting Date Meeting Status 0656 CINS Y2618Y108 10/30/2019 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Specific Mandate to Mgmt For Against Against Issue 288,500 New Award Shares under Share Award Scheme 4 Grant of Award Shares Mgmt For Against Against under Share Award Scheme to Selected Participants 5 Ratification of Board Mgmt For Against Against Acts 6 Adoption of Tranche I Mgmt For For For Employee Share Option Incentive Scheme by Shanghai Yuyuan Tourist Mart (Group) Co., Ltd. 7 Adoption of Share Mgmt For Against Against Option Scheme by Fosun Tourism Group ________________________________________________________________________________ Franco-Nevada Corporation Ticker Security ID: Meeting Date Meeting Status FNV CUSIP 351858105 05/06/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harquail Mgmt For For For 1.2 Elect Paul Brink Mgmt For For For 1.3 Elect Tom Albanese Mgmt For For For 1.4 Elect Derek W. Evans Mgmt For For For 1.5 Elect Catharine Farrow Mgmt For For For 1.6 Elect Louis P. Gignac Mgmt For For For 1.7 Elect Maureen Jensen Mgmt For For For 1.8 Elect Jennifer Maki Mgmt For For For 1.9 Elect Randall Oliphant Mgmt For For For 1.10 Elect David R. Peterson Mgmt For For For 1.11 Elect Elliott Pew Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Freeport-McMoRan Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard C. Mgmt For For For Adkerson 2 Elect Gerald J. Ford Mgmt For For For 3 Elect Lydia H. Kennard Mgmt For For For 4 Elect Dustan E. McCoy Mgmt For For For 5 Elect John J. Stephens Mgmt For For For 6 Elect Frances F. Mgmt For For For Townsend 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/29/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Alberto Mgmt For For For Bailleres Gonzalez 5 Elect Alejandro Mgmt For For For Bailleres Gual 6 Elect Juan Bordes Aznar Mgmt For For For 7 Elect Arturo Manuel Mgmt For For For Fernandez Perez 8 Elect Fernando Mgmt For For For Benjamin Ruiz Sahagun 9 Elect Charles R. Jacobs Mgmt For For For 10 Elect Barbara Garza Mgmt For For For Laguera Gonda 11 Elect Victor Alberto Mgmt For For For Tiburcio Celorio 12 Elect Dame Judith Mgmt For For For Macgregor 13 Elect Georgina Yamilet Mgmt For For For Kessel Martinez 14 Elect Luis Robles Mgmt For For For 15 Elect Guadalupe de la Mgmt For For For Vega 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Galp Energia, SGPS, S.A. Ticker Security ID: Meeting Date Meeting Status GALP CINS X3078L108 04/24/2020 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Shareholder Proposal Mgmt For For For Regarding Ratification of Board Acts 5 Shareholder Proposal Mgmt For For For Regarding Ratification of Supervisory Council Acts 6 Shareholder Proposal Mgmt For For For Regarding Ratification of Statutory Auditor Acts 7 Remuneration Policy Mgmt For For For (Advisory) 8 Authority to Mgmt For For For Repurchase and Reissue Shares and Bonds 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Audit Commission Fees Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Board Mgmt For For For Regulations 9 Amendments to Audit Mgmt For For For Commission Regulations 10 Elect Viktor A. Zubkov Mgmt For Abstain Against 11 Elect Timur A. Kulibaev Mgmt For Abstain Against 12 Elect Denis V. Manturov Mgmt For Abstain Against 13 Elect Vitaly A. Mgmt For Abstain Against Markelov 14 Elect Viktor G Martynov Mgmt For Abstain Against 15 Elect Vladimir A. Mau Mgmt For Abstain Against 16 Elect Alexander V. Mgmt For Abstain Against Novak 17 Elect Dmitry N. Mgmt For Abstain Against Patrushev 18 Elect Mikhail L. Sereda Mgmt For Abstain Against 19 Elect Vadim K. Bikulov Mgmt N/A For N/A 20 Elect Alexander A. Mgmt N/A For N/A Gladkov 21 Elect Ilya I. Karpov Mgmt N/A Abstain N/A 22 Elect Margarita I. Mgmt N/A For N/A Mironova 23 Elect Karen I. Oganyan Mgmt N/A For N/A 24 Elect Dmitry A. Mgmt N/A Abstain N/A Pashkovsky 25 Elect Sergey R. Mgmt N/A Abstain N/A Platonov 26 Elect Tatyana V. Mgmt N/A For N/A Fisenko 27 Elect Pavel G. Shumov Mgmt N/A Abstain N/A ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/26/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Audit Commission Fees Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Board Mgmt For For For Regulations 11 Amendments to Audit Mgmt For For For Commission Regulations 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Elect Viktor A. Zubkov Mgmt For Abstain Against 16 Elect Timur A. Kulibaev Mgmt For Abstain Against 17 Elect Denis V. Manturov Mgmt For Abstain Against 18 Elect Vitaly A. Mgmt For Abstain Against Markelov 19 Elect Viktor G Martynov Mgmt For Abstain Against 20 Elect Vladimir A. Mau Mgmt For Abstain Against 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect Alexander V. Mgmt For Abstain Against Novak 23 Elect Dmitry N. Mgmt For Abstain Against Patrushev 24 Elect Mikhail L. Sereda Mgmt For Abstain Against 25 Elect Vadim K. Bikulov Mgmt N/A For N/A 26 Elect Alexander A. Mgmt N/A For N/A Gladkov 27 Elect Ilya I. Karpov Mgmt N/A Abstain N/A 28 Elect Margarita I. Mgmt N/A For N/A Mironova 29 Elect Karen I. Oganyan Mgmt N/A For N/A 30 Elect Dmitry A. Mgmt N/A Abstain N/A Pashkovsky 31 Elect Sergey R. Mgmt N/A Abstain N/A Platonov 32 Elect Tatyana V. Mgmt N/A For N/A Fisenko 33 Elect Pavel G. Shumov Mgmt N/A Abstain N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Genting Plantations Berhad Ticker Security ID: Meeting Date Meeting Status GENP CINS Y26930100 06/19/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees for FY Mgmt For For For 2019 3 Directors' Benefits Mgmt For For For for FY 2020-2021 4 Elect LIM Keong Hui Mgmt For Against Against 5 Elect QUAH Chek Tin Mgmt For Against Against 6 Elect YONG Chee Kong Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Glencore plc Ticker Security ID: Meeting Date Meeting Status GLEN CINS G39420107 06/02/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Anthony B. Mgmt For For For Hayward 3 Elect Ivan Glasenberg Mgmt For For For 4 Elect Peter R. Coates Mgmt For For For 5 Elect Leonhard Fischer Mgmt For For For 6 Elect Martin J. Gilbert Mgmt For For For 7 Elect John J. Mack Mgmt For For For 8 Elect Gill Marcus Mgmt For For For 9 Elect Patrice Merrin Mgmt For For For 10 Elect Kalidas V. Mgmt For For For Madhavpeddi 11 Remuneration Policy Mgmt For For For (Advisory - Non-UK Issuer) 12 Remuneration Report Mgmt For For For (Advisory) 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Golden Agri-Resources Limited Ticker Security ID: Meeting Date Meeting Status E5H CINS V39076134 04/27/2020 Voted Meeting Type Country of Trade Annual Mauritius Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Kaneyalall Mgmt For For For Hawabhay 5 Elect FOO Meng Kee Mgmt For Against Against 6 Elect Christian Mgmt For For For Gautier De Charnace 7 Elect Khemraj Sharma Mgmt For For For Sewraz 8 Elect LEW Syn Pau Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 02/19/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Simon L. Mgmt For For For Tregoning 3 Elect Jane F. McAloon Mgmt For For For 4 Elect Kathy Grigg Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 03/16/2020 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Demerger Scheme Mgmt For For For ________________________________________________________________________________ Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 03/16/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Capital Mgmt For For For Reduction ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK CUSIP 388689101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael P. Doss Mgmt For For For 1.2 Elect Dean A. Mgmt For For For Scarborough 1.3 Elect Larry M. Mgmt For For For Venturelli 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gruma S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status GRUMA CINS P4948K121 04/24/2020 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For For For Profits/Dividends 3 Authority to Mgmt For For For Repurchase Shares 4 Election of Directors; Mgmt For For For Fees 5 Election of Chair of Mgmt For For For the Audit and Corporate Governance Committees 6 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Gruma S.A.B. de C.V. Ticker Security ID: Meeting Date Meeting Status GRUMA CINS P4948K121 04/24/2020 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Cancel Mgmt For For For Shares 2 Amendments to Articles Mgmt For For For 3 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Grupa Azoty SA Ticker Security ID: Meeting Date Meeting Status ATT CINS X3243A102 02/17/2020 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chair 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Scrutiny Mgmt For For For Commission 8 Authority to Mgmt For For For Participate in the Share Capital Increase of Grupa Azoty Polyolefins S.A. 9 Related Party Mgmt For For For Transactions (Grupa Azoty Polyolefins S.A.) 10 Related Party Mgmt For For For Transactions (Grupa Azoty Zaklady Chemiczne Police S.A, Grupa Azoty Zaklady Azotowe Pulawy S.A.and Grupa Azoty Zaklady Azotowe Kedzierzyn A.A.) 11 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Changes to the Supervisory Board Composition 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Grupa Azoty SA Ticker Security ID: Meeting Date Meeting Status ATT CINS X3243A102 11/21/2019 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chair 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Election of Scrutiny Mgmt For For For Commission 8 Authority to Mgmt For For For Participate in the Share Capital Increase of Grupa Azoty Zaklady Chemiczne "Police" S.A. 9 Approval of Rules for Mgmt For For For Disposal of Fixed Assets 10 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Grupo Mexico SAB de CV Ticker Security ID: Meeting Date Meeting Status GMEXICO CINS P49538112 04/30/2020 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Presentation of Report Mgmt For For For on Tax Compliance 3 Allocation of Mgmt For Abstain Against Profits/Dividends 4 Authority to Mgmt For Abstain Against Repurchase Shares; Report on Share Repurchase Program 5 Ratification of Board, Mgmt For Abstain Against CEO and Board Committees Acts 6 Appointment of Auditor Mgmt For Abstain Against 7 Election of Directors; Mgmt For Abstain Against Election of Board Committee Chairs and Members 8 Directors' and Mgmt For Abstain Against Committee Members' Fees 9 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdulaziz F. Mgmt For For For Alkhayyal 2 Elect William E. Mgmt For For For Albrecht 3 Elect M. Katherine Mgmt For For For Banks 4 Elect Alan M. Bennett Mgmt For For For 5 Elect Milton Carroll Mgmt For For For 6 Elect Nance K. Dicciani Mgmt For For For 7 Elect Murry S. Gerber Mgmt For For For 8 Elect Patricia Mgmt For For For Hemingway Hall 9 Elect Robert A. Malone Mgmt For For For 10 Elect Jeffrey A. Miller Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 06/11/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash 2 General Authority to Mgmt For For For Issue Shares 3 Authorisation of Legal Mgmt For For For Formalities 4 Authority to Issue Mgmt For For For Shares Pursuant to Scheme ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Given R. Sibiya Mgmt For For For 2 Elect Hlokammoni Mgmt For For For (Grathel) Motau 3 Re-elect Andries Mgmt For For For (Andre) J. Wilkens 4 Re-elect Vishnu P. Mgmt For For For Pillay 5 Re-elect Karabo T. Mgmt For For For Nondumo 6 Re-elect Simo Lushaba Mgmt For For For 7 Re-elect Kenneth (Ken) Mgmt For For For V. Dicks 8 Elect Audit and Risk Mgmt For For For Committee Member (Fikile De Buck) 9 Elect Audit and Risk Mgmt For For For Committee Member (Karabo Nondumo) 10 Elect Audit and Risk Mgmt For For For Committee Member (Simo Lushaba) 11 Elect Audit and Risk Mgmt For For For Committee Member (John Wetton) 12 Elect Audit and Risk Mgmt For For For Committee Member (Given Sibiya) 13 Appointment of Auditor Mgmt For For For 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Delaney M. Mgmt For For For Bellinger 2 Elect Kevin Cramton Mgmt For For For 3 Elect Randy A. Foutch Mgmt For For For 4 Elect Hans Helmerich Mgmt For For For 5 Elect John W. Lindsay Mgmt For For For 6 Elect Jose R. Mas Mgmt For For For 7 Elect Thomas A. Petrie Mgmt For For For 8 Elect Donald F. Mgmt For For For Robillard, Jr. 9 Elect Edward B. Rust, Mgmt For For For Jr. 10 Elect Mary M. Mgmt For For For VanDeWeghe 11 Elect John D. Zeglis Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terrence J. Mgmt For For For Checki 2 Elect Leonard S. Mgmt For For For Coleman, Jr. 3 Elect Joaquin Duato Mgmt For For For 4 Elect John B. Hess Mgmt For For For 5 Elect Edith E. Holiday Mgmt For For For 6 Elect Marc S. Mgmt For For For Lipschultz 7 Elect David McManus Mgmt For For For 8 Elect Kevin O. Meyers Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect William G. Mgmt For For For Schrader 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hitachi Metals, Ltd. Ticker Security ID: Meeting Date Meeting Status 5486 CINS J20538112 06/23/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Nishiie Mgmt For For For 3 Elect Makoto Uenoyama Mgmt For For For 4 Elect Toshiko Oka Mgmt For For For 5 Elect Koichi Fukuo Mgmt For For For 6 Elect Mitsuaki Mgmt For Against Against Nishiyama 7 Elect Mamoru Morita Mgmt For For For ________________________________________________________________________________ Hokuto Corporation Ticker Security ID: Meeting Date Meeting Status 1379 CINS J2224T102 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kenichi Takehana Mgmt For Against Against as Statutory Auditor ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anne-Marie N. Mgmt For For For Ainsworth 2 Elect Douglas Y. Bech Mgmt For For For 3 Elect Anna C. Catalano Mgmt For For For 4 Elect Leldon E. Echols Mgmt For For For 5 Elect Michael C. Mgmt For For For Jennings 6 Elect R. Craig Knocke Mgmt For For For 7 Elect Robert J. Mgmt For For For Kostelnik 8 Elect James H. Lee Mgmt For For For 9 Elect Franklin Myers Mgmt For For For 10 Elect Michael E. Rose Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of the 2020 Mgmt For For For Long Term Incentive Plan ________________________________________________________________________________ Holmen AB Ticker Security ID: Meeting Date Meeting Status HOLMB CINS W4R00P201 06/04/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Board Mgmt For For For and CEO Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size; Number of Mgmt For For For Auditors 17 Directors and Mgmt For For For Auditors' Fees 18 Election of Directors Mgmt For Against Against 19 Appointment of Auditor Mgmt For For For 20 Remuneration Policy Mgmt For For For 21 Amendment to LTIP 2019 Mgmt For For For 22 Equity Swap Agreement Mgmt For For For Relating to LTIP 2019 23 Authority to Mgmt For For For Repurchase and Reissue Shares 24 Capital Redemption Plan Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hortifrut S.A. Ticker Security ID: Meeting Date Meeting Status HF CINS P52317107 04/29/2020 Voted Meeting Type Country of Trade Ordinary Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Dividend Policy Mgmt For Abstain Against 4 Directors' Fees; Mgmt For Against Against Report on Board Expenditure 5 Directors' Committee Mgmt For Against Against Fees and Budget; Presentation of Directors' Committee Report 6 Appointment of Auditor Mgmt For For For 7 Appointment of Risk Mgmt For For For Rating Agency 8 Related Party Mgmt For For For Transactions 9 Transaction of Other Mgmt N/A Against N/A Business ________________________________________________________________________________ Howmet Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status HWM CUSIP 443201108 06/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James F. Albaugh Mgmt For For For 2 Elect Amy E. Alving Mgmt For For For 3 Elect Joseph S. Cantie Mgmt For For For 4 Elect Robert F. Leduc Mgmt For For For 5 Elect David J. Miller Mgmt For For For 6 Elect Jody G. Miller Mgmt For For For 7 Elect Tolga I. Oal Mgmt For For For 8 Elect Nicole W. Mgmt For For For Piasecki 9 Elect John C. Plant Mgmt For For For 10 Elect Ulrich R. Schmidt Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Huadian Fuxin Energy Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0816 CINS Y3123J107 06/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Final Financial Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Directors' and Mgmt For For For Supervisors' Fees 10 Authority to Issue Mgmt For For For Debt Financing Instruments 11 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 12 Amendments to Articles Mgmt For For For Part 1 13 Amendments to Articles Mgmt For Against Against Part 2 ________________________________________________________________________________ Huadian Fuxin Energy Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0816 CINS Y3123J107 06/29/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For Against Against Part 2 ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 03/05/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Use of Funds Mgmt For For For 3 Elect ZHAO Keyu Mgmt For For For 4 Increase of Amount of Mgmt For For For Debt Instruments 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 0902 CINS Y3744A105 12/17/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2020 Continuing Mgmt For For For Connected Transactions with Huaneng Group 3 2020-2022 Continuing Mgmt For For For Connected Transactions with Huaneng Finance 4 2020-2022 Continuing Mgmt For For For Connected Transactions with Tiancheng Leasing ________________________________________________________________________________ Husky Energy Inc. Ticker Security ID: Meeting Date Meeting Status HSE CUSIP 448055103 04/29/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Victor T.K. Li Mgmt For Withhold Against 1.2 Elect Canning FOK Kin Mgmt For Withhold Against Ning 1.3 Elect Stephen E. Mgmt For For For Bradley 1.4 Elect Asim Ghosh Mgmt For For For 1.5 Elect Martin J.G. Glynn Mgmt For For For 1.6 Elect Poh Chan Koh Mgmt For For For 1.7 Elect Eva L. Kwok Mgmt For For For 1.8 Elect Stanley T.L. Kwok Mgmt For For For 1.9 Elect Frederick S.H. Ma Mgmt For For For 1.10 Elect George C. Magnus Mgmt For For For 1.11 Elect Neil D. McGee Mgmt For For For 1.12 Elect Robert J. Peabody Mgmt For For For 1.13 Elect Colin S. Russel Mgmt For Withhold Against 1.14 Elect Wayne E. Shaw Mgmt For For For 1.15 Elect William Shurniak Mgmt For For For 1.16 Elect Frank J. Sixt Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Amendments to By-Law Mgmt For Against Against No. 1 ________________________________________________________________________________ Hyundai Steel Company Ticker Security ID: Meeting Date Meeting Status 004020 cins Y38383108 03/25/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect SUH Myung Jin Mgmt For For For 3 Elect PARK Jong Sung Mgmt For For For 4 Elect PARK Eui Man Mgmt For For For 5 Elect LEE Eun Taik Mgmt For For For 6 Election of Audit Mgmt For For For Committee Member: PARK Eui Man 7 Directors' Fees Mgmt For For For 8 Spin-off Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/29/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect Donald K. Charter Mgmt For For For 1.3 Elect Richard J. Hall Mgmt For For For 1.4 Elect P. Gordon Mgmt For For For Stothart 1.5 Elect Mahendra Naik Mgmt For For For 1.6 Elect Timothy R. Snider Mgmt For For For 1.7 Elect Sybil E. Veenman Mgmt For For For 1.8 Elect Ronald P. Gagel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Idemitsu Kosan Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 5019 CINS J2388K103 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shunichi Kito Mgmt For For For 3 Elect Takashi Mgmt For For For Matsushita 4 Elect Susumu Nibuya Mgmt For For For 5 Elect Katsuaki Shindome Mgmt For For For 6 Elect Atsuhiko Hirano Mgmt For For For 7 Elect Masakazu Idemitsu Mgmt For For For 8 Elect Kazunari Kubohara Mgmt For For For 9 Elect Takeo Kikkawa Mgmt For For For 10 Elect Mackenzie D. Mgmt For For For Clugston 11 Elect Norio Otsuka Mgmt For For For 12 Elect Yuko Yasuda Mgmt For For For 13 Elect Mitsunobu Mgmt For For For Koshiba 14 Elect Taigi Ito as Mgmt For For For Statutory Auditor 15 Elect Junko Kai as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Iluka Resources Limited Ticker Security ID: Meeting Date Meeting Status ILU CINS Q4875J104 04/09/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Susie Corlett Mgmt For For For 3 Elect Lynne Saint Mgmt For For For 4 Re-elect Marcelo Bastos Mgmt For For For 5 Remuneration Report Mgmt N/A For N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Board Spill Mgmt Against Against For (Conditional) ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/22/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Peter W. Davey Mgmt For For For 3 Elect Boitumelo Koshane Mgmt For For For 4 Elect Alastair S. Mgmt For For For Macfarlane 5 Elect Babalwa Ngonyama Mgmt For Against Against 6 Elect Mandla S.V. Mgmt For Against Against Gantsho 7 Election of Audit Mgmt For For For Committee Members (Dawn Earp) 8 Election of Audit Mgmt For For For Committee Members (Peter W. Davey) 9 Election of Audit Mgmt For For For Committee Members (Preston E. Speckmann) 10 Approve Remuneration Mgmt For For For Policy 11 Approve Remuneration Mgmt For For For Implementation Report 12 Approve NEDs' Fees Mgmt For For For (Board Chair) 13 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 14 Approve NEDs' Fees Mgmt For For For (Board Member) 15 Approve NEDs' Fees Mgmt For For For (Audit Committee Chair) 16 Approve NEDs' Fees Mgmt For For For (Audit Committee Member) 17 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Member) 19 Approve NEDs' Fees Mgmt For For For (Nominations, Governance and Ethics Committee Member) 20 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Chair) 21 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Member) 22 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Chair) 23 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Member) 24 Approve NEDs' Fees (Ad Mgmt For For For Hoc) 25 Approve NEDs' Fees Mgmt For For For (Structural Adjustment) 26 Authority to Mgmt For For For Repurchase Shares 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect David C. Brownell Mgmt For For For 2.2 Elect David W. Cornhill Mgmt For For For 2.3 Elect Bradley W. Corson Mgmt For For For 2.4 Elect Krystyna T. Hoeg Mgmt For For For 2.5 Elect Miranda C. Hubbs Mgmt For For For 2.6 Elect Jack M. Mintz Mgmt For For For 2.7 Elect David S. Mgmt For For For Sutherland ________________________________________________________________________________ Industrias Penoles S.A. Ticker Security ID: Meeting Date Meeting Status PE&OLES CINS P55409141 04/23/2020 Voted Meeting Type Country of Trade Ordinary Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board of Mgmt For Abstain Against Directors 3 Reports of the CEO and Mgmt For Abstain Against Auditor 4 Financial Statements Mgmt For Abstain Against 5 Report on the Mgmt For Abstain Against Company's Accounting and Financial Reporting Policies 6 Report of the Audit Mgmt For Abstain Against and Corporate Governance Committees 7 Allocation of Mgmt For Abstain Against Profits/Dividends 8 Authority to Mgmt For Abstain Against Repurchase Shares 9 Election of Directors; Mgmt For Abstain Against Fees 10 Election of Audit and Mgmt For Abstain Against Corporate Governance Committee Chair 11 Election of Meeting Mgmt For For For Delegates 12 Minutes Mgmt For For For ________________________________________________________________________________ Ingredion Incorporated Ticker Security ID: Meeting Date Meeting Status INGR CUSIP 457187102 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis Mgmt For For For Aranguren-Trellez 2 Elect David B. Fischer Mgmt For For For 3 Elect Paul Hanrahan Mgmt For For For 4 Elect Rhonda L. Jordan Mgmt For For For 5 Elect Gregory B. Kenny Mgmt For For For 6 Elect Barbara A. Klein Mgmt For For For 7 Elect Victoria J. Reich Mgmt For For For 8 Elect Stephan B. Tanda Mgmt For For For 9 Elect Jorge A. Uribe Mgmt For For For 10 Elect Dwayne A. Wilson Mgmt For For For 11 Elect James Zallie Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Innergex Renewable Energy Inc. Ticker Security ID: Meeting Date Meeting Status INE CUSIP 45790B104 05/12/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean La Couture Mgmt For For For 1.2 Elect Ross J. Beaty Mgmt For For For 1.3 Elect Nathalie Mgmt For For For Francisci 1.4 Elect Richard Gagnon Mgmt For For For 1.5 Elect Daniel L. Mgmt For For For Lafrance 1.6 Elect Michel Letellier Mgmt For For For 1.7 Elect Dalton McGuinty Mgmt For For For 1.8 Elect Monique Mercier Mgmt For For For 1.9 Elect Ouma Sananikone Mgmt For For For 1.10 Elect Louis Veci Mgmt For For For 1.11 Elect Pierre G. Brodeur Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Articles Mgmt For For For Regarding Board Size 4 Stated Capital Mgmt For For For Reduction 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Inpex Corporation Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 03/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Toshiaki Mgmt For For For Kitamura 4 Elect Takayuki Ueda Mgmt For For For 5 Elect Seiya Ito Mgmt For For For 6 Elect Takahiko Ikeda Mgmt For For For 7 Elect Shigeharu Yajima Mgmt For For For 8 Elect Kimihisa Kittaka Mgmt For For For 9 Elect Nobuharu Sase Mgmt For For For 10 Elect Daisuke Yamada Mgmt For For For 11 Elect Jun Yanai Mgmt For For For 12 Elect Norinao Iio Mgmt For For For 13 Elect Atsuko Nishimura Mgmt For For For 14 Elect Yasushi Kimura Mgmt For For For 15 Elect Kiyoshi Ogino Mgmt For For For 16 Elect Tomoo Nishikawa Mgmt For For For 17 Bonus Mgmt For For For ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Burns Mgmt For For For 2 Elect Christopher M. Mgmt For For For Connor 3 Elect Ahmet Cemal Mgmt For For For Dorduncu 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Anders Gustafsson Mgmt For For For 6 Elect Jacqueline C. Mgmt For For For Hinman 7 Elect Clinton A. Mgmt For For For Lewis, Jr. 8 Elect Kathryn D. Mgmt For For For Sullivan 9 Elect Mark S. Sutton Mgmt For For For 10 Elect J. Steven Whisler Mgmt For For For 11 Elect Ray G. Young Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Inversiones Aguas Metropolitanas Ticker Security ID: Meeting Date Meeting Status IAM CINS P58595102 07/24/2019 Voted Meeting Type Country of Trade Special Chile Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Election of Directors ________________________________________________________________________________ IOI Corporation Berhad Ticker Security ID: Meeting Date Meeting Status IOICORP CINS Y41763106 10/25/2019 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Peter CHIN Fah Mgmt For Against Against Kui 3 Elect LEE Yeow Seng Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Directors' Benefits Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Retention of Mgmt For For For Karownakaran Karunakaran a/l Ramasamy as an Independent Director 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Mgmt For For For Repurchase and Reissue Shares 10 Related Party Mgmt For For For Transactions 11 Gratuity Payment to Mgmt For Against Against the Former Executive Chair LEE Shin Cheng 12 Adoption of New Mgmt For For For Constitution ________________________________________________________________________________ Israel Corp Ticker Security ID: Meeting Date Meeting Status ILCO CINS M8785N109 05/14/2020 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Joshua Mgmt For For For Rosensweig as External Director ________________________________________________________________________________ Itron, Inc. Ticker Security ID: Meeting Date Meeting Status ITRI CUSIP 465741106 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerome J. Lande Mgmt For For For 2 Elect Frank M. Jaehnert Mgmt For For For 3 Elect Gary E. Pruitt Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Japfa Ltd Ticker Security ID: Meeting Date Meeting Status UD2 CINS Y4288X105 06/25/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Handojo Santosa Mgmt For For For 4 Elect Hendrick Kolonas Mgmt For For For 5 Elect TAN Yong Nang Mgmt For For For 6 Elect Kevin John Mgmt For For For Monteiro 7 Elect NG Quek Peng Mgmt For Against Against 8 Elect LIEN Siaou-Sze Mgmt For For For 9 Elect Manu Bhaskaran Mgmt For For For 10 Elect TAN Kian Chew Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 14 Authority to Grant Mgmt For Against Against Awards and Issue Shares under Japfa Performance Share Plan 15 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Japfa Ltd Ticker Security ID: Meeting Date Meeting Status UD2 CINS Y4288X105 06/25/2020 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For For For ________________________________________________________________________________ JFE Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 5411 CINS J2817M100 06/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Koji Kakigi Mgmt For For For 3 Elect Yoshihisa Kitano Mgmt For For For 4 Elect Masashi Terahata Mgmt For For For 5 Elect Naosuke Oda Mgmt For For For 6 Elect Hajime Oshita Mgmt For For For 7 Elect Masami Yamamoto Mgmt For For For 8 Elect Nobumasa Kemori Mgmt For For For 9 Elect Yoshiko Ando Mgmt For For For ________________________________________________________________________________ Jiangxi Copper Co Ltd. Ticker Security ID: Meeting Date Meeting Status 0358 CINS Y4446C100 06/10/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For USD-denominated bonds 3 Amendments to Articles Mgmt For Against Against 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Authority to Give Mgmt For For For Guarantees 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Elect LIU Fangyun Mgmt For For For 11 Annual Remuneration Mgmt For For For Scheme of Directors, Supervisors and Senior Management 12 Resignation of DONG Mgmt For For For Jiahui as Executive Director 13 Resignation of HU Mgmt For For For Qingwen as Supervisor 14 Resignation of LIAO Mgmt For For For Shengsen as Supervisor 15 Elect WU Donghua Mgmt For Against Against 16 Elect GUAN Yongmin Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Jiangxi Copper Co Ltd. Ticker Security ID: Meeting Date Meeting Status 0358 CINS Y4446C100 06/10/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against ________________________________________________________________________________ JXTG Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 5020 CINS J29699105 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Sugimori Mgmt For For For 5 Elect Katsuyuki Ota Mgmt For For For 6 Elect Hiroji Adachi Mgmt For For For 7 Elect Hiroshi Hosoi Mgmt For For For 8 Elect Seiichi Murayama Mgmt For For For 9 Elect Yoshikazu Yokoi Mgmt For For For 10 Elect Junichi Iwase Mgmt For For For 11 Elect Yasushi Yatabe Mgmt For For For 12 Elect Hiroko Ota Mgmt For For For 13 Elect Mutsutake Otsuka Mgmt For For For 14 Elect Yoshiiku Miyata Mgmt For For For 15 Elect Hitoshi Kato Mgmt For For For 16 Elect Yoshiaki Ouchi Mgmt For For For 17 Elect Seiichiro Mgmt For For For Nishioka 18 Elect Toshiko Oka Mgmt For For For 19 Amendments to Equity Mgmt For For For Compensation Plan ________________________________________________________________________________ KAZ Minerals Plc Ticker Security ID: Meeting Date Meeting Status KAZ CINS G5221U108 04/30/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Final Dividend Mgmt For For For 5 Elect Oleg Novachuk Mgmt For For For 6 Elect Andrew Southam Mgmt For For For 7 Elect Michael Mgmt For Against Against Lynch-Bell 8 Elect Lynda Armstrong Mgmt For For For 9 Elect Alison Baker Mgmt For For For 10 Elect Vladimir Kim Mgmt For For For 11 Elect John MacKenzie Mgmt For For For 12 Elect Charles Watson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 01/09/2020 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election Of Presiding Mgmt For For For Chair 5 Compliance With Rules Mgmt For For For Of Convocation 6 Agenda Mgmt For For For 7 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 12.3 8 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 20 9 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Amendments to Article 29 10 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 33 11 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 34 12 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendment to Rules for Disposal of Non-Current Assets 13 Shareholder Proposal ShrHoldr N/A For N/A Regarding Procedures for Disposal of Non-Current Assets 14 Shareholder Proposal ShrHoldr N/A For N/A Regarding Regulations on Agreements for Legal, Marketing, Public Relations and Social Communication Services 15 Shareholder Proposal ShrHoldr N/A For N/A Regarding Report on Best Practices 16 Shareholder Proposal ShrHoldr N/A For N/A Regarding Implementation of Act on State Property Management Principles in Company's Subsidiaries 17 Remove Supervisory Mgmt N/A Abstain N/A Board Member 18 Elect Supervisory Mgmt N/A Abstain N/A Board Member 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 06/19/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Financial Statements 7 Presentation of Mgmt For For For Financial Statements (Consolidated) 8 Presentation of Mgmt For For For Management Board Report 9 Presentation of Mgmt For For For Management Board Report (Allocation of Profits/Dividends) 10 Presentation of Report Mgmt For For For on Expenses 11 Presentation of Mgmt For For For Supervisory Board Report 12 Presentation of Mgmt For For For Supervisory Board Report (Allocation of Profits and Dividends) 13 Presentation of Mgmt For For For Supervisory Board Report (Company Standing) 14 Presentation of Mgmt For For For Supervisory Board Report (Activity) 15 Financial Statements Mgmt For For For 16 Financial Statements Mgmt For For For (Consolidated) 17 Management Board Report Mgmt For For For 18 Allocation of Mgmt For For For Profits/Dividends 19 Ratification of Mgmt For For For Management Board Acts 20 Ratification of Mgmt For For For Supervisory Board Acts 21 Remuneration Policy Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Changes to the Supervisory Board Composition 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Kinder Mgmt For For For 2 Elect Steven J. Kean Mgmt For For For 3 Elect Kimberly A. Dang Mgmt For For For 4 Elect Ted A. Gardner Mgmt For For For 5 Elect Anthony W. Hall, Mgmt For For For Jr. 6 Elect Gary L. Hultquist Mgmt For For For 7 Elect Ronald L. Kuehn, Mgmt For For For Jr. 8 Elect Deborah A. Mgmt For For For Macdonald 9 Elect Michael C. Morgan Mgmt For For For 10 Elect Arthur C. Mgmt For For For Reichstetter 11 Elect Fayez S. Sarofim Mgmt For For For 12 Elect C. Park Shaper Mgmt For For For 13 Elect William A. Smith Mgmt For For For 14 Elect Joel V. Staff Mgmt For For For 15 Elect Robert F. Vagt Mgmt For For For 16 Elect Perry M. Waughtal Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian Atkinson Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect Kerry D. Dyte Mgmt For For For 1.4 Elect Glenn A. Ives Mgmt For For For 1.5 Elect Ave G. Lethbridge Mgmt For For For 1.6 Elect Elizabeth Mgmt For For For McGregor 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect Kelly J. Osborne Mgmt For For For 1.9 Elect J. Paul Rollinson Mgmt For For For 1.10 Elect David A. Scott Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stated Capital Mgmt For For For Reduction 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kirkland Lake Gold Ltd. Ticker Security ID: Meeting Date Meeting Status KL CUSIP 49741E100 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Shares for Mgmt For For For Acquisition of Detour Gold ________________________________________________________________________________ Kirkland Lake Gold Ltd. Ticker Security ID: Meeting Date Meeting Status KL CUSIP 49741E100 06/30/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Jonathan Gill Mgmt For For For 2.2 Elect Peter Grosskopf Mgmt For Withhold Against 2.3 Elect Ingrid J. Hibbard Mgmt For For For 2.4 Elect Arnold Klassen Mgmt For For For 2.5 Elect Elizabeth Mgmt For For For Lewis-Gray 2.6 Elect Anthony Makuch Mgmt For For For 2.7 Elect Barry P. Olson Mgmt For For For 2.8 Elect Jeff Parr Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of Mgmt For For For Unallocated Options Under the Long-Term Incentive Plan 6 Amendment to the Mgmt For For For Deferred Share Unit Plan ________________________________________________________________________________ Korea Zinc Inc. Ticker Security ID: Meeting Date Meeting Status 010130 CINS Y4960Y108 03/20/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect CHOI Yoon Bum Mgmt For For For 3 Elect JANG Hyung Jin Mgmt For For For 4 Elect SUNG Yong Rak Mgmt For For For 5 Elect LEE Jong Gwang Mgmt For For For 6 Elect KIM Do Hyun Mgmt For For For 7 Election of Audit Mgmt For For For Committee Member: LEE Jong Gwang 8 Election of Audit Mgmt For For For Committee Member: KIM Do Hyun 9 Director's Fees Mgmt For For For ________________________________________________________________________________ Kuala Lumpur Kepong Berhad Ticker Security ID: Meeting Date Meeting Status KLK CINS Y47153104 02/18/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raja Muhammad Mgmt For Against Against Alias bin Raja Muhammad Ali 2 Elect LEE Hau Hian Mgmt For Against Against 3 Elect Azlan Zainol Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Directors' Benefits Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Mgmt For For For Repurchase and Reissue Shares 8 Related Party Mgmt For For For Transactions 9 Dividend Reinvestment Mgmt For For For Plan ________________________________________________________________________________ Kubota Corporation Ticker Security ID: Meeting Date Meeting Status 6326 CINS J36662138 03/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masatoshi Kimata Mgmt For For For 3 Elect Yuichi Kitao Mgmt For For For 4 Elect Masato Yoshikawa Mgmt For For For 5 Elect Shinji Sasaki Mgmt For For For 6 Elect Toshihiko Mgmt For For For Kurosawa 7 Elect Dai Watanabe Mgmt For For For 8 Elect Yuzuru Matsuda Mgmt For For For 9 Elect Koichi Ina Mgmt For For For 10 Elect Yutaro Shintaku Mgmt For For For 11 Elect Yuichi Yamada as Mgmt For For For Statutory Auditor 12 Bonus Mgmt For For For 13 Amendment to Mgmt For For For Restricted Stock Plan ________________________________________________________________________________ Kunlun Energy Company Ltd Ticker Security ID: Meeting Date Meeting Status 0135 CINS G5320C108 05/27/2020 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect ZHAO Yongqi Mgmt For For For 6 Elect Jasper TSANG Yok Mgmt For For For Sing 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 10 Authority to Mgmt For For For Repurchase Shares 11 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Kurita Water Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 6370 CINS J37221116 06/29/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michiya Kadota Mgmt For For For 4 Elect Kiyoshi Ito Mgmt For For For 5 Elect Yoshio Yamada Mgmt For For For 6 Elect Hirohiko Ejiri Mgmt For For For 7 Elect Yasuo Suzuki Mgmt For For For 8 Elect Toshimi Kobayashi Mgmt For For For 9 Elect Tsuguto Moriwaki Mgmt For For For 10 Elect Ryoko Sugiyama Mgmt For For For 11 Elect Keiko Tanaka Mgmt For For For 12 Elect Kenjiro Kobayashi Mgmt For For For 13 Elect Toshiaki Tada Mgmt For For For 14 Elect Tetsuya Nagasawa Mgmt For For For as Alternate Statutory Auditor ________________________________________________________________________________ Lee & Man Paper Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status 2314 CINS G5427W130 04/24/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Ross LI King Wai Mgmt For For For 6 Elect David CHAU Shing Mgmt For Against Against Yim 7 Elect POON Chung Kwong Mgmt For For For 8 Elect Tony WONG Kai Mgmt For For For Tung 9 Elect Peter A. Davies Mgmt For For For 10 Directors' Fees for Mgmt For Against Against 2019 11 Directors' Fees for Mgmt For Against Against 2020 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Mgmt For For For Repurchase Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael N. Mgmt For For For Christodolou 1.2 Elect David B. Rayburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Louisiana-Pacific Corporation Ticker Security ID: Meeting Date Meeting Status LPX CUSIP 546347105 05/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kurt M. Landgraf Mgmt For For For 2 Elect Stephen E. Mgmt For For For Macadam 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lundin Gold Inc. Ticker Security ID: Meeting Date Meeting Status LUG CUSIP 550371108 06/24/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tamara Brown Mgmt For For For 1.2 Elect Carmel Daniele Mgmt For For For 1.3 Elect Ian W. Gibbs Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Ashley Mgmt For For For Heppenstall 1.6 Elect Ron F. Hochstein Mgmt For For For 1.7 Elect Craig Jones Mgmt For For For 1.8 Elect Lukas H. Lundin Mgmt For For For 1.9 Elect Paul McRae Mgmt For For For 1.10 Elect Istvan Zollei Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Lundin Mining Corporation Ticker Security ID: Meeting Date Meeting Status LUN CUSIP 550372106 05/11/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald K. Charter Mgmt For For For 1.2 Elect John H. Craig Mgmt For Withhold Against 1.3 Elect Ashley Mgmt For For For Heppenstall 1.4 Elect Marie Inkster Mgmt For For For 1.5 Elect Peter C. Jones Mgmt For For For 1.6 Elect Lukas H. Lundin Mgmt For For For 1.7 Elect Dale C. Peniuk Mgmt For For For 1.8 Elect Catherine J.G. Mgmt For For For Stefan 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to Incentive Mgmt For For For Stock Option Plan ________________________________________________________________________________ Lundin Petroleum AB Ticker Security ID: Meeting Date Meeting Status LUPE CINS W64566107 03/31/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Board Mgmt For For For and CEO Acts 14 Shareholder Proposal ShrHoldr Against Against For (Recovery Provisions) 15 Shareholder Proposal ShrHoldr Against For Against (Disclosure of Costs Associated with Criminal Investigations) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Elect Peggy Bruzelius Mgmt For For For 21 Elect Ashley Mgmt For For For Heppenstall 22 Elect Ian H. Lundin Mgmt For For For 23 Elect Lukas H. Lundin Mgmt For For For 24 Elect Grace Reksten Mgmt For For For Skaugen 25 Elect Torstein Sanness Mgmt For For For 26 Elect Alex Schneiter Mgmt For For For 27 Elect Jakob Thomasen Mgmt For For For 28 Elect Cecilia Vieweg Mgmt For For For 29 Elect Ian H. Lundin as Mgmt For For For Chair of the Board 30 Authority to Set Mgmt For For For Auditor's Fees 31 Appointment of Auditor Mgmt For For For 32 Remuneration Policy Mgmt For For For 33 Approval of LTIP 2020 Mgmt For For For 34 Authority to Issue Mgmt For For For Shares Pursuant to 2017, 2018 and 2019 LTIPs 35 Authority to Issue Mgmt For For For Shares Pursuant to LTIP 2020 36 Authority to Issue Mgmt For For For Shares and Convertible Securities w/ or w/o Preemptive Rights 37 Authority to Mgmt For For For Repurchase and Reissue Shares 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Nomination Committee Mgmt For For For Guidelines 40 Amendments to Articles Mgmt For For For 41 Non-Voting Agenda Item N/A N/A N/A N/A 42 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Lundin Petroleum AB Ticker Security ID: Meeting Date Meeting Status LUPE CINS W64566107 07/31/2019 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Redemption of Share Mgmt For For For Capital 11 Sale of Stake in the Mgmt For For For Johan Sverdrup Oilfiled 12 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0323 CINS Y5361G109 03/05/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect WANG Qiangmin Mgmt For For For ________________________________________________________________________________ Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 0323 CINS Y5361G109 06/29/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors', Mgmt For For For Supervisors', and Senior Managements' Fees 9 China Baowu Steel Mgmt For For For Group Supplemental Agreement and Revised Caps 10 Magang Group Mgmt For For For Supplemental Agreement and Revised Caps 11 Ouye Lianjin Mgmt For For For Supplemental Agreement and Revised Caps ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Chadwick C. Mgmt For For For Deaton 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Jason B. Few Mgmt For For For 5 Elect Douglas L. Foshee Mgmt For For For 6 Elect M. Elise Hyland Mgmt For For For 7 Elect Lee M. Tillman Mgmt For For For 8 Elect J. Kent Wells Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Steven A. Davis Mgmt For Against Against 3 Elect J. Michael Stice Mgmt For For For 4 Elect John P. Surma Mgmt For For For 5 Elect Susan Tomasky Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr For For For Regarding Simple Majority Vote 9 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Pay to Community Impact ________________________________________________________________________________ Maruha Nichiro Corporation Ticker Security ID: Meeting Date Meeting Status 1333 CINS J40015109 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shigeru Ito Mgmt For For For 4 Elect Masaru Ikemi Mgmt For For For 5 Elect Masayuki Nakajima Mgmt For For For 6 Elect Osamu Momiyama Mgmt For For For 7 Elect Sadahiko Hanzawa Mgmt For For For 8 Elect Shinichiro Takeda Mgmt For For For 9 Elect Yoshiro Nakabe Mgmt For For For 10 Elect Somuku Iimura Mgmt For For For 11 Elect Sonoko Hatchoji Mgmt For For For 12 Elect Hiroyuki Tabe as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Mayr-Melnhof Karton AG Ticker Security ID: Meeting Date Meeting Status MMK CINS A42818103 04/29/2020 Voted Meeting Type Country of Trade Ordinary Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Supervisory Board Mgmt For For For Members' Fees 8 Appointment of Auditor Mgmt For For For 9 Elect Rainer Zellner Mgmt For Against Against 10 Elect Johannes Mgmt For Against Against Goess-Saurau 11 Elect Nikolaus Mgmt For For For Ankershofen 12 Elect Alexander Leeb Mgmt For For For 13 Elect Georg Mgmt For For For Mayr-Melnhof 14 Elect Ferdinand Mgmt For For For Mayr-Melnhof-Saurau 15 Elect Klaus Rabel Mgmt For For For 16 Elect Franz Rappold Mgmt For For For 17 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 05/13/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Financial Statements Mgmt For For For (Consolidated) 5 Allocation of Mgmt For For For Profits/Dividends 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Nikolay P. Mgmt For For For Abramov 8 Elect Sergey V. Mgmt N/A Abstain N/A Barbashev 9 Elect Sergey L. Mgmt N/A Abstain N/A Batekhin 10 Elect Alexey V. Mgmt N/A Abstain N/A Bashkirov 11 Elect Sergey B. Mgmt For Abstain Against Bratukhin 12 Elect Sergey N. Volk Mgmt For Abstain Against 13 Elect Marianna A. Mgmt N/A Abstain N/A Zakharova 14 Elect Roger Munnings Mgmt For For For 15 Elect Gareth Penny Mgmt For Abstain Against 16 Elect Maxim V. Mgmt For Abstain Against Poletayev 17 Elect Vyacheslav Mgmt N/A Abstain N/A Solomin 18 Elect Evgeny A. Mgmt For For For Schwartz 19 Elect Robert W. Edwards Mgmt For Abstain Against 20 Elect Alexey S. Mgmt For For For Dzybalov 21 Elect Anna V. Masalova Mgmt For For For 22 Elect Georgiy E. Mgmt For For For Svanidze 23 Elect Vladimir N. Mgmt For For For Shilkov 24 Elect Elena A. Yanevich Mgmt For For For 25 Appointment of Auditor Mgmt For For For (RAS) 26 Appointment of Auditor Mgmt For For For (IFRS) 27 Directors' Fees Mgmt For Against Against 28 Audit Commission Fees Mgmt For For For 29 Indemnification of Mgmt For For For Directors/Officers 30 D&O Insurance Mgmt For For For ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 09/26/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 12/16/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) ________________________________________________________________________________ Mitsubishi Materials Corporation Ticker Security ID: Meeting Date Meeting Status 5711 CINS J44024107 06/30/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akira Takeuchi Mgmt For For For 3 Elect Naoki Ono Mgmt For For For 4 Elect Makoto Shibata Mgmt For For For 5 Elect Yoshikazu Yasui Mgmt For For For 6 Elect Mariko Tokuno Mgmt For For For 7 Elect Hiroshi Watanabe Mgmt For For For 8 Elect Hikaru Sugi Mgmt For For For 9 Elect Hiroshi Sato Mgmt For For For 10 Elect Tatsuo Mgmt For Against Against Wakabayashi 11 Elect Koji Igarashi Mgmt For For For ________________________________________________________________________________ Mondi plc Ticker Security ID: Meeting Date Meeting Status MNDI CINS G6258S107 05/07/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Final Dividend Mgmt For Abstain Against 5 Elect Enoch Godongwana Mgmt For For For 6 Elect Philip Yea Mgmt For For For 7 Elect Tanya Fratto Mgmt For For For 8 Elect Stephen C. Harris Mgmt For For For 9 Elect Andrew King Mgmt For For For 10 Elect Dominique Mgmt For For For Reiniche 11 Elect Stephen Young Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Mowi ASA Ticker Security ID: Meeting Date Meeting Status MOWI CINS R4S04H101 06/03/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Election of Presiding Mgmt For TNA N/A Chair; Minutes 6 Notice of Meeting; Mgmt For TNA N/A Agenda 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 11 Remuneration Mgmt For TNA N/A Guidelines for Allocation of Options (Binding) 12 Directors' Fees Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A Fees 14 Authority to Set Mgmt For TNA N/A Auditor's Fees 15 Elect Alf-Helge Aarskog Mgmt For TNA N/A 16 Elect Bjarne Tellmann Mgmt For TNA N/A 17 Elect Solveig Strand Mgmt For TNA N/A 18 Elect Cecilie Mgmt For TNA N/A Fredriksen 19 Elect Anne Lise Mgmt For TNA N/A Ellingsen Gryte as Nomination Committee Chair 20 Authority to Mgmt For TNA N/A Distribute Dividend 21 Authority to Mgmt For TNA N/A Repurchase Shares 22 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 23 Authority to Issue Mgmt For TNA N/A Convertible Debt Instruments 24 Application of Mgmt For TNA N/A Exemption From Establishing a Corporate Assembly ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clay C. Williams Mgmt For For For 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Ben A. Guill Mgmt For For For 5 Elect James T. Hackett Mgmt For For For 6 Elect David D. Harrison Mgmt For For For 7 Elect Eric L. Mattson Mgmt For Against Against 8 Elect Melody B. Meyer Mgmt For For For 9 Elect William R. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2018 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Navigator Company S.A. Ticker Security ID: Meeting Date Meeting Status NVG CINS X67182109 05/28/2020 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Individual Accounts Mgmt For For For and Reports 3 Consolidated Accounts Mgmt For For For and Reports 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For For For and Supervisory Bodies' Acts 6 Ratify Co-Option of Mgmt For Against Against Directors 7 Remuneration Policy Mgmt For Against Against 8 Authority to Mgmt For For For Repurchase and Reissue Shares and Bonds 9 Non-Voting Meeting Note N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Navigator Company S.A. Ticker Security ID: Meeting Date Meeting Status NVG CINS X67182109 06/25/2020 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ Navigator Company S.A. Ticker Security ID: Meeting Date Meeting Status NVG CINS X67182109 12/20/2019 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Special Dividend Mgmt For For For ________________________________________________________________________________ Neoen S.A. Ticker Security ID: Meeting Date Meeting Status NEOEN CINS F6517R107 05/26/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For For For 9 Special Auditors Mgmt For For For Report on Regulated Agreements 10 Remuneration Report Mgmt For For For 11 Remuneration of Xavier Mgmt For For For Barbaro, Chair and CEO 12 Remuneration of Romain Mgmt For For For Desrousseaux, Deputy CEO 13 Remuneration Policy Mgmt For For For (Board of Directors) 14 Remuneration Policy Mgmt For Against Against (Chair and CEO) 15 Remuneration Policy Mgmt For For For (Deputy CEO) 16 Elect Simon Veyrat Mgmt For For For 17 Elect Christophe Gegout Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Non-Renewal of Mgmt For For For Alternate Auditor 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Authority to Issue Mgmt For For For Shares and/or Convertible Debt w/ Preemptive Rights 22 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt w/o Preemptive Rights 23 Authority to Issue Mgmt For Against Against Shares and/or Convertible Debt Through Private Placement 24 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions In Kind 25 Authority to Increase Mgmt For For For Capital Through Capitalisations 26 Greenshoe Mgmt For Against Against 27 Employee Stock Mgmt For For For Purchase Plan 28 Authority to Issue Mgmt For For For Performance Shares 29 Authority to Grant Mgmt For Against Against Warrants 30 Stock Purchase Plan Mgmt For For For for Overseas Employees 31 Authority to Cancel Mgmt For For For Shares and Reduce Capital 32 Amendments to Articles Mgmt For For For Regarding Multiple Issues 33 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Neste Corporation Ticker Security ID: Meeting Date Meeting Status NESTE CINS X5688A109 05/18/2020 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and CEO Acts 12 Remuneration Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Appointment of Auditor Mgmt For For For 19 Authority to Mgmt For For For Repurchase Shares 20 Issuance of Shares w/ Mgmt For For For or w/o Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 11/12/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter A.F. Hay Mgmt For For For 3 Re-elect Vickki Mgmt For For For McFadden 4 Equity Grant (MD/CEO Mgmt For For For Sandeep Biswas) 5 Equity Grant (Finance Mgmt For For For Director/CFO Gerard Bond) 6 Remuneration Report Mgmt For For For ________________________________________________________________________________ Newmont Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Bruce R. Brook Mgmt For For For 3 Elect J. Kofi Bucknor Mgmt For For For 4 Elect Maura J. Clark Mgmt For For For 5 Elect Matthew Coon Come Mgmt For For For 6 Elect Noreen Doyle Mgmt For For For 7 Elect Veronica M. Hagen Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Jane Nelson Mgmt For For For 10 Elect Thomas Palmer Mgmt For For For 11 Elect Julio M. Quintana Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Approval of the 2020 Mgmt For For For Stock Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 12/16/2019 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LIU Ming Chung Mgmt For Against Against 6 Elect ZHANG Lianpeng Mgmt For For For 7 Elect Maria TAM Wai Chu Mgmt For Against Against 8 Elect NG Leung Sing Mgmt For Against Against 9 Elect LAM Yiu Kin Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase Shares 14 Authority to Issue Mgmt For Against Against Repurchased Shares 15 Amendments to Articles Mgmt For Against Against 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Nippon Paper Industries Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 3863 CINS J28583169 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Fumio Manoshiro Mgmt For For For 4 Elect Toru Nozawa Mgmt For For For 5 Elect Kazufumi Mgmt For For For Yamasaki 6 Elect Akihiro Utsumi Mgmt For For For 7 Elect Takeo Konno Mgmt For For For 8 Elect Masanobu Iizuka Mgmt For For For 9 Elect Makoto Fujioka Mgmt For For For 10 Elect Yoko Hatta Mgmt For For For 11 Elect Yutaka Kunigoh Mgmt For For For 12 Elect Takafumi Okuda Mgmt For For For as Statutory Auditor 13 Elect Akio Otsuka as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ Nippon Steel Corporation Ticker Security ID: Meeting Date Meeting Status 5401 CINS J55678106 06/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Kosei Shindo Mgmt For For For 4 Elect Eiji Hashimoto Mgmt For For For 5 Elect Shinji Tanimoto Mgmt For For For 6 Elect Shinichi Nakamura Mgmt For For For 7 Elect Katsuhiro Mgmt For For For Miyamoto 8 Elect Akio Migita Mgmt For For For 9 Elect Shuhei Onoyama Mgmt For For For 10 Elect Tadashi Imai Mgmt For For For 11 Elect Noriko Iki Mgmt For For For 12 Elect Tetsuro Tomita Mgmt For For For 13 Elect Masato Kitera Mgmt For For For 14 Elect Masato Matsuno Mgmt For For For 15 Elect Shozo Furumoto Mgmt For For For 16 Elect Nobuhiro Miyoshi Mgmt For For For 17 Elect Hiroshi Obayashi Mgmt For For For 18 Elect Jiro Makino Mgmt For For For 19 Elect Seiichiro Azuma Mgmt For For For 20 Elect Hiroshi Yoshikawa Mgmt For For For 21 Non-Audit Committee Mgmt For For For Directors' Fees 22 Audit Committee Mgmt For For For Directors' Fees 23 Shareholder Proposal ShrHoldr Against Against For Regarding Company Name Change 24 Shareholder Proposal ShrHoldr Against Against For Regarding Board Size and Composition ________________________________________________________________________________ Nippon Suisan Kaisha, Ltd. Ticker Security ID: Meeting Date Meeting Status 1332 CINS J56042104 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Akiyo Matono Mgmt For For For 3 Elect Shingo Hamada Mgmt For For For 4 Elect Yoichi Sekiguchi Mgmt For For For 5 Elect Shinya Yamamoto Mgmt For For For 6 Elect Seiji Takahashi Mgmt For For For 7 Elect Koji Umeda Mgmt For For For 8 Elect Kazuo Oki Mgmt For For For 9 Elect Mikito Nagai Mgmt For For For 10 Elect Yuko Yasuda Mgmt For For For 11 Elect Shino Hirose as Mgmt For For For Statutory Auditor ________________________________________________________________________________ NISSHIN SEIFUN GROUP INC. Ticker Security ID: Meeting Date Meeting Status 2002 CINS J57633109 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuki Kemmoku Mgmt For Against Against 3 Elect Michinori Mgmt For For For Takizawa 4 Elect Akira Mori Mgmt For For For 5 Elect Koichi Iwasaki Mgmt For For For 6 Elect Takao Yamada Mgmt For For For 7 Elect Yuji Koike Mgmt For For For 8 Elect Akio Mimura Mgmt For For For 9 Elect Kazuhiko Fushiya Mgmt For For For 10 Elect Motoo Nagai Mgmt For For For 11 Elect Satoshi Odaka Mgmt For For For ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect James E. Craddock Mgmt For For For 3 Elect Barbara J. Mgmt For For For Duganier 4 Elect Thomas J. Edelman Mgmt For For For 5 Elect Holli C. Ladhani Mgmt For Against Against 6 Elect David L. Stover Mgmt For For For 7 Elect Scott D. Urban Mgmt For For For 8 Elect William T. Van Mgmt For For For Kleef 9 Elect Martha B. Wyrsch Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Norsk Hydro Ticker Security ID: Meeting Date Meeting Status NHY CINS R61115102 05/11/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Notice of Meeting; Mgmt For TNA N/A Agenda 5 Minutes Mgmt For TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Authority to Mgmt For TNA N/A Distribute Dividends 8 Authority to Set Mgmt For TNA N/A Auditor's Fees 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 11 Remuneration Mgmt For TNA N/A Guidelines (Binding) 12 Appointment of Auditor Mgmt For TNA N/A 13 Election of Nomination Mgmt For TNA N/A Committee Members 14 Election of Corporate Mgmt For TNA N/A Assembly 15 Corporate Assembly Fees Mgmt For TNA N/A 16 Nomination Committee Mgmt For TNA N/A Fees 17 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Northam Platinum Limited Ticker Security ID: Meeting Date Meeting Status NHM CINS S56540156 11/07/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect David H. Brown Mgmt For Against Against 2 Re-elect Ralph Mgmt For For For Havenstein 3 Re-elect John G. Mgmt For For For Smithies 4 Re-elect Emily T. Kgosi Mgmt For For For 5 Elect Alet Coetzee Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Re-elect Audit and Mgmt For Against Against Risk Committee Member (Hester Hickey) 8 Re-elect Audit and Mgmt For Against Against Risk Committee Member (David Brown) 9 Elect Audit and Risk Mgmt For For For Committee Member (Yoza Jekwa) 10 Elect Audit and Risk Mgmt For For For Committee Member (Jean Nel) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Implementation Mgmt For For For Report 13 Approve NEDs' Fees Mgmt For For For 14 Approve Financial Mgmt For For For Assistance 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Norway Royal Salmon ASA Ticker Security ID: Meeting Date Meeting Status NRS CINS R6333E105 06/04/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Mgmt For TNA N/A Chair; Minutes 5 Agenda Mgmt For TNA N/A 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 7 Remuneration Guidelines Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Elect Helge Gaso Mgmt For TNA N/A 10 Elect Trude Olafsen Mgmt For TNA N/A 11 Elect Arnfinn Aunsmo Mgmt For TNA N/A 12 Elect Karl-Johan Bakken Mgmt For TNA N/A 13 Elect Helge Gaso as Mgmt For TNA N/A Chair 14 Directors' Fees Mgmt For TNA N/A 15 Elect Endre Glastad Mgmt For TNA N/A 16 Elect Endre Glastad as Mgmt For TNA N/A Chair 17 Nomination Committee Mgmt For TNA N/A Fees 18 Authority to Set Mgmt For TNA N/A Auditor's Fees 19 Authority to Mgmt For TNA N/A Repurchase Shares 20 Authority to Issue Mgmt For TNA N/A Shares w/ or w/o Preemptive Rights 21 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ Novagold Resources Inc. Ticker Security ID: Meeting Date Meeting Status NG CUSIP 66987E206 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine Dorward Mgmt For For For King 2 Elect Sharon E. Dowdall Mgmt For For For 3 Elect Diane R. Garrett Mgmt For For For 4 Elect Thomas Kaplan Mgmt For For For 5 Elect Gregory Lang Mgmt For For For 6 Elect Igor Levental Mgmt For For For 7 Elect Kalidas V. Mgmt For For For Madhavpeddi 8 Elect Clynton Nauman Mgmt For For For 9 Elect Ethan Schutt Mgmt For For For 10 Elect Anthony P. Walsh Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Stock Award Plan Mgmt For For For Renewal 13 Performance Share Unit Mgmt For For For Plan Renewal 14 Approval of Mgmt For For For Unallocated Entitlements under the Deferred Share Unit Plan 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Novatek OAO Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 04/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits 2 Dividends Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Arnaud Le Foll Mgmt For Abstain Against 7 Elect Michael Borrell Mgmt For Abstain Against 8 Elect Robert Castaigne Mgmt For For For 9 Elect Tatyana A. Mgmt For For For Mitrova 10 Elect Leonid V. Mgmt For Abstain Against Mikhelson 11 Elect Alexander Y. Mgmt For Abstain Against Natalenko 12 Elect Viktor P. Orlov Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Elect Olga V. Belyaeva Mgmt For For For 15 Elect Anna V. Mgmt For For For Merzlyakova 16 Elect Igor A. Ryaskov Mgmt For For For 17 Elect Nikolay K. Mgmt For For For Shulikin 18 Appointment of Auditor Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novatek OAO Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lloyd J. Austin, Mgmt For For For III 1.2 Elect Patrick J. Mgmt For For For Dempsey 1.3 Elect Christopher J. Mgmt For For For Kearney 1.4 Elect Laurette T. Mgmt For For For Koellner 1.5 Elect Joseph D. Rupp Mgmt For For For 1.6 Elect Leon J. Topalian Mgmt For For For 1.7 Elect John H. Walker Mgmt For For For 1.8 Elect Nadja Y. West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2014 Mgmt For For For Omnibus Incentive Compensation Plan ________________________________________________________________________________ Nufarm Limited Ticker Security ID: Meeting Date Meeting Status NUF CINS Q7007B105 12/05/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Donald G. Mgmt For For For McGauchie 4 Re-elect Toshikazu Mgmt For For For Takasaki 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendment to Mgmt For For For Constitution (Proportional Takeover Provisions) 7 Disposal of Nufarm Mgmt For For For South America ________________________________________________________________________________ Nutrien Ltd. Ticker Security ID: Meeting Date Meeting Status NTR CUSIP 67077M108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher M. Mgmt For For For Burley 1.2 Elect Maura J. Clark Mgmt For For For 1.3 Elect David C. Everitt Mgmt For For For 1.4 Elect Russell K. Mgmt For For For Girling 1.5 Elect Miranda C. Hubbs Mgmt For For For 1.6 Elect Alice D. Laberge Mgmt For For For 1.7 Elect Consuelo E. Mgmt For For For Madere 1.8 Elect Charles V. Magro Mgmt For For For 1.9 Elect Keith G. Martell Mgmt For For For 1.10 Elect Aaron W. Regent Mgmt For Withhold Against 1.11 Elect Mayo M. Schmidt Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen I. Chazen Mgmt For For For 2 Elect Andrew Gould Mgmt For For For 3 Elect Nicholas F. Mgmt For For For Graziano 4 Elect Carlos M. Mgmt For For For Gutierrez 5 Elect Vicki A. Hollub Mgmt For For For 6 Elect William R. Klesse Mgmt For For For 7 Elect Andrew N. Langham Mgmt For For For 8 Elect Jack B. Moore Mgmt For For For 9 Elect Margarita Mgmt For For For Palau-Hernandez 10 Elect Avedick B. Mgmt For For For Poladian 11 Elect Robert M Shearer Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2015 Mgmt For For For Long Term Incentive Plan 15 Issuance of Common Mgmt For For For Stock Underlying the Berkshire Hathaway Warrant 16 Increase of Authorized Mgmt For For For Common Stock 17 Amendments to Enhance Mgmt For For For Shareholders' Ability to Act by Written Consent 18 Amendment to Threshold Mgmt For For For Required to Call Special Meetings and Amendments Relating to Filling Vacancies 19 Approval of the Mgmt For For For Shareholder Rights Agreement ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 12/31/2019 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Revoke Request to Fix Mgmt For Against Against a Record Date for a Planned Consent Solicitation by Icahn ________________________________________________________________________________ OCI N.V. Ticker Security ID: Meeting Date Meeting Status OCI CINS N6667A111 06/17/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 7 Ratification of Mgmt For For For Executive Directors' Acts 8 Ratification of Mgmt For For For Non-Executive Directors' Acts 9 Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Elect Nassef Sawiris Mgmt For For For to the Board of Directors 12 Elect Hassan Badrawi Mgmt For For For to the Board of Directors 13 Elect Maud de Vries to Mgmt For For For the Board of Directors 14 Elect Ahmed El-Hoshy Mgmt For For For to the Board of Directors 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Michael L. Mgmt For For For Bennett to the Board of Directors 17 Elect Jerome Guiraud Mgmt For Against Against to the Board of Directors 18 Elect Greg Heckman to Mgmt For For For the Board of Directors 19 Elect Robert-Jan van Mgmt For For For de Kraats to the Board of Directors 20 Elect Anja Montijn to Mgmt For For For the Board of Directors 21 Elect Sipko N. Schat Mgmt For Against Against to the Board of Directors 22 Elect Dod Fraser to Mgmt For For For the Board of Directors 23 Elect David Welch to Mgmt For For For the Board of Directors 24 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 25 Authority to Suppress Mgmt For For For Preemptive Rights 26 Authority to Mgmt For For For Repurchase Shares 27 Appointment of Auditor Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/01/2020 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Fiona Harris Mgmt For For For 3 Re-elect Kostas Mgmt For For For Constantinou 4 Equity Grant (MD Mgmt N/A For N/A Keiran Wulff - Performance Rights) 5 Equity Grant (MD Mgmt N/A For N/A Keiran Wulff - Restricted Shares) 6 Approve Non-executive Mgmt N/A For N/A Director Share Plan ________________________________________________________________________________ Oji Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 3861 CINS J6031N109 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Susumu Yajima Mgmt For Against Against 3 Elect Masatoshi Kaku Mgmt For For For 4 Elect Yoshiki Koseki Mgmt For For For 5 Elect Ryuichi Kisaka Mgmt For For For 6 Elect Kazuhiko Kamada Mgmt For For For 7 Elect Hiroyuki Isono Mgmt For For For 8 Elect Koichi Ishida Mgmt For For For 9 Elect Fumio Shindo Mgmt For For For 10 Elect Shigeki Aoki Mgmt For For For 11 Elect Michihiro Nara Mgmt For For For 12 Elect Toshihisa Takata Mgmt For For For 13 Elect Sachiko Ai Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Renewal of Takeover Mgmt For Against Against Defense Plan ________________________________________________________________________________ ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian L. Derksen Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect John W. Gibson Mgmt For For For 4 Elect Mark W. Helderman Mgmt For For For 5 Elect Randall J. Larson Mgmt For For For 6 Elect Steven J. Malcolm Mgmt For For For 7 Elect Jim W. Mogg Mgmt For For For 8 Elect Pattye L. Moore Mgmt For For For 9 Elect Gary D. Parker Mgmt For Against Against 10 Elect Eduardo A. Mgmt For For For Rodriguez 11 Elect Terry K. Spencer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Origin Energy Limited Ticker Security ID: Meeting Date Meeting Status ORG CINS Q71610101 10/16/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Greg Lalicker Mgmt For For For 4 Re-elect Gordon M. Mgmt For For For Cairns 5 Re-elect Bruce W. D. Mgmt For For For Morgan 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Frank Calabria) 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Renewal of Mgmt For For For proportional takeover provisions 10 Change of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 13 Shareholder Proposal ShrHoldr Against Against For Regarding Phase Out of Coal Generation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Free, Prior and Informed Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Expenditure Report on Pollution Controls 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Business Alignment with the Paris Agreement 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on and Suspension of Industry Association Memberships ________________________________________________________________________________ Origin Enterprises plc Ticker Security ID: Meeting Date Meeting Status OIZ CINS G68097107 11/20/2019 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Elect Kate Allum Mgmt For For For 4 Elect Gary Britton Mgmt For For For 5 Elect Sean Coyle Mgmt For For For 6 Elect Declan Giblin Mgmt For For For 7 Elect Rose B. Hynes Mgmt For For For 8 Elect Hugh McCutcheon Mgmt For For For 9 Elect Tom O'Mahony Mgmt For For For 10 Elect Christopher Mgmt For Against Against Richards 11 Authority to Set Mgmt For For For Auditor's Fees 12 Remuneration Report Mgmt For For For (Advisory) 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Price Mgmt For For For Range for Reissuance of Treasury Shares 18 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Isaac Angel Mgmt For For For 2 Elect Ravit Barniv Mgmt For For For 3 Elect Albertus Bruggink Mgmt For For For 4 Elect Dan Falk Mgmt For Against Against 5 Elect David Granot Mgmt For Against Against 6 Elect Stan H. Koyanagi Mgmt For For For 7 Elect Dafna Sharir Mgmt For For For 8 Elect Stanley B. Stern Mgmt For Against Against 9 Elect Hidetake Mgmt For For For Takahashi 10 Elect Byron G. Wong Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ormat Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ORA CUSIP 686688102 11/06/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Osisko Gold Royalties Ltd Ticker Security ID: Meeting Date Meeting Status OR CUSIP 68827L101 06/22/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Baird Mgmt For For For 1.2 Elect Francoise Mgmt For For For Bertrand 1.3 Elect John Burzynski Mgmt For For For 1.4 Elect Christopher C. Mgmt For For For Curfman 1.5 Elect Joanne S. Mgmt For For For Ferstman 1.6 Elect William Murray Mgmt For For For John 1.7 Elect Pierre Labbe Mgmt For For For 1.8 Elect Charles E. Page Mgmt For For For 1.9 Elect Sean Roosen Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Stock Mgmt For For For Option Plan 4 Amendment to the Mgmt For For For Employee Share Purchase Plan 5 Amendment to Mgmt For For For Restricted Share Unit Plan 6 Shareholder Rights Mgmt For For For Plan Renewal 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Ovintiv Inc. Ticker Security ID: Meeting Date Meeting Status OVV CUSIP 69047Q102 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation 2 Elect Peter A. Dea Mgmt For For For 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Howard J. Mayson Mgmt For For For 5 Elect Lee A. McIntire Mgmt For For For 6 Elect Margaret A. Mgmt For For For McKenzie 7 Elect Steven W. Nance Mgmt For For For 8 Elect Suzanne P. Mgmt For For For Nimocks 9 Elect Thomas G. Ricks Mgmt For For For 10 Elect Brian G. Shaw Mgmt For For For 11 Elect Douglas J. Mgmt For For For Suttles 12 Elect Bruce G. Waterman Mgmt For For For 13 Elect Clayton H. Woitas Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Disclosure of Climate-related Targets Aligned with the Paris Agreement ________________________________________________________________________________ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl K. Beebe Mgmt For For For 2 Elect Duane C. Mgmt For For For Farrington 3 Elect Donna A. Harman Mgmt For For For 4 Elect Mark W. Kowlzan Mgmt For For For 5 Elect Robert C. Lyons Mgmt For For For 6 Elect Thomas P. Maurer Mgmt For For For 7 Elect Samuel Mencoff Mgmt For For For 8 Elect Roger B. Porter Mgmt For For For 9 Elect Thomas S. Mgmt For For For Souleles 10 Elect Paul T. Stecko Mgmt For For For 11 Elect James D. Woodrum Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 1999 Mgmt For For For Long-Term Equity Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pan American Silver Corp. Ticker Security ID: Meeting Date Meeting Status PAAS CUSIP 697900108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect Michael Steinmann Mgmt For For For 1.3 Elect Michael L. Mgmt For For For Carroll 1.4 Elect Neil de Gelder Mgmt For For For 1.5 Elect Walter T. Mgmt For For For Segsworth 1.6 Elect Gillian D. Mgmt For For For Winckler 1.7 Elect Charles A. Mgmt For For For Jeannes 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 06/05/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alexey A. Mgmt For Abstain Against Mordashov 3 Elect Alexander A. Mgmt For Abstain Against Shevelev 4 Elect Alexey G. Mgmt For Abstain Against Kulichenko 5 Elect Andrey A. Mitukov Mgmt For Abstain Against 6 Elect Agnes A. Ritter Mgmt For Abstain Against 7 Elect Philip J. Dayer Mgmt For For For 8 Elect Alun D. Bowen Mgmt For For For 9 Elect Sakari V. Mgmt For For For Tamminen 10 Elect Vladimir A. Mau Mgmt For For For 11 Elect Alexander A. Mgmt For Abstain Against Auzan 12 Allocation of Mgmt For For For Profits/Dividends (FY2019) 13 Interim Dividend Mgmt For For For (1Q2020) 14 Appointment of Auditor Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 09/06/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 11/22/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) ________________________________________________________________________________ Pembina Pipeline Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 706327103 05/08/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anne-Marie N. Mgmt For For For Ainsworth 1.2 Elect Michael H. Dilger Mgmt For For For 1.3 Elect Randall J. Mgmt For For For Findlay 1.4 Elect Robert G. Gwin Mgmt For For For 1.5 Elect Maureen E. Howe Mgmt For For For 1.6 Elect Gordon J. Kerr Mgmt For For For 1.7 Elect David M.B. Mgmt For For For LeGresley 1.8 Elect Leslie A. Mgmt For For For O'Donoghue 1.9 Elect Bruce D. Rubin Mgmt For For For 1.10 Elect Henry W. Sykes Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to By-laws Mgmt For For For 4 Advance Notice By-Law Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pennon Group plc Ticker Security ID: Meeting Date Meeting Status PNN CINS G8295T213 05/28/2020 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestiture Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pennon Group plc Ticker Security ID: Meeting Date Meeting Status PNN CINS G8295T213 07/25/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect John Parker Mgmt For For For 5 Elect Neil Cooper Mgmt For For For 6 Elect Susan J. Davy Mgmt For For For 7 Elect Iain Evans Mgmt For For For 8 Elect Christopher Mgmt For For For Loughlin 9 Elect Gill Rider Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Authorisation of Mgmt For For For Political Donations 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 18 Amendments to Articles Mgmt For For For (WaterShare Scheme) 19 Authority to Issue the Mgmt For For For WaterShare Share 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PetroChina Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 0857 CINS Y6883Q104 03/25/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect DAI Houliang Mgmt For For For 5 Elect LV Bo Mgmt For For For 6 Elect LI Fanrong Mgmt For For For ________________________________________________________________________________ PetroChina Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 0857 CINS Y6883Q104 06/11/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Final Mgmt For For For Profits/Dividends 7 Authority to Declare Mgmt For For For Interim Dividends 8 Appointment of Mgmt For Against Against International and Domestic Auditor and Authority to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect LIU Yuezhen Mgmt For Against Against 11 Elect DUAN Liangwei Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Elsie LEUNG Oi Mgmt For Against Against Sie 14 Elect Tatsuhito Tokuchi Mgmt For For For 15 Elect Simon P. Henry Mgmt For For For 16 Elect CAI Jinyong Mgmt For For For 17 Elect Simon JIANG X Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect XU Wenrong Mgmt For For For 20 Elect ZHANG Fengshan Mgmt For Against Against 21 Elect JIANG Lifu Mgmt For Against Against 22 Elect LU Yaozhong Mgmt For Against Against 23 Elect WANG Liang Mgmt For For For 24 Authority to Give Mgmt For For For Guarantees 25 Authority to Issue Mgmt For For For Debt Financing Instruments 26 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 27 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 03/04/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For (Ratification of Appointment of Appraiser; Valuation Report; Merger Agreement; Merger by Absorption - Petrobras Negocios Eletronicos S.A.; Authorization of Legal Formalities) 2 Amendments to Articles Mgmt For For For 3 Elect Maria Claudia Mgmt For For For Guimaraes ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 08/09/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For 2 Delisting from the Mgmt For For For ByMA Stock Exchange ________________________________________________________________________________ Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 09/30/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger by Absorption Mgmt For For For (Petrobras Logistica de Gas S.A.) 2 Amendments to Articles Mgmt For For For 3 Ratify Updated Global Mgmt For For For Remuneration Amount ________________________________________________________________________________ Petronas Dagangan Berhad Ticker Security ID: Meeting Date Meeting Status PETD CINS Y6885A107 06/10/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nirmala Doraisamy Mgmt For For For 2 Elect Azrul Osman Rani Mgmt For For For 3 Elect Shafie Shamsuddin Mgmt For For For 4 Elect Alvin Micheal Mgmt For For For Hew Thai Kheam 5 Directors' Fees and Mgmt For For For Allowance 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Increase Board Size Mgmt For For For ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles M. Mgmt For For For Holley, Jr. 2 Elect Glenn F. Tilton Mgmt For For For 3 Elect Marna C. Mgmt For For For Whittington 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 01/24/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 05/22/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Igor Antoshin Mgmt N/A Abstain N/A 6 Elect Irina G. Bokova Mgmt N/A For N/A 7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A 8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A 9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A 10 Elect Roman V. Osipov Mgmt N/A Abstain N/A 11 Elect Nataliya Mgmt N/A For N/A Pashkevich 12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A 13 Elect James B. Rogers, Mgmt N/A For N/A Jr. 14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A 15 Elect Xavier Rolet Mgmt N/A For N/A 16 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A 17 Elect Mikhail K. Mgmt N/A Abstain N/A Rybnikov 18 Elect Sergey Sereda Mgmt N/A Abstain N/A 19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A 20 Elect Alexander F. Mgmt N/A Abstain N/A Sharabaiko 21 Elect Andrey V. Mgmt N/A For N/A Sharonov 22 Directors' Fees Mgmt For For For 23 Elect Ekaterina V. Mgmt For For For Viktorova 24 Elect Elena Yu. Mgmt For For For Kryuchkova 25 Elect Olga Yu. Lizunova Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Related Party Mgmt For For For Transactions 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 06/19/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 10/04/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Retained Mgmt For For For Earnings/Dividends 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tomazoni Mgmt For For For 1.2 Elect Denilson Molina Mgmt For For For 1.3 Elect Wallim Cruz de Mgmt For For For Vasconcellos Junior 1.4 Elect Vincent Trius Mgmt For For For 1.5 Elect Andre Noguiera Mgmt For For For de Souza 1.6 Elect Farha Aslam Mgmt For For For 1.7 Elect Michael L. Cooper Mgmt For For For 1.8 Elect Charles Macaluso Mgmt For For For 1.9 Elect Arquimedes A. Mgmt For For For Celis 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Reduction of Water Pollution 5 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Due Diligence Process Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Director Elections ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edison C. Mgmt For For For Buchanan 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Phillip A. Gobe Mgmt For For For 4 Elect Larry R. Grillot Mgmt For For For 5 Elect Stacy P. Methvin Mgmt For For For 6 Elect Royce W. Mitchell Mgmt For For For 7 Elect Frank A. Risch Mgmt For For For 8 Elect Scott D. Mgmt For For For Sheffield 9 Elect Mona K. Sutphen Mgmt For For For 10 Elect J. Kenneth Mgmt For For For Thompson 11 Elect Phoebe A. Wood Mgmt For For For 12 Elect Michael D. Mgmt For For For Wortley 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PJSC Lukoil Ticker Security ID: Meeting Date Meeting Status LKOH CINS 69343P105 06/23/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vagit Y. Mgmt For Abstain Against Alekperov 4 Elect Victor V. Mgmt For Abstain Against Blazheev 5 Elect Toby T. Gati Mgmt For For For 6 Elect Ravil U. Maganov Mgmt For Abstain Against 7 Elect Roger Munnings Mgmt For For For 8 Elect Nikolai M. Mgmt For Abstain Against Nikolaev 9 Elect Pavel Teplukhin Mgmt For For For 10 Elect Leonid A. Fedun Mgmt For Abstain Against 11 Elect Lyubov N. Khoba Mgmt For Abstain Against 12 Elect Sergei D. Mgmt For For For Shatalov 13 Elect Wolfgang Schussel Mgmt For For For 14 Directors' Fees Mgmt For For For (FY2019) 15 Directors' Fees Mgmt For For For (FY2020) 16 Appointment of Auditor Mgmt For For For 17 D&O Insurance Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Lukoil Ticker Security ID: Meeting Date Meeting Status LKOH CINS 69343P105 12/03/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) 2 Directors' Fees Mgmt For For For 3 Audit Commission Fees Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Early Termination of Mgmt For For For Audit Commission Powers 6 Amendments to General Mgmt For For For Meeting Regulations 7 Amendments to Board of Mgmt For For For Directors Regulations 8 Amendments to Mgmt For For For Management Board Regulations 9 Discontinuance of Mgmt For For For Audit Commission Regulations 10 Authority to Mgmt For For For Repurchase Shares 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Surgutneftegas Ticker Security ID: Meeting Date Meeting Status SNGS CUSIP 868861204 06/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Audit Commission Fees Mgmt For For For 5 Elect Alexander V. Mgmt N/A Abstain N/A Agaryov 6 Elect Alexander N. Mgmt N/A Abstain N/A Bulanov 7 Elect Ivan K. Mgmt N/A Abstain N/A Dinichenko 8 Elect Valery N. Egorov Mgmt N/A For N/A 9 Elect Vladimir P. Mgmt N/A Abstain N/A Erokhin 10 Elect Vladislav B. Mgmt N/A Abstain N/A Konovalov 11 Elect Viktor M. Mgmt N/A Abstain N/A Krivosheyev 12 Elect Nikolay I. Mgmt N/A Abstain N/A Matveyev 13 Elect Georgy R. Mgmt N/A For N/A Mukhamadeyev 14 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A 15 Elect Viktor A. Mgmt N/A Abstain N/A Tchashchin 16 Elect Valentina V. Mgmt For Against Against Musikhina 17 Elect Tamara F. Oleynik Mgmt For Against Against 18 Elect Lyudmila A. Mgmt For For For Prishchepova 19 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PJSC Surgutneftegas Ticker Security ID: Meeting Date Meeting Status SNGS CINS 868861204 06/30/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Audit Commission Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Alexander V. Mgmt N/A Abstain N/A Agaryov 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Alexander N. Mgmt N/A Abstain N/A Bulanov 11 Elect Ivan K. Mgmt N/A Abstain N/A Dinichenko 12 Elect Valery N. Egorov Mgmt N/A For N/A 13 Elect Vladimir P. Mgmt N/A Abstain N/A Erokhin 14 Elect Vladislav B. Mgmt N/A Abstain N/A Konovalov 15 Elect Viktor M. Mgmt N/A Abstain N/A Krivosheyev 16 Elect Nikolay I. Mgmt N/A Abstain N/A Matveyev 17 Elect Georgy R. Mgmt N/A For N/A Mukhamadeyev 18 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A 19 Elect Viktor A. Mgmt N/A Abstain N/A Tchashchin 20 Elect Valentina V. Mgmt For Against Against Musikhina 21 Elect Tamara F. Oleynik Mgmt For Against Against 22 Elect Lyudmila A. Mgmt For For For Prishchepova 23 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 06/17/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Fanil A. Mgmt For Abstain Against Agliullin 6 Elect Radik R. Mgmt For Abstain Against Gaizatullin 7 Elect Laszlo Gerecs Mgmt For For For 8 Elect Larisa Y. Mgmt For Abstain Against Glukhova 9 Elect Yuri L. Levin Mgmt For Abstain Against 10 Elect Nail U. Maganov Mgmt For Abstain Against 11 Elect Rafail S. Mgmt For Abstain Against Nurmukhametov 12 Elect Rinat K. Sabirov Mgmt For Abstain Against 13 Elect Valery Y. Sorokin Mgmt For Abstain Against 14 Elect Nurislam Z. Mgmt For Abstain Against Subayev 15 Elect Shafagat F. Mgmt For Abstain Against Takhautdinov 16 Elect Rustam K. Mgmt For Abstain Against Khalimov 17 Elect Rais S. Khisamov Mgmt For Abstain Against 18 Elect Rene F. Steiner Mgmt For Abstain Against 19 Elect Ksenia G. Mgmt For For For Borzunova 20 Elect Azat D. Galeyev Mgmt For For For 21 Elect Guzel R. Mgmt For For For Gilfanova 22 Elect Salavat G. Mgmt For For For Zalyaev 23 Elect Venera G. Kuzmina Mgmt For For For 24 Elect Liliya R. Mgmt For For For Rakhimzyanova 25 Elect Nazilya R. Mgmt For For For Farkhutdinova 26 Elect Ravil A. Mgmt For For For Sharifullin 27 Appointment of Auditor Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 09/13/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividends Mgmt For For For (1H2019) ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 12/19/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) ________________________________________________________________________________ Polish Oil & Gas SA Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 03/25/2020 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Election of Presiding Mgmt For For For Chair 3 Compliance with Rules Mgmt For For For of Convocation 4 Attendance List Mgmt For For For 5 Agenda Mgmt For For For 6 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Amendments to Articles 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Polish Oil & Gas SA Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 06/24/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Attendance List Mgmt For For For 6 Agenda Mgmt For For For 7 Financial Statements Mgmt For For For 8 Accounts and Reports Mgmt For For For (Consolidated) 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Changes to Supervisory Mgmt For Abstain Against Board Composition 12 Allocation of Mgmt For For For Profits/Dividends 13 Remuneration Policy Mgmt For For For 14 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Amendments to Articles 15 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Polish Oil & Gas SA Ticker Security ID: Meeting Date Meeting Status PGN CINS X6582S105 08/21/2019 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chair 5 Compliance with Rules Mgmt For For For of Convocation 6 Attendance List Mgmt For For For 7 Agenda Mgmt For For For 8 Authority to Mgmt For For For Participate in the Share Capital Increase of PGNiG Upstream Norway AS 9 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Amendments to Articles 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Polski Koncern Naftowy Orlen S.A. Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 03/05/2020 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Scrutiny Mgmt For For For Commission 7 Supervisory Board Size Mgmt For For For 8 Shareholder Proposal ShrHoldr For Abstain Against Regarding Changes to the Supervisory Board Composition 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Polski Koncern Naftowy Orlen S.A. Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 06/05/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Election of Presiding Mgmt For For For Chair 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Election of Scrutiny Mgmt For For For Commission 6 Presentation of Mgmt For For For Management Board Report 7 Presentation of Mgmt For For For Financial Statements and Allocation of Profit 8 Presentation of Mgmt For For For Financial Statements (Consolidated) 9 Presentation of Mgmt For For For Supervisory Board Report 10 Presentation of Report Mgmt For For For on Selected Operational Expenses 11 Management Board Report Mgmt For For For 12 Financial Statements Mgmt For For For 13 Financial Statements Mgmt For For For (Consolidated) 14 Allocation of Mgmt For For For Profits/Dividends 15 Ratification of Mgmt For For For Management Board Acts 16 Ratification of Mgmt For For For Supervisory Board Acts 17 Remuneration Policy Mgmt For For For 18 Amendments to Mgmt For Against Against Articles/Uniform Text of Articles 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Polymetal International Plc Ticker Security ID: Meeting Date Meeting Status POLY CINS G7179S101 04/27/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Final Dividend Mgmt For For For 5 Elect Italia Boninelli Mgmt For For For 6 Elect Victor Flores Mgmt For For For 7 Elect Andrea Abt Mgmt For For For 8 Elect Ian D. Cockerill Mgmt For For For 9 Elect Vitaly N. Nesis Mgmt For For For 10 Elect Konstantin Mgmt For For For Yanakov 11 Elect Tracey Kerr Mgmt For For For 12 Elect Giacomo Baizini Mgmt For For For 13 Elect Manuel Lino S. Mgmt For For For De Sousa-Oliveira 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CINS Y70750115 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For and Allocation of Profits/Dividends 3 Elect CHANG In Hwa Mgmt For For For 4 Elect CHON Jung Son Mgmt For Against Against 5 Elect KIM Hag Dong Mgmt For For For 6 Elect JEONG Tak Mgmt For For For 7 Elect JANG Seung Hwa Mgmt For For For 8 Election of Audit Mgmt For For For Committee Member: PARK Heui Jae 9 Directors' Fees Mgmt For For For ________________________________________________________________________________ PPB Group Berhad Ticker Security ID: Meeting Date Meeting Status PPB CINS Y70879104 06/12/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees for FY Mgmt For For For 2019 2 Directors' Benefits Mgmt For For For for FY 2020 3 Elect OH Siew Nam Mgmt For Against Against 4 Elect LIM Soon Huat Mgmt For For For 5 Elect Ahmad Riza Basir Mgmt For Against Against 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Retention of Ahmad Mgmt For For For Sufian Qurnain bin Abdul Rashid as Independent Director 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Related Party Mgmt For For For Transactions with PGEO Group Sdn Bhd 10 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Press Metal Aluminium Holdings Berhad Ticker Security ID: Meeting Date Meeting Status PMETAL CINS Y7079E103 06/11/2020 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Fees and Mgmt For For For Benefits for FY 2020 2 Elect KOON Poh Tat Mgmt For Against Against 3 Elect KOON Poh Weng Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 6 Retention of Abdul bin Mgmt For Against Against Rahman Ahmad as Independent Director 7 Retention of LOO Lean Mgmt For Against Against Hock as an Independent Director 8 Related Party Mgmt For For For Transactions 9 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 04/30/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Richard O'Brien Mgmt For For For 2.2 Elect George Paspalas Mgmt For For For 2.3 Elect Peter Birkey Mgmt For For For 2.4 Elect David Smith Mgmt For For For 2.5 Elect Faheem Tejani Mgmt For For For 2.6 Elect Robin Bienenstock Mgmt For For For 2.7 Elect Jeane Hull Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 04/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Oleg Bagrin Mgmt N/A Abstain N/A 6 Elect Thomas Veraszto Mgmt N/A For N/A 7 Elect Nikolai Gagarin Mgmt N/A Abstain N/A 8 Elect Sergey Kravchenko Mgmt N/A For N/A 9 Elect Joachim Limberg Mgmt N/A For N/A 10 Elect Vladimir Lisin Mgmt N/A Abstain N/A 11 Elect Marjan Oudeman Mgmt N/A For N/A 12 Elect Karen Sarkisov Mgmt N/A Abstain N/A 13 Elect Stanislav Mgmt N/A For N/A Shekshnya 14 Elect Benedict Mgmt N/A For N/A Sciortino 15 Appointment of CEO and Mgmt For For For Management Board Chair 16 Directors' Fees Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 05/29/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 06/30/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1Q2020) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 09/27/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 12/20/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) 3 Amendments to General Mgmt For For For Meeting Regulations 4 Amendments to Board of Mgmt For For For Directors Regulations ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah J. Anderson Mgmt For For For 2 Elect Lisa L. Baldwin Mgmt For For For 3 Elect Karen W. Colonias Mgmt For For For 4 Elect John G. Figueroa Mgmt For For For 5 Elect David H. Hannah Mgmt For For For 6 Elect James D. Hoffman Mgmt For For For 7 Elect Mark V. Kaminski Mgmt For For For 8 Elect Robert A. McEvoy Mgmt For For For 9 Elect Andrew G. Mgmt For For For Sharkey III 10 Elect Douglas W. Mgmt For For For Stotlar 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2015 Mgmt For For For Incentive Award Plan 14 Amendment to the Mgmt For For For Director Equity Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Rengo Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 3941 CINS J64382104 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kiyoshi Otsubo Mgmt For Against Against 3 Elect Yosuke Kawamoto Mgmt For For For 4 Elect Moriaki Maeda Mgmt For For For 5 Elect Shigechika Ishida Mgmt For For For 6 Elect Ichiro Hasegawa Mgmt For For For 7 Elect Yasuhiro Baba Mgmt For For For 8 Elect Hiromi Sambe Mgmt For For For 9 Elect Sadatoshi Inoue Mgmt For For For 10 Elect Yoshio Sato Mgmt For For For 11 Elect Masayuki Oku Mgmt For Against Against 12 Elect Shinya Sakai Mgmt For For For 13 Elect Tsutomu Shoju Mgmt For For For 14 Elect Hitoshi Tsunekage Mgmt For Against Against 15 Directors' Fees Mgmt For For For 16 Trust Type Equity Plan Mgmt For For For ________________________________________________________________________________ Repsol, S.A. Ticker Security ID: Meeting Date Meeting Status REP CINS E8471S130 05/07/2020 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Report on Mgmt For For For Non-Financial Information 4 Allocation of Mgmt For For For Profits/Dividends 5 Transfer of Reserves Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 First Scrip Dividend Mgmt For For For 8 Second Scrip Dividend Mgmt For For For 9 Authority to Cancel Mgmt For For For Treasury Shares and Reduce Share Capital 10 Share Purchase Plan Mgmt For For For 11 Long-Term Incentive Mgmt For For For Program 12 Remuneration Report Mgmt For For For (Advisory) 13 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/08/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Remuneration Report Mgmt For For For (Advisory) 5 Approve Termination Mgmt For For For Benefits 6 Elect Hinda Gharbi Mgmt For For For 7 Elect Jennifer Nason Mgmt For For For 8 Elect Ngaire Woods Mgmt For For For 9 Elect Megan E. Clark Mgmt For For For 10 Elect David W. Mgmt For For For Constable 11 Elect Simon P. Henry Mgmt For For For 12 Elect Jean-Sebastien Mgmt For For For D.F. Jacques 13 Elect Sam H. Laidlaw Mgmt For For For 14 Elect Michael G. Mgmt For For For L'Estrange 15 Elect Simon McKeon Mgmt For For For 16 Elect Jakob Stausholm Mgmt For For For 17 Elect Simon R. Thompson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Mgmt For For For Auditor's Fees 20 Authorisation of Mgmt For For For Political Donations 21 Amendments to Articles Mgmt For For For (General Updates) 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Amendments to Articles Mgmt For For For (Hybrid Meetings) 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 26 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 27 Authority to Mgmt For For For Repurchase Shares 28 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/02/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Annual Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Audit Commission Fees Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Olga Andrianova Mgmt For For For 11 Elect Tatyana Zobkova Mgmt For For For 12 Elect Sergey Poma Mgmt For For For 13 Elect Zakhar Sabantsev Mgmt For For For 14 Elect Pavel Shumov Mgmt For For For 15 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) ________________________________________________________________________________ Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/19/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Dick Boer Mgmt For For For 5 Elect Andrew Mackenzie Mgmt For For For 6 Elect Martina Mgmt For For For Hund-Mejean 7 Elect Ben Van Beurden Mgmt For For For 8 Elect Neil A.P. Carson Mgmt For For For 9 Elect Ann F. Godbehere Mgmt For For For 10 Elect Euleen GOH Yiu Mgmt For For For Kiang 11 Elect Charles O. Mgmt For For For Holliday, Jr. 12 Elect Catherine J. Mgmt For For For Hughes 13 Elect Sir Nigel Mgmt For For For Sheinwald 14 Elect Jessica Uhl Mgmt For For For 15 Elect Gerrit Zalm Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Shareholder Proposal ShrHoldr Against Against For Regarding GHG Reduction Targets ________________________________________________________________________________ Royal Gold, Inc. Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287108 11/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William M. Hayes Mgmt For For For 2 Elect Ronald J. Vance Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ S-Oil Corporation Ticker Security ID: Meeting Date Meeting Status 010950 CINS Y80710109 03/26/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect Hussain A. Mgmt For For For Al-Qahtani 3 Elect A.M. Al-Judaimi Mgmt For Against Against 4 Elect S.A. Al-Hadrami Mgmt For Against Against 5 Elect S.M. Al-Hereagi Mgmt For Against Against 6 Elect Ziad T. Mgmt For For For Al-Murshed 7 Elect KIM Cheol Soo Mgmt For For For 8 Elect LEE Seung Won Mgmt For Against Against 9 Elect HONG Seok Woo Mgmt For For For 10 Elect HWANG In Tae Mgmt For For For 11 Elect SHIN Mi Nam Mgmt For For For 12 Elect Janice LEE Jung Mgmt For Against Against Soon 13 Election of Audit Mgmt For Against Against Committee Member: LEE Seung Won 14 Election of Audit Mgmt For For For Committee Member: HONG Seok Woo 15 Election of Audit Mgmt For For For Committee Member: HWANG In Tae 16 Election of Audit Mgmt For For For Committee Member: SHIN Mi Nam 17 Director's Fees Mgmt For For For ________________________________________________________________________________ Sakata Seed Corporation Ticker Security ID: Meeting Date Meeting Status 1377 CINS J66704107 08/27/2019 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Hiroshi Sakata Mgmt For For For 4 Elect Risho Uchiyama Mgmt For For For 5 Elect Tsutomu Kagami Mgmt For For For 6 Elect Shuitsu Honda Mgmt For For For 7 Elect Akifumi Ujita Mgmt For For For 8 Elect Kazuo Kuroiwa Mgmt For For For 9 Elect Toshihiko Furuki Mgmt For For For 10 Elect Kunihiko Sugahara Mgmt For For For 11 Elect Yoshitaka Ihara Mgmt For For For 12 Elect Yukimasa Ozaki Mgmt For For For 13 Elect Akinori Bo as Mgmt For For For Statutory Auditor 14 Elect Tamio Nagashima Mgmt For For For as Alternate Statutory Auditor ________________________________________________________________________________ Santos Limited Ticker Security ID: Meeting Date Meeting Status STO CINS Q82869118 04/03/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Guy M. Cowan Mgmt For For For 3 Re-elect Yasmin A. Mgmt For For For Allen 4 Elect GUAN Yu Mgmt For For For 5 Elect Janine J. McArdle Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Kevin Gallagher) 8 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Facilitating Nonbinding Proposals 9 Shareholder Proposal ShrHoldr Against For Against Regarding Alignment with The Paris Agreement 10 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change and Energy Advocacy Report ________________________________________________________________________________ Sappi Limited Ticker Security ID: Meeting Date Meeting Status SAP CINS S73544108 02/05/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Brian R. Beamish Mgmt For For For 3 Elect James M. Lopez Mgmt For For For 4 Elect Janice E. Stipp Mgmt For For For 5 Re-elect Michael Mgmt For For For (Mike) A. Fallon 6 Re-elect Nkateko Mgmt For Against Against (Peter) Mageza 7 Re-elect Bonakele Mgmt For For For (Boni) Mehlomakulu 8 Re-elect Glen T. Pearce Mgmt For For For 9 Elect Audit and Risk Mgmt For For For Committee Member (Nkateko Mageza) 10 Elect Audit and Risk Mgmt For For For Committee Member (Zola Malinga) 11 Elect Audit and Risk Mgmt For For For Committee Member (Bonakele Mehlomakulu) 12 Elect Audit and Risk Mgmt For For For Committee Member (Robertus Renders) 13 Elect Audit and Risk Mgmt For For For Committee Member (Janice E. Stipp) 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Mgmt For For For Shares Pursuant to Scheme 16 Authority to Issue Mgmt For For For Shares Pursuant to Incentive Plan 17 Approve Remuneration Mgmt For For For Policy 18 Approve Implementation Mgmt For For For Report 19 Approve NEDs' Fees Mgmt For For For 20 Approve Financial Mgmt For For For Assistance 21 Authorisation of Legal Mgmt For For For Formalities 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 03/05/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Financial Mgmt For For For Assistance 3 Ratify Placement of Mgmt For For For Securities 4 Equity Grant (NED Mgmt For For For Martin Reed) 5 Equity Grant (NED Mgmt For For For Roric Smith) 6 Equity Grant (NED John Mgmt For For For Richards) 7 Equity Grant (Chair Mgmt For For For Anthony Kiernan) 8 Equity Grant (NED Mgmt For For For Samantha Tough) 9 Section 195 Approval Mgmt N/A For N/A ________________________________________________________________________________ Saracen Mineral Holdings Limited Ticker Security ID: Meeting Date Meeting Status SAR CINS Q8309T109 11/19/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect John Richards Mgmt For For For 3 Re-elect Martin Reed Mgmt For For For 4 Remuneration Report Mgmt N/A For N/A 5 Equity Grant (MD Mgmt For For For Raleigh Finlayson) 6 Approve Increase in Mgmt N/A For N/A NED's Fee Cap ________________________________________________________________________________ Sasol Limited Ticker Security ID: Meeting Date Meeting Status SOL CINS 803866102 11/27/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Gesina (Trix) Mgmt For For For M.B. Kennealy 2 Re-elect Peter J. Mgmt For For For Robertson 3 Re-elect Paul Victor Mgmt For For For 4 Elect Sipho A. Nkosi Mgmt For For For 5 Elect Fleetwood Grobler Mgmt For For For 6 Elect Vuyo Kahla Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Election of Audit Mgmt For For For Committee Member (Colin Beggs) 9 Election of Audit Mgmt For For For Committee Member (Trix Kennealy) 10 Election of Audit Mgmt For For For Committee Member (Nomgando Matyumza) 11 Election of Audit Mgmt For For For Committee Member (Stephen Westwell) 12 Approve Remuneration Mgmt For For For Policy 13 Approve Remuneration Mgmt For For For Implementation Report 14 Amendments to Mgmt For For For Memorandum ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patrick de la Mgmt For For For Chevardiere 2 Elect Miguel M. Mgmt For For For Galuccio 3 Elect Olivier Le Peuch Mgmt For For For 4 Elect Tatiana A. Mgmt For For For Mitrova 5 Elect Lubna S. Olayan Mgmt For For For 6 Elect Mark G. Papa Mgmt For For For 7 Elect Leo Rafael Reif Mgmt For For For 8 Elect Henri Seydoux Mgmt For For For 9 Elect Jeffrey W. Sheets Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Accounts and Reports; Mgmt For For For Approval of Dividend 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Seaboard Corporation Ticker Security ID: Meeting Date Meeting Status SEB CUSIP 811543107 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven J. Bresky Mgmt For For For 1.2 Elect David A. Adamsen Mgmt For Withhold Against 1.3 Elect Douglas W. Baena Mgmt For For For 1.4 Elect Edward I. Mgmt For Withhold Against Shifman, Jr. 1.5 Elect Paul M. Squires Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Majority Vote for Director Elections ________________________________________________________________________________ Severn Trent plc Ticker Security ID: Meeting Date Meeting Status SVT CINS G8056D159 07/17/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Amendment to 2014 Mgmt For For For Long-Term Incentive Plan 4 Sharesave Scheme Mgmt For For For 5 Final Dividend Mgmt For For For 6 Elect Kevin S. Beeston Mgmt For For For 7 Elect James Bowling Mgmt For For For 8 Elect John Coghlan Mgmt For For For 9 Elect Andrew J. Duff Mgmt For For For 10 Elect Olivia Garfield Mgmt For For For 11 Elect Dominique Mgmt For For For Reiniche 12 Elect Philip Remnant Mgmt For For For 13 Elect Angela Strank Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authorisation of Mgmt For For For Political Donations 17 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Sibanye Gold Limited Ticker Security ID: Meeting Date Meeting Status SGL CINS S7627H100 01/23/2020 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For (Technical Merger) 2 Revocation of Proposal Mgmt For For For 1 if the Scheme Does Not Proceed 3 Directors Authority Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sibanye Stillwater Limited Ticker Security ID: Meeting Date Meeting Status SSW CINS S7627K103 05/26/2020 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Elaine Mgmt For For For Dorward-King 3 Elect Thabane Mgmt For For For (Vincent) Maphai 4 Elect Timothy J. Mgmt For For For Cumming 5 Re-elect Charl A. Mgmt For For For Keyter 6 Election of Audit Mgmt For For For Committee Member (Keith A. Rayner) 7 Election of Audit Mgmt For For For Committee Member (Timothy J. Cumming) 8 Election of Audit Mgmt For For For Committee Member (Savannah Danson) 9 Election of Audit Mgmt For For For Committee Member (Richard Menell) 10 Election of Audit Mgmt For For For Committee Member (Nkosemntu G. Nika) 11 Election of Audit Mgmt For For For Committee Member (Susan (Sue) C. van der Merwe) 12 General Authority to Mgmt For For For Issue Shares 13 Authority to Issue Mgmt For For For Shares for Cash 14 Approve Remuneration Mgmt For For For Policy 15 Approve Implementation Mgmt For For For Report 16 Approve NEDs' Fees Mgmt For For For 17 Approve Lead Mgmt For For For Independent Director's Fees 18 Approve Financial Mgmt For For For Assistance (Section 44 and 45) 19 Authority to Mgmt For For For Repurchase Shares 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ SK Holdings Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 034730 CINS Y8T642129 03/25/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect JANG Dong Hyun Mgmt For Against Against 4 Elect PARK Seong Ha Mgmt For Against Against 5 Elect JANG Yong Suk Mgmt For For For 6 Election of Audit Mgmt For For For Committee Member: JANG Yong Suk 7 Share Option Plan Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy ________________________________________________________________________________ SK Innovation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 096770 CINS Y8063L103 03/26/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For and Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KIM Jun Mgmt For Against Against 4 Elect YU Jeong Joon Mgmt For Against Against 5 Elect KIM Jong Hoon Mgmt For For For 6 Election of Audit Mgmt For For For Committee Member: KIM Jong Hoon 7 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy 8 Share Option Grant Mgmt For For For 9 Director's Fees Mgmt For For For ________________________________________________________________________________ Smurfit Kappa Group Plc Ticker Security ID: Meeting Date Meeting Status SKG CINS G8248F104 04/30/2020 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For Abstain Against 4 Elect Lourdes Melgar Mgmt For For For 5 Elect Irial Finan Mgmt For For For 6 Elect Anthony Smurfit Mgmt For For For 7 Elect Ken Bowles Mgmt For For For 8 Elect Anne Anderson Mgmt For For For 9 Elect Frits Beurskens Mgmt For For For 10 Elect Carol Fairweather Mgmt For For For 11 Elect James A. Lawrence Mgmt For For For 12 Elect John Moloney Mgmt For For For 13 Elect Jorgen Buhl Mgmt For For For Rasmussen 14 Elect Gonzalo Restrepo Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Sociedad Quimica y Minera de Chile SA - SQM Ticker Security ID: Meeting Date Meeting Status SQM-A CUSIP 833635105 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Appointment of Risk Mgmt For For For Agency 4 Appointment of Account Mgmt For For For Inspectors 5 Investment Policy Mgmt For For For 6 Finance Policy Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors and Mgmt For Against Against Committees' Fees 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ South32 Limited Ticker Security ID: Meeting Date Meeting Status S32 CINS Q86668102 10/24/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Wayne G. Mgmt For For For Osborn 3 Re-elect Keith C. Mgmt For For For Rumble 4 Remuneration Report Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Graham Kerr) ________________________________________________________________________________ SSAB Corporation Ticker Security ID: Meeting Date Meeting Status SSABA CINS W8615U108 04/01/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For and CEO Acts 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Board Size Mgmt For For For 15 Directors and Mgmt For For For Auditors' Fees 16 Elect Bo Annvik Mgmt For For For 17 Elect Petra Einarsson Mgmt For For For 18 Elect Marika Mgmt For For For Fredriksson 19 Elect Marie Gronborg Mgmt For For For 20 Elect Bengt Kjell Mgmt For For For 21 Elect Pasi Laine Mgmt For For For 22 Elect Martin Lindqvist Mgmt For For For 23 Elect Annareetta Mgmt For For For Lumme-Timonen 24 Elect Bengt Kjell as Mgmt For For For Chair 25 Appointment of Auditor Mgmt For For For 26 Nomination Committee Mgmt For For For Guidelines 27 Remuneration Policy Mgmt For For For 28 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 29 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Voting Rights and Share Capital Conversion 30 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Voting Rights Petition 31 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Small and Medium-Sized Shareholder Representation 32 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ SSR Mining Inc. Ticker Security ID: Meeting Date Meeting Status SSRM CUSIP 784730103 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect A.E. Michael Mgmt For For For Anglin 2.2 Elect Paul Benson Mgmt For For For 2.3 Elect Brian R. Booth Mgmt For For For 2.4 Elect Simon A. Fish Mgmt For For For 2.5 Elect Gustavo A. Mgmt For For For Herrero 2.6 Elect Beverlee F. Park Mgmt For For For 2.7 Elect Steven P. Reid Mgmt For For For 2.8 Elect Elizabeth A. Mgmt For For For Wademan 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Approval of the 2020 Mgmt For For For Share Compensation Plan ________________________________________________________________________________ St Barbara Limited Ticker Security ID: Meeting Date Meeting Status SBM CINS Q8744Q173 10/23/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Moroney Mgmt For For For 4 Elect Stefanie Loader Mgmt For For For 5 Elect Steven G. Dean Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Robert Vassie) ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark D. Millett Mgmt For For For 1.2 Elect Sheree Bargabos Mgmt For For For 1.3 Elect Keith E. Busse Mgmt For For For 1.4 Elect Frank D. Byrne Mgmt For For For 1.5 Elect Kenneth W. Cornew Mgmt For For For 1.6 Elect Traci M. Dolan Mgmt For For For 1.7 Elect James C. Mgmt For For For Marcuccilli 1.8 Elect Bradley S. Seaman Mgmt For For For 1.9 Elect Gabriel L. Mgmt For For For Shaheen 1.10 Elect Steven A. Mgmt For For For Sonnenberg 1.11 Elect Richard P. Mgmt For For For Teets, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Stora Enso Oyj Ticker Security ID: Meeting Date Meeting Status STERV CINS X8T9CM113 06/04/2020 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and CEO Acts 12 Remuneration Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Appointment of Auditor Mgmt For For For 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Pursuant to LTIP 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Suedzucker AG Ticker Security ID: Meeting Date Meeting Status SZU CINS D82781101 07/18/2019 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Elect Walter Manz as Mgmt For Against Against Supervisory Board Member 9 Appointment of Auditor Mgmt For For For 10 Increase in Authorised Mgmt For For For Capital 11 Authority to Mgmt For For For Repurchase and Reissue Shares 12 Authority to Mgmt For For For Repurchase Shares Using Equity Derivatives ________________________________________________________________________________ Suez Ticker Security ID: Meeting Date Meeting Status SEV CINS F6327G101 05/12/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Miriem Bensalah Mgmt For For For Chaqroun 9 Elect Delphine Ernotte Mgmt For For For Cunci 10 Elect Isidro Faine Mgmt For Against Against Casas 11 Elect Guillaume Mgmt For For For Thivolle 12 Elect Philippe Varin Mgmt For For For 13 Appointment of Mazars Mgmt For For For 14 Special Auditors Mgmt For For For Report on Regulated Agreements 15 Remuneration Report Mgmt For For For 16 Remuneration of Gerard Mgmt For For For Mestrallet, Chair (from January 1, 2019 to May 14, 2019) 17 Remuneration of Mgmt For For For Jean-Louis Chaussade, Chair (from May 14, 2019 to December 31, 2019) 18 Remuneration of Mgmt For For For Jean-Louis Chaussade, CEO (from January 1, 2019 to May 14, 2019) 19 Remuneration of Mgmt For For For Bertrand Camus, CEO (from May 14, 2019 to December 31, 2019) 20 Remuneration Policy Mgmt For For For (Chair, from January 1, 2020 to May 12, 2020) 21 Remuneration Policy Mgmt For For For (Chair, from May 12 2020, to December 31, 2020) 22 Remuneration Policy Mgmt For For For (CEO) 23 Remuneration Policy Mgmt For For For (Board of Directors) 24 Authority to Mgmt For For For Repurchase and Reissue Shares 25 Authority to Cancel Mgmt For For For Shares and Reduce Capital 26 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 27 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 28 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 29 Greenshoe Mgmt For For For 30 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 31 Authority to Increase Mgmt For For For Capital in Case of Exchange Offers 32 Employee Stock Mgmt For For For Purchase Plan 33 Authority to Issue Mgmt For For For Performance Shares 34 Global Ceiling on Mgmt For For For Capital Increases and Debt Issuances 35 Amendments to Article Mgmt For For For Regarding Employee Representatives 36 Amendments to Articles Mgmt For For For Regarding Chair's Age Limits 37 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Sumitomo Forestry Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1911 CINS J77454122 06/23/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Akira Ichikawa Mgmt For For For 5 Elect Toshiro Mgmt For For For Mitsuyoshi 6 Elect Shigeru Sasabe Mgmt For For For 7 Elect Tatsuru Sato Mgmt For For For 8 Elect Tatsumi Kawata Mgmt For For For 9 Elect Atsushi Kawamura Mgmt For For For 10 Elect Junko Hirakawa Mgmt For For For 11 Elect Izumi Yamashita Mgmt For For For 12 Elect Akihisa Fukuda Mgmt For For For 13 Elect Yoshitsugu Mgmt For For For Minagawa 14 Bonus Mgmt For For For ________________________________________________________________________________ Sumitomo Metal Mining Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5713 CINS J77712180 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Yoshiaki Nakazato Mgmt For For For 4 Elect Akira Nozaki Mgmt For For For 5 Elect Hiroshi Asahi Mgmt For For For 6 Elect Nobuhiro Mgmt For For For Matsumoto 7 Elect Toru Higo Mgmt For For For 8 Elect Kazuhisa Nakano Mgmt For For For 9 Elect Taeko Ishii Mgmt For For For 10 Elect Manabu Kinoshita Mgmt For For For 11 Elect Kazushi Ino Mgmt For Against Against 12 Elect Yasuyuki Nakayama Mgmt For For For 13 Elect Wataru Yoshida Mgmt For Against Against 14 Elect Kazuhiro Mishina Mgmt For For For as Alternate Statutory Auditor 15 Bonus Mgmt For For For ________________________________________________________________________________ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia M. Mgmt For For For Bedient 1.2 Elect Mel E. Benson Mgmt For For For 1.3 Elect John D. Gass Mgmt For For For 1.4 Elect Dennis M. Houston Mgmt For For For 1.5 Elect Mark S. Little Mgmt For For For 1.6 Elect Brian P. Mgmt For For For MacDonald 1.7 Elect Maureen McCaw Mgmt For For For 1.8 Elect Lorraine Mgmt For For For Mitchelmore 1.9 Elect Eira Thomas Mgmt For For For 1.10 Elect Michael M. Wilson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Suzano S.A. Ticker Security ID: Meeting Date Meeting Status SUZB3 CINS P8T20U187 05/22/2020 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger Agreement Mgmt For For For 4 Ratification of Mgmt For For For appointment of Appraiser 5 Valuation Report Mgmt For For For 6 Merger by Absorption Mgmt For For For (Suzano Participacoes) 7 Authorization of Legal Mgmt For For For Formalities 8 Instructions if Mgmt N/A For N/A Meeting is Held on Second Call 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Suzano S.A. Ticker Security ID: Meeting Date Meeting Status SUZB3 CINS P8T20U187 05/22/2020 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reports Mgmt For For For 3 Financial Statements Mgmt For For For 4 Request Cumulative Mgmt N/A Against N/A Voting 5 Election of Directors Mgmt For For For 6 Approve Recasting of Mgmt N/A Against N/A Votes for Amended Slate 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Proportional Mgmt N/A For N/A Allocation of Cumulative Votes 9 Allocate Cumulative Mgmt N/A Abstain N/A Votes to David Feffer 10 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Claudio Thomaz Lobo Sonder 11 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Daniel Feffer 12 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Ana Paula Pessoa 13 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Maria Priscila Rodini Vansetti Machado 14 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Nildemar Secches 15 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Rodrigo Kede de Freitas Lima 16 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Rodrigo Calvo Galdino 17 Allocate Cumulative Mgmt N/A Abstain N/A Votes to Paulo Rogerio Caffarelli 18 Remuneration policy Mgmt For Against Against 19 Request Establishment Mgmt N/A Abstain N/A of Supervisory Council 20 Elect Luiz Augusto Mgmt For Abstain Against Marques Paes 21 Elect Rubens Barletta Mgmt For Abstain Against 22 Elect Eraldo Soares Mgmt N/A For N/A Pecanha to the Supervisory Council Presented by Minority Shareholders 23 Instructions if Mgmt N/A Against N/A Meeting is Held on Second Call 24 Request Separate Mgmt N/A Abstain N/A Election for Board Member 25 Board Size Mgmt For For For 26 Elect Helio Lima Mgmt N/A For N/A Magalhaes as Board Member Presented by Minority Shareholders 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Svenska Cellulosa AB Ticker Security ID: Meeting Date Meeting Status SCAB CINS W90152120 03/31/2020 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Mgmt For For For Profits/Dividends 13 Ratification of Board Mgmt For For For and CEO Acts 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Board Size Mgmt For For For 16 Number of Auditors Mgmt For For For 17 Directors and Mgmt For For For Auditors' Fees 18 Elect Charlotte Mgmt For For For Bengtsson 19 Elect Par Boman Mgmt For For For 20 Elect Lennart Evrell Mgmt For For For 21 Elect Annemarie Mgmt For For For Gardshol 22 Elect Ulf Larsson Mgmt For For For 23 Elect Martin Lindqvist Mgmt For For For 24 Elect Lotta Lyra Mgmt For For For 25 Elect Bert Nordberg Mgmt For For For 26 Elect Anders Sundstrom Mgmt For For For 27 Elect Barbara Milian Mgmt For For For Thoralfsson 28 Elect Par Boman as Mgmt For For For Chair 29 Appointment of Auditor Mgmt For For For 30 Remuneration Policy Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Taiwan Fertilizer Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1722 CINS Y84171100 06/22/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For Bundled 4 Amendments to Mgmt For For For Procedural Rules-Shareholder Meetings 5 Non-compete Mgmt For For For Restrictions for Directors ________________________________________________________________________________ Targa Resources Corp. Ticker Security ID: Meeting Date Meeting Status TRGP CUSIP 87612G101 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles R. Crisp Mgmt For For For 2 Elect Laura C. Fulton Mgmt For For For 3 Elect James W. Whalen Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TC Energy Corporation Ticker Security ID: Meeting Date Meeting Status TRP CUSIP 87807B107 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephan Cretier Mgmt For For For 1.2 Elect Michael R. Mgmt For For For Culbert 1.3 Elect Russell K. Mgmt For For For Girling 1.4 Elect Susan C. Jones Mgmt For For For 1.5 Elect Randy L. Mgmt For For For Limbacher 1.6 Elect John E. Lowe Mgmt For For For 1.7 Elect David Macnaughton Mgmt For For For 1.8 Elect Una M. Power Mgmt For For For 1.9 Elect Mary Pat Salomone Mgmt For For For 1.10 Elect Indira V. Mgmt For For For Samarasekera 1.11 Elect D. Michael G. Mgmt For For For Stewart 1.12 Elect Siim A. Vanaselja Mgmt For For For 1.13 Elect Thierry Vandal Mgmt For For For 1.14 Elect Steven W. Mgmt For For For Williams 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ TechnipFMC plc Ticker Security ID: Meeting Date Meeting Status FTI CUSIP G87110105 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas J. Mgmt For For For Pferdehirt 2 Elect Eleazar de Mgmt For For For Carvalho Filho 3 Elect Arnaud Caudoux Mgmt For For For 4 Elect Pascal Colombani Mgmt For For For 5 Elect Marie-Ange Debon Mgmt For For For 6 Elect Claire S. Farley Mgmt For For For 7 Elect Didier Houssin Mgmt For For For 8 Elect Peter Mellbye Mgmt For For For 9 Elect John C.G. O'Leary Mgmt For For For 10 Elect Olivier Piou Mgmt For For For 11 Elect Kay G. Priestly Mgmt For For For 12 Elect Joseph Rinaldi Mgmt For For For 13 Elect James M. Ringler Mgmt For For For 14 Elect John Yearwood Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Remuneration Report Mgmt For For For (Advisory) 17 U.K. Annual Report and Mgmt For For For Accounts 18 Ratification of U.S. Mgmt For For For Auditor 19 Re-appointment of U.K Mgmt For For For Statutory Auditor 20 U.K. Statutory Auditor Mgmt For For For Fees ________________________________________________________________________________ Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TECK CUSIP 878742204 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mayank M. Ashar Mgmt For For For 1.2 Elect Toru Higo Mgmt For For For 1.3 Elect Tracey L. McVicar Mgmt For For For 1.4 Elect Quan Chong Mgmt For Withhold Against 1.5 Elect Norman B. Keevil Mgmt For For For III 1.6 Elect Kenneth W. Mgmt For For For Pickering 1.7 Elect Edward C. Dowling Mgmt For For For 1.8 Elect Donald R. Lindsay Mgmt For For For 1.9 Elect Una M. Power Mgmt For For For 1.10 Elect Eiichi Fukuda Mgmt For For For 1.11 Elect Sheila A. Murray Mgmt For For For 1.12 Elect Timothy R. Snider Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For For For and Auditor Report 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For Against Against Acts 6 Election of Directors Mgmt For Against Against (Slate) 7 Remuneration Policy Mgmt For Against Against 8 Remuneration Report Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authorisation of Mgmt For For For Electronic Communication 12 Increase in Authorised Mgmt For Against Against Capital ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 07/29/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Delisting from the Mgmt For For For BYMA Stock Exchange 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 07/29/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Delisting from the Mgmt For For For BYMA Stock Exchange 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 06/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Mgmt For For For Consolidated Financial Statements 2 Approval of 2019 Mgmt For For For Reports 3 Allocation of Profits Mgmt For For For and Dividends 4 Ratification of Board Mgmt For For For Acts 5 Election of Directors Mgmt For Against Against (Slate) 6 Directors' Compensation Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Mgmt For For For Attorney-in-Fact 9 Renewal of Authorised Mgmt For For For Capital ________________________________________________________________________________ The Andersons, Inc. Ticker Security ID: Meeting Date Meeting Status ANDE CUSIP 034164103 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick E. Bowe Mgmt For For For 1.2 Elect Michael J. Mgmt For For For Anderson, Sr. 1.3 Elect Gerard M. Mgmt For For For Anderson 1.4 Elect Stephen F. Dowdle Mgmt For For For 1.5 Elect Pamela S. Mgmt For For For Hershberger 1.6 Elect Catherine M. Mgmt For For For Kilbane 1.7 Elect Robert J. King, Mgmt For For For Jr. 1.8 Elect Ross W. Manire Mgmt For For For 1.9 Elect Patrick S. Mullin Mgmt For For For 1.10 Elect John T. Stout, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Chefs' Warehouse, Inc. Ticker Security ID: Meeting Date Meeting Status CHEF CUSIP 163086101 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominick Cerbone Mgmt For For For 2 Elect Joseph M. Cugine Mgmt For For For 3 Elect Steven F. Mgmt For For For Goldstone 4 Elect Alan C. Guarino Mgmt For For For 5 Elect Stephen Hanson Mgmt For For For 6 Elect Katherine Oliver Mgmt For For For 7 Elect Christopher Mgmt For For For Pappas 8 Elect John Pappas Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945C103 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl K. Beebe Mgmt For For For 2 Elect Oscar P. Mgmt For For For Bernardes 3 Elect Nancy E. Cooper Mgmt For For For 4 Elect Gregory L. Ebel Mgmt For For For 5 Elect Timothy S. Gitzel Mgmt For For For 6 Elect Denise C. Johnson Mgmt For For For 7 Elect Emery N. Koenig Mgmt For For For 8 Elect James C. O'Rourke Mgmt For For For 9 Elect David T. Seaton Mgmt For For For 10 Elect Steven M. Seibert Mgmt For For For 11 Elect Luciano Siani Mgmt For For For Pires 12 Elect Gretchen Watkins Mgmt For For For 13 Elect Kelvin R. Mgmt For For For Westbrook 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ The Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janaki Akella Mgmt For For For 2 Elect Juanita Powell Mgmt For For For Baranco 3 Elect Jon A. Boscia Mgmt For For For 4 Elect Henry A. Clark Mgmt For For For III 5 Elect Anthony F. Mgmt For For For Earley, Jr. 6 Elect Thomas A. Fanning Mgmt For For For 7 Elect David J. Grain Mgmt For For For 8 Elect Donald M. James Mgmt For For For 9 Elect John D. Johns Mgmt For For For 10 Elect Dale E. Klein Mgmt For For For 11 Elect Ernest J. Moniz Mgmt For For For 12 Elect William G. Mgmt For For For Smith, Jr. 13 Elect Steven R. Specker Mgmt For For For 14 Elect E. Jenner Wood Mgmt For For For III 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ The Williams Companies, Inc. Ticker Security ID: Meeting Date Meeting Status WMB CUSIP 969457100 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan S. Armstrong Mgmt For For For 2 Elect Stephen W. Mgmt For For For Bergstrom 3 Elect Nancy K. Buese Mgmt For For For 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect Charles I. Cogut Mgmt For For For 6 Elect Michael A. Creel Mgmt For For For 7 Elect Vicki L. Fuller Mgmt For For For 8 Elect Peter A. Ragauss Mgmt For For For 9 Elect Scott D. Mgmt For For For Sheffield 10 Elect Murray D. Smith Mgmt For For For 11 Elect William H. Spence Mgmt For For For 12 Amendment to the 2007 Mgmt For For For Incentive Plan 13 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ thyssenkrupp AG Ticker Security ID: Meeting Date Meeting Status TKA CINS D8398Q119 01/31/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits Mgmt For For For 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Birgit A. Mgmt For For For Behrendt 10 Elect Wolfgang Colberg Mgmt For For For 11 Elect Angelika Gifford Mgmt For For For 12 Elect Bernhard P. Mgmt For For For Gunther 13 Elect Friederike Helfer Mgmt For For For 14 Elect Ingrid Hengster Mgmt For For For 15 Elect Martina Merz Mgmt For For For 16 Elect Siegfried Mgmt For For For Russwurm 17 Elect Ingo Luge as a Mgmt For For For Substitute Supervisory Board Member ________________________________________________________________________________ Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/29/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts Mgmt For For For and Reports 6 Allocation of Mgmt For For For Profits/Dividends; Scrip Dividend 7 Authority to Mgmt For For For Repurchase and Reissue Shares 8 Special Auditors Mgmt For For For Report on Regulated Agreements 9 Elect Patricia Barbizet Mgmt For For For 10 Elect Marie-Christine Mgmt For For For Coisne-Roquette 11 Elect Mark Cutifani Mgmt For For For 12 Elect Jerome Contamine Mgmt For For For 13 Remuneration Report Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Remuneration of Mgmt For For For Patrick Pouyanne, Chair and CEO 16 Remuneration Policy Mgmt For For For (Chair and CEO) 17 Adoption of New Mgmt For For For Articles, Subsequent to the Conversion of Corporate Form to Societas Europaea ("SE") and Harmonisation with Law PACTE 18 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 21 Greenshoe Mgmt For For For 22 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 23 Employee Stock Mgmt For For For Purchase Plan 24 Authority to Grant Mgmt For For For Stock Options 25 Shareholder Proposal A ShrHoldr Against Against For Regarding GHG Reduction Targets 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Tractor Supply Company Ticker Security ID: Meeting Date Meeting Status TSCO CUSIP 892356106 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cynthia T. Mgmt For For For Jamison 1.2 Elect Ricardo Cardenas Mgmt For For For 1.3 Elect Denise L. Jackson Mgmt For For For 1.4 Elect Thomas A. Mgmt For For For Kingsbury 1.5 Elect Ramkumar Krishnan Mgmt For For For 1.6 Elect George MacKenzie Mgmt For For For 1.7 Elect Edna K. Morris Mgmt For For For 1.8 Elect Mark J. Weikel Mgmt For For For 1.9 Elect Harry A. Lawton Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement ________________________________________________________________________________ Tupras Turkiye Petrol Rafinerileri A.S Ticker Security ID: Meeting Date Meeting Status TUPRS CINS M8966X108 04/01/2020 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chair 5 Directors' Report Mgmt For For For 6 Presentation of Mgmt For For For Auditors' Report 7 Financial Statements Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Election of Directors; Mgmt For For For Board Size; Board Term Length 11 Compensation Policy Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Charitable Donations Mgmt For Against Against 15 Presentation of Report Mgmt For For For on Guarantees 16 Authority to Carry out Mgmt For Against Against Competing Activities or Related Party Transactions 17 Wishes Mgmt For For For ________________________________________________________________________________ Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John H. Tyson Mgmt For For For 2 Elect Gaurdie E. Mgmt For For For Banister, Jr. 3 Elect Dean Banks Mgmt For For For 4 Elect Mike D. Beebe Mgmt For For For 5 Elect Mikel A. Durham Mgmt For For For 6 Elect Jonathan D. Mgmt For For For Mariner 7 Elect Kevin M. McNamara Mgmt For For For 8 Elect Cheryl S. Miller Mgmt For For For 9 Elect Jeffrey K. Mgmt For For For Schomburger 10 Elect Robert Thurber Mgmt For For For 11 Elect Barbara A. Tyson Mgmt For Against Against 12 Elect Noel White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Deforestation Impacts 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Human Rights Due Diligence Process Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David B. Burritt Mgmt For For For 2 Elect Patricia Diaz Mgmt For For For Dennis 3 Elect Dan O. Dinges Mgmt For For For 4 Elect John J. Engel Mgmt For For For 5 Elect John V. Faraci Mgmt For For For 6 Elect Murry S. Gerber Mgmt For For For 7 Elect Stephen J. Girsky Mgmt For For For 8 Elect Jeh C. Johnson Mgmt For For For 9 Elect Paul A. Mgmt For For For Mascarenas 10 Elect Michael H. Mgmt For For For McGarry 11 Elect Eugene B. Mgmt For For For Sperling 12 Elect David S. Mgmt For For For Sutherland 13 Elect Patricia A. Mgmt For For For Tracey 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2016 Mgmt For For For Omnibus Incentive Compensation Plan ________________________________________________________________________________ United Utilities Group PLC Ticker Security ID: Meeting Date Meeting Status UU CINS G92755100 07/26/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Remuneration Report Mgmt For For For (Advisory) 4 Remuneration Policy Mgmt For For For (Binding) 5 Elect John McAdam Mgmt For For For 6 Elect Steven L. Mogford Mgmt For For For 7 Elect Russ Houlden Mgmt For For For 8 Elect Steven R. Fraser Mgmt For For For 9 Elect Mark S. Clare Mgmt For For For 10 Elect Sara Weller Mgmt For For For 11 Elect Brian M. May Mgmt For For For 12 Elect Stephen A. Carter Mgmt For For For 13 Elect Alison Goligher Mgmt For For For 14 Elect Paulette Rowe Mgmt For For For 15 Elect David Higgins Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 21 Authority to Mgmt For For For Repurchase Shares 22 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 23 Authorisation of Mgmt For For For Political Donations ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE3 CUSIP 91912E105 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Request Cumulative Mgmt For Against Against Voting 3 Election of Directors Mgmt For Against Against 4 Approve Recasting of Mgmt For Against Against Votes for Amended Slate 5.1 Allocate Cumulative Mgmt For For For Votes to Jose Mauricio Pereira 5.2 Allocate Cumulative Mgmt For Withhold Against Votes to Fernando Jorge Buso G 5.3 Allocate Cumulative Mgmt For Withhold Against Votes to Oscar Augusto Camargo 5.4 Allocate Cumulative Mgmt For For For Votes to Jose Luciano Duarte P 5.5 Allocate Cumulative Mgmt For For For Votes to Eduardo de Oliveira R 5.6 Allocate Cumulative Mgmt For For For Votes to Marcel Juviniano Barr 5.7 Allocate Cumulative Mgmt For For For Votes to Toshiya Asahi 5.8 Allocate Cumulative Mgmt For For For Votes to Roger Allan Downey 5.9 Allocate Cumulative Mgmt For Withhold Against Votes to Murilo Cesar Lemos do 5.10 Allocate Cumulative Mgmt For For For Votes to Isabella Saboya de Al 5.11 Allocate Cumulative Mgmt For For For Votes to Sandra Maria Guerra d 5.12 Allocate Cumulative Mgmt For For For Votes to Marcelo Gasparino da 6 Request Separate Mgmt For Abstain Against Election for Board Member/s 7 Election of Mgmt For Against Against Supervisory Council 8 Approve Recasting of Mgmt For Against Against Votes for Amended Supervisory Council Slate 9 Remuneration Policy Mgmt For Against Against 10 Amendments to Mgmt For For For Articles; Consolidation of Articles 11 Merger Agreement Mgmt For For For Ferrous Resources do Brasil S.A. ("Ferrous") and Mineracao Jacuipe S.A. ("Jacuipe") 12 Ratification of Mgmt For For For Appointment of Appraiser for Ferrous and Jacuipe 13 Valuation Report of Mgmt For For For Ferrous and Jacuipe 14 Merger by Absorption Mgmt For For For (Ferrous and Jacuipe) 15 Merger Agreement (MSG, Mgmt For For For MSE, Retiro Novo and Guariba) 16 Ratification of Mgmt For For For Appointment of Appraiser for MSG, MSE, Retiro Novo and Guariba 17 Valuation Report of Mgmt For For For MSG, MSE, Retiro Novo and Guariba 18 Merger by Absorption Mgmt For For For (MSG, MSE, Retiro Novo and Guariba) ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Paulett Mgmt For For For Eberhart 2 Elect Joseph W. Gorder Mgmt For For For 3 Elect Kimberly S. Mgmt For For For Greene 4 Elect Deborah P. Mgmt For For For Majoras 5 Elect Eric D. Mullins Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Philip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Mgmt For For For Profusek 9 Elect Stephen M. Waters Mgmt For For For 10 Elect Randall J. Mgmt For For For Weisenburger 11 Elect Rayford Wilkins Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Omnibus Stock Incentive Plan ________________________________________________________________________________ Veolia Environnement Ticker Security ID: Meeting Date Meeting Status VIE CINS F9686M107 04/22/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Non Tax-Deductible Mgmt For For For Expenses 8 Allocation of Mgmt For For For Profits/Dividends 9 Special Auditors Mgmt For For For Report on Regulated Agreements 10 Elect Jacques Mgmt For For For Aschenbroich 11 Elect Isabelle Mgmt For For For Courville 12 Elect Nathalie Rachou Mgmt For For For 13 Elect Guillaume Texier Mgmt For For For 14 Remuneration of Mgmt For For For Antoine Frerot, Chair and CEO 15 Remuneration Report Mgmt For For For 16 Remuneration Policy Mgmt For For For (Chair and CEO) 17 Remuneration Policy Mgmt For For For (Non executive directors) 18 Authority to Mgmt For For For Repurchase and Reissue Shares 19 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares and Convertible Debt Through Private Placement 22 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 23 Greenshoe Mgmt For For For 24 Authority to Increase Mgmt For For For Capital Through Capitalisations 25 Employee Stock Mgmt For For For Purchase Plan 26 Stock Purchase Plan Mgmt For For For for Overseas Employees 27 Authority to Issue Mgmt For For For Performance Shares 28 Authority to Cancel Mgmt For For For Shares and Reduce Capital 29 Amendments to Articles Mgmt For For For (Technical Amendments) 30 Authorisation of Legal Mgmt For For For Formalities 31 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Verbund AG Ticker Security ID: Meeting Date Meeting Status VER CINS A91460104 06/16/2020 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Mgmt For For For Management Board Acts 6 Ratification of Mgmt For For For Supervisory Board Acts 7 Appointment of Auditor Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Christine Catasta Mgmt For For For 10 Elect Gunter Eckhardt Mgmt For For For Rummler 11 Elect Jurgen Roth Mgmt For For For 12 Elect Christa Schlager Mgmt For For For 13 Elect Stefan Mgmt For For For Szyszkowitz 14 Elect Peter Weinelt Mgmt For For For 15 Elect Susan Hennersdorf Mgmt For For For 16 Elect Barbara Mgmt For For For Praetorius 17 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 04/07/2020 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Anders Runevad Mgmt For For For 9 Elect Bert Nordberg Mgmt For For For 10 Elect Bruce Grant Mgmt For For For 11 Elect Carsten Bjerg Mgmt For For For 12 Elect Eva Merete Mgmt For For For Sofelde Berneke 13 Elect Helle Mgmt For For For Thorning-Schmidt 14 Elect Karl-Henrik Mgmt For For For Sundstrom 15 Elect Lars G. Josefsson Mgmt For For For 16 Directors' Fees For Mgmt For For For 2019 17 Directors' Fees For Mgmt For For For 2020 18 Appointment of Auditor Mgmt For For For 19 Remuneration Policy Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Cancellation of Shares Mgmt For For For 22 Authority to Mgmt For For For Repurchase Shares 23 Authority to Carry Out Mgmt For For For Formalities ________________________________________________________________________________ Voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/03/2019 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Elect Joachim Lemppenau Mgmt For For For 7 Elect Franz Mgmt For Against Against Gasselsberger 8 Elect Heinrich Mgmt For For For Schaller 9 Elect Wolfgang Eder Mgmt For For For 10 Elect Ingrid Jorg Mgmt For For For 11 Elect Florian Khol Mgmt For For For 12 Elect Maria Kubitschek Mgmt For For For 13 Elect Elisabeth Stadler Mgmt For For For 14 Authority to Mgmt For For For Repurchase and Reissue Shares 15 Authorised Capital Mgmt For For For 2019/I 16 Authorised Capital Mgmt For For For 2019/II 17 Authority to Issue Mgmt For For For Convertible Debt Instruments 18 Increase in Mgmt For For For Conditional Capital 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ West Fraser Timber Co. Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP 952845105 05/26/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hank Ketcham Mgmt For For For 1.2 Elect Reid Carter Mgmt For For For 1.3 Elect Raymond Ferris Mgmt For For For 1.4 Elect John Floren Mgmt For For For 1.5 Elect Brian G. Kenning Mgmt For For For 1.6 Elect John K. Ketcham Mgmt For For For 1.7 Elect Gerald J. Miller Mgmt For For For 1.8 Elect Robert L. Mgmt For For For Phillips 1.9 Elect Janice Rennie Mgmt For For For 1.10 Elect Gillian D. Mgmt For For For Winckler 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ WestRock Company Ticker Security ID: Meeting Date Meeting Status WRK CUSIP 96145D105 01/31/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen F. Arnold Mgmt For For For 2 Elect Timothy J. Mgmt For For For Bernlohr 3 Elect J. Powell Brown Mgmt For For For 4 Elect Terrell K. Crews Mgmt For For For 5 Elect Russell M. Currey Mgmt For For For 6 Elect Suzan F. Harrison Mgmt For For For 7 Elect John A. Luke Mgmt For For For 8 Elect Gracia C. Martore Mgmt For For For 9 Elect James E. Nevels Mgmt For For For 10 Elect Timothy H. Powers Mgmt For For For 11 Elect Steven C. Mgmt For For For Voorhees 12 Elect Bettina M. Whyte Mgmt For For For 13 Elect Alan D. Wilson Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark A. Emmert Mgmt For For For 2 Elect Rick R. Holley Mgmt For For For 3 Elect Sara Mgmt For For For Grootwassink Lewis 4 Elect Al Monaco Mgmt For For For 5 Elect Nicole W. Mgmt For For For Piasecki 6 Elect Marc F. Racicot Mgmt For For For 7 Elect Lawrence A. Mgmt For For For Selzer 8 Elect D. Michael Mgmt For For For Steuert 9 Elect Devin W. Mgmt For For For Stockfish 10 Elect Kim Williams Mgmt For For For 11 Elect Charles R. Mgmt For For For Williamson 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wheaton Precious Metals Corp. Ticker Security ID: Meeting Date Meeting Status WPM CUSIP 962879102 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George L. Brack Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect R. Peter Gillin Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Douglas M. Holtby Mgmt For For For 1.6 Elect Glenn A. Ives Mgmt For For For 1.7 Elect Charles A. Mgmt For For For Jeannes 1.8 Elect Eduardo Luna Mgmt For For For 1.9 Elect Marilyn Mgmt For For For Schonberner 1.10 Elect Randy V.J. Mgmt For For For Smallwood 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 06/12/2020 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect KWAH Thiam Hock Mgmt For Against Against 5 Retention of KWAH Mgmt For For For Thiam Hock as Independent Director 6 Elect TAY Kah Chye Mgmt For For For 7 Retention of TAY Kah Mgmt For For For Chye as Independent Director 8 Elect KUOK Khoon Hua Mgmt For Against Against 9 Elect KUOK Khoon Ean Mgmt For For For 10 Elect TEO Siong Seng Mgmt For Against Against 11 Elect SOH Gim Teik Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 14 Authority to Grant Mgmt For Against Against Options and Issue Shares under the Wilmar Executive Share Option Scheme 2019 15 Related Party Mgmt For Against Against Transactions 16 Authority to Mgmt For For For Repurchase and Reissue Shares ________________________________________________________________________________ Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 04/30/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Ian E. Mgmt For For For Macfarlane 3 Re-elect Larry Mgmt For For For Archibald 4 Elect GOH Swee Chen Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Facilitating Nonbinding Proposals 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Shareholder Proposal ShrHoldr Against For Against Regarding Alignment with The Paris Agreement 9 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change and Energy Advocacy Report 10 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate and Sector Reputation Advertising ________________________________________________________________________________ Woongjin Coway Ticker Security ID: Meeting Date Meeting Status 021240 CINS Y1786S109 03/30/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Directors' Fees Mgmt For For For ________________________________________________________________________________ Woongjin Coway Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 021240 CINS Y1786S109 02/07/2020 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect BANG Joon Hyuk Mgmt For For For 2 Elect LEE Hae Sun Mgmt For For For 3 Elect SUH Jang Won Mgmt For For For 4 Elect KIM Jin Bae Mgmt For For For 5 Elect KIM Gyu Ho Mgmt For For For 6 Elect YOON Bu Hyeon Mgmt For For For 7 Elect LEE Da Woo Mgmt For For For 8 Elect KIM Jin Bae Mgmt For For For 9 Elect YOON Bu Hyeon Mgmt For For For 10 Elect LEE Da Woo Mgmt For For For 11 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kerrii B. Mgmt For For For Anderson 1.2 Elect David P. Blom Mgmt For For For 1.3 Elect John P. McConnell Mgmt For For For 1.4 Elect Mary Schiavo Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 1997 Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Yamana Gold Inc. Ticker Security ID: Meeting Date Meeting Status YRI CUSIP 98462Y100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Begeman Mgmt For For For 1.2 Elect Christiane Mgmt For For For Bergevin 1.3 Elect Alexander J. Mgmt For For For Davidson 1.4 Elect Richard P. Graff Mgmt For For For 1.5 Elect Kimberly Keating Mgmt For For For 1.6 Elect Peter J. Marrone Mgmt For For For 1.7 Elect Jane Sadowsky Mgmt For For For 1.8 Elect Dino Titaro Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/19/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Directors' and Mgmt For For For Supervisors' Fees 7 Liability Insurance Mgmt For For For 8 Appointment of Mgmt For For For Auditors and Authority to Set Fees 9 Authority to Give Mgmt For For For Guarantees 10 Approval of Domestic Mgmt For For For and Overseas Financing Businesses 11 Amendments to Articles Mgmt For Against Against and Rules of Procedures for Shareholders' General Meeting 12 Authority to Issue H Mgmt For Against Against Shares w/o Preemptive Rights 13 Authority to Mgmt For For For Repurchase H Shares 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Elect LI Xiyong Mgmt For For For 16 Elect LI Wei Mgmt For For For 17 Elect WU Xiangqian Mgmt For For For 18 Elect LIU Jian Mgmt For For For 19 Elect ZHAO Qingchun Mgmt For For For 20 Elect HE Jing Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect TIAN Hui Mgmt For For For 23 Elect CAI Chang Mgmt For For For 24 Elect POON Chiu Kwok Mgmt For Against Against 25 Elect ZHU Limin Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Elect GU Shisheng Mgmt For For For 28 Elect ZHOU Hong Mgmt For Against Against 29 Elect LI Shipeng Mgmt For Against Against 30 Elect QIN Yanpo Mgmt For For For ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 06/19/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against and Rules of Procedures for Shareholders' General Meeting 3 Authority to Mgmt For For For Repurchase H Shares ________________________________________________________________________________ Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 11/01/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 2019 Interim Profit Mgmt For For For Distribution Plan 3 2020 Financial Mgmt For For For Services Agreement ________________________________________________________________________________ Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/07/2020 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Opening of Meeting; Mgmt For TNA N/A Agenda 5 Election of Presiding Mgmt For TNA N/A Chair; Minutes 6 Accounts and Reports; Mgmt For TNA N/A Allocation of Profits and Dividends 7 Remuneration Mgmt For TNA N/A Guidelines (Advisory) 8 Equity-Based Mgmt For TNA N/A Remuneration Guidelines (Binding) 9 Corporate Governance Mgmt For TNA N/A Report 10 Authority to Set Mgmt For TNA N/A Auditor's Fees 11 Directors' Fees Mgmt For TNA N/A 12 Nomination Committee Mgmt For TNA N/A Fees 13 Election of Directors Mgmt For TNA N/A 14 Election of Nomination Mgmt For TNA N/A Committee Members 15 Cancellation of Shares Mgmt For TNA N/A 16 Authority to Mgmt For TNA N/A Repurchase Shares 17 Non-Voting Meeting Note N/A N/A TNA N/A ________________________________________________________________________________ YPF S.A. Ticker Security ID: Meeting Date Meeting Status YPFD CUSIP 984245100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Holding of Mgmt For For For Shareholders' Meeting Remotely 2 Election of Meeting Mgmt For For For Delegates 3 Authority to Waive Mgmt For For For Preemptive Rights in Relation to Long-Term Incentive Plan 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Set Mgmt For For For Auditor's Fees 7 Appointment of Auditor Mgmt For For For 8 Ratification of Board Mgmt For For For and Supervisory Council Acts 9 Ratification of Mgmt For For For Directors' Fees 10 Ratification of Mgmt For For For Supervisory Council Fees 11 Supervisory Council Mgmt For For For Size 12 Election of Mgmt For Abstain Against Supervisory Council Members and Alternates (Class D) 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For (Class D) 15 Directors' Fees; Mgmt For For For Supervisory Council's Fees 16 Authority to Extend Mgmt For For For the Terms of the Global Notes Program ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Elect HUANG Zhen Mgmt For Against Against 9 Elect ZHANG Banglong Mgmt For For For 10 Authority to Issue Mgmt For Against Against Domestic and/or H Shares w/o Preemptive Rights 11 Authority to H Mgmt For For For Repurchase Shares 12 Amendments to Articles Mgmt For Against Against 13 Board Authorization Mgmt For Against Against for Amendments to Articles 14 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/05/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to H Mgmt For For For Repurchase Shares 3 Amendments to Articles Mgmt For Against Against 4 Board Authorization Mgmt For Against Against for Amendments to Articles 5 Amendments to Rules of Mgmt For Against Against Procedures for General Meeting 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts 5 Amendments to Articles Mgmt For For For 6 Ratification of Board Mgmt For For For Acts 7 Authority to Issue Mgmt For For For Renewable Bonds 8 Authority to Issue Mgmt For For For Super Short-Term Notes ________________________________________________________________________________ Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 11/14/2019 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Transfer Mgmt For For For Agreement 3 Allotment of Shares Mgmt For For For under Specific Mandate 4 Ratification of Board Mgmt For For For Acts ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 02/04/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Registered Mgmt For For For Capital and Amendments to Articles 3 Amendments to Article Mgmt For Against Against 102 ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 02/04/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Article Mgmt For Against Against 102 ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Mgmt For For For Debt Instruments 3 Authority to Give Mgmt For For For Guarantees 4 Authority to Give Mgmt For For For Guarantees (Makeng Mining) 5 Directors' Report Mgmt For For For 6 Independent Directors' Mgmt For For For Report 7 Supervisors' Report Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Annual Report Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Directors' and Mgmt For For For Supervisors' Fees 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Zijin Mining Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 12/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against of Association 3 Amendments to Mgmt For Against Against Procedural Rules of Shareholders Meetings 4 Remuneration and Mgmt For For For Assessment of Directors and Supervisors 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect CHEN Jinghe Mgmt For Against Against 7 Elect LAN Fusheng Mgmt For Against Against 8 Elect ZOU Laichang Mgmt For For For 9 Elect LIN Hongfu Mgmt For For For 10 Elect LIN Hongying Mgmt For For For 11 Elect Xie Xionghui Mgmt For For For 12 Elect LI Jian Mgmt For Against Against 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Elect ZHU Guang Mgmt For For For 15 Elect MAO Jingwen Mgmt For For For 16 Elect LI Changqing Mgmt For For For 17 Elect He Fulong Mgmt For For For 18 Elect Stephen SUEN Man Mgmt For For For Tak 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect LIN Shuiqing as Mgmt For For For Supervisor 21 Elect FAN Wensheng as Mgmt For For For Supervisor 22 Elect XU Qiang as Mgmt For For For Supervisor 23 Non-Voting Meeting Note N/A N/A N/A N/A Fund Name : VanEck Vectors Oil Refiners ETF ________________________________________________________________________________ Caltex Australia Limited Ticker Security ID: Meeting Date Meeting Status CTX CINS Q19884107 05/14/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Melinda B. Mgmt For For For Conrad 3 Remuneration Report Mgmt For For For 4 Change of Company Name Mgmt For For For (to Ampol Limited) ________________________________________________________________________________ Cosmo Energy Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 5021 CINS J08906109 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Hiroshi Kiriyama Mgmt For Against Against 5 Elect Yasuhiro Suzuki Mgmt For For For 6 Elect Takayuki Uematsu Mgmt For For For 7 Elect Shigeru Yamada Mgmt For For For 8 Elect Yoshimitsu Sunano Mgmt For For For 9 Elect Saleh Al Mansoori Mgmt For For For 10 Elect Ali Al Dhaheri Mgmt For Against Against 11 Elect Toshiyuki Mizui Mgmt For For For as Audit Committee Director 12 Elect Hideyuki Wakao Mgmt For For For as Alternate Audit Committee Director ________________________________________________________________________________ CVR Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CVI CUSIP 12662P108 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia A. Mgmt For For For Agnello 1.2 Elect SungHwan Cho Mgmt For For For 1.3 Elect Jaffrey A. Mgmt For For For Firestone 1.4 Elect Jonathan Frates Mgmt For For For 1.5 Elect Hunter C. Gary Mgmt For Withhold Against 1.6 Elect David L. Lamp Mgmt For For For 1.7 Elect Stephen Mongillo Mgmt For For For 1.8 Elect James M. Strock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Delek US Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DK CUSIP 24665A103 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ezra Uzi Yemin Mgmt For For For 1.2 Elect William J. Mgmt For For For Finnerty 1.3 Elect Richard J. Mgmt For For For Marcogliese 1.4 Elect Gary M. Sullivan Mgmt For For For Jr. 1.5 Elect Vicky Sutil Mgmt For For For 1.6 Elect David Wiessman Mgmt For For For 1.7 Elect Shlomo Zohar Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2016 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Formosa Petrochemicals Corp. Ticker Security ID: Meeting Date Meeting Status 6505 CINS Y2608S103 05/29/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings ________________________________________________________________________________ Galp Energia, SGPS, S.A. Ticker Security ID: Meeting Date Meeting Status GALP CINS X3078L108 04/24/2020 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Shareholder Proposal Mgmt For For For Regarding Ratification of Board Acts 5 Shareholder Proposal Mgmt For For For Regarding Ratification of Supervisory Council Acts 6 Shareholder Proposal Mgmt For For For Regarding Ratification of Statutory Auditor Acts 7 Remuneration Policy Mgmt For For For (Advisory) 8 Authority to Mgmt For For For Repurchase and Reissue Shares and Bonds 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Grupa Lotos SA Ticker Security ID: Meeting Date Meeting Status LTS CINS X32440103 06/30/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Election of Presiding Mgmt For For For Chair 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Presentation of Mgmt For For For Financial Statements 6 Presentation of Mgmt For For For Financial Statements (Consolidated) 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Supervisory Board Report 9 Presentation of Mgmt For For For Management Board Report (Expenses) 10 Financial Statements Mgmt For For For 11 Financial Statements Mgmt For For For (Consolidated) 12 Management Board Report Mgmt For For For 13 Allocation of Mgmt For For For Profits/Dividends 14 Ratification of Mgmt For For For Management Board Acts 15 Ratification of Mgmt For For For Supervisory Board Acts 16 Remuneration Policy Mgmt For For For 17 Participation in Share Mgmt For For For Capital of Groupa Azoty Polyolefins S.A. 18 Board Size Mgmt For For For 19 Changes to the Mgmt For Abstain Against Supervisory Board Composition 20 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ HollyFrontier Corporation Ticker Security ID: Meeting Date Meeting Status HFC CUSIP 436106108 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anne-Marie N. Mgmt For For For Ainsworth 2 Elect Douglas Y. Bech Mgmt For For For 3 Elect Anna C. Catalano Mgmt For For For 4 Elect Leldon E. Echols Mgmt For For For 5 Elect Michael C. Mgmt For For For Jennings 6 Elect R. Craig Knocke Mgmt For For For 7 Elect Robert J. Mgmt For For For Kostelnik 8 Elect James H. Lee Mgmt For For For 9 Elect Franklin Myers Mgmt For For For 10 Elect Michael E. Rose Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Approval of the 2020 Mgmt For For For Long Term Incentive Plan ________________________________________________________________________________ Hyundai Heavy Industries Holdings Ticker Security ID: Meeting Date Meeting Status 267250 CINS Y3R3C9109 03/25/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 3 Spin-off Mgmt For For For 4 Elect KA Sam Hyun Mgmt For For For 5 Elect SHIN Jae Yong Mgmt For For For 6 Election of Audit Mgmt For For For Committee Member: SHIN Jae Yong 7 Directors' Fees Mgmt For For For ________________________________________________________________________________ Idemitsu Kosan Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 5019 CINS J2388K103 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shunichi Kito Mgmt For For For 3 Elect Takashi Mgmt For For For Matsushita 4 Elect Susumu Nibuya Mgmt For For For 5 Elect Katsuaki Shindome Mgmt For For For 6 Elect Atsuhiko Hirano Mgmt For For For 7 Elect Masakazu Idemitsu Mgmt For For For 8 Elect Kazunari Kubohara Mgmt For For For 9 Elect Takeo Kikkawa Mgmt For For For 10 Elect Mackenzie D. Mgmt For For For Clugston 11 Elect Norio Otsuka Mgmt For For For 12 Elect Yuko Yasuda Mgmt For For For 13 Elect Mitsunobu Mgmt For For For Koshiba 14 Elect Taigi Ito as Mgmt For For For Statutory Auditor 15 Elect Junko Kai as Mgmt For For For Alternate Statutory Auditor ________________________________________________________________________________ JXTG Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status 5020 CINS J29699105 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Sugimori Mgmt For For For 5 Elect Katsuyuki Ota Mgmt For For For 6 Elect Hiroji Adachi Mgmt For For For 7 Elect Hiroshi Hosoi Mgmt For For For 8 Elect Seiichi Murayama Mgmt For For For 9 Elect Yoshikazu Yokoi Mgmt For For For 10 Elect Junichi Iwase Mgmt For For For 11 Elect Yasushi Yatabe Mgmt For For For 12 Elect Hiroko Ota Mgmt For For For 13 Elect Mutsutake Otsuka Mgmt For For For 14 Elect Yoshiiku Miyata Mgmt For For For 15 Elect Hitoshi Kato Mgmt For For For 16 Elect Yoshiaki Ouchi Mgmt For For For 17 Elect Seiichiro Mgmt For For For Nishioka 18 Elect Toshiko Oka Mgmt For For For 19 Amendments to Equity Mgmt For For For Compensation Plan ________________________________________________________________________________ Marathon Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Steven A. Davis Mgmt For Against Against 3 Elect J. Michael Stice Mgmt For For For 4 Elect John P. Surma Mgmt For For For 5 Elect Susan Tomasky Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Shareholder Proposal ShrHoldr For For For Regarding Simple Majority Vote 9 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Pay to Community Impact ________________________________________________________________________________ Motor Oil (Hellas) Corinth Refineries S.A. Ticker Security ID: Meeting Date Meeting Status MOH CINS X55904100 06/17/2020 Voted Meeting Type Country of Trade Ordinary Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Auditor's Acts 3 Election of Directors Mgmt For Against Against 4 Election of Audit Mgmt For For For Committee Members 5 Allocation of Mgmt For For For Profits/Dividends 6 Appointment of Auditor Mgmt For Against Against and Authority to Set Fees 7 Directors' Fees Mgmt For For For 8 Directors' Fees Mgmt For For For (Advance Payments) 9 Special Bonus Mgmt For Against Against 10 Authority to Mgmt For For For Repurchase Shares 11 Amendments to Mgmt For For For Remuneration Policy 12 Remuneration Report Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Neste Corporation Ticker Security ID: Meeting Date Meeting Status NESTE CINS X5688A109 05/18/2020 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and CEO Acts 12 Remuneration Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Appointment of Auditor Mgmt For For For 19 Authority to Mgmt For For For Repurchase Shares 20 Issuance of Shares w/ Mgmt For For For or w/o Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Nimbley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Wayne A. Budd Mgmt For For For 4 Elect Karen Davis Mgmt For For For 5 Elect S. Eugene Edwards Mgmt For For For 6 Elect William E. Hantke Mgmt For For For 7 Elect Edward F. Kosnik Mgmt For For For 8 Elect Robert J. Lavinia Mgmt For For For 9 Elect Kimberly S. Lubel Mgmt For For For 10 Elect George E. Ogden Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Phillips 66 Ticker Security ID: Meeting Date Meeting Status PSX CUSIP 718546104 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles M. Mgmt For For For Holley, Jr. 2 Elect Glenn F. Tilton Mgmt For For For 3 Elect Marna C. Mgmt For For For Whittington 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Risks of Gulf Coast Petrochemical Investments ________________________________________________________________________________ Polski Koncern Naftowy Orlen S.A. Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 03/05/2020 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chair 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Election of Scrutiny Mgmt For For For Commission 7 Supervisory Board Size Mgmt For For For 8 Shareholder Proposal ShrHoldr For Abstain Against Regarding Changes to the Supervisory Board Composition 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Polski Koncern Naftowy Orlen S.A. Ticker Security ID: Meeting Date Meeting Status PKN CINS X6922W204 06/05/2020 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Election of Presiding Mgmt For For For Chair 3 Compliance with Rules Mgmt For For For of Convocation 4 Agenda Mgmt For For For 5 Election of Scrutiny Mgmt For For For Commission 6 Presentation of Mgmt For For For Management Board Report 7 Presentation of Mgmt For For For Financial Statements and Allocation of Profit 8 Presentation of Mgmt For For For Financial Statements (Consolidated) 9 Presentation of Mgmt For For For Supervisory Board Report 10 Presentation of Report Mgmt For For For on Selected Operational Expenses 11 Management Board Report Mgmt For For For 12 Financial Statements Mgmt For For For 13 Financial Statements Mgmt For For For (Consolidated) 14 Allocation of Mgmt For For For Profits/Dividends 15 Ratification of Mgmt For For For Management Board Acts 16 Ratification of Mgmt For For For Supervisory Board Acts 17 Remuneration Policy Mgmt For For For 18 Amendments to Mgmt For Against Against Articles/Uniform Text of Articles 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ S-Oil Corporation Ticker Security ID: Meeting Date Meeting Status 010950 CINS Y80710109 03/26/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect Hussain A. Mgmt For For For Al-Qahtani 3 Elect A.M. Al-Judaimi Mgmt For Against Against 4 Elect S.A. Al-Hadrami Mgmt For Against Against 5 Elect S.M. Al-Hereagi Mgmt For Against Against 6 Elect Ziad T. Mgmt For For For Al-Murshed 7 Elect KIM Cheol Soo Mgmt For For For 8 Elect LEE Seung Won Mgmt For Against Against 9 Elect HONG Seok Woo Mgmt For For For 10 Elect HWANG In Tae Mgmt For For For 11 Elect SHIN Mi Nam Mgmt For For For 12 Elect Janice LEE Jung Mgmt For Against Against Soon 13 Election of Audit Mgmt For Against Against Committee Member: LEE Seung Won 14 Election of Audit Mgmt For For For Committee Member: HONG Seok Woo 15 Election of Audit Mgmt For For For Committee Member: HWANG In Tae 16 Election of Audit Mgmt For For For Committee Member: SHIN Mi Nam 17 Director's Fees Mgmt For For For ________________________________________________________________________________ SK Innovation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 096770 CINS Y8063L103 03/26/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For and Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect KIM Jun Mgmt For Against Against 4 Elect YU Jeong Joon Mgmt For Against Against 5 Elect KIM Jong Hoon Mgmt For For For 6 Election of Audit Mgmt For For For Committee Member: KIM Jong Hoon 7 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy 8 Share Option Grant Mgmt For For For 9 Director's Fees Mgmt For For For ________________________________________________________________________________ Tupras Turkiye Petrol Rafinerileri A.S Ticker Security ID: Meeting Date Meeting Status TUPRS CINS M8966X108 04/01/2020 Voted Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chair 5 Directors' Report Mgmt For For For 6 Presentation of Mgmt For For For Auditors' Report 7 Financial Statements Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Allocation of Mgmt For For For Profits/Dividends 10 Election of Directors; Mgmt For For For Board Size; Board Term Length 11 Compensation Policy Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Charitable Donations Mgmt For Against Against 15 Presentation of Report Mgmt For For For on Guarantees 16 Authority to Carry out Mgmt For Against Against Competing Activities or Related Party Transactions 17 Wishes Mgmt For For For ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Paulett Mgmt For For For Eberhart 2 Elect Joseph W. Gorder Mgmt For For For 3 Elect Kimberly S. Mgmt For For For Greene 4 Elect Deborah P. Mgmt For For For Majoras 5 Elect Eric D. Mullins Mgmt For For For 6 Elect Donald L. Nickles Mgmt For For For 7 Elect Philip J. Mgmt For For For Pfeiffer 8 Elect Robert A. Mgmt For For For Profusek 9 Elect Stephen M. Waters Mgmt For For For 10 Elect Randall J. Mgmt For For For Weisenburger 11 Elect Rayford Wilkins Mgmt For For For Jr. 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Omnibus Stock Incentive Plan Fund Name : VanEck Vectors Oil Services ETF ________________________________________________________________________________ Apergy Corporation Ticker Security ID: Meeting Date Meeting Status APY CUSIP 03755L104 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary P. Luquette Mgmt For For For 1.2 Elect Daniel W. Rabun Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2018 Mgmt For For For Equity and Cash Incentive Plan ________________________________________________________________________________ Apergy Corporation Ticker Security ID: Meeting Date Meeting Status APY CUSIP 03755L104 05/28/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Baker Hughes Company Ticker Security ID: Meeting Date Meeting Status BKR CUSIP 05722G100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Geoffrey Mgmt For For For Beattie 1.2 Elect Gregory D. Mgmt For For For Brenneman 1.3 Elect Cynthia B. Mgmt For For For Carroll 1.4 Elect Clarence P. Mgmt For For For Cazalot, Jr. 1.5 Elect Nelda J. Connors Mgmt For For For 1.6 Elect Gregory L. Ebel Mgmt For For For 1.7 Elect Lynn L. Elsenhans Mgmt For For For 1.8 Elect John G. Rice Mgmt For For For 1.9 Elect Lorenzo Simonelli Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ C&J Energy Services, Inc. Ticker Security ID: Meeting Date Meeting Status CJ CUSIP 12674R100 10/22/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Keane Transaction Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Cactus, Inc. Ticker Security ID: Meeting Date Meeting Status WHD CUSIP 127203107 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Bender Mgmt For For For 1.2 Elect Bruce Rothstein Mgmt For For For 1.3 Elect Gary L. Rosenthal Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harvey Mgmt For For For Klingensmith 2 Elect Monique van Mgmt For For For Dijken Eeuwijk 3 Appointment of Auditor Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Cancellation of Mgmt For For For Repurchased Shares 6 Authority to Mgmt For For For Repurchase Shares 7 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Remuneration Report Mgmt For For For 11 Remuneration Policy Mgmt For For For 12 Amendment to the 2014 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ DMC Global Inc. Ticker Security ID: Meeting Date Meeting Status BOOM CUSIP 23291C103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Aldous Mgmt For For For 1.2 Elect Andrea E. Bertone Mgmt For For For 1.3 Elect Yvon Pierre Mgmt For For For Cariou 1.4 Elect Robert A. Cohen Mgmt For For For 1.5 Elect Richard P. Graff Mgmt For For For 1.6 Elect Kevin T. Longe Mgmt For For For 1.7 Elect Clifton Peter Mgmt For For For Rose 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Blake T. DeBerry Mgmt For For For 2 Elect John Lovoi Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdulaziz F. Mgmt For For For Alkhayyal 2 Elect William E. Mgmt For For For Albrecht 3 Elect M. Katherine Mgmt For For For Banks 4 Elect Alan M. Bennett Mgmt For For For 5 Elect Milton Carroll Mgmt For For For 6 Elect Nance K. Dicciani Mgmt For For For 7 Elect Murry S. Gerber Mgmt For For For 8 Elect Patricia Mgmt For For For Hemingway Hall 9 Elect Robert A. Malone Mgmt For For For 10 Elect Jeffrey A. Miller Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ Helix Energy Solutions Group, Inc. Ticker Security ID: Meeting Date Meeting Status HLX CUSIP 42330P107 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Amy H. Nelson Mgmt For For For 1.2 Elect William L. Mgmt For For For Transier 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Delaney M. Mgmt For For For Bellinger 2 Elect Kevin Cramton Mgmt For For For 3 Elect Randy A. Foutch Mgmt For For For 4 Elect Hans Helmerich Mgmt For For For 5 Elect John W. Lindsay Mgmt For For For 6 Elect Jose R. Mas Mgmt For For For 7 Elect Thomas A. Petrie Mgmt For For For 8 Elect Donald F. Mgmt For For For Robillard, Jr. 9 Elect Edward B. Rust, Mgmt For For For Jr. 10 Elect Mary M. Mgmt For For For VanDeWeghe 11 Elect John D. Zeglis Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 04/20/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment Regarding Mgmt For For For Share Capital ________________________________________________________________________________ Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tanya S. Beder Mgmt For Withhold Against 1.2 Elect Anthony R. Chase Mgmt For For For 1.3 Elect James R. Crane Mgmt For Withhold Against 1.4 Elect John P. Kotts Mgmt For Withhold Against 1.5 Elect Michael C. Linn Mgmt For Withhold Against 1.6 Elect Anthony G. Mgmt For For For Petrello 1.7 Elect John Yearwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2016 Mgmt For For For Stock Plan ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clay C. Williams Mgmt For For For 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Ben A. Guill Mgmt For For For 5 Elect James T. Hackett Mgmt For For For 6 Elect David D. Harrison Mgmt For For For 7 Elect Eric L. Mattson Mgmt For Against Against 8 Elect Melody B. Meyer Mgmt For For For 9 Elect William R. Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2018 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ NexTier Oilfield Solutions Inc. Ticker Security ID: Meeting Date Meeting Status NEX CUSIP 65290C105 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert W. Mgmt For For For Drummond 2 Elect Stuart M. Mgmt For For For Brightman 3 Elect Gary M. Halverson Mgmt For For For 4 Elect Patrick M. Murray Mgmt For For For 5 Elect Amy H. Nelson Mgmt For For For 6 Elect Mel G. Riggs Mgmt For For For 7 Elect Michael Roemer Mgmt For For For 8 Elect James C. Stewart Mgmt For For For 9 Elect Scott Wille Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Noble Corporation plc Ticker Security ID: Meeting Date Meeting Status NE CUSIP G65431101 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin S. Corbett Mgmt For For For 2 Elect Julie H. Edwards Mgmt For For For 3 Elect Robert W. Eifler Mgmt For For For 4 Elect Gordon T. Hall Mgmt For For For 5 Elect Roger W. Jenkins Mgmt For For For 6 Elect Scott D. Josey Mgmt For For For 7 Elect Jon A. Marshall Mgmt For For For 8 Elect Julie J. Mgmt For For For Robertson 9 Ratification of Auditor Mgmt For For For 10 Appointment of UK Mgmt For For For Auditor 11 Authorization to Set Mgmt For For For UK Auditor's Fees 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Remuneration Report Mgmt For Against Against (Advisory) 14 Amendment to 2015 Mgmt For For For Omnibus Incentive Plan 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Reverse Stock Split Mgmt For For For 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) ________________________________________________________________________________ Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William B. Berry Mgmt For Abstain Against 2 Elect T. Jay Collins Mgmt For For For 3 Elect Jon Erik Mgmt For For For Reinhardsen 4 Approval of the 2020 Mgmt For For For Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oil States International, Inc. Ticker Security ID: Meeting Date Meeting Status OIS CUSIP 678026105 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence R. Mgmt For For For Dickerson 1.2 Elect Christopher T. Mgmt For For For Seaver 1.3 Elect Cindy B. Taylor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Patterson-UTI Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PTEN CUSIP 703481101 06/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tiffany J. Thom Mgmt For For For Cepak 1.2 Elect Michael W. Conlon Mgmt For For For 1.3 Elect William A Mgmt For For For Hendricks, Jr. 1.4 Elect Curtis W. Huff Mgmt For For For 1.5 Elect Terry H. Hunt Mgmt For For For 1.6 Elect Janeen S. Judah Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RPC, Inc. Ticker Security ID: Meeting Date Meeting Status RES CUSIP 749660106 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Randall Mgmt For For For Rollins 1.2 Elect Henry B. Tippie Mgmt For Withhold Against 1.3 Elect James B. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Schlumberger N.V. (Schlumberger Limited) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patrick de la Mgmt For For For Chevardiere 2 Elect Miguel M. Mgmt For For For Galuccio 3 Elect Olivier Le Peuch Mgmt For For For 4 Elect Tatiana A. Mgmt For For For Mitrova 5 Elect Lubna S. Olayan Mgmt For For For 6 Elect Mark G. Papa Mgmt For For For 7 Elect Leo Rafael Reif Mgmt For For For 8 Elect Henri Seydoux Mgmt For For For 9 Elect Jeffrey W. Sheets Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Accounts and Reports; Mgmt For For For Approval of Dividend 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ TechnipFMC plc Ticker Security ID: Meeting Date Meeting Status FTI CUSIP G87110105 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas J. Mgmt For For For Pferdehirt 2 Elect Eleazar de Mgmt For For For Carvalho Filho 3 Elect Arnaud Caudoux Mgmt For For For 4 Elect Pascal Colombani Mgmt For For For 5 Elect Marie-Ange Debon Mgmt For For For 6 Elect Claire S. Farley Mgmt For For For 7 Elect Didier Houssin Mgmt For For For 8 Elect Peter Mellbye Mgmt For For For 9 Elect John C.G. O'Leary Mgmt For For For 10 Elect Olivier Piou Mgmt For For For 11 Elect Kay G. Priestly Mgmt For For For 12 Elect Joseph Rinaldi Mgmt For For For 13 Elect James M. Ringler Mgmt For For For 14 Elect John Yearwood Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Remuneration Report Mgmt For For For (Advisory) 17 U.K. Annual Report and Mgmt For For For Accounts 18 Ratification of U.S. Mgmt For For For Auditor 19 Re-appointment of U.K Mgmt For For For Statutory Auditor 20 U.K. Statutory Auditor Mgmt For For For Fees ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For For For and Auditor Report 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For Against Against Acts 6 Election of Directors Mgmt For Against Against (Slate) 7 Remuneration Policy Mgmt For Against Against 8 Remuneration Report Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authorisation of Mgmt For For For Electronic Communication 12 Increase in Authorised Mgmt For Against Against Capital ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 07/29/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Delisting from the Mgmt For For For BYMA Stock Exchange 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Allocation of Losses Mgmt For For For 4 Renewal of Authorized Mgmt For For For Capital 5 Elect Glyn A. Barker Mgmt For For For 6 Elect Vanessa C.L. Mgmt For For For Chang 7 Elect Frederico Fleury Mgmt For For For Curado 8 Elect Chadwick C. Mgmt For For For Deaton 9 Elect Vincent J. Mgmt For For For Intrieri 10 Elect Samuel J. Mgmt For For For Merksamer 11 Elect Frederik W. Mohn Mgmt For For For 12 Elect Edward R. Muller Mgmt For For For 13 Elect Diane de Saint Mgmt For For For Victor 14 Elect TAN Ek Kia Mgmt For For For 15 Elect Jeremy D. Thigpen Mgmt For For For 16 Elect Chadwick C. Mgmt For For For Deaton as Chair 17 Elect Glyn A. Barker Mgmt For For For 18 Elect Samuel J. Mgmt For For For Merksamer 19 Elect TAN Ek Kia Mgmt For For For 20 Appointment of Mgmt For For For Independent Proxy 21 Appointment of Auditor Mgmt For For For 22 Advisory Vote on Mgmt For For For Executive Compensation 23 Maximum Aggregate Mgmt For For For Board Compensation (Binding) 24 Maximum Aggregate Mgmt For For For Executive Compensation (Binding) 25 Amendment to the 2015 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ U.S. Silica Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SLCA CUSIP 90346E103 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Bernard Mgmt For For For 2 Elect Diane K. Duren Mgmt For For For 3 Elect William J. Kacal Mgmt For For For 4 Elect Bonnie C. Lind Mgmt For For For 5 Elect Charles W. Shaver Mgmt For For For 6 Elect Bryan A. Shinn Mgmt For For For 7 Elect J. Michael Stice Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2011 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Valaris plc Ticker Security ID: Meeting Date Meeting Status VAL CUSIP G9402V109 06/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Williams E. Mgmt For For For Albrecht 2 Elect Frederick Arnold Mgmt For For For 3 Elect Thomas P. Burke Mgmt For For For 4 Elect Mary E. Francis Mgmt For For For 5 Elect Georges J. Mgmt For For For Lambert 6 Elect Suzanne P. Mgmt For For For Nimocks 7 Elect Thierry Pilenko Mgmt For For For 8 Elect Paul E. Rowsey Mgmt For For For III 9 Elect Charles L. Szews Mgmt For For For 10 Elect Adam Weitzman Mgmt For For For 11 Ratification of Mgmt For For For Auditor (US) 12 Ratification of Mgmt For For For Auditor (UK) 13 Authority to Set UK Mgmt For For For Auditor's Fees 14 Amendment to the 2018 Mgmt For For For Long-Term Incentive Plan 15 Remuneration Policy Mgmt For For For (Binding) 16 Remuneration Report Mgmt For Against Against (Advisory) 17 Advisory Vote on Mgmt For Against Against Executive Compensation 18 Approve Accounts and Mgmt For For For Reports 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Specified Capital Investment) Fund Name : VanEck Vectors Pharmaceutical ETF ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Edward M. Liddy Mgmt For For For 1.3 Elect Melody B. Meyer Mgmt For For For 1.4 Elect Frederick H. Mgmt For For For Waddell 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Requirement 5 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 6 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 7 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ornella Barra Mgmt For For For 2 Elect Steven H. Collis Mgmt For For For 3 Elect D. Mark Durcan Mgmt For For For 4 Elect Richard W. Mgmt For For For Gochnauer 5 Elect Lon R. Greenberg Mgmt For For For 6 Elect Jane E. Henney Mgmt For For For 7 Elect Kathleen Hyle Mgmt For For For 8 Elect Michael J. Long Mgmt For For For 9 Elect Henry W. McGee Mgmt For For For 10 Elect Dennis M. Nally Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against For Against Regarding Bonus Deferral Policy ________________________________________________________________________________ Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Elect Leif Johansson Mgmt For For For 6 Elect Pascal Soriot Mgmt For For For 7 Elect Marc Dunoyer Mgmt For For For 8 Elect Genevieve B. Mgmt For Against Against Berger 9 Elect Philip Broadley Mgmt For For For 10 Elect Graham A. Mgmt For For For Chipchase 11 Elect Michel Demare Mgmt For For For 12 Elect Deborah DiSanzo Mgmt For For For Eldracher 13 Elect Sheri McCoy Mgmt For For For 14 Elect Tony SK MOK Mgmt For For For 15 Elect Nazneen Rahman Mgmt For For For 16 Elect Marcus Wallenberg Mgmt For Against Against 17 Remuneration Report Mgmt For For For (Advisory) 18 Remuneration Policy Mgmt For For For (Binding) 19 Authorisation of Mgmt For For For Political Donations 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 23 Authority to Mgmt For For For Repurchase Shares 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 25 2020 Performance Share Mgmt For For For Plan ________________________________________________________________________________ Bausch Health Companies Inc. Ticker Security ID: Meeting Date Meeting Status BHC CUSIP 071734107 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard U. De Mgmt For For For Schutter 2 Elect D. Robert Hale Mgmt For For For 3 Elect Argeris N. Mgmt For For For Karabelas 4 Elect Sarah B. Kavanagh Mgmt For For For 5 Elect Joseph C. Papa Mgmt For For For 6 Elect John A. Paulson Mgmt For For For 7 Elect Robert N. Power Mgmt For For For 8 Elect Russel C. Mgmt For For For Robertson 9 Elect Thomas W. Ross, Mgmt For For For Sr. 10 Elect Andrew C. von Mgmt For For For Eschenbach 11 Elect Amy B. Wechsler Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2014 Mgmt For For For Omnibus Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Arduini Mgmt For For For 2 Elect Robert J. Mgmt For For For Bertolini 3 Elect Michael W. Bonney Mgmt For Against Against 4 Elect Giovanni Caforio Mgmt For For For 5 Elect Matthew W. Emmens Mgmt For For For 6 Elect Julia A. Haller Mgmt For For For 7 Elect Dinesh C. Paliwal Mgmt For For For 8 Elect Theodore R. Mgmt For For For Samuels, II 9 Elect Vicki L. Sato Mgmt For For For 10 Elect Gerald Storch Mgmt For For For 11 Elect Karen H. Vousden Mgmt For For For 12 Elect Phyllis R. Yale Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 16 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Catalent, Inc. Ticker Security ID: Meeting Date Meeting Status CTLT CUSIP 148806102 10/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Madhavan Mgmt For For For Balachandran 2 Elect J. Martin Carroll Mgmt For For For 3 Elect John J. Greisch Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Elanco Animal Health Incorporated Ticker Security ID: Meeting Date Meeting Status ELAN CUSIP 28414H103 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Mgmt For For For Harrington 2 Elect Deborah T. Mgmt For For For Kochevar 3 Elect Kirk McDonald Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 05/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Eskew Mgmt For For For 2 Elect William G. Mgmt For For For Kaelin, Jr. 3 Elect David A. Ricks Mgmt For For For 4 Elect Marschall S. Mgmt For For For Runge 5 Elect Karen Walker Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Mgmt For For For Board 9 Elimination of Mgmt For For For Supermajority Requirement 10 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 11 Shareholder Proposal ShrHoldr Against Against For Regarding Forced Swim Test 12 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 13 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing 15 Shareholder Proposal ShrHoldr Against For Against Regarding Bonus Deferral Policy 16 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Jonathan R. Mgmt For For For Symonds 5 Elect Charles A. Mgmt For For For Bancroft 6 Elect Emma N. Walmsley Mgmt For For For 7 Elect Manvinder S. Mgmt For For For Banga 8 Elect Hal V. Barron Mgmt For For For 9 Elect Vivienne Cox Mgmt For For For 10 Elect Lynn L. Elsenhans Mgmt For For For 11 Elect Laurie H. Mgmt For For For Glimcher 12 Elect Jesse Goodman Mgmt For For For 13 Elect Judy C. Lewent Mgmt For For For 14 Elect Iain J. Mackay Mgmt For For For 15 Elect Urs Rohner Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authorisation of Mgmt For For For Political Donations 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 21 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 22 Authority to Mgmt For For For Repurchase Shares 23 Approve exemption from Mgmt For For For statement of the senior statutory auditor's name in published auditors' reports 24 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ GW Pharmaceuticals plc Ticker Security ID: Meeting Date Meeting Status GWPH CUSIP 36197T103 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Geoffrey W. Guy Mgmt For For For 2 Elect Cabot Brown Mgmt For For For 3 Approval of 2020 Long Mgmt For For For Term Incentive Plan 4 Remuneration Report Mgmt For For For (Advisory) 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Appointment of U.K. Mgmt For For For Auditor 8 Authority to Set U.K. Mgmt For For For Auditor's Fees 9 Accounts and Reports Mgmt For For For 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Jazz Pharmaceuticals Public Limited Company Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 08/01/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul L. Berns Mgmt For For For 2 Elect Patrick G. Mgmt For For For Enright 3 Elect Seamus C. Mgmt For For For Mulligan 4 Elect Norbert G. Riedel Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Beckerle Mgmt For For For 2 Elect D. Scott Davis Mgmt For For For 3 Elect Ian E.L. Davis Mgmt For For For 4 Elect Jennifer A. Mgmt For For For Doudna 5 Elect Alex Gorsky Mgmt For For For 6 Elect Marillyn A. Mgmt For For For Hewson 7 Elect Hubert Joly Mgmt For For For 8 Elect Mark B. McClellan Mgmt For For For 9 Elect Anne M. Mulcahy Mgmt For For For 10 Elect Charles Prince Mgmt For Against Against 11 Elect A. Eugene Mgmt For For For Washington 12 Elect Mark A. Mgmt For For For Weinberger 13 Elect Ronald A. Mgmt For For For Williams 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Removal of Directors Mgmt For For For Without Cause 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 18 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Response to Opioid Epidemic ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic J. Caruso Mgmt For For For 2 Elect N. Anthony Coles Mgmt For For For 3 Elect M. Christine Mgmt For For For Jacobs 4 Elect Donald R. Knauss Mgmt For For For 5 Elect Marie L. Knowles Mgmt For For For 6 Elect Bradley E. Lerman Mgmt For For For 7 Elect Edward A. Mueller Mgmt For For For 8 Elect Susan R. Salka Mgmt For For For 9 Elect Brian S. Tyler Mgmt For For For 10 Elect Kenneth E. Mgmt For For For Washington 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leslie A. Brun Mgmt For For For 2 Elect Thomas R. Cech Mgmt For For For 3 Elect Mary Ellen Coe Mgmt For For For 4 Elect Pamela J. Craig Mgmt For For For 5 Elect Kenneth C. Mgmt For For For Frazier 6 Elect Thomas H. Glocer Mgmt For For For 7 Elect Risa Mgmt For For For Lavizzo-Mourey 8 Elect Paul B. Rothman Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Christine E. Mgmt For For For Seidman 11 Elect Inge G. Thulin Mgmt For For For 12 Elect Kathy J. Warden Mgmt For For For 13 Elect Peter C. Wendell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act ________________________________________________________________________________ Mylan N.V. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP N59465109 06/30/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Heather Bresch Mgmt For For For 2 Elect Robert J. Mgmt For For For Cindrich 3 Elect Robert J. Coury Mgmt For For For 4 Elect JoEllen Lyons Mgmt For For For Dillon 5 Elect Neil F. Dimick Mgmt For For For 6 Elect Melina Higgins Mgmt For For For 7 Elect Harry A. Korman Mgmt For For For 8 Elect Rajiv Malik Mgmt For For For 9 Elect Richard A. Mark Mgmt For For For 10 Elect Mark W. Parrish Mgmt For For For 11 Elect Pauline van der Mgmt For For For Meer Mohr 12 Elect Randall L. Mgmt For For For Vanderveen 13 Elect Sjoerd S. Mgmt For For For Vollebregt 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Adoption of Dutch Mgmt For For For Annual Accounts for 2019 16 Ratification of Auditor Mgmt For For For 17 Appointment of Auditor Mgmt For For For for Dutch Annual Accounts 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 20 Business Combination Mgmt For For For 21 Advisory Vote on Mgmt For Against Against Golden Parachutes 22 Advisory Vote Mgmt For For For Regarding Governance Features 23 Advisory Vote Mgmt For Against Against Regarding Right of Shareholders to Call Special Meetings ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CUSIP 66987V109 02/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 5 Board Compensation Mgmt For For For 6 Executive Compensation Mgmt For For For 7 Compensation Report Mgmt For For For 8 Elect Jorg Reinhardt Mgmt For For For as Board Chair 9 Elect Nancy C. Andrews Mgmt For For For 10 Elect Ton Buchner Mgmt For For For 11 Elect Patrice Bula Mgmt For For For 12 Elect Srikant M. Datar Mgmt For For For 13 Elect Elizabeth Doherty Mgmt For For For 14 Elect Ann M. Fudge Mgmt For For For 15 Elect Frans van Houten Mgmt For For For 16 Elect Andreas von Mgmt For For For Planta 17 Elect Charles L. Mgmt For For For Sawyers 18 Elect Enrico Vanni Mgmt For For For 19 Elect William T. Mgmt For For For Winters 20 Elect Bridgette P. Mgmt For For For Heller 21 Elect Simon Moroney Mgmt For For For 22 Elect Patrice Bula as Mgmt For For For Compensation Committee Member 23 Elect Srikant M. Datar Mgmt For For For as Compensation Committee Member 24 Elect Enrico Vanni as Mgmt For For For Compensation Committee Member 25 Elect William T. Mgmt For For For Winters as Compensation Committee Member 26 Elect Bridgette P. Mgmt For For For Heller as Compensation Committee Member 27 Appointment of Auditor Mgmt For For For 28 Appointment of Mgmt For For For Independent Proxy 29 Additional or Amended Mgmt For Against Against Proposals ________________________________________________________________________________ Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/16/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Buck Mgmt For For For 2 Elect Alex N. Blanco Mgmt For For For 3 Elect Jody H. Feragen Mgmt For For For 4 Elect Robert C. Frenzel Mgmt For For For 5 Elect Francis J. Mgmt For For For Malecha 6 Elect Ellen A. Rudnick Mgmt For For For 7 Elect Neil A. Mgmt For For For Schrimsher 8 Elect Mark S. Walchirk Mgmt For For For 9 Amendment to the Mgmt For For For Employee Stock Purchase Plan 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Perrigo Company plc Ticker Security ID: Meeting Date Meeting Status PRGO CUSIP G97822103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradley A. Alford Mgmt For For For 2 Elect Rolf A. Classon Mgmt For For For 3 Elect Adriana Mgmt For For For Karaboutis 4 Elect Murray S. Kessler Mgmt For For For 5 Elect Jeffrey B. Mgmt For For For Kindler 6 Elect Erica L. Mann Mgmt For For For 7 Elect Donal O'Connor Mgmt For For For 8 Elect Geoffrey M. Mgmt For For For Parker 9 Elect Theodore R. Mgmt For For For Samuels, II 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald E. Mgmt For For For Blaylock 2 Elect Albert Bourla Mgmt For For For 3 Elect W. Don Cornwell Mgmt For For For 4 Elect Joseph J. Mgmt For For For Echevarria 5 Elect Scott Gottlieb Mgmt For For For 6 Elect Helen H. Hobbs Mgmt For For For 7 Elect Susan Hockfield Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Dan R. Littman Mgmt For For For 10 Elect Shantanu Narayen Mgmt For For For 11 Elect Suzanne Nora Mgmt For For For Johnson 12 Elect James Quincey Mgmt For For For 13 Elect James C. Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder proposal ShrHoldr Against Against For regarding right to act by written consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 20 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report 21 Elect Susan Mgmt For For For Desmond-Hellmann ________________________________________________________________________________ Sanofi Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 80105N105 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Non-Tax Deductible Expenses 2 Consolidated Accounts Mgmt For For For and Reports 3 Allocation of Mgmt For For For Profits/Dividends 4 Special Auditors Mgmt For For For Report on Regulated Agreements 5 Ratification of the Mgmt For For For Co-option of Paul Hudson 6 Elect Laurent Attal Mgmt For For For 7 Elect Carole Piwnica Mgmt For For For 8 Elect Diane Souza Mgmt For For For 9 Elect Thomas Sudhof Mgmt For For For 10 Elect Rachel Duan Mgmt For For For 11 Elect Lise Kingo Mgmt For For For 12 Directors' fees Mgmt For For For 13 Remuneration Policy Mgmt For For For (Board of Directors) 14 Remuneration Policy Mgmt For For For (Chair) 15 Remuneration Policy Mgmt For For For (CEO) 16 Remuneration Report Mgmt For For For 17 Remuneration of Serge Mgmt For For For Weinberg, Chair 18 Remuneration of Paul Mgmt For For For Hudson, CEO 19 Remuneration of Mgmt For Against Against Olivier Brandicourt, Former CEO 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Takeda Pharmaceutical Company Limited Ticker Security ID: Meeting Date Meeting Status 4502 CUSIP 874060205 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Christophe Weber Mgmt For For For 3 Elect Masato Iwasaki Mgmt For For For 4 Elect Andrew Plump Mgmt For For For 5 Elect Constantine Mgmt For For For Saroukos 6 Elect Masahiro Sakane Mgmt For For For 7 Elect Olivier Bohuon Mgmt For For For 8 Elect Jean-Luc Butel Mgmt For For For 9 Elect Ian T. Clark Mgmt For For For 10 Elect Yoshiaki Fujimori Mgmt For For For 11 Elect Steven Gillis Mgmt For For For 12 Elect Shiro Kuniya Mgmt For For For 13 Elect Toshiyuki Shiga Mgmt For For For 14 Elect Yasuhiko Yamanaka Mgmt For For For 15 Elect Koji Hatsukawa Mgmt For For For 16 Elect Emiko Higashi Mgmt For For For 17 Elect Michel Orsinger Mgmt For For For 18 Bonus Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Election of Takeshi Ito to the Audit and Supervisory Committee ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sol J. Barer Mgmt For For For 2 Elect Jean-Michel Mgmt For For For Halfon 3 Elect Nechemia J. Peres Mgmt For For For 4 Elect Janet S. Vergis Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of 2020 Mgmt For For For Long-Term Equity-Based Incentive Plan 7 Amend Employment Terms Mgmt For Against Against of CEO 8 Amendment to Articles Mgmt For For For of Association 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zoetis Inc. Ticker Security ID: Meeting Date Meeting Status ZTS CUSIP 98978V103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Norden Mgmt For For For 2 Elect Louise M. Parent Mgmt For For For 3 Elect Kristin C. Peck Mgmt For For For 4 Elect Robert W. Scully Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Preferred Securities ex Financials ETF ________________________________________________________________________________ Alabama Power Company Ticker Security ID: Meeting Date Meeting Status ALP-Q CUSIP 010392462 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Angus R. Cooper Mgmt For For For 2 Elect Mark. A Mgmt For For For Crosswhite 3 Elect O.B. Grayson Mgmt For For For Hall Jr. 4 Elect Anthony A. Joseph Mgmt For Against Against 5 Elect James K. Lowder Mgmt For For For 6 Elect Robert D. Powers Mgmt For For For 7 Elect Catherine J. Mgmt For For For Randall 8 Elect R. Mitchell Mgmt For For For Shackleford 9 Elect Phillip M. Webb Mgmt For For For Fund Name : VanEck Vectors Rare Earth/Strategic Metals ETF ________________________________________________________________________________ AMG Advanced Metallurgical Group N.V. Ticker Security ID: Meeting Date Meeting Status AMG CINS N04897109 05/06/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Remuneration Report Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Ratification of Mgmt For For For Management Board Acts 9 Ratification of Mgmt For For For Supervisory Board Acts 10 Elect Jackson M. Mgmt For For For Dunckel to the Management Board 11 Management Board Mgmt For For For Remuneration Policy 12 Supervisory Board Mgmt For For For Remuneration Policy 13 Appointment of Auditor Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Suppress Mgmt For For For Preemptive Rights 16 Authority to Mgmt For For For Repurchase Shares 17 Cancellation of Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 04/16/2020 Voted Meeting Type Country of Trade Ordinary South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme Mgmt For For For 2 Share Repurchase Mgmt For For For Pursuant to General Offer 3 Specific Share Mgmt For For For Repurchase Pursuant to General Offer 4 Delisting Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Assore Limited Ticker Security ID: Meeting Date Meeting Status ASR CINS S07525116 11/29/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Edward (Ed) Mgmt For Against Against M. Southey 2 Re-elect William Mgmt For For For (Bill) F. Urmson 3 Election of Audit and Mgmt For Against Against Risk Committee Chair (Ed Southey) 4 Election of Audit and Mgmt For For For Risk Committee Member (Bill Urmson) 5 Election of Audit and Mgmt For For For Risk Committee Member (Sydney Mhlarhi) 6 Approve Remuneration Mgmt For Against Against Policy 7 Approve Remuneration Mgmt For Against Against Implementation Report 8 Approve Financial Mgmt For For For Assistance 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bushveld Minerals Limited Ticker Security ID: Meeting Date Meeting Status BMN CINS G1340T106 07/02/2019 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For Against Against Auditor's Fees 5 Elect Michael J. Mgmt For Against Against Kirkwood 6 Elect Anthony Viljoen Mgmt For For For 7 Elect Geoff Sproule Mgmt For Against Against 8 Authority to Mgmt For For For Repurchase Shares 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z113 06/12/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For Against Against 2 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 3 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 4 Authority to Mgmt For For For Repurchase Shares 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z113 06/12/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Report and Mgmt For For For Financial Statements 2019 2 Budget Report 2020 Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Annual Report Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Purchase of Structured Mgmt For For For Deposit with Internal Idle Fund 9 Purchase of Wealth Mgmt For For For Management Products 10 Authority to Give Mgmt For For For Guarantees to Wholly-owned Subsidiaries 11 Authority to Give Mgmt For For For Guarantees For Joint Venture 12 Authority to Issue Mgmt For For For Debt Financing Instruments 13 Forfeiture of Mgmt For For For Uncollected Dividend for the Year 2012 14 Amendments to Articles Mgmt For Against Against 15 Amendments to Mgmt For Against Against Procedural Rules of Shareholders' General Meeting 16 Board Authorization to Mgmt For For For Distribute Interim and Quarterly Dividend 2020 17 Authority to Issue A Mgmt For Against Against and/or H Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z113 12/27/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of Guarantee Mgmt For For For to Huayue Nickel Cobalt 3 Provision of Financing Mgmt For For For Guarantee among Direct or Indirect Wholly-owned Subsidiaries 4 Provision of Supply Mgmt For For For Chain Financing Guarantee by IXM ________________________________________________________________________________ China Northern Rare Earth (Group) High-Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600111 CINS Y40840103 04/09/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Expansion of the Mgmt For For For Company's Business Scope and Amendments to the Company's Articles of Association ________________________________________________________________________________ China Northern Rare Earth (Group) High-Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600111 CINS Y40840103 05/18/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Annual Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Directors' Report Mgmt For For For 4 Independent Directors' Mgmt For For For Report 5 Accounts and Reports Mgmt For For For 6 2020 Financial Budget Mgmt For For For 7 2020 Investment Plan Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For Against Against Transactions regarding Financial Services Agreement 11 2020 Related Party Mgmt For Against Against Transactions 12 Approval of Line of Mgmt For For For Credit 13 Authority to Give Mgmt For For For Guarantees 14 Shareholders Return Mgmt For For For Plan (2020-2022) 15 Appointment of Auditor Mgmt For For For 16 Elect ZHANG Weijiang Mgmt For Against Against 17 Elect ZHANG Dayong Mgmt For Against Against ________________________________________________________________________________ China Northern Rare Earth (Group) High-Tech Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600111 CINS Y40840103 09/09/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect ZHOU Hua as Mgmt For For For Independent Director 2 Issuing Scale Mgmt For For For 3 Par Value and Issue Mgmt For For For Price 4 Bond Type and Duration Mgmt For For For 5 Interest Rate Mgmt For For For 6 Guarantee Agreement Mgmt For For For 7 Purpose of the Raised Mgmt For For For Funds 8 Issuing Method Mgmt For For For 9 Redemption on Resale Mgmt For For For Terms 10 Issuing Targets and Mgmt For For For Agreement for Placement to Existing Shareholders 11 Underwriting Method Mgmt For For For 12 Listing Place Mgmt For For For 13 The Company's Credit Mgmt For For For Conditions and Repayment Guarantee Measures 14 Valid Period of the Mgmt For For For Resolution 15 Full Authorization of Mgmt For For For Board to Handle Matters Regarding Issuance of Corporate Bonds 16 Authority to Issue Mgmt For For For Mid-term Notes ________________________________________________________________________________ Cobalt 27 Capital Corp. Ticker Security ID: Meeting Date Meeting Status KBLT CINS 19075M309 10/11/2019 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Anthony Milewski Mgmt For For For 4 Elect Justin Cochrane Mgmt For For For 5 Elect Nick French Mgmt For For For 6 Elect Frank Estergaard Mgmt For For For 7 Elect Candace MacGibbon Mgmt For For For 8 Elect Philip Williams Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Omnibus Long-Term Mgmt For For For Incentive Plan Renewal 11 Merger Mgmt For For For 12 Approval of the Nickel Mgmt For For For 28 Omnibus Long-Term Incentive Plan 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Eramet S.A. Ticker Security ID: Meeting Date Meeting Status ERA CINS F3145H130 05/26/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Special Auditors Mgmt For For For Report on Regulated Agreements 8 Allocation of Profits Mgmt For For For 9 Elect Miriam Maes Mgmt For For For 10 Elect Sonia Sikorav Mgmt For For For 11 Remuneration Policy Mgmt For For For (Board of Directors) 12 Remuneration Policy Mgmt For For For (Chair and CEO) 13 Remuneration Report Mgmt For For For 14 Remuneration of Mgmt For For For Christel Bories, Chair and CEO 15 Authority to Mgmt For For For Repurchase and Reissue Shares 16 Elect Sonia Backes Mgmt For For For 17 Amendments to Articles Mgmt For For For Regarding Lead Director 18 Amendments to Articles Mgmt For For For Regarding the Role of the Board of Directors 19 Amendments to Articles Mgmt For For For Board of Directors Remuneration 20 Amendments to Articles Mgmt For For For Regarding Employee Representatives 21 Amendments to Articles Mgmt For For For Regarding Votes Cast in the AGM 22 Amendments to Articles Mgmt For For For Regarding Votes Cast in the EGM 23 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Galaxy Resources Limited Ticker Security ID: Meeting Date Meeting Status GXY CINS Q39596194 05/21/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt N/A For N/A 2 Re-elect Martin R. Mgmt For For For Rowley 3 Re-elect Anthony P. Tse Mgmt For For For 4 Re-elect John S.M. Mgmt For Against Against Turner 5 Re-elect Peter J. Mgmt For For For Bacchus 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ganfeng Lithium Co Ltd Ticker Security ID: Meeting Date Meeting Status 002460 CINS Y2690M105 06/24/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 To Consider And Mgmt For For For Approve The Work Report Of The Board Of Directors For 2019 3 To Consider And Mgmt For For For Approve The Work Report Of The Board Of Supervisors For 2019 4 To Consider and Mgmt For For For Approve the 2019 Annual Report, Summary of the Annual Report and Annual Results Announcement 5 To Consider and Mgmt For For For Approve the 2019 Financial Report As Respectively Audited by the Domestic and Overseas Auditors 6 To Consider and Mgmt For For For Approve Engagement of Domestic and Overseas Auditors and the Internal Control Auditors for 2020 7 To Consider and Mgmt For For For Approve the Resolution in Relation to Determination of Directors Emoluments 8 To Consider and Mgmt For For For Approve the Resolution in Relation to Determination of Supervisors Emoluments 9 To Consider And Mgmt For For For Approve The Profit Distribution Proposal For 2019 10 To Consider And Mgmt For For For Approve The Continuing Related-Party Transactions For 2020 11 To Consider and Mgmt For For For Approve the Resolution in Relation to Foreign Exchange Hedging Business by the Company and Its Subsidiaries 12 To Consider and Mgmt For For For Approve the Resolution in Relation to Grant of General Mandate to the Board of the Company 13 To Consider and Mgmt For For For Approve the Resolution in Relation to General Mandate to Issue Domestic and Overseas Debt Financing Instruments 14 To Consider and Mgmt For For For Approve the Resolution in Relation to the Industrial Investment Conducted by Havelock Mining, a Controlled Subsidiary 15 To Consider and Mgmt For For For Approve the Resolution in Relation to the Application for Bank Facilities and Provision of Guarantees by the Company and Its Subsidiaries ________________________________________________________________________________ Iluka Resources Limited Ticker Security ID: Meeting Date Meeting Status ILU CINS Q4875J104 04/09/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Susie Corlett Mgmt For For For 3 Elect Lynne Saint Mgmt For For For 4 Re-elect Marcelo Bastos Mgmt For For For 5 Remuneration Report Mgmt N/A For N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Board Spill Mgmt Against Against For (Conditional) ________________________________________________________________________________ Jinduicheng Molybdenum Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 601958 CINS Y44498106 05/07/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Directors' Report Mgmt For Abstain Against 2 Supervisors' Report Mgmt For Abstain Against 3 2019 Annual Report Mgmt For For For 4 Accounts and Reports Mgmt For Abstain Against 5 Allocation of Mgmt For For For Profits/Dividends 6 Related Party Mgmt For For For Transactions 7 External Investment Mgmt For For For Plan 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Largo Resources Ltd. Ticker Security ID: Meeting Date Meeting Status LGO CUSIP 517103404 06/08/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alberto Arias Mgmt For Withhold Against 1.2 Elect David Brace Mgmt For Withhold Against 1.3 Elect Jonathan Lee Mgmt For For For 1.4 Elect Paulo Misk Mgmt For For For 1.5 Elect Daniel Tellechea Mgmt For Withhold Against 1.6 Elect Koko Yamamoto Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For Withhold Against and Authority to Set Fees 3 Share Compensation Mgmt For For For Plan Renewal ________________________________________________________________________________ Livent Corporation Ticker Security ID: Meeting Date Meeting Status LTHM CUSIP 53814L108 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul W. Graves Mgmt For For For 2 Elect Andrea E. Utecht Mgmt For For For 3 Elect Christina Mgmt For For For Lampe-Onnerud 4 Ratification of Auditor Mgmt For For For 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Repeal of Classified Mgmt For For For Board 7 Elimination of Mgmt For For For Supermajority Requirements ________________________________________________________________________________ Lynas Corporation Limited Ticker Security ID: Meeting Date Meeting Status LYC CINS Q5683J210 11/26/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Kathleen Mgmt For For For Conlon 4 Equity Grant (MD/CEO Mgmt For For For Amanda Lacaze) ________________________________________________________________________________ Orocobre Limited Ticker Security ID: Meeting Date Meeting Status ORE CINS Q7142R106 11/22/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Richard P. Mgmt For For For Seville 4 Re-elect Leanne Heywood Mgmt For For For 5 Re-elect Fernando Oris Mgmt For For For de Roa 6 Approve Employee Mgmt For For For Performance Rights and Options Plan 7 Equity Grant (MD/CEO Mgmt For For For Martin Perez de Solay) 8 Approve Termination Mgmt For For For Payments 9 Approve Non-Executive Mgmt For For For Director Share Rights Plan ________________________________________________________________________________ Osaka Titanium technologies Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 5726 CINS J6281H109 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuaki Sugizaki Mgmt For Against Against 3 Elect Satoru Takahashi Mgmt For For For 4 Elect Masayuki Tsuji Mgmt For For For 5 Elect Junji Kawafuku Mgmt For For For 6 Elect Nae Iijima Mgmt For For For 7 Elect Shigehisa Mgmt For For For Yamaguchi 8 Elect Koichiro Anzai Mgmt For Against Against 9 Elect Ryosaku Kadowaki Mgmt For Against Against ________________________________________________________________________________ Pilbara Minerals Limited Ticker Security ID: Meeting Date Meeting Status PLS CINS Q7539C100 03/10/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Equity Grant (MD/CEO Mgmt For For For Ken Brinsden) ________________________________________________________________________________ Pilbara Minerals Limited Ticker Security ID: Meeting Date Meeting Status PLS CINS Q7539C100 10/16/2019 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Institutional) 3 Approve Issue of Mgmt For For For Securities (CATL Placement - Tranche 1) 4 Ratify Placement of Mgmt For For For Securities (CATL Placement - Tranche 1) 5 Approve Issue of Mgmt For For For Securities (CATL Placement - Tranche 2) 6 Approve Issue of Mgmt For For For Securities (Share Purchase Plan) ________________________________________________________________________________ Pilbara Minerals Limited Ticker Security ID: Meeting Date Meeting Status PLS CINS Q7539C100 11/21/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anthony Mgmt For For For Kiernan 4 Re-elect Nick Cernotta Mgmt For For For 5 Equity Grant (MD/CEO Mgmt For For For Ken Brinsden) 6 Renew Employee Award Mgmt For For For Plan ________________________________________________________________________________ Shenghe Resources Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600392 CINS Y8817A106 05/19/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Work Report Of Mgmt For For For The Board Of Directors 2 2019 Work Report Of Mgmt For For For The Supervisory Committee 3 2019 Annual Report And Mgmt For For For Its Summary 4 2019 Annual Accounts Mgmt For For For 5 2019 Profit Mgmt For For For Distribution Plan 6 Actual Amount of 2019 Mgmt For For For Continuing Connected Transactions and 2020 Estimated Continuing Connected Transactions 7 2019 Annual Mgmt For For For Remuneration For Directors And Supervisors 8 2020 Estimated Mgmt For For For Guarantee Quota 9 2019 Internal Control Mgmt For For For Evaluation Report 10 2019 Internal Control Mgmt For For For Audit Report 11 Special Report On The Mgmt For For For Deposit And Use Of Raised Funds In 2019 12 2020 Reappointment Of Mgmt For For For Audit Firm 13 Change Of Some Mgmt For For For Projects Financed With Raised Funds 14 Provision For Goodwill Mgmt For For For Impairment 15 Amendments to the Mgmt For For For Company's Articles of Association 16 Elect WANG Quangen Mgmt For For For 17 Elect HUANG Ping Mgmt For For For ________________________________________________________________________________ Shenghe Resources Holding Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 600392 CINS Y8817A106 11/12/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Connected Transactions Mgmt For For For Regarding Provision of Guarantee for a Joint Stock Company ________________________________________________________________________________ Toho Titanium Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 5727 CINS J85366102 06/18/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshihiro Mgmt For For For Nishiyama 4 Elect Shigeo Ampo Mgmt For For For 5 Elect Toshiji Matsuo Mgmt For For For 6 Elect Hiroshi Matsubara Mgmt For For For 7 Elect Hideki Fujii Mgmt For For For 8 Elect Kazuhiro Mgmt For For For Koshikawa 9 Elect Yoichi Hayashi Mgmt For For For 10 Elect Yasuhiko Ikubo Mgmt For For For 11 Elect Kimiharu Okura Mgmt For For For 12 Elect Koji Kikuchi Mgmt For For For 13 Elect Tadahiko Ogimachi Mgmt For For For 14 Elect Shigeko Senzaki Mgmt For For For 15 Non-Audit Committee Mgmt For For For Directors' Fees 16 Audit Committee Mgmt For For For Directors' Fees ________________________________________________________________________________ Tronox Holdings plc Ticker Security ID: Meeting Date Meeting Status TROX CUSIP G9087Q102 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffry N. Quinn Mgmt For For For 2 Elect Ilan Kaufthal Mgmt For For For 3 Elect Mutlaq Mgmt For For For Al-Morished 4 Elect Vanessa A. Mgmt For For For Guthrie 5 Elect Peter B. Johnston Mgmt For For For 6 Elect Ginger M. Jones Mgmt For For For 7 Elect Stephen J. Jones Mgmt For For For 8 Elect Moazzam Khan Mgmt For For For 9 Elect Sipho A. Nkosi Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Remuneration Policy Mgmt For For For (Binding) 14 Remuneration Report Mgmt For For For (Advisory) 15 Appointment of UK Mgmt For For For Auditor 16 Authority to Set Mgmt For For For Auditor's Fees 17 Amendment to the Mgmt For For For Executive Incentive Plan ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 03/30/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adjustment of the Plan Mgmt For For For for Capital Increase and Share Expansion and the Employee Stock Ownership Plan in a Company ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 05/13/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Work Report Of Mgmt For For For The Board Of Directors 2 2019 Work Report Of Mgmt For For For The Supervisory Committee 3 2019 Annual Accounts Mgmt For For For And 2020 Financial Budget Report 4 2019 Annual Report And Mgmt For For For Its Summary 5 2019 Profit Mgmt For For For Distribution Plan 6 Related Party Mgmt For For For Transactions 7 Related Party Mgmt For For For Transactions 8 Related Party Mgmt For For For Transactions 9 Related Party Mgmt For For For Transactions 10 Related Party Mgmt For For For Transactions 11 Loan Agreement To Be Mgmt For For For Renewed With A Company 12 Application to Mgmt For For For Increase the Volume of Mid-term Notes 13 2020 Authority to Give Mgmt For For For Guarantees 14 A Subsidiary's Mgmt For For For Provision of Financing Guarantees for its Wholly-owned Subsidiary 15 A Subsidiary's Mgmt For For For Provision of Financing Guarantees for its Wholly-owned Subsidiary 16 A Subsidiary's Mgmt For For For Provision of Financing Guarantees for its Wholly-owned Subsidiary 17 A Subsidiary's Mgmt For For For Provision of Financing Guarantees for its Wholly-owned Subsidiary 18 A Subsidiary's Mgmt For For For Provision of Financing Guarantees for its Wholly-owned Subsidiary 19 Appointment of Auditor Mgmt For For For 20 Amendments to Related Mgmt For Abstain Against Party Transaction Decision-making System 21 Elect JITIAN Yushi Mgmt For For For 22 Elect YE Xiaojie Mgmt For For For 23 Elect NIE Xinsen Mgmt For Against Against ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 05/29/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition 10% of Mgmt For For For Equities in a Subsidiary ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 07/30/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase Shares 2 Amendments to Articles Mgmt For For For 3 Authority to Give Mgmt For For For Guarantees ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 09/16/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Application for Mgmt For For For Registration and Issuance of CNY 3 Billion Super and Short-term Commercial Papers 2 Application for Mgmt For For For Registration and Issuance of CNY 1.9 Billion Medium-term Notes 3 Authority to Give Mgmt For For For Guarantees 4 Authority to Give Mgmt For For For Guarantees 5 Authority to Give Mgmt For For For Guarantees 6 Amendments to Articles Mgmt For For For 7 Amendments to Mgmt For For For Procedural Rules for Shareholders General Meetings 8 Amendments to Mgmt For For For Procedural Rules for Board Meetings ________________________________________________________________________________ Xiamen Tungsten Ticker Security ID: Meeting Date Meeting Status 600549 CINS Y6454T107 12/23/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Related Party Mgmt For For For Transactions ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 01/06/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect FANG Qixue as Mgmt For For For Director ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 03/16/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Matching Fund Raising Mgmt For For For 2 Issuing Targets And Mgmt For For For Method 3 Issue price Mgmt For For For 4 Lockup Period Mgmt For For For ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 04/17/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2019 Work Report Of Mgmt For For For The Board Of Directors 2 2019 Work Report of Mgmt For For For the Supervisory Committee 3 2019 Annual Report And Mgmt For For For Its Summary 4 2019 Annual Accounts Mgmt For For For 5 2019 Audit Connected Mgmt For For For Transactions 6 2020 Estimated Mgmt For For For Continuing Connected Transactions 7 2019 Profit Mgmt For For For Distribution Plan 8 2019 Remuneration For Mgmt For For For Directors, Supervisors And Senior Management 9 2020 Reappointment Of Mgmt For For For Audit Firm 10 Authorization of 2020 Mgmt For For For Total Quota for Financing Credit Line of the Company and Its Subsidiaries 11 Authorization for 2020 Mgmt For Against Against Guarantee Quota Between the Company and Its Subsidiaries and Among Subsidiaries 12 2020 Issuance of Mgmt For For For Non-financial Enterprise Debt Financing Instruments by the Company and Its Subsidiaries 13 Quota for 2020 Forward Mgmt For For For Foreign Exchange Settlement and Sale Business and Currency Swap Business and Foreign Exchange Options of the Company and Its Subsidiaries 14 2019 Work Report Of Mgmt For For For Independent Directors 15 Connected Transaction Mgmt For For For Regarding Acceptance of Financial Aid from Related Parties 16 Elect CHEN Xuehua Mgmt For For For 17 Elect CHEN Hongliang Mgmt For For For 18 Elect FANG Qixue Mgmt For For For 19 Elect QIAN Xiaoping Mgmt For For For 20 Elect ZHU Guang Mgmt For For For 21 Elect YU Weiping Mgmt For For For 22 Elect QIAN Bolin Mgmt For For For 23 Elect YUAN Zhong Mgmt For Against Against ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 06/08/2020 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Companys Mgmt For Against Against Eligibility for Non-public Share Offering 2 Stock Type and Par Mgmt For Against Against Value 3 Issuing Method and Date Mgmt For Against Against 4 Issuing Targets and Mgmt For Against Against Subscription Method 5 Issue Price and Mgmt For Against Against Pricing Base Date 6 Issuing Volume Mgmt For Against Against 7 Lockup Period Mgmt For Against Against 8 Arrangement for the Mgmt For Against Against Accumulated Retained Profits Before the Issuance 9 The Valid Period of Mgmt For Against Against the Resolution 10 Listing Place Mgmt For Against Against 11 Purpose of the Raised Mgmt For Against Against Funds 12 Implementing Parties Mgmt For Against Against of Projects Financed with Raised Funds 13 Preplan For Non-Public Mgmt For Against Against A-Share Offering 14 Feasibility Analysis Mgmt For Against Against Report on the Use of Funds to Be Raised from the Non-public Share Offering 15 Report On The Use Of Mgmt For For For Previously Raised Funds 16 Diluted Immediate Mgmt For Against Against Return After the Non-public Share Offering and Filling Measures and Relevant Commitments 17 First Phase Employee Mgmt For Against Against Stock Ownership Plan (Draft) And Its Summary 18 Management Measures Mgmt For Against Against For The First Phase Employee Stock Ownership Plan 19 Connected Transaction Mgmt For Against Against Regarding the Conditional Agreement on Subscription for the Non-publicly Offered Shares to Be Signed with the First Phase Employee Stock Ownership Plan and Chen Xuehua 20 Shareholder Return Mgmt For For For Plan For The Next Three Years From 2020 To 2022 21 Full Authorization to Mgmt For Against Against the Board and Its Authorized Persons to Handle Matters Regarding the Non-public Share Offering and the Employee Stock Ownership Plan 22 Exemption of the Mgmt For Against Against Company and Its De Facto Controller from the Tender Offer Obligation to Increase Shareholding in the Company ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 09/02/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Registered Mgmt For For For Capital and Amendments to Articles ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 11/13/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Connected Mgmt For For For Transaction Regarding Assets Purchase via Share Offering and Matching Fund Raising is in Compliance with Relevant Laws and Regulations 2 Overall Plan of the Mgmt For For For Transaction 3 Transaction Mgmt For For For Counterparties 4 Underlying Assets Mgmt For For For 5 Transaction Method Mgmt For For For 6 Transaction Price Mgmt For For For 7 Stock Type and Par Mgmt For For For Value 8 Issuing Targets and Mgmt For For For Method 9 Pricing Base Date, Mgmt For For For Pricing Basis and Issue Price 10 Issuing Volume Mgmt For For For 11 Lockup Period Mgmt For For For 12 Attribution of the Mgmt For For For Profits and Losses During the Transitional Period 13 Listing Place Mgmt For For For 14 Contractual Mgmt For For For Obligations and Liabilities for Breach of Contract of Handling the Transfer of the Ownership of Underlying Assets 15 Stock Type and Par Mgmt For For For Value 16 Issuing Targets and Mgmt For For For Method 17 Issue Price Mgmt For For For 18 Amount of the Matching Mgmt For For For Funds to be Raised and Issuing Volume 19 Listing Place Mgmt For For For 20 Lockup Period Mgmt For For For 21 Purpose of the Mgmt For For For Matching Funds to be Raised 22 The Transaction Does Mgmt For For For Not Constitute a Major Assets Restructuring 23 The Valid Period of Mgmt For For For the Resolution 24 The Transaction Mgmt For For For Constitutes A Connected Transaction 25 Report (Draft) on the Mgmt For For For Connected Transaction Regarding Assets Purchase Via Share Offering and Matching Fund Raising and Its Summary 26 Conditional Mgmt For For For Supplementary Agreement to the Agreement on Assets Purchase Via Share Offering to be Signed with Transaction Counterparties 27 The Transaction is in Mgmt For For For Compliance with Article 11 of the Management Measures on Major Assets Restructuring of Listed Companies and Article 4 of the Provisions on Several Issues Concerning the Regulation of Major Assets Restructuring of Listed Companies 28 The Transaction is in Mgmt For For For Compliance with Article 43 of the Management Measures on Major Assets Restructuring of Listed Companies and Relevant Provisions of the Management Measures on Securities Issuance of Listed Companies 29 The Transaction Does Mgmt For For For Not Constitute a Listing by Restructuring as Defined by Article 13 in the Management Measures on Major Assets restructuring of Listed Companies 30 Statement on the Mgmt For For For Compliance and Completeness of the Legal Procedure of the Transaction and the Validity of the Legal Documents Submitted 31 Audit Report, Pro Mgmt For For For Forma Review Report and Evaluation Report Related to the Transaction 32 Independence of the Mgmt For For For Evaluation Institution, Rationality of the Evaluation Hypothesis, Correlation between the Evaluation Method and Evaluation Purpose, and Fairness of the Evaluated Price 33 Diluted Immediate Mgmt For For For Return After The Transaction And Filling Measures 34 Commitments Regarding Mgmt For For For Filling Measures For Diluted Immediate Return After The Restructuring 35 Appointment of Mgmt For For For Intermediary Institutions to Provide Services for the Transaction 36 Full Authorization To Mgmt For For For The Board To Handle Matters Regarding The Transaction ________________________________________________________________________________ Zhejiang Huayou Cobalt Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 603799 CINS Y9898D100 11/25/2019 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Update On Investment Mgmt For For For In A Company: Huayue Nickel Cobalt Co., Ltd Fund Name : VanEck Vectors Real Asset Allocation ETF ________________________________________________________________________________ Invesco Ticker Security ID: Meeting Date Meeting Status XSLV CUSIP 46138G102 08/19/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronn R. Bagge Mgmt For For For 1.2 Elect Todd J. Barre Mgmt For For For 1.3 Elect Kevin M. Carome Mgmt For For For 1.4 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 1.5 Elect Victoria J. Mgmt For For For Herget 1.6 Elect Marc M. Kole Mgmt For For For 1.7 Elect Yung Bong LIM Mgmt For For For 1.8 Elect Joanne Pace Mgmt For For For 1.9 Elect Gary R. Wicker Mgmt For For For 1.10 Elect Donald H. Wilson Mgmt For For For Fund Name : VanEck Vectors Retail ETF ________________________________________________________________________________ Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey P. Bezos Mgmt For For For 2 Elect Rosalind G. Mgmt For For For Brewer 3 Elect Jamie S. Gorelick Mgmt For For For 4 Elect Daniel P. Mgmt For For For Huttenlocher 5 Elect Judith A. McGrath Mgmt For For For 6 Elect Indra K. Nooyi Mgmt For For For 7 Elect Jonathan J. Mgmt For For For Rubinstein 8 Elect Thomas O. Ryder Mgmt For Against Against 9 Elect Patricia Q. Mgmt For For For Stonesifer 10 Elect Wendell P. Weeks Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Reduce Ownership Mgmt For Against Against Threshold for Shareholders to Call Special Meetings 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Food Waste 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Customer Due Diligence 16 Shareholder Proposal ShrHoldr Against For Against Regarding the Human Rights Impacts of Facial Recognition Technology 17 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Hate Speech and Sale of Offensive Products 18 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 19 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Community Impacts 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Viewpoint Discrimination 22 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Promotion Data 23 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings 24 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Impact Assessment 25 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 03/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ornella Barra Mgmt For For For 2 Elect Steven H. Collis Mgmt For For For 3 Elect D. Mark Durcan Mgmt For For For 4 Elect Richard W. Mgmt For For For Gochnauer 5 Elect Lon R. Greenberg Mgmt For For For 6 Elect Jane E. Henney Mgmt For For For 7 Elect Kathleen Hyle Mgmt For For For 8 Elect Michael J. Long Mgmt For For For 9 Elect Henry W. McGee Mgmt For For For 10 Elect Dennis M. Nally Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against For Against Regarding Bonus Deferral Policy ________________________________________________________________________________ AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas H. Brooks Mgmt For For For 2 Elect Linda A. Mgmt For For For Goodspeed 3 Elect Earl G. Graves, Mgmt For For For Jr. 4 Elect Enderson Mgmt For For For Guimaraes 5 Elect Michael M. Mgmt For For For Calbert 6 Elect D. Bryan Jordan Mgmt For For For 7 Elect Gale V. King Mgmt For For For 8 Elect George R. Mgmt For For For Mrkonic, Jr. 9 Elect William C. Mgmt For For For Rhodes, III 10 Elect Jill Ann Soltau Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Best Buy Co., Inc. Ticker Security ID: Meeting Date Meeting Status BBY CUSIP 086516101 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Corie S. Barry Mgmt For For For 2 Elect Lisa M. Caputo Mgmt For For For 3 Elect J. Patrick Doyle Mgmt For For For 4 Elect Kathy J. Higgins Mgmt For For For Victor 5 Elect David W. Kenny Mgmt For For For 6 Elect Karen A. Mgmt For For For McLoughlin 7 Elect Thomas L. Millner Mgmt For For For 8 Elect Claudia Fan Munce Mgmt For For For 9 Elect Richelle P. Mgmt For For For Parham 10 Elect Eugene A. Woods Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2020 Mgmt For For For Omnibus Incentive Plan 14 Elimination of Mgmt For For For Supermajority Requirement in Article IX, Section 9, Relating to Regulation of Certain Events 15 Elimination of Mgmt For For For Supermajority Requirement Relating to Election of Directors Bylaws Provision 16 Elimination of Mgmt For For For Supermajority Requirement to Amend Article X Relating to Stock Repurchases from Certain Shareholders 17 Amendment to Voting Mgmt For For For Standard Relating to Approval of "Greenmail" Transactions ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colleen F. Arnold Mgmt For For For 2 Elect Carrie S. Cox Mgmt For For For 3 Elect Calvin Darden Mgmt For For For 4 Elect Bruce L. Downey Mgmt For For For 5 Elect Patricia Mgmt For For For Hemingway Hall 6 Elect Akhil Johri Mgmt For For For 7 Elect Michael Kaufmann Mgmt For For For 8 Elect Gregory B. Kenny Mgmt For For For 9 Elect Nancy Killefer Mgmt For For For 10 Elect J. Michael Losh Mgmt For For For 11 Elect Dean A. Mgmt For For For Scarborough 12 Elect John H. Weiland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Costco Wholesale Corporation Ticker Security ID: Meeting Date Meeting Status COST CUSIP 22160K105 01/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Susan L. Decker Mgmt For For For 1.2 Elect Richard A. Mgmt For Withhold Against Galanti 1.3 Elect Sally Jewell Mgmt For For For 1.4 Elect Charles T. Munger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Removal of Directors Mgmt For For For Without Cause 5 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For DeParle 5 Elect David W. Dorman Mgmt For For For 6 Elect Roger N. Farah Mgmt For For For 7 Elect Anne M. Finucane Mgmt For For For 8 Elect Edward J. Ludwig Mgmt For For For 9 Elect Larry J. Merlo Mgmt For For For 10 Elect Jean-Pierre Mgmt For For For Millon 11 Elect Mary L. Schapiro Mgmt For For For 12 Elect William C. Weldon Mgmt For For For 13 Elect Tony L. White Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Amendment to the 2017 Mgmt For For For Incentive Compensation Plan 17 Amendment to the 2007 Mgmt For For For Employee Stock Purchase Plan 18 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair ________________________________________________________________________________ Dollar General Corporation Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Warren F. Bryant Mgmt For For For 2 Elect Michael M. Mgmt For For For Calbert 3 Elect Sandra B. Cochran Mgmt For Abstain Against 4 Elect Patricia D. Mgmt For For For Fili-Krushel 5 Elect Timothy I. Mgmt For For For McGuire 6 Elect William C. Mgmt For For For Rhodes, III 7 Elect Debra A. Sandler Mgmt For For For 8 Elect Ralph E. Santana Mgmt For For For 9 Elect Todd J. Vasos Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Elimination of Mgmt For For For Supermajority Requirement to amend the Company's Charter 13 Elimination of Mgmt For For For Supermajority Requirement to amend the Company's Bylaws ________________________________________________________________________________ Dollar Tree, Inc. Ticker Security ID: Meeting Date Meeting Status DLTR CUSIP 256746108 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Arnold S. Barron Mgmt For For For 2 Elect Gregory M. Mgmt For For For Bridgeford 3 Elect Thomas W. Dickson Mgmt For For For 4 Elect Lemuel E. Lewis Mgmt For For For 5 Elect Jeffrey G. Naylor Mgmt For For For 6 Elect Gary M. Philbin Mgmt For For For 7 Elect Bob Sasser Mgmt For For For 8 Elect Thomas A. Mgmt For For For Saunders III 9 Elect Stephanie P. Mgmt For For For Stahl 10 Elect Carrie A. Wheeler Mgmt For For For 11 Elect Thomas E. Whiddon Mgmt For For For 12 Elect Carl P. Zeithaml Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Climate Change Report ________________________________________________________________________________ Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J. Bender Mgmt For For For 2 Elect Peter Boneparth Mgmt For For For 3 Elect Steven A. Burd Mgmt For For For 4 Elect Yael Cosset Mgmt For For For 5 Elect H. Charles Floyd Mgmt For For For 6 Elect Michelle D. Gass Mgmt For For For 7 Elect Jonas Prising Mgmt For For For 8 Elect John E. Schlifske Mgmt For For For 9 Elect Adrianne Shapira Mgmt For For For 10 Elect Frank V. Sica Mgmt For For For 11 Elect Stephanie A. Mgmt For For For Streeter 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ L Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LB CUSIP 501797104 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elimination of Mgmt For For For Supermajority Requirements 2 Repeal of Classified Mgmt For For For Board 3 Elect Donna A. James Mgmt For For For 4 Elect Michael G. Morris Mgmt For For For 5 Elect Robert Mgmt For For For Schottenstein 6 Ratification of Auditor Mgmt For For For 7 Approval of the 2020 Mgmt For For For Stock Option and Performance Incentive Plan 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David H. Mgmt For For For Batchelder 1.3 Elect Angela F. Braly Mgmt For For For 1.4 Elect Sandra B. Cochran Mgmt For For For 1.5 Elect Laurie Z. Douglas Mgmt For For For 1.6 Elect Richard W. Mgmt For For For Dreiling 1.7 Elect Marvin R. Ellison Mgmt For For For 1.8 Elect Brian C. Rogers Mgmt For For For 1.9 Elect Bertram L. Scott Mgmt For For For 1.10 Elect Lisa W. Wardell Mgmt For For For 1.11 Elect Eric C. Wiseman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Decrease in Threshold Mgmt For For For Required to Call a Special Meeting 5 Approval of the 2020 Mgmt For For For Employee Stock Purchase Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ Macy's Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Torrence Boone Mgmt For For For 4 Elect John A. Bryant Mgmt For For For 5 Elect Deirdre P. Mgmt For For For Connelly 6 Elect Jeff Gennette Mgmt For For For 7 Elect Leslie D. Hale Mgmt For For For 8 Elect William H. Mgmt For For For Lenehan 9 Elect Sara L. Levinson Mgmt For For For 10 Elect Joyce M. Roche Mgmt For For For 11 Elect Paul C. Varga Mgmt For For For 12 Elect Marna C. Mgmt For For For Whittington 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/31/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic J. Caruso Mgmt For For For 2 Elect N. Anthony Coles Mgmt For For For 3 Elect M. Christine Mgmt For For For Jacobs 4 Elect Donald R. Knauss Mgmt For For For 5 Elect Marie L. Knowles Mgmt For For For 6 Elect Bradley E. Lerman Mgmt For For For 7 Elect Edward A. Mueller Mgmt For For For 8 Elect Susan R. Salka Mgmt For For For 9 Elect Brian S. Tyler Mgmt For For For 10 Elect Kenneth E. Mgmt For For For Washington 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David E. O'Reilly Mgmt For For For 2 Elect Larry P. O'Reilly Mgmt For For For 3 Elect Greg Henslee Mgmt For For For 4 Elect Jay D. Burchfield Mgmt For For For 5 Elect Thomas T. Mgmt For For For Hendrickson 6 Elect John R. Murphy Mgmt For For For 7 Elect Dana M. Perlman Mgmt For For For 8 Elect Maria A. Sastre Mgmt For For For 9 Elect Andrea M. Weiss Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Amendment to Threshold Mgmt For For For Required to Call a Special Meeting 13 Amendment to Articles Mgmt For For For to Delete Unnecessary and Outdated Language 14 Shareholder Proposal ShrHoldr Against For Against Regarding Human Capital Management Reporting 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair ________________________________________________________________________________ Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Balmuth Mgmt For For For 2 Elect K. Gunnar Mgmt For For For Bjorklund 3 Elect Michael J. Bush Mgmt For For For 4 Elect Norman A. Ferber Mgmt For For For 5 Elect Sharon D. Garrett Mgmt For For For 6 Elect Stephen D. Mgmt For For For Milligan 7 Elect Patricia H. Mgmt For For For Mueller 8 Elect George P. Orban Mgmt For For For 9 Elect Gregory L. Mgmt For For For Quesnel 10 Elect Larree M. Renda Mgmt For For For 11 Elect Barbara Rentler Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/15/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas L. Bene Mgmt For For For 2 Elect Daniel J. Brutto Mgmt For For For 3 Elect John Cassaday Mgmt For For For 4 Elect Joshua D. Frank Mgmt For For For 5 Elect Larry C. Mgmt For For For Glasscock 6 Elect Bradley M. Mgmt For For For Halverson 7 Elect John M. Hinshaw Mgmt For For For 8 Elect Hans-Joachim Mgmt For For For Koerber 9 Elect Stephanie A. Mgmt For For For Lundquist 10 Elect Nancy S. Newcomb Mgmt For For For 11 Elect Nelson Peltz Mgmt For For For 12 Elect Edward D. Shirley Mgmt For For For 13 Elect Sheila G. Talton Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For Baker, Jr. 2 Elect George S. Barrett Mgmt For For For 3 Elect Brian C. Cornell Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Robert L. Edwards Mgmt For For For 6 Elect Melanie L. Healey Mgmt For For For 7 Elect Donald R. Knauss Mgmt For For For 8 Elect Monica C. Lozano Mgmt For For For 9 Elect Mary E. Minnick Mgmt For For For 10 Elect Kenneth L. Mgmt For For For Salazar 11 Elect Dmitri L. Mgmt For For For Stockton 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ The Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amy Bohutinsky Mgmt For For For 2 Elect John J. Fisher Mgmt For For For 3 Elect Robert J. Fisher Mgmt For Against Against 4 Elect William S. Fisher Mgmt For For For 5 Elect Tracy Gardner Mgmt For For For 6 Elect Isabella D. Goren Mgmt For For For 7 Elect Bob L. Martin Mgmt For For For 8 Elect Amy E. Miles Mgmt For For For 9 Elect Jorge P. Montoya Mgmt For For For 10 Elect Chris O'Neill Mgmt For For For 11 Elect Mayo A. Shattuck Mgmt For For For III 12 Elect Elizabeth A. Mgmt For For For Smith 13 Elect Sonia Syngal Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gerard J. Arpey Mgmt For For For 2 Elect Ari Bousbib Mgmt For For For 3 Elect Jeffery H. Boyd Mgmt For For For 4 Elect Gregory D. Mgmt For For For Brenneman 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert P. Carey Mgmt For For For 7 Elect Helena B. Foulkes Mgmt For For For 8 Elect Linda R. Gooden Mgmt For For For 9 Elect Wayne M. Hewett Mgmt For For For 10 Elect Manuel Kadre Mgmt For For For 11 Elect Stephanie C. Mgmt For For For Linnartz 12 Elect Craig A. Menear Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Reducing Ownership Threshold Required to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Following Termination of Employment 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Political Expenditures and Values Congruency ________________________________________________________________________________ The Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/25/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nora. A. Mgmt For For For Aufreiter 2 Elect Anne Gates Mgmt For For For 3 Elect Karen M. Hoguet Mgmt For For For 4 Elect Susan J. Kropf Mgmt For For For 5 Elect W. Rodney Mgmt For For For McMullen 6 Elect Clyde R. Moore Mgmt For For For 7 Elect Ronald L. Sargent Mgmt For For For 8 Elect Bobby S. Mgmt For For For Shackouls 9 Elect Mark S. Sutton Mgmt For For For 10 Elect Ashok Vemuri Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Due Diligence Process Report ________________________________________________________________________________ The TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zein Abdalla Mgmt For For For 2 Elect Alan M. Bennett Mgmt For For For 3 Elect Rosemary T. Mgmt For For For Berkery 4 Elect David T. Ching Mgmt For For For 5 Elect Ernie Herrman Mgmt For For For 6 Elect Michael F. Hines Mgmt For For For 7 Elect Amy B. Lane Mgmt For For For 8 Elect Carol Meyrowitz Mgmt For For For 9 Elect Jackwyn L. Mgmt For For For Nemerov 10 Elect John F. O'Brien Mgmt For For For 11 Elect Willow B. Shire Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Chemicals 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Animal Welfare 16 Shareholder Proposal ShrHoldr Against Against For Regarding Employee Salary Considerations When Setting Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Required Retention of Shares Until Normal Retirement Age ________________________________________________________________________________ Walgreens Boots Alliance, Inc. Ticker Security ID: Meeting Date Meeting Status WBA CUSIP 931427108 01/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose E. Almeida Mgmt For For For 2 Elect Janice M. Babiak Mgmt For For For 3 Elect David J. Brailer Mgmt For For For 4 Elect William C. Foote Mgmt For For For 5 Elect Ginger L. Graham Mgmt For For For 6 Elect John A. Lederer Mgmt For For For 7 Elect Dominic P. Murphy Mgmt For For For 8 Elect Stefano Pessina Mgmt For For For 9 Elect Nancy M. Mgmt For For For Schlichting 10 Elect James A. Skinner Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chair 14 Shareholder Proposal ShrHoldr Against Abstain Against Regarding Bonus Deferral Policy 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Walmart Inc. Ticker Security ID: Meeting Date Meeting Status WMT CUSIP 931142103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cesar Conde Mgmt For For For 2 Elect Timothy P. Flynn Mgmt For For For 3 Elect Sarah J. Friar Mgmt For For For 4 Elect Carla A. Harris Mgmt For For For 5 Elect Thomas W. Horton Mgmt For Against Against 6 Elect Marissa A. Mayer Mgmt For For For 7 Elect C. Douglas Mgmt For For For McMillon 8 Elect Gregory B. Penner Mgmt For For For 9 Elect Steven S Mgmt For For For Reinemund 10 Elect S. Robson Walton Mgmt For For For 11 Elect Steuart Walton Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the ASDA Mgmt For For For Sharesave Plan 2000 15 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Single-Use Plastic Shopping Bags 16 Shareholder Proposal ShrHoldr Against Against For Regarding Use of Antibiotics 17 Shareholder Proposal ShrHoldr Against Against For Regarding Hourly Associate Representation on the Board 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Measures Taken to Prevent Sexual Harassment Fund Name : VanEck Vectors Russia ETF ________________________________________________________________________________ Evraz Plc Ticker Security ID: Meeting Date Meeting Status EVR CINS G33090104 06/16/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For Against Against (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect Alexander G. Mgmt For For For Abramov 5 Elect Alexander Frolov Mgmt For For For 6 Elect Eugene Shvidler Mgmt For For For 7 Elect Eugene Tenenbaum Mgmt For For For 8 Elect Laurie H. Argo Mgmt For For For 9 Elect James Karl Gruber Mgmt For For For 10 Elect Deborah Gudgeon Mgmt For For For 11 Elect Alexander Mgmt For For For Izosimov 12 Elect Sir Michael Peat Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 18 Authority to Mgmt For For For Repurchase Shares 19 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CUSIP 368287207 06/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Audit Commission Fees Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Board Mgmt For For For Regulations 9 Amendments to Audit Mgmt For For For Commission Regulations 10 Elect Viktor A. Zubkov Mgmt For Abstain Against 11 Elect Timur A. Kulibaev Mgmt For Abstain Against 12 Elect Denis V. Manturov Mgmt For Abstain Against 13 Elect Vitaly A. Mgmt For Abstain Against Markelov 14 Elect Viktor G Martynov Mgmt For Abstain Against 15 Elect Vladimir A. Mau Mgmt For Abstain Against 16 Elect Alexander V. Mgmt For Abstain Against Novak 17 Elect Dmitry N. Mgmt For Abstain Against Patrushev 18 Elect Mikhail L. Sereda Mgmt For Abstain Against 19 Elect Vadim K. Bikulov Mgmt N/A For N/A 20 Elect Alexander A. Mgmt N/A For N/A Gladkov 21 Elect Ilya I. Karpov Mgmt N/A Abstain N/A 22 Elect Margarita I. Mgmt N/A For N/A Mironova 23 Elect Karen I. Oganyan Mgmt N/A For N/A 24 Elect Dmitry A. Mgmt N/A Abstain N/A Pashkovsky 25 Elect Sergey R. Mgmt N/A Abstain N/A Platonov 26 Elect Tatyana V. Mgmt N/A For N/A Fisenko 27 Elect Pavel G. Shumov Mgmt N/A Abstain N/A ________________________________________________________________________________ Gazprom Ticker Security ID: Meeting Date Meeting Status GAZP CINS 368287207 06/26/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Dividends Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Audit Commission Fees Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Board Mgmt For For For Regulations 11 Amendments to Audit Mgmt For For For Commission Regulations 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Elect Viktor A. Zubkov Mgmt For Abstain Against 16 Elect Timur A. Kulibaev Mgmt For Abstain Against 17 Elect Denis V. Manturov Mgmt For Abstain Against 18 Elect Vitaly A. Mgmt For Abstain Against Markelov 19 Elect Viktor G Martynov Mgmt For Abstain Against 20 Elect Vladimir A. Mau Mgmt For Abstain Against 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Elect Alexander V. Mgmt For Abstain Against Novak 23 Elect Dmitry N. Mgmt For Abstain Against Patrushev 24 Elect Mikhail L. Sereda Mgmt For Abstain Against 25 Elect Vadim K. Bikulov Mgmt N/A For N/A 26 Elect Alexander A. Mgmt N/A For N/A Gladkov 27 Elect Ilya I. Karpov Mgmt N/A Abstain N/A 28 Elect Margarita I. Mgmt N/A For N/A Mironova 29 Elect Karen I. Oganyan Mgmt N/A For N/A 30 Elect Dmitry A. Mgmt N/A Abstain N/A Pashkovsky 31 Elect Sergey R. Mgmt N/A Abstain N/A Platonov 32 Elect Tatyana V. Mgmt N/A For N/A Fisenko 33 Elect Pavel G. Shumov Mgmt N/A Abstain N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Inter Rao Ues JSC Ticker Security ID: Meeting Date Meeting Status IRAO CINS X39961101 05/19/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Amendments to Articles Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Audit Commission's Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Boris I. Ayuyev Mgmt N/A Abstain N/A 9 Elect Andrey E. Bugrov Mgmt N/A For N/A 10 Elect Anatoly A. Mgmt N/A Abstain N/A Gavrilenko 11 Elect Boris Y. Mgmt N/A Abstain N/A Kovalchuk 12 Elect Evgeny I. Mgmt N/A Abstain N/A Logovinsky 13 Elect Alexander Lokshin Mgmt N/A Abstain N/A 14 Elect Andrey E. Murov Mgmt N/A Abstain N/A 15 Elect Alexey V. Nuzhdov Mgmt N/A Abstain N/A 16 Elect Ronald Pollett Mgmt N/A Abstain N/A 17 Elect Elena Mgmt N/A For N/A Sapozhnikova 18 Elect Igor Sechin Mgmt N/A Abstain N/A 19 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A 20 Elect Dmitry E. Mgmt N/A Abstain N/A Shugayev 21 Elect Gennady Bukayev Mgmt For For For 22 Elect Tatiana B. Mgmt For For For Zaltsman 23 Elect Svetlana N. Mgmt For For For Kovaleva 24 Elect Igor V. Mgmt For For For Feoktistov 25 Elect Yekaterina A. Mgmt For For For Snigireva 26 Appointment of Auditor Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JSC Moscow Exchange MICEX-RTS Ticker Security ID: Meeting Date Meeting Status MOEX CINS X6983N101 04/28/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Ramon Adarraga Mgmt For For For 6 Elect Paul Bodart Mgmt For For For 7 Elect Anatoliy Mgmt For Abstain Against Braverman 8 Elect Oleg V. Viyugin Mgmt For Abstain Against 9 Elect Andrei F. Golikov Mgmt For Abstain Against 10 Elect Maria V. Gordon Mgmt For For For 11 Elect Valery P. Mgmt For Abstain Against Goreglyad 12 Elect Dmitriy Eremeev Mgmt For For For 13 Elect Bella I. Zlatkis Mgmt For Abstain Against 14 Elect Alexander Mgmt For For For Izosimov 15 Elect Maxim Krasnykh Mgmt For For For 16 Elect Vadim Kulik Mgmt For Abstain Against 17 Elect Oskar Hartmann Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Amendments to Articles Mgmt For Against Against 20 Amendments to General Mgmt For Against Against Meeting Regulations 21 Amendments to Board of Mgmt For Against Against Directors Regulations 22 Elect Mikhail S. Kireev Mgmt For For For 23 Elect Natalya P. Mgmt For For For Perchatkina 24 Elect Olga I. Mgmt For For For Romantsova 25 Directors' Fees Mgmt For For For 26 Audit Commission's Fees Mgmt For For For 27 Withdrawal from Mgmt For For For Association of Russian Banks 28 Non-Voting Meeting Note N/A N/A N/A N/A 29 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JSC Moscow Exchange MICEX-RTS Ticker Security ID: Meeting Date Meeting Status MOEX CINS X6983N101 11/21/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Mgmt For For For Audit Commission Powers 3 Elect Mikhail S. Kireev Mgmt For For For 4 Elect Natalya P. Mgmt For For For Perchatkina 5 Elect Olga I. Mgmt For For For Romantsova 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JSC VTB Bank Ticker Security ID: Meeting Date Meeting Status VTBR CINS 46630Q202 11/01/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Lenta Ticker Security ID: Meeting Date Meeting Status LNTA CINS 52634T200 07/18/2019 Voted Meeting Type Country of Trade Annual Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexey A. Mgmt For For For Mordashov 2 Elect Michael Mgmt For For For Lynch-Bell 3 Elect Julia Solovieva Mgmt For For For 4 Elect Maxim Bakhtin Mgmt For For For 5 Elect Roman Vasilkov Mgmt For For For 6 Elect Stephen R. Mgmt For For For Johnson 7 Elect Alexey G. Mgmt For For For Kulichenko 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Magnit PJSC Ticker Security ID: Meeting Date Meeting Status MGNT CINS 55953Q202 06/04/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Audit Commission's Fees Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Alexander S. Mgmt N/A Abstain N/A Vinokurov 7 Elect Timothy Demchenko Mgmt N/A Abstain N/A 8 Elect Jan Dunning Mgmt N/A Abstain N/A 9 Elect Sergey M. Mgmt N/A Abstain N/A Zakharov 10 Elect Hans Koch Mgmt N/A For N/A 11 Elect Evgeniy V. Mgmt N/A For N/A Kuznetsov 12 Elect Alexey P. Makhnev Mgmt N/A Abstain N/A 13 Elect Gregor William Mgmt N/A Abstain N/A Mowat 14 Elect Charles Emmitt Mgmt N/A For N/A Ryan 15 Elect James Pat Simmons Mgmt N/A For N/A 16 Appointment of Auditor Mgmt For For For (RAS) 17 Appointment of Mgmt For Against Against Auditor (IFRS) 18 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 8.9 19 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 14.2.32 20 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 14.2.32.1 21 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Article 14.2.32.2 22 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Regulations of the Board of Directors (Article 30) 23 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Regulations of the Board of Directors (Article 35.1) 24 Amendments to Articles Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Magnit PJSC Ticker Security ID: Meeting Date Meeting Status MGNT CINS 55953Q202 12/24/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (3Q2019) 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 05/13/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Financial Statements Mgmt For For For (Consolidated) 5 Allocation of Mgmt For For For Profits/Dividends 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Nikolay P. Mgmt For For For Abramov 8 Elect Sergey V. Mgmt N/A Abstain N/A Barbashev 9 Elect Sergey L. Mgmt N/A Abstain N/A Batekhin 10 Elect Alexey V. Mgmt N/A Abstain N/A Bashkirov 11 Elect Sergey B. Mgmt For Abstain Against Bratukhin 12 Elect Sergey N. Volk Mgmt For Abstain Against 13 Elect Marianna A. Mgmt N/A Abstain N/A Zakharova 14 Elect Roger Munnings Mgmt For For For 15 Elect Gareth Penny Mgmt For Abstain Against 16 Elect Maxim V. Mgmt For Abstain Against Poletayev 17 Elect Vyacheslav Mgmt N/A Abstain N/A Solomin 18 Elect Evgeny A. Mgmt For For For Schwartz 19 Elect Robert W. Edwards Mgmt For Abstain Against 20 Elect Alexey S. Mgmt For For For Dzybalov 21 Elect Anna V. Masalova Mgmt For For For 22 Elect Georgiy E. Mgmt For For For Svanidze 23 Elect Vladimir N. Mgmt For For For Shilkov 24 Elect Elena A. Yanevich Mgmt For For For 25 Appointment of Auditor Mgmt For For For (RAS) 26 Appointment of Auditor Mgmt For For For (IFRS) 27 Directors' Fees Mgmt For Against Against 28 Audit Commission Fees Mgmt For For For 29 Indemnification of Mgmt For For For Directors/Officers 30 D&O Insurance Mgmt For For For ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 09/26/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 55315J102 12/16/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) ________________________________________________________________________________ Mobile Telesystems PJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409109 02/14/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Procedure Mgmt For For For 2 Merger by Absorption Mgmt For For For of RIKT JSC into the Company 3 Merger by Absorption Mgmt For For For of Teleservis JSC into the Company 4 Merger by Absorption Mgmt For For For of Progtech-Yug LLC into the Company 5 Merger by Absorption Mgmt For For For of SIBINTERTELECOM JSC into the Company 6 Merger by Absorption Mgmt For For For of NVision Consulting LLC into the Company 7 Merger by Absorption Mgmt For For For of Avantage LLC into the Company 8 Merger by Absorption Mgmt For For For of NIS JSC into the Company 9 Amendments to Articles Mgmt For For For (Merger with RIKT JSC) 10 Amendments to Articles Mgmt For For For (Merger with Teleservis JSC) 11 Amendments to Articles Mgmt For For For (Merger with Progtech-Yug LLC) 12 Amendments to Articles Mgmt For For For (Merger with SIBINTERTELECOM JSC) 13 Amendments to Articles Mgmt For For For (Merger with NVision Consulting LLC) 14 Amendments to Articles Mgmt For For For (Merger with Avantage LLC) 15 Amendments to Articles Mgmt For For For (Merger with NIS JSC) 16 Amendments to Articles Mgmt For For For (Corporate Procedures) 17 Amendments to General Mgmt For For For Meeting Regulations 18 Amendments to Board of Mgmt For For For Directors Regulations 19 Amendments to Articles Mgmt For For For (Management Board) 20 Participation in Mgmt For For For Telecom Infra Project Association 21 Participation in the Mgmt For For For Association of Big Data Market Members ________________________________________________________________________________ Mobile Telesystems PJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409109 06/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3.1 Elect Felix V. Mgmt For Withhold Against Evtushenkov 3.2 Elect Artem I. Zasursky Mgmt For Withhold Against 3.3 Elect Alexey V. Kornya Mgmt For Withhold Against 3.4 Elect Regina von Mgmt For For For Flemming 3.5 Elect Shaygan Kheradpir Mgmt For For For 3.6 Elect Thomas Holtrop Mgmt For Withhold Against 3.7 Elect Nadia Shouraboura Mgmt For For For 3.8 Elect Konstantin L. Mgmt For For For Ernst 3.9 Elect Valentin B. Mgmt For For For Yumashev 4 Elect Irina R. Mgmt For For For Borisenkova 5 Elect Natalia A. Mgmt For For For Mikheyeva 6 Elect Andrey A. Porokh Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Amendments to Board Mgmt For For For Regulations 9 Amendments to Mgmt For For For Management Regulations 10 Participation in the Mgmt For For For All-Russian Association of Employers Russian Union of Industrialists and Entrepreneurs 11 Participation in the Mgmt For For For Alliance for Artificial Intelligence Association ________________________________________________________________________________ Mobile Telesystems PJSC Ticker Security ID: Meeting Date Meeting Status MTSS CINS 607409109 06/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Felix V. Mgmt For Against Against Evtushenkov 6 Elect Artem I. Zasursky Mgmt For Against Against 7 Elect Alexey V. Kornya Mgmt For Against Against 8 Elect Regina von Mgmt For For For Flemming 9 Elect Shaygan Kheradpir Mgmt For For For 10 Elect Thomas Holtrop Mgmt For Against Against 11 Elect Nadia Shouraboura Mgmt For For For 12 Elect Konstantin L. Mgmt For For For Ernst 13 Elect Valentin B. Mgmt For For For Yumashev 14 Elect Irina R. Mgmt For For For Borisenkova 15 Elect Natalia A. Mgmt For For For Mikheyeva 16 Elect Andrey A. Porokh Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Amendments to Board Mgmt For For For Regulations 19 Amendments to Mgmt For For For Management Regulations 20 Participation in the Mgmt For For For All-Russian Association of Employers Russian Union of Industrialists and Entrepreneurs 21 Participation in the Mgmt For For For Alliance for Artificial Intelligence Association ________________________________________________________________________________ Mobile Telesystems PJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409109 09/30/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Procedures Mgmt For For For 2 Interim Dividend Mgmt For For For (1H2019) ________________________________________________________________________________ Mobile Telesystems PJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409109 12/30/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Meeting Procedures Mgmt For For For 2 Interim Dividends Mgmt For For For (3Q2019) ________________________________________________________________________________ Novatek OAO Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 04/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits 2 Dividends Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Arnaud Le Foll Mgmt For Abstain Against 7 Elect Michael Borrell Mgmt For Abstain Against 8 Elect Robert Castaigne Mgmt For For For 9 Elect Tatyana A. Mgmt For For For Mitrova 10 Elect Leonid V. Mgmt For Abstain Against Mikhelson 11 Elect Alexander Y. Mgmt For Abstain Against Natalenko 12 Elect Viktor P. Orlov Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Elect Olga V. Belyaeva Mgmt For For For 15 Elect Anna V. Mgmt For For For Merzlyakova 16 Elect Igor A. Ryaskov Mgmt For For For 17 Elect Nikolay K. Mgmt For For For Shulikin 18 Appointment of Auditor Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Novatek OAO Ticker Security ID: Meeting Date Meeting Status NVTK CINS 669888109 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 06/05/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Alexey A. Mgmt For Abstain Against Mordashov 3 Elect Alexander A. Mgmt For Abstain Against Shevelev 4 Elect Alexey G. Mgmt For Abstain Against Kulichenko 5 Elect Andrey A. Mitukov Mgmt For Abstain Against 6 Elect Agnes A. Ritter Mgmt For Abstain Against 7 Elect Philip J. Dayer Mgmt For For For 8 Elect Alun D. Bowen Mgmt For For For 9 Elect Sakari V. Mgmt For For For Tamminen 10 Elect Vladimir A. Mau Mgmt For For For 11 Elect Alexander A. Mgmt For Abstain Against Auzan 12 Allocation of Mgmt For For For Profits/Dividends (FY2019) 13 Interim Dividend Mgmt For For For (1Q2020) 14 Appointment of Auditor Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 09/06/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PAO Severstal Ticker Security ID: Meeting Date Meeting Status CHMF CINS 818150302 11/22/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 01/24/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 05/22/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Igor Antoshin Mgmt N/A Abstain N/A 6 Elect Irina G. Bokova Mgmt N/A For N/A 7 Elect Andrey A. Guryev Mgmt N/A Abstain N/A 8 Elect Andrey G. Guryev Mgmt N/A Abstain N/A 9 Elect Sven Ombudstvedt Mgmt N/A Abstain N/A 10 Elect Roman V. Osipov Mgmt N/A Abstain N/A 11 Elect Nataliya Mgmt N/A For N/A Pashkevich 12 Elect Sergey A. Pronin Mgmt N/A Abstain N/A 13 Elect James B. Rogers, Mgmt N/A For N/A Jr. 14 Elect Ivan I. Rodionov Mgmt N/A Abstain N/A 15 Elect Xavier Rolet Mgmt N/A For N/A 16 Elect Marcus J. Rhodes Mgmt N/A Abstain N/A 17 Elect Mikhail K. Mgmt N/A Abstain N/A Rybnikov 18 Elect Sergey Sereda Mgmt N/A Abstain N/A 19 Elect Alexey Sirotenko Mgmt N/A Abstain N/A 20 Elect Alexander F. Mgmt N/A Abstain N/A Sharabaiko 21 Elect Andrey V. Mgmt N/A For N/A Sharonov 22 Directors' Fees Mgmt For For For 23 Elect Ekaterina V. Mgmt For For For Viktorova 24 Elect Elena Yu. Mgmt For For For Kryuchkova 25 Elect Olga Yu. Lizunova Mgmt For For For 26 Appointment of Auditor Mgmt For For For 27 Related Party Mgmt For For For Transactions 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 06/19/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Retained Mgmt For For For Earnings/Dividends ________________________________________________________________________________ PhosAgro PJSC Ticker Security ID: Meeting Date Meeting Status PHOR CINS 71922G209 10/04/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Retained Mgmt For For For Earnings/Dividends 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC ALROSA Ticker Security ID: Meeting Date Meeting Status ALRS CINS X0085A109 06/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Allocation of Retained Mgmt For For For Earnings 5 Dividends Mgmt For For For 6 Directors' Fees Mgmt For Against Against 7 Audit Commission Fees Mgmt For Against Against 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Elect Maria V. Gordon Mgmt N/A For N/A 10 Elect Evgeniya V. Mgmt N/A Abstain N/A Grigoryeva 11 Elect Natalia F. Mgmt N/A Abstain N/A Guryeva 12 Elect Kirill A. Mgmt N/A Abstain N/A Dmitriev 13 Elect Andrey I. Donets Mgmt N/A Abstain N/A 14 Elect Sergey S. Ivanov Mgmt N/A Abstain N/A 15 Elect Dmitry V. Konov Mgmt N/A For N/A 16 Elect Sergei V. Mgmt N/A Abstain N/A Mestnikov 17 Elect Aleksey V. Mgmt N/A Abstain N/A Moiseyev 18 Elect Alexey P. Noskov Mgmt N/A For N/A 19 Elect Aysen S. Nikolaev Mgmt N/A Abstain N/A 20 Elect Vladimir V. Mgmt N/A Abstain N/A Rashevsky 21 Elect Anton G. Siluanov Mgmt N/A Abstain N/A 22 Elect Vladimir V. Mgmt N/A Abstain N/A Solodov 23 Elect Maxim V. Mgmt N/A Abstain N/A Tereshchenko 24 Elect Oleg R. Fyodorov Mgmt N/A Abstain N/A 25 Elect Pavel N. Mgmt For For For Bagynanov 26 Elect Nikolay P. Ivanov Mgmt For For For 27 Elect Olga V. Loginova Mgmt For For For 28 Elect Alexander V. Mgmt For For For Markin 29 Elect Alexander A. Mgmt For For For Pshenichnikov 30 Appointment of Auditor Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC ALROSA Ticker Security ID: Meeting Date Meeting Status ALRS CINS X0085A109 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Lukoil Ticker Security ID: Meeting Date Meeting Status LKOH CINS 69343P105 06/23/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Vagit Y. Mgmt For Abstain Against Alekperov 4 Elect Victor V. Mgmt For Abstain Against Blazheev 5 Elect Toby T. Gati Mgmt For For For 6 Elect Ravil U. Maganov Mgmt For Abstain Against 7 Elect Roger Munnings Mgmt For For For 8 Elect Nikolai M. Mgmt For Abstain Against Nikolaev 9 Elect Pavel Teplukhin Mgmt For For For 10 Elect Leonid A. Fedun Mgmt For Abstain Against 11 Elect Lyubov N. Khoba Mgmt For Abstain Against 12 Elect Sergei D. Mgmt For For For Shatalov 13 Elect Wolfgang Schussel Mgmt For For For 14 Directors' Fees Mgmt For For For (FY2019) 15 Directors' Fees Mgmt For For For (FY2020) 16 Appointment of Auditor Mgmt For For For 17 D&O Insurance Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Lukoil Ticker Security ID: Meeting Date Meeting Status LKOH CINS 69343P105 12/03/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) 2 Directors' Fees Mgmt For For For 3 Audit Commission Fees Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Early Termination of Mgmt For For For Audit Commission Powers 6 Amendments to General Mgmt For For For Meeting Regulations 7 Amendments to Board of Mgmt For For For Directors Regulations 8 Amendments to Mgmt For For For Management Board Regulations 9 Discontinuance of Mgmt For For For Audit Commission Regulations 10 Authority to Mgmt For For For Repurchase Shares 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Polyus Ticker Security ID: Meeting Date Meeting Status PLZL CINS 73181M117 06/22/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Private Placement Mgmt For For For ________________________________________________________________________________ PJSC Surgutneftegas Ticker Security ID: Meeting Date Meeting Status SNGS CUSIP 868861204 06/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Audit Commission Fees Mgmt For For For 5 Elect Alexander V. Mgmt N/A Abstain N/A Agaryov 6 Elect Alexander N. Mgmt N/A Abstain N/A Bulanov 7 Elect Ivan K. Mgmt N/A Abstain N/A Dinichenko 8 Elect Valery N. Egorov Mgmt N/A For N/A 9 Elect Vladimir P. Mgmt N/A Abstain N/A Erokhin 10 Elect Vladislav B. Mgmt N/A Abstain N/A Konovalov 11 Elect Viktor M. Mgmt N/A Abstain N/A Krivosheyev 12 Elect Nikolay I. Mgmt N/A Abstain N/A Matveyev 13 Elect Georgy R. Mgmt N/A For N/A Mukhamadeyev 14 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A 15 Elect Viktor A. Mgmt N/A Abstain N/A Tchashchin 16 Elect Valentina V. Mgmt For Against Against Musikhina 17 Elect Tamara F. Oleynik Mgmt For Against Against 18 Elect Lyudmila A. Mgmt For For For Prishchepova 19 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PJSC Surgutneftegas Ticker Security ID: Meeting Date Meeting Status SNGS CINS 868861204 06/30/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Audit Commission Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Alexander V. Mgmt N/A Abstain N/A Agaryov 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Alexander N. Mgmt N/A Abstain N/A Bulanov 11 Elect Ivan K. Mgmt N/A Abstain N/A Dinichenko 12 Elect Valery N. Egorov Mgmt N/A For N/A 13 Elect Vladimir P. Mgmt N/A Abstain N/A Erokhin 14 Elect Vladislav B. Mgmt N/A Abstain N/A Konovalov 15 Elect Viktor M. Mgmt N/A Abstain N/A Krivosheyev 16 Elect Nikolay I. Mgmt N/A Abstain N/A Matveyev 17 Elect Georgy R. Mgmt N/A For N/A Mukhamadeyev 18 Elect Ildus S. Usmanov Mgmt N/A Abstain N/A 19 Elect Viktor A. Mgmt N/A Abstain N/A Tchashchin 20 Elect Valentina V. Mgmt For Against Against Musikhina 21 Elect Tamara F. Oleynik Mgmt For Against Against 22 Elect Lyudmila A. Mgmt For For For Prishchepova 23 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 06/17/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Fanil A. Mgmt For Abstain Against Agliullin 6 Elect Radik R. Mgmt For Abstain Against Gaizatullin 7 Elect Laszlo Gerecs Mgmt For For For 8 Elect Larisa Y. Mgmt For Abstain Against Glukhova 9 Elect Yuri L. Levin Mgmt For Abstain Against 10 Elect Nail U. Maganov Mgmt For Abstain Against 11 Elect Rafail S. Mgmt For Abstain Against Nurmukhametov 12 Elect Rinat K. Sabirov Mgmt For Abstain Against 13 Elect Valery Y. Sorokin Mgmt For Abstain Against 14 Elect Nurislam Z. Mgmt For Abstain Against Subayev 15 Elect Shafagat F. Mgmt For Abstain Against Takhautdinov 16 Elect Rustam K. Mgmt For Abstain Against Khalimov 17 Elect Rais S. Khisamov Mgmt For Abstain Against 18 Elect Rene F. Steiner Mgmt For Abstain Against 19 Elect Ksenia G. Mgmt For For For Borzunova 20 Elect Azat D. Galeyev Mgmt For For For 21 Elect Guzel R. Mgmt For For For Gilfanova 22 Elect Salavat G. Mgmt For For For Zalyaev 23 Elect Venera G. Kuzmina Mgmt For For For 24 Elect Liliya R. Mgmt For For For Rakhimzyanova 25 Elect Nazilya R. Mgmt For For For Farkhutdinova 26 Elect Ravil A. Mgmt For For For Sharifullin 27 Appointment of Auditor Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 09/13/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividends Mgmt For For For (1H2019) ________________________________________________________________________________ PJSC Tatneft Ticker Security ID: Meeting Date Meeting Status TATN CINS 876629205 12/19/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) ________________________________________________________________________________ Polymetal International Plc Ticker Security ID: Meeting Date Meeting Status POLY CINS G7179S101 04/27/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Final Dividend Mgmt For For For 5 Elect Italia Boninelli Mgmt For For For 6 Elect Victor Flores Mgmt For For For 7 Elect Andrea Abt Mgmt For For For 8 Elect Ian D. Cockerill Mgmt For For For 9 Elect Vitaly N. Nesis Mgmt For For For 10 Elect Konstantin Mgmt For For For Yanakov 11 Elect Tracey Kerr Mgmt For For For 12 Elect Giacomo Baizini Mgmt For For For 13 Elect Manuel Lino S. Mgmt For For For De Sousa-Oliveira 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 19 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 04/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Oleg Bagrin Mgmt N/A Abstain N/A 6 Elect Thomas Veraszto Mgmt N/A For N/A 7 Elect Nikolai Gagarin Mgmt N/A Abstain N/A 8 Elect Sergey Kravchenko Mgmt N/A For N/A 9 Elect Joachim Limberg Mgmt N/A For N/A 10 Elect Vladimir Lisin Mgmt N/A Abstain N/A 11 Elect Marjan Oudeman Mgmt N/A For N/A 12 Elect Karen Sarkisov Mgmt N/A Abstain N/A 13 Elect Stanislav Mgmt N/A For N/A Shekshnya 14 Elect Benedict Mgmt N/A For N/A Sciortino 15 Appointment of CEO and Mgmt For For For Management Board Chair 16 Directors' Fees Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 05/29/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 06/30/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1Q2020) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 09/27/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) ________________________________________________________________________________ Public Joint Stock Company Novolipetsk Steel Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 12/20/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) 3 Amendments to General Mgmt For For For Meeting Regulations 4 Amendments to Board of Mgmt For For For Directors Regulations ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/02/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Annual Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividends Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Audit Commission Fees Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Olga Andrianova Mgmt For For For 11 Elect Tatyana Zobkova Mgmt For For For 12 Elect Sergey Poma Mgmt For For For 13 Elect Zakhar Sabantsev Mgmt For For For 14 Elect Pavel Shumov Mgmt For For For 15 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Rosneft Oil Co. Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (1H2019) ________________________________________________________________________________ VEON Ltd. Ticker Security ID: Meeting Date Meeting Status VEON CUSIP 91822M106 06/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2.1 Elect Osama Bedier Mgmt For For For 2.2 Elect Mikhail M. Mgmt For Withhold Against Fridman 2.3 Elect Gennady Gazin Mgmt For Withhold Against 2.4 Elect Andrei Gusev Mgmt For Withhold Against 2.5 Elect Gunnar Holt Mgmt For For For 2.6 Elect Robert-Jan van Mgmt For For For de Kraats 2.7 Elect Alexander N. Mgmt For Withhold Against Pertsovsky 2.8 Elect Hans-Holger Mgmt For For For Albrecht 2.9 Elect Mariano De Beer Mgmt For For For 2.10 Elect Peter Derby Mgmt For For For 2.11 Elect Amos Genish Mgmt For For For 2.12 Elect Stephen Pusey Mgmt For For For 3 Declaration of Mgmt For For For Material Interest ________________________________________________________________________________ X5 Retail Group N.V. Ticker Security ID: Meeting Date Meeting Status FIVE CINS 98387E205 05/12/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against (Advisory) 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Final Dividend Mgmt For For For 7 Ratification of Mgmt For For For Management Acts 8 Ratification of Board Mgmt For For For Acts 9 Management Board Mgmt For For For Remuneration Policy 10 Elect Marat Atnashev Mgmt For For For 11 Supervisory Board Mgmt For Against Against Remuneration Policy 12 Restricted Stock Mgmt For Against Against Equity Grant to NEDs 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Yandex N.V. Ticker Security ID: Meeting Date Meeting Status YNDX CUSIP N97284108 12/20/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Prior Approval of Mgmt For For For Amendments to Articles 2 Amendments to Articles Mgmt For For For (Bundled) 3 Repurchase the Mgmt For For For Priority Share 4 Elect Alexey Komissarov Mgmt For For For 5 Elect Aleksei A. Mgmt For For For Yakovitskiy 6 Cancellation of Class Mgmt For For For C Ordinary Shares Fund Name : VanEck Vectors Russia Small- Cap ETF ________________________________________________________________________________ Credit Bank Of Moscow Ticker Security ID: Meeting Date Meeting Status CBOM CINS X1757A104 06/19/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Roman I. Avdeev Mgmt For Abstain Against 8 Elect Andrew Gazitua Mgmt For Abstain Against 9 Elect Thomas Grasse Mgmt For Abstain Against 10 Elect Lord Daresbury Mgmt For For For 11 Elect Andreas Klingen Mgmt For For For 12 Elect Sergey Y. Mgmt For Abstain Against Menzhinskiy 13 Elect William F. Owens Mgmt For Abstain Against 14 Elect Ilkka Salonen Mgmt For For For 15 Elect Alexey A. Mgmt For Abstain Against Stepanenko 16 Elect Vladimir A. Mgmt For Abstain Against Chubar 17 Directors' Fees; D&O Mgmt For For For Insurance 18 Elect Evgeny O. Gudkov Mgmt For For For 19 Elect Aleksandra A. Mgmt For For For Vastyanova 20 Elect Vyacheslav Y. Mgmt For For For Osipov 21 Amendments to Articles Mgmt For For For of Association 22 Amendments to General Mgmt For Abstain Against Shareholder Meeting Regulations 23 Amendments to Board Mgmt For Abstain Against Reguldations 24 Amendments to Mgmt For Abstain Against Management Regulations 25 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Detsky Mir JSC Ticker Security ID: Meeting Date Meeting Status DSKY CINS X1810L113 06/30/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Pavel S. Mgmt For For For Boyarinov 6 Elect Maria S. Davydova Mgmt For Abstain Against 7 Elect Stanislav V. Mgmt For For For Kotomkin 8 Elect Evgeny L. Mgmt For Abstain Against Madorsky 9 Elect Tony Maher Mgmt For Abstain Against 10 Elect Oleg B. Mamayev Mgmt For Abstain Against 11 Elect Olga A. Ryzhkova Mgmt For Abstain Against 12 Elect Vladimir S. Mgmt For Abstain Against Travkov 13 Elect Anna A. Shakirova Mgmt For Abstain Against 14 Elect Alexander V. Mgmt For For For Shevchuk 15 Election of Audit Mgmt For For For Commission 16 Elect Yury E. Vikulin Mgmt For For For 17 Elect Igor I. Kozlov Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Membership in the Mgmt For For For Association of Retail Companies 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Detsky Mir JSC Ticker Security ID: Meeting Date Meeting Status DSKY CINS X1810L113 12/06/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Energetiki I Elektrifikacii Mosenergo Ticker Security ID: Meeting Date Meeting Status MSNG CINS X55075109 06/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Albert F. Mgmt N/A Abstain N/A Bikmurzin 6 Elect Aleksandr A. Mgmt N/A Abstain N/A Butko 7 Elect Yevgeny N. Mgmt N/A Abstain N/A Zemlyanoy 8 Elect Aleksandr S. Mgmt N/A Abstain N/A Ivannikov 9 Elect Konstantin V. Mgmt N/A For N/A Komissarov 10 Elect Irina Y. Mgmt N/A Abstain N/A Korobkina 11 Elect Denis V. Kulikov Mgmt N/A For N/A 12 Elect Vitaliy A. Mgmt N/A Abstain N/A Markelov 13 Elect Elena V. Mgmt N/A Abstain N/A Mikhailova 14 Elect Kirill S. Purtov Mgmt N/A Abstain N/A 15 Elect Aleksandr V. Mgmt N/A Abstain N/A Rogov 16 Elect Aleksandr A. Mgmt N/A Abstain N/A Soloviev 17 Elect Gennady N. Sukhov Mgmt N/A Abstain N/A 18 Elect Andrey N. Mgmt N/A Abstain N/A Tabelsky 19 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A 20 Elect Andrey V. Khorev Mgmt N/A Abstain N/A 21 Elect Aleksey V. Mgmt N/A For N/A Chernikov 22 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A 23 Appointment of Auditor Mgmt For For For 24 Directors' Fees Mgmt For Against Against 25 Amendments to Articles Mgmt For Against Against 26 Amendments to General Mgmt For Against Against Meeting Regulations 27 Amendments to Board Mgmt For Against Against Regulations 28 Amendments to CEO Mgmt For Against Against Regulations 29 Discontinuance of Mgmt For Against Against Audit Commission Regulations 30 Discontinuance of Mgmt For Against Against Regulations on Audit Commission Remuneration 31 Elect Anatoly A. Mgmt For For For Kotlyar 32 Elect Vitaly V. Mgmt For For For Kudryashov 33 Elect Yury A. Mgmt For For For Linovitsky 34 Elect Margarita I. Mgmt For For For Mironova 35 Elect Marat Kh. Mgmt For For For Salekhov 36 Related Party Mgmt For For For Transactions (I) 37 Related Party Mgmt For For For Transactions (II) ________________________________________________________________________________ Energetiki I Elektrifikacii Mosenergo Ticker Security ID: Meeting Date Meeting Status MSNG CINS X55075109 08/16/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Mgmt For For For Board Powers 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Aleksandr A. Mgmt N/A Abstain N/A Butko 5 Elect Andrey I. Mgmt N/A Abstain N/A Dmitriev 6 Elect Yevgeny N. Mgmt N/A Abstain N/A Zemlyanoy 7 Elect Aleksandr S. Mgmt N/A Abstain N/A Ivannikov 8 Elect Konstantin V. Mgmt N/A For N/A Komissarov 9 Elect Irina Y. Mgmt N/A Abstain N/A Korobkina 10 Elect Denis V. Kulikov Mgmt N/A Abstain N/A 11 Elect Vitaly A. Mgmt N/A Abstain N/A Markelov 12 Elect Elena V. Mgmt N/A Abstain N/A Mikhailova 13 Elect Kirill S. Purtov Mgmt N/A Abstain N/A 14 Elect Aleksandr V. Mgmt N/A Abstain N/A Rogov 15 Elect Aleksandr A. Mgmt N/A Abstain N/A Soloviev 16 Elect Gennady N. Sukhov Mgmt N/A Abstain N/A 17 Elect Andrey N. Mgmt N/A Abstain N/A Tabelsky 18 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A 19 Elect Andrey V. Khorev Mgmt N/A Abstain N/A 20 Elect Aleksey V. Mgmt N/A For N/A Chernikov 21 Elect Pavel O. Shatsky Mgmt N/A Abstain N/A 22 Early Termination of Mgmt For Against Against Audit Commission Powers 23 Amendments to Articles Mgmt For Against Against 24 Amendments to General Mgmt For Against Against Meeting Regulations 25 Amendments to Board Mgmt For For For Regulations 26 Amendments to CEO Mgmt For Against Against Regulations 27 Discontinuance of Mgmt For Against Against Audit Commission Regulations 28 Discontinuance of Mgmt For Against Against Regulations on Audit Commission's Fees ________________________________________________________________________________ Etalon Group Limited Ticker Security ID: Meeting Date Meeting Status ETLN CINS 29760G103 08/02/2019 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Etalon Group Plc Ticker Security ID: Meeting Date Meeting Status ETLN CINS 29760G103 04/15/2020 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase GDRs ________________________________________________________________________________ Etalon Group Plc Ticker Security ID: Meeting Date Meeting Status ETLN CINS 29760G103 12/19/2019 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Dismissal of Auditor Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 04/30/2020 Voted Meeting Type Country of Trade Annual Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Allocation of Mgmt For Abstain Against Profits/Dividends 3 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 4 Terminate the Powers Mgmt For For For of the Board 5 Elect John Carroll Mgmt For For For Colley 6 Elect Johann Franz Mgmt For For For Durrer 7 Elect Alexander Eliseev Mgmt For For For 8 Elect Andrey Gomon Mgmt For For For 9 Elect Vasilis P. Mgmt For For For Hadjivassiliou 10 Elect Sergey Maltsev Mgmt For Against Against 11 Elect Elia Nicolaou Mgmt For Against Against 12 Elect George Mgmt For For For Papaioannou 13 Elect Melina Pyrgou Mgmt For For For 14 Elect Konstantin Mgmt For For For Shirokov 15 Elect Alexander Mgmt For For For Storozhev 16 Elect Alexander Tarasov Mgmt For For For 17 Elect Michael Thomaides Mgmt For For For 18 Elect Marios Tofaros Mgmt For For For 19 Elect Sergey Tolmachev Mgmt For For For ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 05/12/2020 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Mgmt For For For Repurchase GDRs ________________________________________________________________________________ GlobalTrans Investment Plc Ticker Security ID: Meeting Date Meeting Status GLTR CINS 37949E204 09/20/2019 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vasilis P. Mgmt For For For Hadjivassiliou ________________________________________________________________________________ Hyve Group Plc Ticker Security ID: Meeting Date Meeting Status HYVE CINS G63336104 01/23/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Elect Richard Last Mgmt For For For 4 Elect Nick Backhouse Mgmt For For For 5 Elect Sharon Baylay Mgmt For For For 6 Elect Andrew Beach Mgmt For For For 7 Elect Stephen Puckett Mgmt For For For 8 Elect Mark S. Shashoua Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Mgmt For For For Auditor's Fees 11 Remuneration Report Mgmt For For For (Advisory) 12 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 13 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 17 Cancellation of Share Mgmt For For For Premium Account 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hyve Group Plc Ticker Security ID: Meeting Date Meeting Status HYVE CINS G4690X107 05/27/2020 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Consolidation Mgmt For For For 2 Rights Issue Mgmt For For For ________________________________________________________________________________ Lenenergo Ticker Security ID: Meeting Date Meeting Status LSNG CINS X4897J100 01/24/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For Abstain Against 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lenta Ticker Security ID: Meeting Date Meeting Status LNTA CINS 52634T200 07/18/2019 Voted Meeting Type Country of Trade Annual Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alexey A. Mgmt For For For Mordashov 2 Elect Michael Mgmt For For For Lynch-Bell 3 Elect Julia Solovieva Mgmt For For For 4 Elect Maxim Bakhtin Mgmt For For For 5 Elect Roman Vasilkov Mgmt For For For 6 Elect Stephen R. Mgmt For For For Johnson 7 Elect Alexey G. Mgmt For For For Kulichenko 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Lenta Ticker Security ID: Meeting Date Meeting Status LNTA CINS 52634T200 10/22/2019 Voted Meeting Type Country of Trade Special Virgin Islands (British) Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Transfer of Domicile Mgmt For Against Against 2 Authorization of Legal Mgmt For For For Formalities (Transfer of Domicile) 3 Amendments to Articles Mgmt For For For (Transfer of Domicile) 4 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 5 Election of Directors Mgmt For For For ________________________________________________________________________________ LSR Group OJSC Ticker Security ID: Meeting Date Meeting Status LSRG CINS X32441101 04/29/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Dmitry V. Mgmt For Abstain Against Goncharov 7 Elect Igor M. Levit Mgmt For Abstain Against 8 Elect Aleksey P. Mgmt For For For Makhnev 9 Elect Andrey Y. Mgmt For Abstain Against Molchanov 10 Elect Egor A. Molchanov Mgmt For Abstain Against 11 Elect Natalia V. Mgmt For For For Nikiforova 12 Elect Vitaly G. Mgmt For For For Podolsky 13 Elect Alexander M. Mgmt For For For Prisyazhnyuk 14 Elect Evgeny V. Mgmt For Abstain Against Yatsyshin 15 Elect Natalia S. Mgmt For For For Klevtsova 16 Elect Denis G. Sinyugin Mgmt For For For 17 Elect Ludmila V. Mgmt For For For Fradina 18 Appointment of Auditor Mgmt For For For (RAS) 19 Appointment of Auditor Mgmt For For For (IFRS) 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ M.Video Company Ticker Security ID: Meeting Date Meeting Status MVID CINS X5596G107 06/22/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Evgeny V. Bezlik Mgmt For For For 3 Elect Andrey A. Mgmt For For For Gorokhov 4 Elect Aleksey L. Mgmt For For For Rozhkovsky 5 Board Size Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect Andreas Blase Mgmt For Abstain Against 8 Elect Pavel Y. Breyev Mgmt For Abstain Against 9 Elect Eldar R. Vagapov Mgmt For Abstain Against 10 Elect Said M. Gutseriev Mgmt For Abstain Against 11 Elect Andrey M. Derekh Mgmt For For For 12 Elect Vilen O. Eliseyev Mgmt For Abstain Against 13 Elect Anton A. Mgmt For Abstain Against Zhuchenko 14 Elect Janusz Lella Mgmt For For For 15 Elect Aleksey P. Mgmt For Abstain Against Makhnev 16 Elect Avet V. Mirakyan Mgmt For Abstain Against 17 Elect Vladimir V. Mgmt For For For Preobrazhenskiy 18 Elect Alexander Mgmt For Abstain Against Tynkovan 19 Elect Bilan A. Uzhakhov Mgmt For Abstain Against 20 Elect Enrique Angel Mgmt For Abstain Against Fernandez Aisa 21 Directors' and Audit Mgmt For For For Commission's Fees 22 Appointment of Auditor Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ M.Video Company Ticker Security ID: Meeting Date Meeting Status MVID CINS X5596G107 12/03/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividends Mgmt For For For (3Q2019) 2 Board Size Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Mechel PJSC Ticker Security ID: Meeting Date Meeting Status MTLR CINS X8487H101 06/30/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Igor V. Zyuzin Mgmt For Against Against 4 Elect Oleg V. Korzhov Mgmt For Against Against 5 Elect Georgiy G. Petrov Mgmt For For For 6 Elect Yuriy N. Malyshev Mgmt For For For 7 Elect Irina N. Ipeeva Mgmt For Against Against 8 Elect Alexandr N. Mgmt For For For Kotsky 9 Elect Alexander D. Mgmt For For For Orischin 10 Elect Aleksandr N. Mgmt For For For Shokhin 11 Elect Victor A. Mgmt For Against Against Trigubko 12 Appointment of Auditor Mgmt For For For 13 Amendments to Articles Mgmt For Abstain Against 14 Amendments to Board Mgmt For Abstain Against Regulations 15 Major/Related Party Mgmt For For For Transactions 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PAO TMK Ticker Security ID: Meeting Date Meeting Status TRMK CINS X6561F108 05/29/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Frank Detlef Mgmt N/A For N/A Wende 4 Elect Andrey Y. Mgmt N/A Abstain N/A Kaplunov 5 Elect Sergey V. Mgmt N/A For N/A Kravchenko 6 Elect Yaroslav I. Mgmt N/A For N/A Kuzminov 7 Elect Aleksandr D. Mgmt N/A Abstain N/A Pumpyansky 8 Elect Dmitry A. Mgmt N/A Abstain N/A Pumpyansky 9 Elect Mikhail Y. Mgmt N/A Abstain N/A Khodorovsky 10 Elect Natalia A. Mgmt N/A For N/A Chervonenko 11 Elect Anatoly B. Mgmt N/A Abstain N/A Chubais 12 Elect Alexander G. Mgmt N/A Abstain N/A Shiryaev 13 Elect Alexander N. Mgmt N/A Abstain N/A Shokhin 14 Appointment of Auditor Mgmt For Abstain Against 15 Amendments to Articles Mgmt For Abstain Against 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Petropavlovsk Plc Ticker Security ID: Meeting Date Meeting Status POG CINS G7053A101 04/29/2020 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Exercise of Option Mgmt For For For Agreement 2 Issuance of Shares w/o Mgmt For For For Preemptive Rights (Option Agreement) ________________________________________________________________________________ Petropavlovsk Plc Ticker Security ID: Meeting Date Meeting Status POG CINS G7053A101 06/30/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Long-Term Incentive Mgmt For For For Plan 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Mgmt For For For Auditor's Fees 7 Elect Charlotte Mgmt For For For Philipps 8 Elect Katia Ray Mgmt For For For 9 Elect Danila Kotlyarov Mgmt For For For 10 Elect Maxim Kharin Mgmt For For For 11 Elect Fiona Paulus Mgmt For For For 12 Elect Timothy Mgmt For For For McCutcheon 13 Elect Pavel Maslovskiy Mgmt For For For 14 Elect James W. Mgmt For For For Cameron, Jr. 15 Elect Damien Hackett Mgmt For For For 16 Elect Harry Mgmt For For For Kenyon-Slaney 17 Elect Robert Jenkins Mgmt For For For 18 Adoption of Amended Mgmt For For For Articles 19 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 20 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights (Rights Issue) 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ PJSC Safmar Financial investment Ticker Security ID: Meeting Date Meeting Status SFIN CINS X23955119 03/11/2020 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Major Transactions Mgmt For Abstain Against 2 Major Transactions Mgmt For Abstain Against 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Safmar Financial investment Ticker Security ID: Meeting Date Meeting Status SFIN CINS X23955119 06/10/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Oleg V. Mgmt For Abstain Against Andriyankin 4 Elect Oleg V. Vyugin Mgmt For Abstain Against 5 Elect Alla G. Gryaznova Mgmt For For For 6 Elect Mikhail S. Mgmt For Abstain Against Gutseriev 7 Elect Said M. Gutseriev Mgmt For Abstain Against 8 Elect Avet V. Mirakyan Mgmt For Abstain Against 9 Elect Ilya S. Mgmt For Abstain Against Mikhailenko 10 Elect Aleksandr I. Mgmt For For For Myakenkiy 11 Elect Sergey P. Nazarov Mgmt For For For 12 Elect Bilan A. Uzhakhov Mgmt For Abstain Against 13 Elect Sergey A. Mgmt For Abstain Against Tsikaliuk 14 Elect Andrey A. Mgmt For For For Gorokhov 15 Elect Alexey L. Mgmt For For For Rozhkovsky 16 Elect Stanislav A. Mgmt For For For Turbanov 17 Appointment of Auditor Mgmt For For For 18 Amendments to Articles Mgmt For Abstain Against 19 Amendments to Board Mgmt For Abstain Against Regulations 20 Amendments to General Mgmt For Abstain Against Meeting Regulations 21 Amendments to Mgmt For Abstain Against Information Provision Regulations 22 Major Transactions Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Unipro Ticker Security ID: Meeting Date Meeting Status UPRO CINS X2156X109 06/10/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Georgy L. Mgmt For For For Abdushelishvili 5 Elect Anna G. Belova Mgmt For For For 6 Elect David Bryson Mgmt For Abstain Against 7 Elect Patrick Wolff Mgmt For Abstain Against 8 Elect Oleg V. Vyugin Mgmt For Abstain Against 9 Elect Uwe Fip Mgmt For Abstain Against 10 Elect Reiner Hartmann Mgmt For Abstain Against 11 Elect Andreas Mgmt For Abstain Against Schierenbeck 12 Elect Maxim G. Shirokov Mgmt For Abstain Against 13 Appointment of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For Abstain Against 15 Amendments to General Mgmt For Abstain Against Meeting Regulations 16 Amendments to Board Mgmt For Abstain Against Regulations 17 Amendments to Mgmt For Abstain Against Management Regulations 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PJSC Unipro Ticker Security ID: Meeting Date Meeting Status UPRO CINS X2156X109 12/03/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Interim Dividend Mgmt For For For (3Q2019) 3 Early Termination of Mgmt For For For Board Powers 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Georgy L. Mgmt For For For Abdushelishvili 6 Elect David Bryson Mgmt For Abstain Against 7 Elect Patrick Wolff Mgmt For Abstain Against 8 Elect Oleg V. Vyugin Mgmt For For For 9 Elect Gunter Eckhardt Mgmt For Abstain Against Rummler 10 Elect Reiner Hartmann Mgmt For Abstain Against 11 Elect Andreas Mgmt For Abstain Against Schierenbeck 12 Elect Maxim G. Shirokov Mgmt For Abstain Against 13 Elect Anna G. Belova Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Raspadskaya PJSC Ticker Security ID: Meeting Date Meeting Status RASP CINS X7457E106 05/19/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Appointment of Auditor Mgmt For For For 5 Authority to Reduce Mgmt For For For Share Capital 6 Amendments to Articles Mgmt For Abstain Against 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Marat Atnashev Mgmt For For For 9 Elect Colin B Donegan Mgmt For For For 10 Elect Aleksey A. Ivanov Mgmt For Abstain Against 11 Elect Nikolay V. Ivanov Mgmt For Abstain Against 12 Elect Aleksander V. Mgmt For Abstain Against Kuznetsov 13 Elect Ilya M. Lifshits Mgmt For Abstain Against 14 Elect Olga A. Mgmt For Abstain Against Pokrovskaja 15 Elect Sergey S. Mgmt For Abstain Against Stepanov 16 Elect Eric Stoyell Mgmt For Abstain Against 17 Elect Alexander V. Mgmt For Abstain Against Frolov ________________________________________________________________________________ Raspadskaya PJSC Ticker Security ID: Meeting Date Meeting Status RASP CINS X7457E106 09/30/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Interim Dividend Mgmt For For For (1H2019) 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ros Agro Plc Ticker Security ID: Meeting Date Meeting Status AGRO CINS 749655205 09/13/2019 Voted Meeting Type Country of Trade Special Cyprus Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Presiding Mgmt For For For Chair 2 Allocation of Mgmt For For For Profits/Dividends ________________________________________________________________________________ RPC United Wagon Company Ticker Security ID: Meeting Date Meeting Status UWGN CINS X7346Y107 11/08/2019 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Early Termination of Mgmt For For For Board Powers 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Aleksandr K. Mgmt For Abstain Against Sokolov 4 Elect Andrey R. Bokarev Mgmt For Abstain Against 5 Elect Vladimir V. Mgmt For Abstain Against Varivonchik 6 Elect MIkhail V. Mgmt For Abstain Against Khabarov 7 Elect Rakhman I. Mgmt For For For Khalilov 8 Elect Tymofey V. Mgmt For Abstain Against Khryapov 9 Elect Sergey V. Chagai Mgmt For Abstain Against 10 Amendments to Audit Mgmt For Abstain Against Commission Regulations 11 Early Termination of Mgmt For For For Audit Commission Powers 12 Election of Audit Mgmt For For For Commission 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sistema PJSFC Ticker Security ID: Meeting Date Meeting Status AFKS CINS 48122U204 06/27/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Elect Anna G. Belova Mgmt For For For 7 Elect Andrey A. Mgmt For Abstain Against Dubovskov 8 Elect Vladimir P. Mgmt For Abstain Against Evtushenkov 9 Elect Felix V. Mgmt For Abstain Against Evtushenkov 10 Elect Ron Sommer Mgmt For Abstain Against 11 Elect Robert S. Mgmt For Abstain Against Kocharyan 12 Elect Roger Munnings Mgmt For Abstain Against 13 Elect Vladimir S. Mgmt For Abstain Against Chirakhov 14 Elect Anatoly B. Mgmt For For For Chubais 15 Elect Mikhail V. Mgmt For Abstain Against Shamolin 16 Elect Etienne Schneider Mgmt For For For 17 Elect David Mgmt For Abstain Against Iakobachvili 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect Anna G. Belova Mgmt N/A For N/A 20 Elect Andrey A. Mgmt N/A Abstain N/A Dubovskov 21 Elect Vladimir P. Mgmt N/A Abstain N/A Evtushenkov 22 Elect Felix V. Mgmt N/A Abstain N/A Evtushenkov 23 Elect Ron Sommer Mgmt N/A Abstain N/A 24 Elect Robert S. Mgmt N/A Abstain N/A Kocharyan 25 Elect Roger Munnings Mgmt N/A Abstain N/A 26 Elect Vladimir S. Mgmt N/A Abstain N/A Chirakhov 27 Elect Anatoly B. Mgmt N/A For N/A Chubais 28 Elect Mikhail V. Mgmt N/A Abstain N/A Shamolin 29 Elect Etienne Schneider Mgmt N/A For N/A 30 Elect David Mgmt N/A Abstain N/A Iakobachvili 31 Appointment of Auditor Mgmt For For For (RAS) 32 Appointment of Auditor Mgmt For For For (IFRS) 33 Directors' Fees Mgmt For Against Against 34 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ VNV Global Ltd Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V143 06/23/2020 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Rights Issue Mgmt For For For 10 Issuance of Warrants Mgmt For For For w/o Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Vostok New Ventures Ltd. Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V143 05/12/2020 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Board Size Mgmt For For For 13 Number of Auditors Mgmt For For For 14 Directors' Fees Mgmt For Against Against 15 Authority to Set Mgmt For Against Against Auditor's Fees 16 Elect Lars O. Gronstedt Mgmt For For For 17 Elect Josh Blachman Mgmt For Against Against 18 Elect Per Brilioth Mgmt For For For 19 Elect Victoria Grace Mgmt For Against Against 20 Elect Ylva Lindquist Mgmt For For For 21 Elect Keith Richman Mgmt For Against Against 22 Elect Lars O. Mgmt For For For Gronstedt as Chair 23 Appointment of Auditor Mgmt For Against Against 24 Nomination Committee Mgmt For For For Guidelines 25 Remuneration Policy Mgmt For For For 26 Ltip 2020 Mgmt For For For 27 Amendments to Articles Mgmt For For For (LTIP) 28 Authority to Issue Mgmt For For For Shares (LTIP 2020) 29 Amendments to Articles Mgmt For For For (Change of Company Name) 30 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Vostok New Ventures Ltd. Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V143 05/12/2020 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Transfer of Mgmt For For For Incorporation to Sweden 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vostok New Ventures Ltd. Ticker Security ID: Meeting Date Meeting Status VNVSDB CINS G9392V143 08/22/2019 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Long-Term Incentive Mgmt For For For Plan 2019 7 Creation of New Share Mgmt For For For Class 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights Pursuant to LTIP 2019 9 Cancel 2019 Incentive Mgmt For For For Program 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Wholesale Generation Co.-2 Ticker Security ID: Meeting Date Meeting Status OGKB CINS X7762E106 06/24/2020 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Roman E. Abdullin Mgmt N/A Abstain N/A 6 Elect Denis V. Fyodorov Mgmt N/A Abstain N/A 7 Elect Irina Y. Mgmt N/A Abstain N/A Korobkina 8 Elect Aleksandr V. Mgmt N/A Abstain N/A Rogov 9 Elect Pavel O. Shatskiy Mgmt N/A Abstain N/A 10 Elect Yevgeny N. Mgmt N/A Abstain N/A Zemlyanoy 11 Elect Albert F. Mgmt N/A Abstain N/A Bikmurzin 12 Elect Artyom V. Mgmt N/A Abstain N/A Semikolenov 13 Elect Sergei A. Zaytsev Mgmt N/A Abstain N/A 14 Elect Valery G. Mgmt N/A For N/A Pyatnitsev 15 Elect Elena V. Mgmt N/A Abstain N/A Khimichuk 16 Elect Nikolay D. Mgmt N/A Abstain N/A Rogalev 17 Elect Nikita Y. Osin Mgmt N/A Abstain N/A 18 Amendments to Articles Mgmt For For For 19 Amendments to General Mgmt For For For Meeting Regulations 20 Amendments to Board Mgmt For For For Regulations 21 Amendments to CEO Mgmt For For For Regulations 22 Elect Vadim K. Bikulov Mgmt For For For 23 Elect Irina V. Larina Mgmt For For For 24 Elect Yury A. Mgmt For For For Linovitsky 25 Elect Margarita I. Mgmt For For For Mironova 26 Elect Evgeniy V. Mgmt For For For Poplyanov 27 Discontinuance of Mgmt For For For Audit Commission Regulations 28 Discontinuance of Mgmt For For For Audit Commission Remuneration Regulations 29 Appointment of Auditor Mgmt For For For 30 Directors' Fees Mgmt For Against Against 31 Related Party Mgmt For For For Transactions (Gazprom I) 32 Related Party Mgmt For For For Transactions (Gazprom II) Fund Name : VanEck Vectors Semiconductor ETF ________________________________________________________________________________ Advanced Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Caldwell Mgmt For For For 2 Elect Nora M. Denzel Mgmt For For For 3 Elect D. Mark Durcan Mgmt For For For 4 Elect Michael P. Mgmt For For For Gregoire 5 Elect Joseph A. Mgmt For For For Householder 6 Elect John W. Marren Mgmt For For For 7 Elect Lisa T. Su Mgmt For For For 8 Elect Abhijit Y. Mgmt For For For Talwalkar 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Vincent Roche Mgmt For For For 3 Elect James A. Champy Mgmt For For For 4 Elect Anantha P. Mgmt For Against Against Chandrakasan 5 Elect Bruce R. Evans Mgmt For For For 6 Elect Edward H. Frank Mgmt For For For 7 Elect Karen M. Golz Mgmt For For For 8 Elect Mark M. Little Mgmt For For For 9 Elect Kenton J. Mgmt For For For Sicchitano 10 Elect Susie Wee Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2020 Mgmt For For For Equity Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Applied Materials, Inc. Ticker Security ID: Meeting Date Meeting Status AMAT CUSIP 038222105 03/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Eric Chen Mgmt For For For 3 Elect Aart J. de Geus Mgmt For For For 4 Elect Gary E. Dickerson Mgmt For For For 5 Elect Stephen R. Mgmt For For For Forrest 6 Elect Thomas J. Mgmt For For For Iannotti 7 Elect Alexander A. Mgmt For For For Karsner 8 Elect Adrianna C. Ma Mgmt For For For 9 Elect Yvonne McGill Mgmt For For For 10 Elect Scott A. McGregor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Permit Shareholders To Mgmt For For For Act By Written Consent ________________________________________________________________________________ ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059210 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Discussion of the Mgmt For For For Dividend Policy 4 Ratification of Mgmt For For For Management Board Acts 5 Ratification of Mgmt For For For Supervisory Board Acts 6 Long Term Incentive Mgmt For For For Plan; Authority to Issue Shares 7 Management Board Mgmt For For For Remuneration Policy 8 Supervisory Board Mgmt For For For Remuneration Policy 9 Elect Annet P. Aris to Mgmt For For For the Supervisory Board 10 Elect D. Mark Durcan Mgmt For For For to the Supervisory Board 11 Elect Warren A. East Mgmt For For For to the Supervisory Board 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Suppress Mgmt For For For Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights in Connection with Mergers, Acquisitions and Alliances 16 Authority to Suppress Mgmt For For For Preemptive Rights in Connection with Mergers, Acquisitions and Alliances 17 Authority to Mgmt For For For Repurchase Ordinary Shares 18 Authority to Mgmt For For For Repurchase Additional Ordinary Shares 19 Authority to Cancel Mgmt For For For Repurchased Shares ________________________________________________________________________________ Broadcom Inc. Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP 11135F101 03/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hock E. Tan Mgmt For For For 2 Elect Dr. Henry S. Mgmt For For For Samueli 3 Elect Eddy W. Mgmt For For For Hartenstein 4 Elect Diane M. Bryant Mgmt For For For 5 Elect Gayla J. Delly Mgmt For For For 6 Elect Raul J. Fernandez Mgmt For For For 7 Elect Check Kian Low Mgmt For For For 8 Elect Justine F. Page Mgmt For For For 9 Elect Harry L. You Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cadence Design Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CDNS CUSIP 127387108 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark W. Adams Mgmt For For For 2 Elect Susan L. Bostrom Mgmt For For For 3 Elect Ita M. Brennan Mgmt For For For 4 Elect Lewis Chew Mgmt For For For 5 Elect James D. Plummer Mgmt For For For 6 Elect Alberto Mgmt For For For Sangiovanni-Vincentelli 7 Elect John B. Shoven Mgmt For For For 8 Elect Young K. Sohn Mgmt For For For 9 Elect Lip-Bu Tan Mgmt For For For 10 Amendment to the Mgmt For For For Omnibus Equity Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James J. Goetz Mgmt For For For 2 Elect Alyssa Henry Mgmt For For For 3 Elect Omar Ishrak Mgmt For For For 4 Elect Risa Mgmt For For For Lavizzo-Mourey 5 Elect Tsu-Jae King Liu Mgmt For For For 6 Elect Gregory D. Smith Mgmt For For For 7 Elect Robert H. Swan Mgmt For For For 8 Elect Andrew Wilson Mgmt For For For 9 Elect Frank D. Yeary Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan 13 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 14 Shareholder Proposal ShrHoldr Against Against For Regarding Median Gender and Racial Pay Equity Report ________________________________________________________________________________ KLA Corporation Ticker Security ID: Meeting Date Meeting Status KLAC CUSIP 482480100 11/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward W. Mgmt For For For Barnholt 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect Jeneanne Hanley Mgmt For For For 4 Elect Emiko Higashi Mgmt For For For 5 Elect Kevin J. Kennedy Mgmt For For For 6 Elect Gary B. Moore Mgmt For For For 7 Elect Kiran M. Patel Mgmt For For For 8 Elect Victor Peng Mgmt For For For 9 Elect Robert A. Rango Mgmt For For For 10 Elect Richard P. Mgmt For For For Wallace 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 11/05/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sohail U. Ahmed Mgmt For For For 1.2 Elect Timothy M. Archer Mgmt For For For 1.3 Elect Eric K. Brandt Mgmt For For For 1.4 Elect Michael R. Cannon Mgmt For For For 1.5 Elect Youssef A. Mgmt For For For El-Mansy 1.6 Elect Catherine P. Lego Mgmt For For For 1.7 Elect Bethany J. Mayer Mgmt For For For 1.8 Elect Abhijit Y. Mgmt For For For Talwalkar 1.9 Elect Rick Lih-Shyng Mgmt For For For TSAI 1.10 Elect Leslie F. Varon Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/07/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Mgmt For For For Sullivan 2 Elect Tunc Doluca Mgmt For For For 3 Elect Tracy C. Accardi Mgmt For For For 4 Elect James R. Bergman Mgmt For For For 5 Elect Joseph R. Bronson Mgmt For For For 6 Elect Robert E. Grady Mgmt For For For 7 Elect Mercedes Johnson Mgmt For For For 8 Elect William D. Mgmt For For For Watkins 9 Elect MaryAnn Wright Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steve Sanghi Mgmt For For For 2 Elect Matthew W. Mgmt For For For Chapman 3 Elect L. B. Day Mgmt For Against Against 4 Elect Esther L. Johnson Mgmt For For For 5 Elect Wade F. Meyercord Mgmt For For For 6 Amendment to the 2004 Mgmt For For For Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Human Rights Risks ________________________________________________________________________________ Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 01/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert L. Bailey Mgmt For For For 2 Elect Richard M. Beyer Mgmt For For For 3 Elect Steven J. Gomo Mgmt For For For 4 Elect Mary Pat McCarthy Mgmt For For For 5 Elect Sanjay Mehrotra Mgmt For For For 6 Elect Robert E. Switz Mgmt For For For 7 Elect MaryAnn Wright Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert K. Burgess Mgmt For For For 2 Elect Tench Coxe Mgmt For For For 3 Elect Persis S. Drell Mgmt For For For 4 Elect Jen-Hsun Huang Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect Harvey C. Jones Mgmt For For For 7 Elect Michael G. Mgmt For For For McCaffery 8 Elect Stephen C. Neal Mgmt For For For 9 Elect Mark L. Perry Mgmt For For For 10 Elect A. Brooke Seawell Mgmt For For For 11 Elect Mark A. Stevens Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 15 Amendment to the 2012 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ NXP Semiconductors N.V. Ticker Security ID: Meeting Date Meeting Status NXPI CUSIP N6596X109 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For Acts 3 Elect Kurt Sievers Mgmt For For For 4 Elect Peter L. Bonfield Mgmt For For For 5 Elect Kenneth A. Mgmt For For For Goldman 6 Elect Josef Kaeser Mgmt For Against Against 7 Elect Lena Olving Mgmt For For For 8 Elect Peter Smitham Mgmt For For For 9 Elect Julie Southern Mgmt For For For 10 Elect Jasmin Staiblin Mgmt For For For 11 Elect Gregory L. Summe Mgmt For For For 12 Elect Karl-Henrik Mgmt For For For Sundstrom 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Suppress Mgmt For For For Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares 16 Authority to Cancel Mgmt For For For Repurchased Shares 17 Appointment of Auditor Mgmt For For For 18 Committee Fees Mgmt For For For 19 Amendment to Articles Mgmt For For For Regarding Quorum 20 Advisory Vote on Mgmt For For For Executive Compensation 21 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ON CUSIP 682189105 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Atsushi Abe Mgmt For For For 2 Elect Alan Campbell Mgmt For For For 3 Elect Gilles Delfassy Mgmt For For For 4 Elect Emmanuel T. Mgmt For For For Hernandez 5 Elect Keith D. Jackson Mgmt For For For 6 Elect Paul A. Mgmt For For For Mascarenas 7 Elect Christine Y. Yan Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qorvo, Inc. Ticker Security ID: Meeting Date Meeting Status QRVO CUSIP 74736K101 08/06/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph G. Quinsey Mgmt For For For 1.2 Elect Robert A. Mgmt For For For Bruggeworth 1.3 Elect Jeffery Gardner Mgmt For Withhold Against 1.4 Elect John R. Harding Mgmt For For For 1.5 Elect David H.Y. Ho Mgmt For For For 1.6 Elect Roderick D. Mgmt For For For Nelson 1.7 Elect Walden C. Rhines Mgmt For For For 1.8 Elect Susan L. Spradley Mgmt For For For 1.9 Elect Walter H. Mgmt For Withhold Against Wilkinson, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Fields Mgmt For For For 2 Elect Jeffrey W. Mgmt For For For Henderson 3 Elect Ann M. Livermore Mgmt For For For 4 Elect Harish Manwani Mgmt For For For 5 Elect Mark D. Mgmt For For For McLaughlin 6 Elect Steven M. Mgmt For For For Mollenkopf 7 Elect Clark T. Randt, Mgmt For For For Jr. 8 Elect Irene B. Mgmt For For For Rosenfeld 9 Elect Neil Smit Mgmt For For For 10 Elect Anthony J. Mgmt For For For Vinciquerra 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2016 Mgmt For For For Long-Term Incentive Plan 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Aldrich Mgmt For For For 2 Elect Alan S. Batey Mgmt For For For 3 Elect Kevin L. Beebe Mgmt For For For 4 Elect Timothy R. Furey Mgmt For For For 5 Elect Liam K. Griffin Mgmt For For For 6 Elect Christine King Mgmt For For For 7 Elect David P. McGlade Mgmt For For For 8 Elect Robert A. Mgmt For For For Schriesheim 9 Elect Kimberly S. Mgmt For For For Stevenson 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 13 Elimination of Mgmt For For For Supermajority Requirement Relating to Approval of a Merger or Consolidation, Disposition of All or Substantially All Assets, or Substantial Issuance of Securities 14 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Approval of Business Combination with Any Related Person 15 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Amendment of Charter Provisions Governing Directors 16 Elimination of Mgmt For For For Supermajority Requirement Relating to Stockholder Amendment of the Charter Provision Governing Action by Shareholders 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ STMicroelectronics N.V. Ticker Security ID: Meeting Date Meeting Status STM CUSIP 861012102 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Report Mgmt For Against Against 2 Supervisory Board Mgmt For For For Remuneration Policy 3 Management Board Mgmt For Against Against Remuneration Policy 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For Against Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Equity Grant Mgmt For Against Against 10 Elect Ana de Pro Mgmt For For For Gonzalo to the Supervisory Board 11 Elect Yann Delabriere Mgmt For For For to the Supervisory Board 12 Elect Heleen H. Mgmt For Against Against Kersten to the Supervisory Board 13 Elect Alessandro Mgmt For Against Against Rivera to the Supervisory Board 14 Elect Frederic Sanchez Mgmt For Against Against to the Supervisory Board 15 Elect Maurizio Mgmt For Against Against Tamagnini to the Supervisory Board 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 18 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights for Mergers and Acquisitions ________________________________________________________________________________ Taiwan Semiconductor Manufacturing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Amendments to Mgmt For For For Procedural Rules-Capital Loans 3.1 Elect Yancey HAI Mgmt For For For ________________________________________________________________________________ Teradyne, Inc. Ticker Security ID: Meeting Date Meeting Status TER CUSIP 880770102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael A. Mgmt For For For Bradley 2 Elect Edwin J. Gillis Mgmt For For For 3 Elect Timothy E. Mgmt For For For Guertin 4 Elect Mark E. Jagiela Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Marilyn Matz Mgmt For For For 7 Elect Paul J. Tufano Mgmt For For For 8 Elect Roy A. Vallee Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/23/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark A. Blinn Mgmt For For For 2 Elect Todd M. Bluedorn Mgmt For For For 3 Elect Janet F. Clark Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Martin S. Mgmt For For For Craighead 6 Elect Jean M. Hobby Mgmt For For For 7 Elect Michael D. Hsu Mgmt For For For 8 Elect Ronald Kirk Mgmt For For For 9 Elect Pamela H. Patsley Mgmt For For For 10 Elect Robert E. Sanchez Mgmt For For For 11 Elect Richard K. Mgmt For For For Templeton 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Display Corporation Ticker Security ID: Meeting Date Meeting Status OLED CUSIP 91347P105 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven V. Mgmt For For For Abramson 2 Elect Cynthia J. Mgmt For For For Comparin 3 Elect Richard C. Elias Mgmt For For For 4 Elect Elizabeth H. Mgmt For For For Gemmill 5 Elect C. Keith Hartley Mgmt For For For 6 Elect Celia M. Joseph Mgmt For For For 7 Elect Lawrence Lacerte Mgmt For For For 8 Elect Sidney D. Mgmt For Against Against Rosenblatt 9 Elect Sherwin I. Mgmt For For For Seligsohn 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis Segers Mgmt For For For 2 Elect Raman Chitkara Mgmt For For For 3 Elect Saar Gillai Mgmt For For For 4 Elect Ronald S. Jankov Mgmt For For For 5 Elect Mary Louise Mgmt For For For Krakauer 6 Elect Thomas H. Lee Mgmt For For For 7 Elect J. Michael Mgmt For For For Patterson 8 Elect Victor Peng Mgmt For For For 9 Elect Marshall C. Mgmt For For For Turner, Jr. 10 Elect Elizabeth W. Mgmt For For For Vanderslice 11 Approval of Amendment Mgmt For For For to the 1990 Employee Qualified Stock Purchase Plan 12 Approval of Amendment Mgmt For For For to the 2007 Equity Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Steel ETF ________________________________________________________________________________ AK Steel Holding Corporation Ticker Security ID: Meeting Date Meeting Status AKS CUSIP 001547108 03/10/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cleveland-Cliffs Mgmt For For For Transaction 2 Advisory Vote on Mgmt For Against Against Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Allegheny Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status ATI CUSIP 01741R102 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James C. Diggs Mgmt For For For 2 Elect J. Brett Harvey Mgmt For For For 3 Elect David J. Mgmt For For For Morehouse 4 Approval of the 2020 Mgmt For For For Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MTL CUSIP 03938L203 06/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consolidated Accounts Mgmt For For For and Reports 2 Accounts and Reports Mgmt For For For 3 Approve Omission of Mgmt For For For Dividends 4 Allocation of Losses Mgmt For For For 5 Remuneration Policy Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Elect Lakshmi N. Mittal Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Elect Michel Wurth Mgmt For For For 12 Elect Aditya Mittal Mgmt For For For 13 Elect Etienne Schneider Mgmt For For For 14 Authority to Mgmt For For For Repurchase and Reissue Shares 15 Appointment of Auditor Mgmt For For For 16 Performance Share Unit Mgmt For For For Plan 17 Increase in Authorised Mgmt For For For Capital ________________________________________________________________________________ Carpenter Technology Corporation Ticker Security ID: Meeting Date Meeting Status CRS CUSIP 144285103 10/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Viola L. Acoff Mgmt For For For 1.2 Elect I. Martin Inglis Mgmt For For For 1.3 Elect Stephen M. Ward, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Stock-Based Incentive Compensation Plan ________________________________________________________________________________ Cleveland-Cliffs Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 185899101 03/10/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 AK Steel Issuance Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Cleveland-Cliffs Inc. Ticker Security ID: Meeting Date Meeting Status CLF CUSIP 185899101 04/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Baldwin Mgmt For For For 2 Elect Robert P. Mgmt For For For Fisher, Jr. 3 Elect William K. Gerber Mgmt For For For 4 Elect C. Lourenco Mgmt For For For Goncalves 5 Elect Susan M. Green Mgmt For For For 6 Elect M. Ann Harlan Mgmt For For For 7 Elect Ralph S. Mgmt For For For Michael, III 8 Elect Janet L. Miller Mgmt For For For 9 Elect Eric M. Rychel Mgmt For For For 10 Elect Gabriel Stoliar Mgmt For For For 11 Elect Douglas C. Taylor Mgmt For For For 12 Elect Arlene M. Yocum Mgmt For For For 13 Elect John T. Baldwin Mgmt For For For 14 Elect Robert P. Mgmt For For For Fisher, Jr. 15 Elect C. Lourenco Mgmt For For For Goncalves 16 Elect Susan M. Green Mgmt For For For 17 Elect M. Ann Harlan Mgmt For For For 18 Elect Janet L. Miller Mgmt For For For 19 Elect Joseph A. Mgmt For For For Rutkowski 20 Elect Eric M. Rychel Mgmt For For For 21 Elect Michael D. Siegal Mgmt For For For 22 Elect Gabriel Stoliar Mgmt For For For 23 Elect Douglas C. Taylor Mgmt For For For 24 Advisory Vote on Mgmt For Against Against Executive Compensation 25 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Commercial Metals Company Ticker Security ID: Meeting Date Meeting Status CMC CUSIP 201723103 01/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vicki L. Avril Mgmt For For For 1.2 Elect Sarah E. Raiss Mgmt For For For 1.3 Elect J. David Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Gibraltar Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ROCK CUSIP 374689107 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark G. Barberio Mgmt For For For 2 Elect William T. Bosway Mgmt For For For 3 Elect Sharon M. Brady Mgmt For For For 4 Elect Craig A. Hindman Mgmt For For For 5 Elect Vinod M. Khilnani Mgmt For For For 6 Elect Linda K. Myers Mgmt For For For 7 Elect William P. Mgmt For For For Montague 8 Elect James B. Nish Mgmt For For For 9 Elect Atlee Valentine Mgmt For For For Pope 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lloyd J. Austin, Mgmt For For For III 1.2 Elect Patrick J. Mgmt For For For Dempsey 1.3 Elect Christopher J. Mgmt For For For Kearney 1.4 Elect Laurette T. Mgmt For For For Koellner 1.5 Elect Joseph D. Rupp Mgmt For For For 1.6 Elect Leon J. Topalian Mgmt For For For 1.7 Elect John H. Walker Mgmt For For For 1.8 Elect Nadja Y. West Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2014 Mgmt For For For Omnibus Incentive Compensation Plan ________________________________________________________________________________ Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Wolfort Mgmt For For For 1.2 Elect Dirk A. Mgmt For For For Kempthorne 1.3 Elect Idalene F. Kesner Mgmt For For For 1.4 Elect Richard P. Mgmt For For For Stovsky 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Uncontested Elections of Directors ________________________________________________________________________________ Posco Ticker Security ID: Meeting Date Meeting Status 005490 CUSIP 693483109 03/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For and Allocation of Profits/Dividends 2 Elect CHANG In Hwa Mgmt For For For 3 Elect CHON Jung Son Mgmt For Against Against 4 Elect KIM Hag Dong Mgmt For For For 5 Elect JEONG Tak Mgmt For For For 6 Elect JANG Seung Hwa Mgmt For For For 7 Election of Audit Mgmt For For For Committee Member: PARK Heui Jae 8 Directors' Fees Mgmt For For For ________________________________________________________________________________ Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sarah J. Anderson Mgmt For For For 2 Elect Lisa L. Baldwin Mgmt For For For 3 Elect Karen W. Colonias Mgmt For For For 4 Elect John G. Figueroa Mgmt For For For 5 Elect David H. Hannah Mgmt For For For 6 Elect James D. Hoffman Mgmt For For For 7 Elect Mark V. Kaminski Mgmt For For For 8 Elect Robert A. McEvoy Mgmt For For For 9 Elect Andrew G. Mgmt For For For Sharkey III 10 Elect Douglas W. Mgmt For For For Stotlar 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2015 Mgmt For For For Incentive Award Plan 14 Amendment to the Mgmt For For For Director Equity Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access Bylaw Amendment ________________________________________________________________________________ Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 04/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Report Mgmt For For For (Advisory) 4 Approve Termination Mgmt For For For Benefits 5 Elect Hinda Gharbi Mgmt For For For 6 Elect Jennifer Nason Mgmt For For For 7 Elect Ngaire Woods Mgmt For For For 8 Elect Megan E. Clark Mgmt For For For 9 Elect David W. Mgmt For For For Constable 10 Elect Simon P. Henry Mgmt For For For 11 Elect Jean-Sebastien Mgmt For For For D.F. Jacques 12 Elect Sam H. Laidlaw Mgmt For For For 13 Elect Michael G. Mgmt For For For L'Estrange 14 Elect Simon McKeon Mgmt For For For 15 Elect Jakob Stausholm Mgmt For For For 16 Elect Simon R. Thompson Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Authorisation of Mgmt For For For Political Donations 20 Amendments to Articles Mgmt For For For (General Updates) 21 Amendments to Articles Mgmt For For For (Hybrid Meetings) 22 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 24 Authority to Mgmt For For For Repurchase Shares 25 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Ryerson Holding Corporation Ticker Security ID: Meeting Date Meeting Status RYI CUSIP 783754104 05/22/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kirk K. Calhoun Mgmt For For For 1.2 Elect Jacob Kotzubei Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Schnitzer Steel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SCHN CUSIP 806882106 01/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wayland R. Hicks Mgmt For For For 1.2 Elect Judith A. Mgmt For For For Johansen 1.3 Elect Tamara L. Mgmt For For For Lundgren 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark D. Millett Mgmt For For For 1.2 Elect Sheree Bargabos Mgmt For For For 1.3 Elect Keith E. Busse Mgmt For For For 1.4 Elect Frank D. Byrne Mgmt For For For 1.5 Elect Kenneth W. Cornew Mgmt For For For 1.6 Elect Traci M. Dolan Mgmt For For For 1.7 Elect James C. Mgmt For For For Marcuccilli 1.8 Elect Bradley S. Seaman Mgmt For For For 1.9 Elect Gabriel L. Mgmt For For For Shaheen 1.10 Elect Steven A. Mgmt For For For Sonnenberg 1.11 Elect Richard P. Mgmt For For For Teets, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SunCoke Energy, Inc. Ticker Security ID: Meeting Date Meeting Status SXC CUSIP 86722A103 06/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Martha Z. Carnes Mgmt For For For 2 Elect Michael G. Rippey Mgmt For For For 3 Elect James E. Sweetnam Mgmt For For For 4 Repeal of Classified Mgmt For For For Board 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 06/02/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Board Mgmt For For For and Auditor Report 2 Consolidated Accounts Mgmt For For For and Reports 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Ratification of Board Mgmt For Against Against Acts 6 Election of Directors Mgmt For Against Against (Slate) 7 Remuneration Policy Mgmt For Against Against 8 Remuneration Report Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Mgmt For For For Repurchase Shares 11 Authorisation of Mgmt For For For Electronic Communication 12 Increase in Authorised Mgmt For Against Against Capital ________________________________________________________________________________ Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 88031M109 07/29/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Delisting from the Mgmt For For For BYMA Stock Exchange 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 06/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of Mgmt For For For Consolidated Financial Statements 2 Approval of 2019 Mgmt For For For Reports 3 Allocation of Profits Mgmt For For For and Dividends 4 Ratification of Board Mgmt For For For Acts 5 Election of Directors Mgmt For Against Against (Slate) 6 Directors' Compensation Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Mgmt For For For Attorney-in-Fact 9 Renewal of Authorised Mgmt For For For Capital ________________________________________________________________________________ TimkenSteel Corporation Ticker Security ID: Meeting Date Meeting Status TMST CUSIP 887399103 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall H. Mgmt For For For Edwards 1.2 Elect Leila L. Vespoli Mgmt For For For 1.3 Elect Randall A. Mgmt For For For Wotring 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2020 Mgmt For For For Equity and Incentive Compensation Plan ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David B. Burritt Mgmt For For For 2 Elect Patricia Diaz Mgmt For For For Dennis 3 Elect Dan O. Dinges Mgmt For For For 4 Elect John J. Engel Mgmt For For For 5 Elect John V. Faraci Mgmt For For For 6 Elect Murry S. Gerber Mgmt For For For 7 Elect Stephen J. Girsky Mgmt For For For 8 Elect Jeh C. Johnson Mgmt For For For 9 Elect Paul A. Mgmt For For For Mascarenas 10 Elect Michael H. Mgmt For For For McGarry 11 Elect Eugene B. Mgmt For For For Sperling 12 Elect David S. Mgmt For For For Sutherland 13 Elect Patricia A. Mgmt For For For Tracey 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2016 Mgmt For For For Omnibus Incentive Compensation Plan ________________________________________________________________________________ Vale SA Ticker Security ID: Meeting Date Meeting Status VALE3 CUSIP 91912E105 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Request Cumulative Mgmt For Against Against Voting 3 Election of Directors Mgmt For Against Against 4 Approve Recasting of Mgmt For Against Against Votes for Amended Slate 5.1 Allocate Cumulative Mgmt For For For Votes to Jose Mauricio Pereira 5.2 Allocate Cumulative Mgmt For Withhold Against Votes to Fernando Jorge Buso G 5.3 Allocate Cumulative Mgmt For Withhold Against Votes to Oscar Augusto Camargo 5.4 Allocate Cumulative Mgmt For For For Votes to Jose Luciano Duarte P 5.5 Allocate Cumulative Mgmt For For For Votes to Eduardo de Oliveira R 5.6 Allocate Cumulative Mgmt For For For Votes to Marcel Juviniano Barr 5.7 Allocate Cumulative Mgmt For For For Votes to Toshiya Asahi 5.8 Allocate Cumulative Mgmt For For For Votes to Roger Allan Downey 5.9 Allocate Cumulative Mgmt For Withhold Against Votes to Murilo Cesar Lemos do 5.10 Allocate Cumulative Mgmt For For For Votes to Isabella Saboya de Al 5.11 Allocate Cumulative Mgmt For For For Votes to Sandra Maria Guerra d 5.12 Allocate Cumulative Mgmt For For For Votes to Marcelo Gasparino da 6 Request Separate Mgmt For Abstain Against Election for Board Member/s 7 Election of Mgmt For Against Against Supervisory Council 8 Approve Recasting of Mgmt For Against Against Votes for Amended Supervisory Council Slate 9 Remuneration Policy Mgmt For Against Against 10 Amendments to Mgmt For For For Articles; Consolidation of Articles 11 Merger Agreement Mgmt For For For Ferrous Resources do Brasil S.A. ("Ferrous") and Mineracao Jacuipe S.A. ("Jacuipe") 12 Ratification of Mgmt For For For Appointment of Appraiser for Ferrous and Jacuipe 13 Valuation Report of Mgmt For For For Ferrous and Jacuipe 14 Merger by Absorption Mgmt For For For (Ferrous and Jacuipe) 15 Merger Agreement (MSG, Mgmt For For For MSE, Retiro Novo and Guariba) 16 Ratification of Mgmt For For For Appointment of Appraiser for MSG, MSE, Retiro Novo and Guariba 17 Valuation Report of Mgmt For For For MSG, MSE, Retiro Novo and Guariba 18 Merger by Absorption Mgmt For For For (MSG, MSE, Retiro Novo and Guariba) ________________________________________________________________________________ Vedanta Limited Ticker Security ID: Meeting Date Meeting Status VEDL CUSIP 92242Y100 06/24/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Voluntary Delisting Mgmt For For For ________________________________________________________________________________ Vedanta Limited Ticker Security ID: Meeting Date Meeting Status VEDL CUSIP 92242Y100 12/06/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Continuation of Office Mgmt For For For of Krishnamurthi Venkataramanan as a Non-Executive Independent Director 2 Elect Krishnamurthi Mgmt For For For Venkataramanan ________________________________________________________________________________ Warrior Met Coal, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 93627C101 04/24/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen D. Mgmt For For For Williams 1.2 Elect Ana B. Amicarella Mgmt For For For 1.3 Elect J. Brett Harvey Mgmt For For For 1.4 Elect Walter J. Mgmt For For For Scheller, III 1.5 Elect Alan H. Mgmt For For For Schumacher 1.6 Elect Gareth N. Turner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of Section Mgmt For For For 382 Rights Agreement 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/25/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kerrii B. Mgmt For For For Anderson 1.2 Elect David P. Blom Mgmt For For For 1.3 Elect John P. McConnell Mgmt For For For 1.4 Elect Mary Schiavo Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 1997 Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Unconventional Oil & Gas ETF ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 08/08/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Golden Parachutes ________________________________________________________________________________ Antero Resources Corp Ticker Security ID: Meeting Date Meeting Status AR CUSIP 03674X106 06/17/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul M. Rady Mgmt For For For 1.2 Elect Glen C. Warren, Mgmt For Withhold Against Jr. 1.3 Elect Thomas B. Tyree, Mgmt For For For Jr 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 5 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Annell R. Bay Mgmt For For For 2 Elect John J. Mgmt For For For Christmann IV 3 Elect Juliet S. Ellis Mgmt For For For 4 Elect Chansoo Joung Mgmt For For For 5 Elect Rene R. Joyce Mgmt For For For 6 Elect John E. Lowe Mgmt For For For 7 Elect William C. Mgmt For For For Montgomery 8 Elect Amy H. Nelson Mgmt For For For 9 Elect Daniel W. Rabun Mgmt For For For 10 Elect Peter A. Ragauss Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ ARC Resources Ltd. Ticker Security ID: Meeting Date Meeting Status ARX CUSIP 00208D408 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Farhad Ahrabi Mgmt For For For 1.2 Elect David R. Collyer Mgmt For For For 1.3 Elect John P. Dielwart Mgmt For For For 1.4 Elect Harold N. Kvisle Mgmt For For For 1.5 Elect Kathleen M. Mgmt For For For O'Neill 1.6 Elect Herbert C. Mgmt For For For Pinder, Jr. 1.7 Elect William G. Sembo Mgmt For For For 1.8 Elect Nancy L. Smith Mgmt For For For 1.9 Elect Terry M. Anderson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dorothy M. Ables Mgmt For Withhold Against 1.2 Elect Rhys J. Best Mgmt For Withhold Against 1.3 Elect Robert S. Boswell Mgmt For For For 1.4 Elect Amanda M. Brock Mgmt For For For 1.5 Elect Peter B. Delaney Mgmt For For For 1.6 Elect Dan O. Dinges Mgmt For For For 1.7 Elect Robert Kelley Mgmt For For For 1.8 Elect W. Matt Ralls Mgmt For Withhold Against 1.9 Elect Marcus A. Watts Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Carrizo Oil & Gas Inc. Ticker Security ID: Meeting Date Meeting Status CRZO CUSIP 144577103 11/14/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with Callon Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Carrizo Oil & Gas Inc. Ticker Security ID: Meeting Date Meeting Status CRZO CUSIP 144577103 12/20/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger with Callon Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Keith M. Casey Mgmt For For For 2.2 Elect Susan F. Dabarno Mgmt For For For 2.3 Elect Jane E. Kinney Mgmt For For For 2.4 Elect Harold N. Kvisle Mgmt For For For 2.5 Elect Steven F. Leer Mgmt For For For 2.6 Elect M. George Lewis Mgmt For For For 2.7 Elect Keith A. MacPhail Mgmt For For For 2.8 Elect Richard J. Mgmt For For For Marcogliese 2.9 Elect Claude Mongeau Mgmt For For For 2.10 Elect Alexander J. Mgmt For For For Pourbaix 2.11 Elect Rhonda I. Zygocki Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 04/13/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For 2 Decrease of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Hogenson Mgmt For For For 2 Elect Paul N. Eckley Mgmt For Against Against 3 Elect Thomas E. Jorden Mgmt For For For 4 Elect Floyd R. Price Mgmt For Against Against 5 Elect Frances M. Mgmt For For For Vallejo 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CNX Resources Corporation Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 12653C108 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Palmer Mgmt For For For Clarkson 2 Elect Nicholas J. Mgmt For For For Deluliis 3 Elect Maureen Mgmt For For For Lally-Green 4 Elect Bernard Lanigan, Mgmt For For For Jr. 5 Elect William N. Mgmt For For For Thorndike, Jr. 6 Elect Ian McGuire Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Amendment to the Mgmt For For For Equity and Incentive Compensation Plan ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy A. Leach Mgmt For For For 2 Elect William H. Mgmt For For For Easter III 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For For For 2 Elect Caroline Maury Mgmt For For For Devine 3 Elect John V. Faraci Mgmt For For For 4 Elect Jody Freeman Mgmt For For For 5 Elect Gay Huey Evans Mgmt For For For 6 Elect Jeffrey A. Mgmt For For For Joerres 7 Elect Ryan M. Lance Mgmt For For For 8 Elect William H. Mgmt For For For McRaven 9 Elect Sharmila Mulligan Mgmt For For For 10 Elect Arjun N. Murti Mgmt For For For 11 Elect Robert A. Niblock Mgmt For For For 12 Elect David T. Seaton Mgmt For For For 13 Elect R. A. Walker Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Continental Resources, Inc. Ticker Security ID: Meeting Date Meeting Status CLR CUSIP 212015101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William B. Berry Mgmt For For For 1.2 Elect Shelly Lambertz Mgmt For For For 1.3 Elect Timothy G. Taylor Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Crescent Point Energy Corp. Ticker Security ID: Meeting Date Meeting Status CPG CUSIP 22576C101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Craig Bryksa Mgmt For For For 2.2 Elect Laura A. Cillis Mgmt For For For 2.3 Elect James E. Craddock Mgmt For For For 2.4 Elect John P. Dielwart Mgmt For For For 2.5 Elect Ted Goldthorpe Mgmt For For For 2.6 Elect Mike Jackson Mgmt For For For 2.7 Elect Jennifer F. Koury Mgmt For For For 2.8 Elect Francois Langlois Mgmt For For For 2.9 Elect Barbara Munroe Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stated Capital Mgmt For For For Reduction 5 Amendment to the Mgmt For For For Restricted Share Bonus Plan 6 Amendments to Articles Mgmt For For For Regarding Virtual Meetings 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara M. Mgmt For For For Baumann 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect Ann G. Fox Mgmt For For For 1.4 Elect David A. Hager Mgmt For For For 1.5 Elect Robert H. Henry Mgmt For For For 1.6 Elect Michael M. Mgmt For For For Kanovsky 1.7 Elect John Krenicki, Mgmt For For For Jr. 1.8 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.9 Elect Duane C. Radtke Mgmt For For For 1.10 Elect Keith O. Rattie Mgmt For For For 1.11 Elect Mary P. Mgmt For For For Ricciardello 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Diamondback Energy, Inc. Ticker Security ID: Meeting Date Meeting Status FANG CUSIP 25278X109 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven E. West Mgmt For For For 2 Elect Travis D. Stice Mgmt For For For 3 Elect Vincent K. Brooks Mgmt For For For 4 Elect Michael P. Cross Mgmt For For For 5 Elect David L. Houston Mgmt For For For 6 Elect Stephanie K. Mgmt For For For Mains 7 Elect Mark L. Plaumann Mgmt For For For 8 Elect Melanie M. Trent Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 01/14/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reorganization and Mgmt For For For Re-Domiciliation 2 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Enerplus Corporation Ticker Security ID: Meeting Date Meeting Status ERF CUSIP 292766102 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elliott Pew Mgmt For For For 1.2 Elect Judith D. Buie Mgmt For For For 1.3 Elect Karen E. Mgmt For For For Clarke-Whistler 1.4 Elect Michael R. Mgmt For For For Culbert 1.5 Elect Ian C. Dundas Mgmt For For For 1.6 Elect Hilary A. Foulkes Mgmt For For For 1.7 Elect Robert B. Hodgins Mgmt For For For 1.8 Elect Susan M. Mgmt For For For MacKenzie 1.9 Elect Jeffrey W. Sheets Mgmt For For For 1.10 Elect Sheldon B. Mgmt For For For Steeves 2 Appointment of Auditor Mgmt For For For 3 Amendment to Share Mgmt For For For Award Incentive Plan 4 Approval of Mgmt For For For Unallocated Restricted and Performance Share Awards Under the Share Award Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet F. Clark Mgmt For Against Against 2 Elect Charles R. Crisp Mgmt For Against Against 3 Elect Robert P. Daniels Mgmt For Against Against 4 Elect James C. Day Mgmt For Against Against 5 Elect C. Christopher Mgmt For Against Against Gaut 6 Elect Julie J. Mgmt For Against Against Robertson 7 Elect Donald F. Textor Mgmt For Against Against 8 Elect William R. Thomas Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lydia I. Beebe Mgmt For For For 2 Elect Philip G. Behrman Mgmt For For For 3 Elect Lee M. Canaan Mgmt For For For 4 Elect Janet L. Carrig Mgmt For For For 5 Elect Dr. Kathryn J. Mgmt For For For Jackson 6 Elect John F. McCartney Mgmt For For For 7 Elect James T. Mgmt For For For McManus, II 8 Elect Anita M. Powers Mgmt For For For 9 Elect Daniel J. Rice IV Mgmt For For For 10 Elect Toby Z. Rice Mgmt For For For 11 Elect Stephen A. Mgmt For For For Thorington 12 Elect Hallie A. Mgmt For For For Vanderhider 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Elimination of Mgmt For For For Supermajority Requirement 15 Amendment to Threshold Mgmt For For For Required to Call a Special Meeting 16 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 17 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 07/10/2019 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lydia I. Beebe ShrHoldr N/A TNA N/A 2 Elect Lee M. Canaan ShrHoldr N/A TNA N/A 3 Elect Dr. Kathryn J. ShrHoldr N/A TNA N/A Jackson 4 Elect John F. Mccartney ShrHoldr N/A TNA N/A 5 Elect Daniel J. Rice ShrHoldr N/A TNA N/A 6 Elect Toby Z. Rice ShrHoldr N/A TNA N/A 7 Elect Hallie A. ShrHoldr N/A TNA N/A Vanderhider 8 Elect Management ShrHoldr N/A TNA N/A Nominee Philip G. Behrman 9 Elect Management ShrHoldr N/A TNA N/A Nominee Janet L. Carrig 10 Elect Management ShrHoldr N/A TNA N/A Nominee James T. McManus, II 11 Elect Management ShrHoldr N/A TNA N/A Nominee Anita M. Powers 12 Elect Management ShrHoldr N/A TNA N/A Nominee Stephen A. Thorington 13 Elect Management ShrHoldr N/A TNA N/A Nominee Christina A. Cassotis 14 Elect Management ShrHoldr N/A TNA N/A Nominee William M. Lambert 15 Elect Management ShrHoldr N/A TNA N/A Nominee Gerald F. MacCleary 16 Elect Management ShrHoldr N/A TNA N/A Nominee Valerie A. Mitchell 17 Elect Management ShrHoldr N/A TNA N/A Nominee Robert J. McNally 18 Elect Management ShrHoldr N/A TNA N/A Nominee Christine J. Toretti 19 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 20 Approval 2019 Mgmt N/A TNA N/A Long-Term Incentive Plan 21 Ratification of Auditor Mgmt N/A TNA N/A ________________________________________________________________________________ EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 07/10/2019 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Philip G. Behrman Mgmt For For For 2 Elect Janet L. Carrig Mgmt For For For 3 Elect Christina A. Mgmt For For For Cassotis 4 Elect William M. Mgmt For For For Lambert 5 Elect Gerald F. Mgmt For For For MacCleary 6 Elect James T. Mgmt For For For McManus, II 7 Elect Valerie A. Mgmt For For For Mitchell 8 Elect Robert J. McNally Mgmt For For For 9 Elect Anita M. Powers Mgmt For For For 10 Elect Daniel J. Rice IV Mgmt For For For 11 Elect Stephen A. Mgmt For For For Thorington 12 Elect Christine J. Mgmt For For For Toretti 13 Rice Group Nominee Mgmt N/A Abstain N/A Lydia I. Beebe 14 Rice Group Nominee Lee Mgmt N/A Abstain N/A M. Canaan 15 Rice Group Nominee Dr. Mgmt N/A Abstain N/A Kathryn J. Jackson 16 Rice Group Nominee Mgmt N/A Abstain N/A John F. Mccartney 17 Rice Group Nominee Mgmt N/A Abstain N/A Toby Z. Rice 18 Rice Group Nominee Mgmt N/A Abstain N/A Hallie A. Vanderhider 19 Advisory Vote on Mgmt For For For Executive Compensation 20 Approval 2019 Mgmt For For For Long-Term Incentive Plan 21 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hess Corporation Ticker Security ID: Meeting Date Meeting Status HES CUSIP 42809H107 06/03/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terrence J. Mgmt For For For Checki 2 Elect Leonard S. Mgmt For For For Coleman, Jr. 3 Elect Joaquin Duato Mgmt For For For 4 Elect John B. Hess Mgmt For For For 5 Elect Edith E. Holiday Mgmt For For For 6 Elect Marc S. Mgmt For For For Lipschultz 7 Elect David McManus Mgmt For For For 8 Elect Kevin O. Meyers Mgmt For For For 9 Elect James H. Quigley Mgmt For For For 10 Elect William G. Mgmt For For For Schrader 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Husky Energy Inc. Ticker Security ID: Meeting Date Meeting Status HSE CUSIP 448055103 04/29/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Victor T.K. Li Mgmt For Withhold Against 1.2 Elect Canning FOK Kin Mgmt For Withhold Against Ning 1.3 Elect Stephen E. Mgmt For For For Bradley 1.4 Elect Asim Ghosh Mgmt For For For 1.5 Elect Martin J.G. Glynn Mgmt For For For 1.6 Elect Poh Chan Koh Mgmt For For For 1.7 Elect Eva L. Kwok Mgmt For For For 1.8 Elect Stanley T.L. Kwok Mgmt For For For 1.9 Elect Frederick S.H. Ma Mgmt For For For 1.10 Elect George C. Magnus Mgmt For For For 1.11 Elect Neil D. McGee Mgmt For For For 1.12 Elect Robert J. Peabody Mgmt For For For 1.13 Elect Colin S. Russel Mgmt For Withhold Against 1.14 Elect Wayne E. Shaw Mgmt For For For 1.15 Elect William Shurniak Mgmt For For For 1.16 Elect Frank J. Sixt Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For 3 Amendments to By-Law Mgmt For Against Against No. 1 ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Chadwick C. Mgmt For For For Deaton 3 Elect Marcela E. Mgmt For For For Donadio 4 Elect Jason B. Few Mgmt For For For 5 Elect Douglas L. Foshee Mgmt For For For 6 Elect M. Elise Hyland Mgmt For For For 7 Elect Lee M. Tillman Mgmt For For For 8 Elect J. Kent Wells Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Matador Resources Company Ticker Security ID: Meeting Date Meeting Status MTDR CUSIP 576485205 06/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Wm. Foran Mgmt For For For 2 Elect Reynald A. Mgmt For Against Against Baribault 3 Elect Monika U. Ehrman Mgmt For For For 4 Elect Timothy E. Parker Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect T. Jay Collins Mgmt For For For 2 Elect Steven A. Cosse Mgmt For For For 3 Elect Claiborne P. Mgmt For For For Deming 4 Elect Lawrence R. Mgmt For For For Dickerson 5 Elect Roger W. Jenkins Mgmt For For For 6 Elect Elisabeth W. Mgmt For For For Keller 7 Elect James V. Kelley Mgmt For For For 8 Elect Walentin Mirosh Mgmt For For For 9 Elect R. Madison Murphy Mgmt For For For 10 Elect Jeffrey W. Nolan Mgmt For For For 11 Elect Robert N. Ryan, Mgmt For For For Jr. 12 Elect Neal E. Schmale Mgmt For For For 13 Elect Laura A. Sugg Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan 16 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Fuel Gas Company Ticker Security ID: Meeting Date Meeting Status NFG CUSIP 636180101 03/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David H. Anderson Mgmt For For For 1.2 Elect David P. Bauer Mgmt For For For 1.3 Elect Barbara M. Mgmt For For For Baumann 1.4 Elect Jeffrey W. Shaw Mgmt For For For 1.5 Elect Thomas E. Skains Mgmt For For For 1.6 Elect Ronald J. Tanski Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Board Declassification ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect James E. Craddock Mgmt For For For 3 Elect Barbara J. Mgmt For For For Duganier 4 Elect Thomas J. Edelman Mgmt For For For 5 Elect Holli C. Ladhani Mgmt For Against Against 6 Elect David L. Stover Mgmt For For For 7 Elect Scott D. Urban Mgmt For For For 8 Elect William T. Van Mgmt For For For Kleef 9 Elect Martha B. Wyrsch Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Oasis Petroleum Inc. Ticker Security ID: Meeting Date Meeting Status OAS CUSIP 674215108 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Hagale Mgmt For For For 1.2 Elect Paula D. Polito Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2010 Mgmt For For For Long-Term Incentive Plan 5 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen I. Chazen Mgmt For For For 2 Elect Andrew Gould Mgmt For For For 3 Elect Nicholas F. Mgmt For For For Graziano 4 Elect Carlos M. Mgmt For For For Gutierrez 5 Elect Vicki A. Hollub Mgmt For For For 6 Elect William R. Klesse Mgmt For For For 7 Elect Andrew N. Langham Mgmt For For For 8 Elect Jack B. Moore Mgmt For For For 9 Elect Margarita Mgmt For For For Palau-Hernandez 10 Elect Avedick B. Mgmt For For For Poladian 11 Elect Robert M Shearer Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2015 Mgmt For For For Long Term Incentive Plan 15 Issuance of Common Mgmt For For For Stock Underlying the Berkshire Hathaway Warrant 16 Increase of Authorized Mgmt For For For Common Stock 17 Amendments to Enhance Mgmt For For For Shareholders' Ability to Act by Written Consent 18 Amendment to Threshold Mgmt For For For Required to Call Special Meetings and Amendments Relating to Filling Vacancies 19 Approval of the Mgmt For For For Shareholder Rights Agreement ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 12/31/2019 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Revoke Request to Fix Mgmt For Against Against a Record Date for a Planned Consent Solicitation by Icahn ________________________________________________________________________________ Ovintiv Inc. Ticker Security ID: Meeting Date Meeting Status OVV CUSIP 69047Q102 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Advisory Vote on Mgmt For For For Executive Compensation 2 Elect Peter A. Dea Mgmt For For For 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Howard J. Mayson Mgmt For For For 5 Elect Lee A. McIntire Mgmt For For For 6 Elect Margaret A. Mgmt For For For McKenzie 7 Elect Steven W. Nance Mgmt For For For 8 Elect Suzanne P. Mgmt For For For Nimocks 9 Elect Thomas G. Ricks Mgmt For For For 10 Elect Brian G. Shaw Mgmt For For For 11 Elect Douglas J. Mgmt For For For Suttles 12 Elect Bruce G. Waterman Mgmt For For For 13 Elect Clayton H. Woitas Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Disclosure of Climate-related Targets Aligned with the Paris Agreement ________________________________________________________________________________ Parsley Energy Inc. Ticker Security ID: Meeting Date Meeting Status PE CUSIP 701877102 01/09/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Issuance for Mgmt For For For Merger with Jagged Peak ________________________________________________________________________________ Parsley Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PE CUSIP 701877102 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect A.R. Alameddine Mgmt For For For 2 Elect Matthew Gallagher Mgmt For For For 3 Elect Karen Hughes Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDC Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PDCE CUSIP 69327R101 01/13/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 SRC Transaction Mgmt For For For 2 Merger Issuance Mgmt For For For ________________________________________________________________________________ PDC Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PDCE CUSIP 69327R101 05/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect Barton R. Mgmt For For For Brookman 2.2 Elect Anthony J. Mgmt For For For Crisafio 2.3 Elect Mark E. Ellis Mgmt For For For 2.4 Elect Christina M. Mgmt For For For Ibrahim 2.5 Elect Paul J. Korus Mgmt For For For 2.6 Elect Randy S. Mgmt For For For Nickerson 2.7 Elect David C. Parke Mgmt For For For 2.8 Elect Lynn A. Peterson Mgmt For Withhold Against 3 Elect David C. Parke Mgmt For For For 4 Elect Lynn A. Peterson Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2018 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edison C. Mgmt For For For Buchanan 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Phillip A. Gobe Mgmt For For For 4 Elect Larry R. Grillot Mgmt For For For 5 Elect Stacy P. Methvin Mgmt For For For 6 Elect Royce W. Mitchell Mgmt For For For 7 Elect Frank A. Risch Mgmt For For For 8 Elect Scott D. Mgmt For For For Sheffield 9 Elect Mona K. Sutphen Mgmt For For For 10 Elect J. Kenneth Mgmt For For For Thompson 11 Elect Phoebe A. Wood Mgmt For For For 12 Elect Michael D. Mgmt For For For Wortley 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PrairieSky Royalty Ltd. Ticker Security ID: Meeting Date Meeting Status PSK CUSIP 739721108 04/21/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M. Estey Mgmt For For For 1.2 Elect Jane Gavan Mgmt For Withhold Against 1.3 Elect Margaret A. Mgmt For For For McKenzie 1.4 Elect Andrew M. Philips Mgmt For For For 1.5 Elect Robert E. Robotti Mgmt For For For 1.6 Elect Myron M. Stadnyk Mgmt For For For 1.7 Elect Sheldon B. Mgmt For For For Steeves 1.8 Elect Grant A. Zawalsky Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ QEP Resources, Inc Ticker Security ID: Meeting Date Meeting Status QEP CUSIP 74733V100 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Phillips S. Mgmt For For For Baker, Jr. 2 Elect Timothy J Cutt Mgmt For For For 3 Elect Julie Dill Mgmt For For For 4 Elect Joseph N. Jaggers Mgmt For For For 5 Elect Michael J. Mgmt For For For Minarovic 6 Elect Mary L. Mgmt For For For Shafer-Malicki 7 Elect Barth E. Whitham Mgmt For For For 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brenda A. Cline Mgmt For For For 2 Elect James M. Funk Mgmt For For For 3 Elect Steven D. Gray Mgmt For For For 4 Elect Gregory G. Mgmt For For For Maxwell 5 Elect Steffen E. Palko Mgmt For For For 6 Elect Jeffrey L. Mgmt For For For Ventura 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2019 Mgmt For For For Equity Based Compensation Plan 10 Elect Margaret K. Mgmt For For For Dorman ________________________________________________________________________________ Seven Generations Energy Ltd. Ticker Security ID: Meeting Date Meeting Status VII CUSIP 81783Q105 05/05/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Mark Monroe Mgmt For For For 2.2 Elect Marty Proctor Mgmt For For For 2.3 Elect Leontine Atkins Mgmt For For For 2.4 Elect Avik Dey Mgmt For For For 2.5 Elect Harvey Doerr Mgmt For For For 2.6 Elect Paul Hand Mgmt For For For 2.7 Elect Ronnie Irani Mgmt For For For 2.8 Elect Susan C. Jones Mgmt For For For 2.9 Elect Bill McAdam Mgmt For For For 2.10 Elect Jackie Sheppard Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of the 2020 Mgmt For For For Performance and Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SM Energy Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP 78454L100 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carla J. Bailo Mgmt For For For 2 Elect Larry W. Bickle Mgmt For For For 3 Elect Stephen R. Brand Mgmt For For For 4 Elect Loren M. Leiker Mgmt For For For 5 Elect Javan D. Ottoson Mgmt For For For 6 Elect Ramiro G. Peru Mgmt For For For 7 Elect Julio M. Quintana Mgmt For For For 8 Elect Rose M. Robeson Mgmt For For For 9 Elect William D. Mgmt For For For Sullivan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Tourmaline Oil Corp. Ticker Security ID: Meeting Date Meeting Status TOU CUSIP 89156V106 06/03/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Rose Mgmt For For For 1.2 Elect Brian G. Robinson Mgmt For Withhold Against 1.3 Elect Jill T. Angevine Mgmt For For For 1.4 Elect William D. Mgmt For For For Armstrong 1.5 Elect Lee A. Baker Mgmt For For For 1.6 Elect John W. Elick Mgmt For For For 1.7 Elect Andrew B. Mgmt For For For MacDonald 1.8 Elect Lucy M. Miller Mgmt For For For 1.9 Elect Janet L. Weiss Mgmt For For For 1.10 Elect Ronald C. Wigham Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Share Option Plan Mgmt For For For Renewal 4 Stated Capital Mgmt For For For Reduction ________________________________________________________________________________ Whitecap Resources Inc. Ticker Security ID: Meeting Date Meeting Status WCP CUSIP 96467A200 04/22/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Heather J. Mgmt For For For Culbert 2.2 Elect Grant B. Mgmt For For For Fagerheim 2.3 Elect Gregory S. Mgmt For For For Fletcher 2.4 Elect Daryl H. Gilbert Mgmt For For For 2.5 Elect Glenn A. McNamara Mgmt For For For 2.6 Elect Stephen C. Mgmt For For For Nikiforuk 2.7 Elect Kenneth S. Mgmt For For For Stickland 2.8 Elect Bradley J. Wall Mgmt For For For 2.9 Elect Grant A. Zawalsky Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stated Capital Mgmt For For For Reduction 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ WPX Energy Inc. Ticker Security ID: Meeting Date Meeting Status WPX CUSIP 98212B103 03/05/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For For For Acquisition 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ WPX Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WPX CUSIP 98212B103 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John A. Carrig Mgmt For For For 2 Elect Clay M. Gaspar Mgmt For For For 3 Elect Robert K. Herdman Mgmt For For For 4 Elect Kelt Kindick Mgmt For For For 5 Elect Karl F. Kurz Mgmt For For For 6 Elect Kimberly S. Lubel Mgmt For For For 7 Elect Richard E. Mgmt For For For Muncrief 8 Elect D.Martin Phillips Mgmt For For For 9 Elect Douglas E. Mgmt For For For Swanson, Jr. 10 Elect Valerie M. Mgmt For For For Williams 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For Fund Name : VanEck Vectors Uranium + Nuclear Energy ETF ________________________________________________________________________________ BWX Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status BWXT CUSIP 05605H100 05/01/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rex D. Geveden Mgmt For For For 2 Elect Leleand D. Melvin Mgmt For For For 3 Elect Robert L. Mgmt For For For Nardelli 4 Elect Barbara A Niland Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Approval of the 2020 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 04/30/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ian D. Bruce Mgmt For For For 1.2 Elect Daniel Camus Mgmt For For For 1.3 Elect Donald Deranger Mgmt For For For 1.4 Elect Catherine Gignac Mgmt For For For 1.5 Elect Tim Gitzel Mgmt For For For 1.6 Elect Jim Gowans Mgmt For For For 1.7 Elect Kathryn Jackson Mgmt For For For 1.8 Elect Don Kayne Mgmt For For For 1.9 Elect Anne McLellan Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Canadian Resident Mgmt Against Abstain N/A Status ________________________________________________________________________________ Cez, A.S. Ticker Security ID: Meeting Date Meeting Status CEZ CINS X2337V121 06/29/2020 Voted Meeting Type Country of Trade Annual Czech Republic Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Financial Statements Mgmt For For For 6 Financial Statements Mgmt For For For (Consolidated) 7 Allocation of Mgmt For For For Profits/Dividends 8 Appointment of Auditor Mgmt For For For 9 Donations Budget 2021 Mgmt For For For 10 Increase in Donations Mgmt For For For Budget 2020 11 Non-monetary Donation Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Uniform Text of Mgmt For For For Articles 14 Internal Restructuring Mgmt For For For 15 Remuneration Policy Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Changes to the Mgmt For Abstain Against Supervisory Board 18 Changes to the Audit Mgmt For Abstain Against Committee 19 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Amendments to Business Policy ________________________________________________________________________________ CGN Power Co Ltd. Ticker Security ID: Meeting Date Meeting Status 1816 CINS Y1300C101 05/20/2020 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Annual Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits Mgmt For For For 9 Investment plan and Mgmt For For For capital expenditure budget 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Change of Use of Funds Mgmt For For For 12 Elect Yang Changli Mgmt For For For 13 Elect WANG Wei Mgmt For For For 14 Zhang Shanming Mgmt For For For 15 YANG Changli Mgmt For For For 16 GAO Ligang Mgmt For For For 17 TAN Jansheng Mgmt For For For 18 SHI Bing Mgmt For For For 19 WANG Wei Mgmt For For For 20 ZHANG Yong Mgmt For For For 21 NA Xizhi Mgmt For For For 22 HU Yiguang Mgmt For For For 23 Francis SIU Wai Keung Mgmt For For For 24 CHEN Sui Mgmt For For For 25 CHEN Rongzhen Mgmt For For For 26 YANG Lanhe Mgmt For For For 27 ZHU Hui Mgmt For For For 28 WANG Hongxin Mgmt For For For 29 Charitable Donations Mgmt For For For 30 Amendments to Articles Mgmt For Against Against 31 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 32 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ CGN Power Co Ltd. Ticker Security ID: Meeting Date Meeting Status 1816 CINS Y1300C101 05/20/2020 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Dominion Energy, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Bennett Mgmt For For For 2 Elect Helen E. Dragas Mgmt For For For 3 Elect James O. Ellis, Mgmt For For For Jr. 4 Elect Thomas F. Mgmt For For For Farrell II 5 Elect D. Maybank Hagood Mgmt For For For 6 Elect John W. Harris Mgmt For For For 7 Elect Ronald W. Jibson Mgmt For For For 8 Elect Mark J. Kington Mgmt For For For 9 Elect Joseph M. Rigby Mgmt For For For 10 Elect Pamela L. Royal Mgmt For For For 11 Elect Robert H. Mgmt For For For Spilman, Jr. 12 Elect Susan N. Story Mgmt For For For 13 Elect Michael E. Mgmt For For For Szymanczyk 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Duke Energy Corporation Ticker Security ID: Meeting Date Meeting Status DUK CUSIP 26441C204 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael G. Mgmt For For For Browning 1.2 Elect Annette K. Mgmt For For For Clayton 1.3 Elect Theodore F. Mgmt For For For Craver, Jr. 1.4 Elect Robert M. Davis Mgmt For For For 1.5 Elect Daniel R. DiMicco Mgmt For For For 1.6 Elect Nicholas C. Mgmt For For For Fanandakis 1.7 Elect Lynn J. Good Mgmt For For For 1.8 Elect John T. Herron Mgmt For For For 1.9 Elect William E. Mgmt For For For Kennard 1.10 Elect E. Marie McKee Mgmt For For For 1.11 Elect Marya M. Rose Mgmt For For For 1.12 Elect Thomas E. Skains Mgmt For For For 1.13 Elect William E. Mgmt For For For Webster, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 5 Shareholder Proposal ShrHoldr N/A For N/A Regarding Simple Majority Vote 6 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ El Paso Electric Company Ticker Security ID: Meeting Date Meeting Status EE CUSIP 283677854 09/19/2019 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes 3 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Electricite de France Ticker Security ID: Meeting Date Meeting Status EDF CINS F2940H113 05/07/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For Regarding Abstain Votes 7 Amendments to Articles Mgmt For For For Regarding Directors' Remuneration and the Role of the Board of Directors 8 Amendments to Articles Mgmt For For For Regarding Written Consultation 9 Amendments to Articles Mgmt For For For Regarding Corporate Mission 10 Accounts and Reports; Mgmt For For For Non Tax-Deductible Expenses 11 Consolidated Accounts Mgmt For For For and Reports 12 Allocation of Mgmt For For For Profits/Dividends 13 Interim Scrip Dividend Mgmt For For For 14 Related Party Mgmt For Against Against Transaction (French Government, Fessenheim Nuclear Power Plant) 15 Related Party Mgmt For Against Against Transactions (Areva and Areva NP) 16 Related Party Mgmt For For For Transaction (French Government, Purchase of Company's Share) 17 Special Auditors Mgmt For For For Report on Regulated Agreements (Previously Approved) 18 Remuneration of Mgmt For For For Jean-Bernard Levy, Chair and CEO 19 Remuneration Report Mgmt For For For 20 Remuneration Policy Mgmt For For For (Chair and CEO) 21 Remuneration Policy Mgmt For For For (Board of Directors) 22 Directors' Fees Mgmt For For For 23 Elect Claire Pedini Mgmt For For For 24 Ratification of the Mgmt For For For Co-Option of Francois Delattre 25 Ratification of the Mgmt For For For Co-Option of Veronique Bedague-Hamilius 26 Authority to Mgmt For For For Repurchase and Reissue Shares 27 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 28 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 29 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Through Private Placement 30 Greenshoe Mgmt For Against Against 31 Authority to Increase Mgmt For For For Capital Through Capitalisations 32 Authority to Increase Mgmt For Against Against Capital in Case of Exchange Offers 33 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions In Kind 34 Employee Stock Mgmt For For For Purchase Plan 35 Employee Stock Mgmt For For For Purchase Plan (Identified Beneficiaries) 36 Authority to Cancel Mgmt For For For Shares and Reduce Capital 37 Authorisation of Legal Mgmt For For For Formalities 38 Proposal (33) Reviewed Mgmt For For For Allocation of Profits/Dividends 39 Shareholder Proposal ShrHoldr Against Against For (A) Regarding Distribution of Dividends ________________________________________________________________________________ Endesa SA Ticker Security ID: Meeting Date Meeting Status ELE CINS E41222113 05/05/2020 Voted Meeting Type Country of Trade Ordinary Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts Mgmt For For For 2 Management Reports Mgmt For For For 3 Report on Mgmt For For For Non-Financial Information 4 Ratification of Board Mgmt For For For Acts 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Issue Mgmt For For For Convertible Debt Instruments 7 Authority to Mgmt For For For Repurchase Shares 8 Amendments to Articles Mgmt For For For of Association (Board of Directors) 9 Amendments to Articles Mgmt For For For (General Meetings) 10 Amendments to Articles Mgmt For For For (Non-Financial Information Statement) 11 Amendments to General Mgmt For For For Meeting Regulations (Non-Financial Information Statement) 12 Amendments to General Mgmt For For For Meeting Regulations (Attendance) 13 Elect Pilar Gonzalez Mgmt For For For de Frutos 14 Ratify and Elect Mgmt For For For Antonio Cammisecra 15 Elect Eugenia Bieto Mgmt For For For Caubet 16 Elect Alicia Koplowitz Mgmt For For For y Romero de Juseu 17 Board Size Mgmt For For For 18 Remuneration Report Mgmt For For For (Advisory) 19 Remuneration Policy Mgmt For For For (Binding) 20 Strategic Incentive Mgmt For For For Plan 2020-2022 21 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Energy Fuels Inc. Ticker Security ID: Meeting Date Meeting Status EFR CUSIP 292671708 05/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Birks Bovaird Mgmt For For For 1.2 Elect Mark S. Chalmers Mgmt For For For 1.3 Elect Benjamin Mgmt For For For Eshleman III 1.4 Elect Barbara A. Filas Mgmt For For For 1.5 Elect Bruce D. Hansen Mgmt For For For 1.6 Elect Dennis L. Higgs Mgmt For For For 1.7 Elect Robert W. Mgmt For For For Kirkwood 1.8 Elect Alex G. Morrison Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt Against For Against Vote on Executive Compensation - 1 Year 5 Frequency of Advisory Mgmt Against Against For Vote on Executive Compensation - 2 Years 6 Frequency of Advisory Mgmt For Against Against Vote on Executive Compensation - 3 Years ________________________________________________________________________________ Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/08/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Burbank Mgmt For For For 2 Elect P.J. Condon Mgmt For For For 3 Elect Leo P. Denault Mgmt For For For 4 Elect Kirkland H. Mgmt For For For Donald 5 Elect Philip L. Mgmt For For For Frederickson 6 Elect Alexis M. Herman Mgmt For For For 7 Elect M. Elise Hyland Mgmt For For For 8 Elect Stuart L. Mgmt For For For Levenick 9 Elect Blanche L. Mgmt For For For Lincoln 10 Elect Karen A. Puckett Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 04/28/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony K. Mgmt For For For Anderson 2 Elect Ann C. Berzin Mgmt For For For 3 Elect M. Laurie Brlas Mgmt For For For 4 Elect Christopher M. Mgmt For For For Crane 5 Elect Yves C. de Mgmt For For For Balmann 6 Elect Nicholas Mgmt For For For DeBenedictis 7 Elect Linda P. Jojo Mgmt For For For 8 Elect Paul L. Joskow Mgmt For For For 9 Elect Robert J. Lawless Mgmt For For For 10 Elect John M. Mgmt For For For Richardson 11 Elect Mayo A. Shattuck Mgmt For For For III 12 Elect John F. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Approval of the 2020 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Fortum Oyj Ticker Security ID: Meeting Date Meeting Status FORTUM CINS X2978Z118 04/23/2020 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and Management Acts 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Remuneration Policy Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Directors' Fees Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Mgmt For For For Auditor's Fees 19 Appointment of Auditor Mgmt For For For 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 22 Charitable Donations Mgmt For For For 23 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Climate Risk Report and Science-Based Plan 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hokuriku Electric Power Co. Ticker Security ID: Meeting Date Meeting Status 9505 CINS J22050108 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Tateki Ataka Mgmt For Against Against 5 Elect Nobuhiko Ishiguro Mgmt For For For 6 Elect Kenji Onishi Mgmt For For For 7 Elect Yutaka Kanai Mgmt For For For 8 Elect Tatsuo Kawada Mgmt For Against Against 9 Elect Susumu Kyuwa Mgmt For Against Against 10 Elect Seisho Shiotani Mgmt For For For 11 Elect Shigeo Takagi Mgmt For For For 12 Elect Wataru Hirata Mgmt For For For 13 Elect Koji Matsuda Mgmt For For For 14 Elect Kazuhisa Mizutani Mgmt For For For 15 Elect Etsuko Akiba Mgmt For For For 16 Elect Tadaaki Ito Mgmt For For For 17 Elect Akitaka Eda Mgmt For For For 18 Elect Toshihiko Mgmt For For For Hosokawa 19 Elect Yasuhito Mizukami Mgmt For For For 20 Shareholder Proposal ShrHoldr Against Against For Regarding Denuclearization 21 Shareholder Proposal ShrHoldr Against Against For Regarding Review of Nuclear Operations 22 Shareholder Proposal ShrHoldr Against Against For Regarding Spent Nuclear Fuel 23 Shareholder Proposal ShrHoldr Against Against For Regarding Information Disclosure and Enhancement of Dialogue 24 Shareholder Proposal ShrHoldr Against For Against Regarding Individual Compensation Disclosure 25 Shareholder Proposal ShrHoldr Against Against For Regarding Board and Statutory Audit Board Composition ________________________________________________________________________________ KEPCO Plant Service & Engineering Co., Ltd Ticker Security ID: Meeting Date Meeting Status 051600 CINS Y7076A104 03/26/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditors's Mgmt For For For Fees ________________________________________________________________________________ KEPCO Plant Service & Engineering Co., Ltd Ticker Security ID: Meeting Date Meeting Status 051600 CINS Y7076A104 06/09/2020 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect BAE Il Jin Mgmt For For For 3 Election of Corporate Mgmt For For For Auditor ________________________________________________________________________________ KEPCO Plant Service & Engineering Co., Ltd Ticker Security ID: Meeting Date Meeting Status 051600 CINS Y7076A104 09/25/2019 Voted Meeting Type Country of Trade Special Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect KIM Ki Hyun Mgmt For For For 2 Elect KIM Woo Kyum Mgmt For For For 3 Elect SHIN Young Ju Mgmt For For For ________________________________________________________________________________ Korea Electric Power Corporation Ticker Security ID: Meeting Date Meeting Status 015760 CUSIP 500631106 03/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For For For and Allocation of Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Kyushu Electric Power Company, Incorporated Ticker Security ID: Meeting Date Meeting Status 9508 CINS J38468104 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Michiaki Uriu Mgmt For For For 4 Elect Kazuhiro Ikebe Mgmt For For For 5 Elect Hideomi Mgmt For For For Yakushinji 6 Elect Ichiro Fujii Mgmt For For For 7 Elect Makoto Toyoma Mgmt For For For 8 Elect Nobuya Osa Mgmt For For For 9 Elect Naoyuki Toyoshima Mgmt For For For 10 Elect Yoshio Ogura Mgmt For For For 11 Elect Yasuji Akiyama Mgmt For For For 12 Elect Akiyoshi Watanabe Mgmt For For For 13 Elect Sakie Mgmt For For For Tachibana-Fukushima 14 Elect Kazutaka Koga Mgmt For For For 15 Elect Kazuko Fujita Mgmt For For For 16 Elect Hiroko Tani Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Abolition of Advisors 18 Shareholder Proposal ShrHoldr Against Against For Regarding Establishment of an Investigation Committee on Bribery 19 Shareholder Proposal ShrHoldr Against Against For Regarding Tritium Contamination Investigation Committee 20 Shareholder Proposal ShrHoldr Against Against For Regarding Direct Employment of Nuclear Power Station Workers 21 Shareholder Proposal ShrHoldr Against Against For Regarding Operational Limits for Nuclear Power Stations 22 Shareholder Proposal ShrHoldr Against Against For Regarding Discontinuation of Nuclear Power Stations ________________________________________________________________________________ NexGen Energy Ltd. Ticker Security ID: Meeting Date Meeting Status NXE CUSIP 65340P106 06/11/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Leigh Curyer Mgmt For For For 2.2 Elect Christopher Mgmt For For For McFadden 2.3 Elect Richard Patricio Mgmt For For For 2.4 Elect Trevor Thiele Mgmt For For For 2.5 Elect Warren Gilman Mgmt For For For 2.6 Elect Sybil Veenman Mgmt For For For 2.7 Elect Karri Howlett Mgmt For For For 2.8 Elect Brad Wall Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Approval of Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glynis A. Bryan Mgmt For For For 1.2 Elect Denis A. Cortese Mgmt For For For 1.3 Elect Richard P. Fox Mgmt For For For 1.4 Elect Jeffrey B. Mgmt For For For Guldner 1.5 Elect Dale E. Klein Mgmt For For For 1.6 Elect Humberto S. Lopez Mgmt For For For 1.7 Elect Kathryn L. Munro Mgmt For For For 1.8 Elect Bruce J. Mgmt For For For Nordstrom 1.9 Elect Paula J. Sims Mgmt For For For 1.10 Elect James E. Mgmt For For For Trevathan, Jr. 1.11 Elect David P. Wagener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call Special Meetings ________________________________________________________________________________ PNM Resources, Inc. Ticker Security ID: Meeting Date Meeting Status PNM CUSIP 69349H107 05/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vickey A. Bailey Mgmt For For For 2 Elect Norman P. Becker Mgmt For For For 3 Elect Patricia K. Mgmt For For For Collawn 4 Elect E. Renae Conley Mgmt For For For 5 Elect Alan J. Fohrer Mgmt For For For 6 Elect Sidney M. Mgmt For For For Gutierrez 7 Elect James A. Hughes Mgmt For For For 8 Elect Maureen T. Mgmt For For For Mullarkey 9 Elect Donald K. Schwanz Mgmt For For For 10 Elect Bruce W. Mgmt For For For Wilkinson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Coal Combustion Residuals ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph Izzo Mgmt For For For 2 Elect Shirley Ann Mgmt For For For Jackson 3 Elect Willie A. Deese Mgmt For For For 4 Elect David Lilley Mgmt For For For 5 Elect Barry H. Mgmt For For For Ostrowsky 6 Elect Scott G. Mgmt For For For Stephenson 7 Elect Laura A. Sugg Mgmt For For For 8 Elect John P. Surma Mgmt For For For 9 Elect Susan Tomasky Mgmt For For For 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Kansai Electric Power Company, Incorporated Ticker Security ID: Meeting Date Meeting Status 9503 CINS J30169106 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Elect Sadayuki Mgmt For For For Sakakibara 5 Elect Takamune Okihara Mgmt For For For 6 Elect Tetsuya Kobayashi Mgmt For For For 7 Elect Shigeo Sasaki Mgmt For For For 8 Elect Atsuko Kaga Mgmt For For For 9 Elect Hiroshi Tomono Mgmt For For For 10 Elect Kazuko Takamatsu Mgmt For For For 11 Elect Fumio Naito Mgmt For For For 12 Elect Takashi Morimoto Mgmt For For For 13 Elect Toyokazu Misono Mgmt For For For 14 Elect Koji Inada Mgmt For For For 15 Elect Yasushi Sugimoto Mgmt For For For 16 Elect Susumu Yamaji Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Including Safety and Sustainability to the Company's Purpose 18 Shareholder Proposal ShrHoldr Against For Against Regarding Disclosure of Shareholder Meeting Minutes 19 Shareholder Proposal ShrHoldr Against Against For Regarding Corporate Social Responsibility 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Human Resources and Transmission of Technology 21 Shareholder Proposal ShrHoldr Against Against For Regarding Withdrawal from Coal 22 Shareholder Proposal ShrHoldr Against Against For Regarding Optimization of Procurement and Outsourcing 23 Shareholder Proposal ShrHoldr Against Against For Regarding Stock-Based Incentive System for Directors 24 Shareholder Proposal ShrHoldr Against Against For Regarding Distribution of Dividends 25 Shareholder proposal ShrHoldr Against Against For Regarding Removal of Takashi Morimoto 26 Shareholder Proposal ShrHoldr Against Against For Regarding Individual Disclosure of Compensation and Gifts 27 Shareholder Proposal ShrHoldr Against Against For Regarding Company Advisors and Post-retirement Staff 28 Shareholder Proposal ShrHoldr Against Against For Regarding Donation Committee 29 Shareholder Proposal ShrHoldr Against Against For Regarding Restrictions on Investments 30 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Fuel 31 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Gifts 32 Shareholder Proposal ShrHoldr Against Against For Regarding Committee for Promotion of Withdrawal from Nuclear Power Generation 33 Shareholder Proposal ShrHoldr Against Against For Regarding Building Trust With Society 34 Shareholder Proposal ShrHoldr Against Against For Regarding Individual Disclosure of Compensation 35 Shareholder Proposal ShrHoldr Against Against For Regarding Alternative Energy Sources 36 Shareholder Proposal ShrHoldr Against Against For Regarding Separation of Business Activities 37 Shareholder Proposal ShrHoldr Against Against For Regarding Nuclear Plant Operations 38 Shareholder Proposal ShrHoldr Against Against For Regarding Fostering a Culture of Safety 39 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibition on Re-Employing Government Employees 40 Shareholder Proposal ShrHoldr Against Against For Regarding Board Size and Independence 41 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Compensation paid to Post-Retirement Staff 42 Shareholder Proposal ShrHoldr Against Against For Regarding Denuclearization ________________________________________________________________________________ Tokyo Electric Power Company Holdings, Incorporated Ticker Security ID: Meeting Date Meeting Status 9501 CINS J86914108 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shoei Utsuda Mgmt For For For 3 Elect Hideko Kunii Mgmt For For For 4 Elect Hideo Takaura Mgmt For For For 5 Elect Junji Annen Mgmt For For For 6 Elect Shigeo Oyagi Mgmt For For For 7 Elect Shoichiro Onishi Mgmt For For For 8 Elect Kotaro Tanaka Mgmt For For For 9 Elect Tomoaki Mgmt For For For Kobayakawa 10 Elect Seiichi Fubasami Mgmt For For For 11 Elect Seiji Moriya Mgmt For For For 12 Elect Nobuhide Akimoto Mgmt For For For 13 Elect Shigenori Makino Mgmt For For For 14 Elect Yoshihito Mgmt For For For Morishita 15 Shareholder Proposal ShrHoldr Against Against For Regarding Concentration of Resources on Reactor Decommissioning 16 Shareholder Proposal ShrHoldr Against Against For Regarding Radioactive Contamination Investigation Committee 17 Shareholder Proposal ShrHoldr Against Against For Regarding Withdrawal from Coal-Fired Thermal Power Generation 18 Shareholder Proposal ShrHoldr Against Against For Regarding Distributed Generation 19 Shareholder Proposal ShrHoldr Against Against For Regarding Cancelling the Construction of the Higashidori Nuclear Power Station 20 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation for the Fukushima Daiichi Nuclear Power Station Incident 21 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Investigations Concerning Management 22 Shareholder Proposal ShrHoldr Against For Against Regarding Individual Compensation Disclosure 23 Shareholder Proposal ShrHoldr Against Against For Regarding Company Advisers and Consultants Fund Name : Vaneck Vectors Video Gaming and eSports ETF ________________________________________________________________________________ Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/11/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Reveta Bowers Mgmt For For For 2 Elect Robert J. Corti Mgmt For For For 3 Elect Hendrik Hartong Mgmt For For For III 4 Elect Brian G. Kelly Mgmt For For For 5 Elect Robert A. Kotick Mgmt For For For 6 Elect Barry Meyer Mgmt For For For 7 Elect Robert J. Morgado Mgmt For For For 8 Elect Peter Nolan Mgmt For For For 9 Elect Dawn Mgmt For For For Tarnofsky-Ostroff 10 Elect Casey Wasserman Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Advanced Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status AMD CUSIP 007903107 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Caldwell Mgmt For For For 2 Elect Nora M. Denzel Mgmt For For For 3 Elect D. Mark Durcan Mgmt For For For 4 Elect Michael P. Mgmt For For For Gregoire 5 Elect Joseph A. Mgmt For For For Householder 6 Elect John W. Marren Mgmt For For For 7 Elect Lisa T. Su Mgmt For For For 8 Elect Abhijit Y. Mgmt For For For Talwalkar 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Bandai Namco Holdings Inc Ticker Security ID: Meeting Date Meeting Status 7832 CINS Y0606D102 06/22/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Mitsuaki Taguchi Mgmt For For For 4 Elect Masaru Kawaguchi Mgmt For For For 5 Elect Shuji Otsu Mgmt For For For 6 Elect Yuji Asako Mgmt For For For 7 Elect Yasuo Miyakawa Mgmt For For For 8 Elect Hitoshi Hagiwara Mgmt For For For 9 Elect Kazumi Kawashiro Mgmt For For For 10 Elect Makoto Asanuma Mgmt For For For 11 Elect Yuzuru Matsuda Mgmt For For For 12 Elect Satoko Kuwabara Mgmt For For For 13 Elect Mikiharu Noma Mgmt For For For 14 Elect Koichi Kawana Mgmt For For For ________________________________________________________________________________ CAPCOM CO., LTD. Ticker Security ID: Meeting Date Meeting Status 9697 CINS J05187109 06/17/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Kenzo Tsujimoto Mgmt For Against Against 4 Elect Haruhiro Mgmt For For For Tsujimoto 5 Elect Yoichi Egawa Mgmt For For For 6 Elect Kenkichi Nomura Mgmt For For For 7 Elect Masao Sato Mgmt For For For 8 Elect Toru Muranaka Mgmt For For For 9 Elect Yutaka Mizukoshi Mgmt For For For 10 Elect Kazushi Hirao Mgmt For For For 11 Elect Yoshihiko Iwasaki Mgmt For For For 12 Elect Makoto Matsuo Mgmt For For For 13 Elect Hitoshi Kanamori Mgmt For For For as Alternate Audit Committee Director ________________________________________________________________________________ DeNA Co.,Ltd. Ticker Security ID: Meeting Date Meeting Status 2432 CINS J1257N107 06/20/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Tomoko Namba Mgmt For For For 4 Elect Isao Moriyasu Mgmt For For For 5 Elect Shingo Okamura Mgmt For For For 6 Elect Koji Funatsu Mgmt For Against Against 7 Elect Hiroyasu Asami Mgmt For For For ________________________________________________________________________________ Electronic Arts Inc. Ticker Security ID: Meeting Date Meeting Status EA CUSIP 285512109 08/08/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Leonard S. Mgmt For For For Coleman, Jr. 2 Elect Jay C. Hoag Mgmt For For For 3 Elect Jeffrey T. Huber Mgmt For For For 4 Elect Lawrence F. Mgmt For For For Probst III 5 Elect Talbott Roche Mgmt For For For 6 Elect Richard A. Mgmt For For For Simonson 7 Elect Luis A. Ubinas Mgmt For For For 8 Elect Heidi J. Mgmt For For For Ueberroth 9 Elect Andrew Wilson Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Approval of the 2019 Mgmt For For For Equity Incentive Plan 13 Amendment Regarding Mgmt For Abstain Against Shareholders Ability to Call Special Meetings 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Embracer Group AB Ticker Security ID: Meeting Date Meeting Status EMBRACB CINS W2504N101 05/20/2020 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect Matthew Karch; Mgmt For For For Board Size; Directors' Fees 11 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ GungHo Online Entertainment, Inc. Ticker Security ID: Meeting Date Meeting Status 3765 CINS J18912105 03/30/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kazuki Morishita Mgmt For Against Against 2 Elect Kazuya Sakai Mgmt For For For 3 Elect Yoshinori Mgmt For For For Kitamura 4 Elect Masato Ochi Mgmt For For For 5 Elect Koji Yoshida Mgmt For For For 6 Elect Norikazu Oba Mgmt For For For 7 Elect Hidetsugu Onishi Mgmt For For For 8 Elect Keiji Miyakawa Mgmt For For For 9 Elect Susumu Tanaka Mgmt For For For ________________________________________________________________________________ Kingsoft Corp. Ticker Security ID: Meeting Date Meeting Status 3888 CINS G5264Y108 03/20/2020 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Spin-off Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kingsoft Corp. Ticker Security ID: Meeting Date Meeting Status 3888 CINS G5264Y108 05/27/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect LEI Jun Mgmt For For For 6 Elect KAU Pak Kwan Mgmt For For For 7 Elect WU Wenjie Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Kingsoft Corp. Ticker Security ID: Meeting Date Meeting Status 3888 CINS G5264Y108 12/20/2019 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Framework Agreement Mgmt For For For and Its Proposal Annual Caps 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Konami Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 9766 CINS J3600L101 06/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendment to Articles Mgmt For For For 3 Elect Kagemasa Kozuki Mgmt For For For 4 Elect Kimihiko Higashio Mgmt For For For 5 Elect Hideki Hayakawa Mgmt For For For 6 Elect Katsunori Okita Mgmt For For For 7 Elect Yoshihiro Mgmt For For For Matsuura 8 Elect Akira Gemma Mgmt For For For 9 Elect Kaori Yamaguchi Mgmt For For For 10 Elect Kimito Kubo Mgmt For For For ________________________________________________________________________________ Micro-Star International Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2377 CINS Y6037M108 06/10/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For ________________________________________________________________________________ NCsoft Corporation Ticker Security ID: Meeting Date Meeting Status 036570 CINS Y6258Y104 03/25/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect JO Gook Hyun Mgmt For For For 3 Elect CHOI Young Joo Mgmt For For For 4 Election of Audit Mgmt For For For Committee Member: JO Gook Hyun 5 Directors' Fees Mgmt For Against Against ________________________________________________________________________________ NetEase, Inc. Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W102 09/13/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Lei Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For Against Against 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For Against Against 7 Elect Michael Tong Mgmt For For For 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Netmarble Corporation Ticker Security ID: Meeting Date Meeting Status 251270 CINS Y6S5CG100 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect BANG Joon Hyuk Mgmt For For For 3 Elect PIAO Yan Li Mgmt For Against Against 4 Director's Fees Mgmt For Against Against ________________________________________________________________________________ Nexon Company Limited Ticker Security ID: Meeting Date Meeting Status 3659 CINS J4914X104 03/25/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Owen Mahoney Mgmt For Against Against 2 Elect Shiro Uemura Mgmt For For For 3 Elect Patrick Soderlund Mgmt For For For 4 Elect Hongwoo Lee Mgmt For Against Against 5 Elect Satoshi Honda Mgmt For For For 6 Elect Shiro Kuniya Mgmt For For For 7 Equity Compensation Mgmt For Against Against Plan ________________________________________________________________________________ Nexon Company Limited Ticker Security ID: Meeting Date Meeting Status 3659 CINS J4914X104 09/25/2019 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of New Shares Mgmt For For For by Third Party Allotment (1) 2 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (1) 3 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (2) 4 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (3) 5 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (4) 6 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (5) 7 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (6) 8 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (7) 9 Issuance of Stock Mgmt For For For Acquisition Rights by Third Party Allotment (8) 10 Issuance of New Shares Mgmt For For For by Third Party Allotment (2) 11 Elect Hongwoo Lee as Mgmt For Against Against Non-Audit Committee Director ________________________________________________________________________________ Nintendo Co Ltd Ticker Security ID: Meeting Date Meeting Status 7974 CINS J51699106 06/26/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Shuntaro Furukawa Mgmt For For For 4 Elect Shigeru Miyamoto Mgmt For For For 5 Elect Shinya Takahashi Mgmt For For For 6 Elect Ko Shiota Mgmt For For For 7 Elect Satoru Shibata Mgmt For For For 8 Elect Naoki Noguchi Mgmt For Against Against 9 Elect Katsuhiro Umeyama Mgmt For For For 10 Elect Masao Yamazaki Mgmt For For For 11 Elect Asa Shinkawa Mgmt For For For ________________________________________________________________________________ NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 06/09/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert K. Burgess Mgmt For For For 2 Elect Tench Coxe Mgmt For For For 3 Elect Persis S. Drell Mgmt For For For 4 Elect Jen-Hsun Huang Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect Harvey C. Jones Mgmt For For For 7 Elect Michael G. Mgmt For For For McCaffery 8 Elect Stephen C. Neal Mgmt For For For 9 Elect Mark L. Perry Mgmt For For For 10 Elect A. Brooke Seawell Mgmt For For For 11 Elect Mark A. Stevens Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 15 Amendment to the 2012 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Pearl Abyss Corp. Ticker Security ID: Meeting Date Meeting Status 263750 CINS Y6803R109 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect HAN Jung Hyeon Mgmt For Against Against 3 Directors' Fees Mgmt For Against Against 4 Corporate Auditors's Mgmt For Against Against Fees ________________________________________________________________________________ SQUARE ENIX HOLDINGS CO., LTD. Ticker Security ID: Meeting Date Meeting Status 9684 CINS J7659R109 06/24/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yosuke Matsuda Mgmt For For For 3 Elect Yukinobu Chida Mgmt For For For 4 Elect Yukihiro Yamamura Mgmt For For For 5 Elect Yuji Nishiura Mgmt For For For 6 Elect Masato Ogawa Mgmt For For For 7 Elect Mitsuko Okamoto Mgmt For For For 8 Elect Ryoichi Kobayashi Mgmt For For For 9 Elect Tadao Toyoshima Mgmt For For For 10 Elect Hajime Shinji Mgmt For For For 11 Elect Satoshi Fujii as Mgmt For For For Alternate Audit Committee Director ________________________________________________________________________________ Take-Two Interactive Software, Inc. Ticker Security ID: Meeting Date Meeting Status TTWO CUSIP 874054109 09/18/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Strauss Zelnick Mgmt For For For 2 Elect Michael Dornemann Mgmt For For For 3 Elect J Moses Mgmt For For For 4 Elect Michael Sheresky Mgmt For For For 5 Elect LaVerne Mgmt For For For Srinivasan 6 Elect Susan M. Tolson Mgmt For For For 7 Elect Paul Viera Mgmt For For For 8 Elect Roland Hernandez Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572163 05/13/2020 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Martin LAU Chi Mgmt For For For Ping 6 Elect Charles St. Mgmt For Against Against Leger Searle 7 Elect Ke Yang Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Ubisoft Entertainment SA Ticker Security ID: Meeting Date Meeting Status UBI CINS F9396N106 07/02/2019 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits Mgmt For For For 7 Consolidated Accounts Mgmt For For For and Reports 8 Special Auditors Mgmt For For For Report on Regulated Agreements 9 Remuneration of Yves Mgmt For For For Guillemot, Chair and CEO 10 Remuneration of Claude Mgmt For For For Guillemot, Executive Vice President 11 Remuneration of Michel Mgmt For For For Guillemot, Executive Vice President 12 Remuneration of Gerard Mgmt For For For Guillemot, Executive Vice President 13 Remuneration of Mgmt For For For Christian Guillemot, Executive Vice President 14 Remuneration Policy Mgmt For For For (Chair and CEO) 15 Remuneration Policy Mgmt For For For (Executive Vice Presidents) 16 Elect Virginie Haas Mgmt For For For 17 Elect Corinne Mgmt For For For Fernandez Handelsman 18 Appointment of Auditor Mgmt For For For (KPMG) 19 Non-renewal of Mgmt For For For Alternate Auditor (KPMG Audit IS SAS) 20 Authority to Mgmt For For For Repurchase and Reissue Shares 21 Authority to Cancel Mgmt For For For Shares and Reduce Capital 22 Authority to Increase Mgmt For For For Capital Through Capitalisations 23 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 24 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights 25 Authority to Issue Mgmt For For For Shares and Convertible Debt w/o Preemptive Rights Through Private Placement 26 Authority to Set Mgmt For For For Offering Price of Shares 27 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 28 Employee Stock Mgmt For For For Purchase Plan 29 Employee Stock Mgmt For For For Purchase Plan (Overseas Employees) 30 Employee Stock Mgmt For For For Purchase Plan (Custodian Institutions) 31 Authority to Issue Mgmt For For For Performance Shares 32 Global Ceiling to Mgmt For For For Capital Increases and Debt Issuances 33 Amendments to Article Mgmt For For For Regarding Employee Shareholders Representatives 34 Amendments to Article Mgmt For For For Regarding Statutory Auditors 35 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Zynga Inc. Ticker Security ID: Meeting Date Meeting Status ZNGA CUSIP 98986T108 05/19/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark Pincus Mgmt For For For 2 Elect Frank Gibeau Mgmt For For For 3 Elect Regina E. Dugan Mgmt For For For 4 Elect William "Bing" Mgmt For Against Against Gordon 5 Elect Louis J. Mgmt For For For Lavigne, Jr. 6 Elect Carol G. Mills Mgmt For For For 7 Elect Janice M. Roberts Mgmt For For For 8 Elect Ellen F. Siminoff Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For Against Against 11 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call Special Meetings Fund Name : VanEck Vectors Vietnam ETF ________________________________________________________________________________ Baoviet Holdings Ticker Security ID: Meeting Date Meeting Status BVH CINS Y0704L105 06/29/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Business Result Mgmt For For For 5 Business Plan Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Financial Statements Mgmt For For For 8 Directors' Report Mgmt For For For 9 Supervisors' Report Mgmt For For For 10 Directors' and Mgmt For Abstain Against Supervisors' Fees 2019 11 Directors' and Mgmt For Abstain Against Supervisors' Fees 2020 12 Allocation of Mgmt For For For Profits/Dividends 2019 13 Profits/Dividends Plan Mgmt For For For 2020 14 Appointment of Auditor Mgmt For For For 15 Transaction of Other Mgmt For Against Against Business 16 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ Baoviet Holdings Ticker Security ID: Meeting Date Meeting Status BVH CINS Y0704L105 12/12/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Articles Mgmt For For For - Change of Business Lines 5 Amendments to Articles Mgmt For For For 6 Authorization of Legal Mgmt For For For Formalities 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BH Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 090460 CINS Y0886Q104 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Election of Corporate Mgmt For For For Auditor 3 Directors' Fees Mgmt For Against Against 4 Corporate Auditors' Mgmt For For For Fees ________________________________________________________________________________ Eclat Textile Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1476 CINS Y2237Y109 06/18/2020 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Amendments to Mgmt For For For Procedural Rules: Shareholder Meetings 5 Amendments to Mgmt For For For Procedural Rules: Election of Directors 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ FLC FAROS Construction JSC Ticker Security ID: Meeting Date Meeting Status ROS CINS Y24090105 04/20/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Management's Report Mgmt For For For 6 Amendment to Articles Mgmt For Abstain Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Business Plan Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Directors' and Mgmt For For For Supervisors' Fees 12 Related Party Mgmt For For For Transactions 13 Authorization of Mgmt For Abstain Against Financial Transactions 14 Board Authorization to Mgmt For For For Implement Shareholder Resolutions 15 Approve Merger with Mgmt For Abstain Against FLC Mining Investment & Asset Management JSC 16 Resignation of Mgmt For For For Directors 17 Resignation of Mgmt For For For Supervisors 18 Election of Directors Mgmt For Abstain Against (Slate) 19 Election of Supervisors Mgmt For Abstain Against 20 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ FLC FAROS Construction JSC Ticker Security ID: Meeting Date Meeting Status ROS CINS Y24090105 05/05/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Management's Report Mgmt For For For 6 Amendment to Articles Mgmt For Abstain Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Business Plan Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Directors' and Mgmt For For For Supervisors' Fees 12 Related Party Mgmt For For For Transactions 13 Authorization of Mgmt For Abstain Against Financial Transactions 14 Approve Merger with Mgmt For Abstain Against FLC Mining Investment & Asset Management JSC 15 Board Authorization to Mgmt For For For Implement Shareholder Resolutions 16 Transaction of Other Mgmt For Against Against Business 17 Resignation of DO Nhu Mgmt For For For Tuan as Director 18 Resignation of TRINH Mgmt For For For Van Quyet as Director 19 Resignation of DOAN Mgmt For For For Van Phuong as Director 20 Resignation of TRAN Mgmt For For For Lam Chau as Supervisor 21 Election of Directors Mgmt For Abstain Against (Slate) 22 Election of Supervisors Mgmt For Abstain Against ________________________________________________________________________________ Hansae Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 105630 CINS Y30637105 03/30/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect Cho Hee Sun Mgmt For For For 3 Elect KIM Gyeong Mgmt For For For 4 Elect Hwang Young Sun Mgmt For For For 5 Elect PARK Chan Gu Mgmt For For For 6 Elect Hwang Young Sun Mgmt For For For 7 Elect PARK Chan Gu Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hoa Phat Group Jsc Ticker Security ID: Meeting Date Meeting Status HPG CINS Y3231H100 03/27/2020 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Amendments to Hoa Phat Mgmt For For For - Dung Quat Iron and Steel Integrated Complex Investment Project 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hoa Phat Group Jsc Ticker Security ID: Meeting Date Meeting Status HPG CINS Y3231H100 06/25/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Business Plan Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Funds Mgmt For For For 9 Allocation of Dividends Mgmt For For For 10 Dividends Plan 2020 Mgmt For For For 11 Adjustments to the Mgmt For For For Investment Capital at Hoa Phat Dung Quat Project 12 Amendments to Business Mgmt For For For Scope 13 Amendments to the Mgmt For For For Company's Charter 14 Board Authorization to Mgmt For For For Implement Shareholder Resolutions 15 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hoang Huy Investment Financial Services JSC Ticker Security ID: Meeting Date Meeting Status TCH CINS Y3R31R127 06/20/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Management Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' and Mgmt For For For Supervisors' Remuneration 9 Appointment of Auditor Mgmt For For For 10 Appointment of Board Mgmt For Against Against Chairman as General Director 11 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Joint Stock Commercial Bank for Foreign Trade of Vietnam Ticker Security ID: Meeting Date Meeting Status VCB CINS Y444A7106 06/26/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Business Report and Mgmt For For For Business Plan 6 Supervisors' Report Mgmt For For For 7 Approve Election Mgmt For For For Regulations 8 Allocation of Mgmt For For For Profits/Dividends 9 Directors' and Mgmt For Abstain Against Supervisors' Fees 10 Appointment of Auditor Mgmt For For For 11 Increase in Authorized Mgmt For For For Capital 12 Transaction of Other Mgmt For Against Against Business 13 Election of Supervisor Mgmt For Abstain Against ________________________________________________________________________________ Mani, Inc. Ticker Security ID: Meeting Date Meeting Status 7730 CINS J39673108 11/22/2019 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Masaaki Matsutani Mgmt For For For 2 Elect Toshihide Takai Mgmt For For For 3 Elect Kazuo Takahashi Mgmt For For For 4 Elect Tomoko Masaki Mgmt For For For 5 Elect Michio Morikawa Mgmt For For For 6 Elect Michiharu Matsuda Mgmt For For For 7 Elect Tatsushi Yano Mgmt For For For ________________________________________________________________________________ Masan Group Corp Ticker Security ID: Meeting Date Meeting Status MSN CINS Y5825M106 06/30/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Business Plan Mgmt For For For 7 Allocation of Dividends Mgmt For For For 8 Dividends Allocation Mgmt For For For Plan 9 Appointment of Auditor Mgmt For For For 10 Directors' and Mgmt For For For Supervisors' Fees 11 Issuance of Shares Mgmt For For For under ESOP 12 Related Party Mgmt For For For Transactions 13 Ratify Board Acts Mgmt For For For 14 Issuance of Shares Mgmt For For For without Preemptive Rights 15 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ McNex Company Limited Ticker Security ID: Meeting Date Meeting Status 097520 CINS Y5S05U100 03/23/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Share Option Grant Mgmt For For For 3 Elect OH Min Gyo Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Corporate Auditors's Mgmt For For For Fees ________________________________________________________________________________ No Va Land Investment Group Corp. Ticker Security ID: Meeting Date Meeting Status NVL CINS Y6372L103 03/18/2020 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approve Issuance of Mgmt For For For Shares to Increase the Company's Equity Capital ________________________________________________________________________________ No Va Land Investment Group Corp. Ticker Security ID: Meeting Date Meeting Status NVL CINS Y6372L103 05/06/2020 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Online General Mgmt For For For Meeting of Shareholders 2020 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ No Va Land Investment Group Corp. Ticker Security ID: Meeting Date Meeting Status NVL CINS Y6372L103 05/20/2020 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Mgmt For For For Debt Instruments 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ No Va Land Investment Group Corp. Ticker Security ID: Meeting Date Meeting Status NVL CINS Y6372L103 06/05/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Business Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Business Plan Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Change in Business Mgmt For For For Scope 11 Amendments to Articles Mgmt For For For 12 Amendments to Internal Mgmt For For For Regulations on Corporate Governance 13 Approve ESOP 2020 Mgmt For For For 14 Amendments to Shares Mgmt For For For Issuance Plan for the Conversion of Bonds 15 Approve Multi-location Mgmt For For For General Meeting of Shareholders 16 Approve Increase in Mgmt For For For Board Size 17 Transaction of Other Mgmt For Against Against Business 18 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ No Va Land Investment Group Corp. Ticker Security ID: Meeting Date Meeting Status NVL CINS Y6372L103 09/06/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For - Change of Company Representative 4 Authorization of Legal Mgmt For For For Formalities 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ PetroVietnam Power Corporation Ticker Security ID: Meeting Date Meeting Status POW CINS Y6827C104 06/12/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Business Report & Mgmt For For For Business Plan and Allocation of Profits 5 Accounts and Reports Mgmt For For For 6 Directors' Report Mgmt For For For 7 Supervisors' Report Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Amendments to Gas Mgmt For For For Purchasing Contract of Nhon Trach 1 Power Station 11 Authority to Mgmt For For For Repurchase Shares from Former Employees 12 Approve Nhon Trach 3 & Mgmt For For For 4 Power Station Projects 13 Approve Regulations on Mgmt For For For Virtual Meeting and Electronic Voting 14 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Pharos Energy Plc Ticker Security ID: Meeting Date Meeting Status PHAR CINS M7S90R102 05/20/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Policy Mgmt For For For (Binding) 3 Remuneration Report Mgmt For For For (Advisory) 4 Elect John E. Martin Mgmt For For For 5 Elect Edward T. Story Mgmt For For For 6 Elect Jann Brown Mgmt For For For 7 Elect Mike J. Watts Mgmt For For For 8 Elect Robert G. Gray Mgmt For For For 9 Elect Marianne Mgmt For For For Daryabegui 10 Elect Lisa Mitchell Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Regina Miracle International (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2199 CINS G74807101 08/26/2019 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Antony YIU Kar Mgmt For For For Chun 6 Elect LIU Zhenqiang Mgmt For For For 7 Elect CHEN Zhiping Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Directors' Fees Mgmt For For For 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Saigon Securities Incorporation Ticker Security ID: Meeting Date Meeting Status SSI CINS Y7398S106 11/29/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scrip Dividend Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seojin System Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 178320 CINS Y7T39S100 03/27/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For Against Against 3 Elect PARK Jin Soo Mgmt For Against Against 4 Election of Corporate Mgmt For For For Auditor 5 Directors' Fees Mgmt For Against Against 6 Corporate Auditors' Mgmt For For For Fees 7 Share Option Grant Mgmt For For For ________________________________________________________________________________ SOCO International plc Ticker Security ID: Meeting Date Meeting Status SIA CINS G8248C127 10/16/2019 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change of Company Name Mgmt For For For ________________________________________________________________________________ SSI Securities Corporation Ticker Security ID: Meeting Date Meeting Status SSI CINS Y7398S106 06/27/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Business Report and Mgmt For For For Business Plan 5 Directors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Change of Head Office Mgmt For For For Location 11 Change in Mgmt For For For Organizational Structure and Amendments to Company Charter and Internal Regulations on Corporate Governance 12 Issuance of Shares Mgmt For For For under ESOP 13 Approve Nominees List Mgmt For For For 14 Transaction of Other Mgmt For Against Against Business 15 Election of Directors Mgmt For Abstain Against (Slate) ________________________________________________________________________________ Synopex Inc Ticker Security ID: Meeting Date Meeting Status 025320 CINS Y8349E113 03/30/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For Against Against 3 Elect SON Kyung Ik Mgmt For Against Against 4 Elect LEE Jin Hee Mgmt For Against Against 5 Amendments to Mgmt For For For Executive Officer Retirement Allowance Policy 6 Directors' Fees Mgmt For For For 7 Corporate Auditors Fees Mgmt For Against Against ________________________________________________________________________________ Thanh Thanh Cong Tay Ninh JSC Ticker Security ID: Meeting Date Meeting Status SBT CINS Y09690101 07/04/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Resignation of SEE Mgmt For For For Beow Tean 6 Resignation of LE Ngoc Mgmt For For For Thong 7 Election of Directors Mgmt For Abstain Against 8 Election of Directors Mgmt For Abstain Against 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Thanh Thanh Cong Tay Ninh JSC Ticker Security ID: Meeting Date Meeting Status SBT CINS Y09690101 09/05/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Amendments to Articles Mgmt For Against Against 6 Change of Business Mgmt For For For Scope 7 Authority to Mgmt For For For Repurchase Shares 8 Authority to Issue Mgmt For For For Convertible Debt Instruments 9 Resignation of NGUYEN Mgmt For For For Thuy Van ________________________________________________________________________________ Thanh Thanh Cong Tay Ninh JSC Ticker Security ID: Meeting Date Meeting Status SBT CINS Y09690101 10/14/2019 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Management's Report Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Business Plan and Mgmt For For For Allocation of Profits/Dividends 10 Related Party Mgmt For Abstain Against Transactions 11 Appointment of Auditor Mgmt For For For 12 Fees of Board of Mgmt For Abstain Against Management and Inspection Committee 13 Election of Directors Mgmt For Abstain Against (Slate) 14 Transaction of Other Mgmt For Against Against Business 15 Election of Directors Mgmt For Abstain Against 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ UTI Inc Ticker Security ID: Meeting Date Meeting Status 179900 CINS Y9314E112 03/31/2020 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Financial Statements Mgmt For Against Against and Allocation of Profits/Dividends 2 Elect PARK Duk young Mgmt For Against Against 3 Elect KIM Hak Chul Mgmt For Against Against 4 Elect CHAE Jung Hoon Mgmt For Against Against 5 Directors' Fees Mgmt For Against Against 6 Corporate Auditors's Mgmt For For For Fees 7 Amendments to Mgmt For Against Against Executive officer Retirement Allowance Policy ________________________________________________________________________________ Viet Nam Electrical Equipment Joint Stock Corp. Ticker Security ID: Meeting Date Meeting Status GEX CINS Y93687104 06/18/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Business Report and Mgmt For For For Business Plan 4 Directors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Mgmt For For For Profits/Dividends 7 Major Targets for 2020 Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Related Party Mgmt For For For Transactions 10 Approve Increase in Mgmt For Against Against CEO/Board Chair's Shares Ownership 11 Resignation of Director Mgmt For For For 12 Transaction of Other Mgmt For Against Against Business 13 Resignation and Mgmt For Abstain Against Election of Directors ________________________________________________________________________________ VietJet Aviation JSC Ticker Security ID: Meeting Date Meeting Status VJC CINS Y9368Y105 06/26/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Business Report and Mgmt For For For Business Plan 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Statement of Mgmt For For For Directors, Supervisors and Audited Financial Statements 8 Appointment of Auditor Mgmt For For For 9 Ratification of Board Mgmt For Abstain Against Acts 10 Allocation of Mgmt For For For Profits/Dividends 11 Dividends Plan 2020 Mgmt For Abstain Against 12 Directors' and Mgmt For Abstain Against Supervisors' Fees 13 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Vietnam Dairy Products JSC Ticker Security ID: Meeting Date Meeting Status VNM CINS Y9365V104 06/11/2020 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendments to Internal Mgmt For For For Regulations on Corporate Governance 5 Approve New Internal Mgmt For For For Regulations on Corporate Governance 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Vietnam Dairy Products JSC Ticker Security ID: Meeting Date Meeting Status VNM CINS Y9365V104 06/26/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Results of Operations Mgmt For For For 4 Monitoring Results Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Directors' Report Mgmt For For For 7 Allocation of Dividends Mgmt For For For 8 Revenue and Profits Mgmt For For For Plan 9 Dividends Plan 2020 Mgmt For For For 10 Issuance of Shares w/ Mgmt For For For Preemptive Rights 11 Appointment of Auditor Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Amendments to Business Mgmt For For For Scope 14 Amendments to Company Mgmt For For For Charter 15 Transaction of Other Mgmt For Against Against Business 16 Elect NGUYEN Thi Tham Mgmt For For For ________________________________________________________________________________ Vincom Retail JSC Ticker Security ID: Meeting Date Meeting Status VRE CINS Y937HV109 05/26/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Business Report and Mgmt For For For Business Plan 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' and Mgmt For For For Supervisors' Fees 9 Amendments to Business Mgmt For For For Scope 10 Transaction of Other Mgmt For Against Against Business 11 Election of Directors Mgmt For For For (Slate) ________________________________________________________________________________ Vingroup JSC Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 05/28/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Business Report and Mgmt For For For Business Plan 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Directors' and Mgmt For For For Supervisors' Fees 9 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Vingroup JSC Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 08/20/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Constitution of Mgmt For For For Procedural Rules For Shareholder Meeting and Election 6 Elect Park Woncheol Mgmt For For For 7 Authority to Issue Mgmt For For For Debt Instruments 8 Authority to List the Mgmt For For For Bond on Singapore Exchange 9 Authorization of Legal Mgmt For For For Formalities For Bond Issuance ________________________________________________________________________________ Vingroup JSC Ticker Security ID: Meeting Date Meeting Status VIC CINS Y9375L104 11/04/2019 Voted Meeting Type Country of Trade Other Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Share Swap to Mgmt For For For Facilitate Merger 6 Articles of Mgmt For For For Association Upon Share Swap and Merger 7 Merger Agreement Mgmt For For For 8 Issuance of Shares for Mgmt For For For Merger 9 Registration of Shares Mgmt For For For and Additional Listing of Issued Shares 10 Board Authorization to Mgmt For For For Implement Share Swap and Share Issuances 11 Issuance of Shares for Mgmt For Abstain Against Conversion of Preference Share into Ordinary Share 12 Board Authorization to Mgmt For Abstain Against Implement Preference Share Conversion ________________________________________________________________________________ Vinhomes Joint Stock Company Ticker Security ID: Meeting Date Meeting Status VHM CINS Y937JX103 05/29/2020 Voted Meeting Type Country of Trade Annual Vietnam Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Business Report and Mgmt For For For Business Plan 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Directors' and Mgmt For For For Supervisors' Fees 10 Transaction of Other Mgmt For Against Against Business Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. Registrant: VanEck Vectors ETF Trust By: /s/ Jan F. van Eck Name: Jan F. van Eck Title: Chief Executive Officer Date: Aug 28, 2020