EX-99.D6 SUB AGMNT 6 d6-royce.txt AMENDMENT TO SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT ADDENDUM TO SCHEDULE A Schedule A of the Subadvisory Agreement dated October 1, 2001 by and between American Express Financial Corporation and Royce & Associates, Inc. is amended as follows: Effective February 15, 2002, compensation pursuant to Paragraph 4 of Subadvisory Agreement shall be calculated in accordance with the following schedule: --------------------------- ----------------------------------------- Average Daily Net Assets* Rate --------------------------- ----------------------------------------- $0-$50 million .80% --------------------------- ----------------------------------------- $50-$100 million .75% --------------------------- ----------------------------------------- $100-$150 million .70% --------------------------- ----------------------------------------- $150-$200 million .65% --------------------------- ----------------------------------------- $200-$250 million .60% --------------------------- ----------------------------------------- $250-$300 million .55% --------------------------- ----------------------------------------- $300 + .50% --------------------------- ----------------------------------------- Dated: February 15, 2002 * Applies to average daily net assets that are subject to the Subadvisor's investment discretion. American Express Financial Corporation Royce & Associates, Inc. By: /s/ Andrew O. Washburn By: /s/ Charles M. Royce ----------------------- ---------------------- Andrew O. Washburn Charles M. Royce Vice President- President Director of Marketing