X0303 5 2010-12-31 0 0 0001005817 TOMPKINS FINANCIAL CORP TMP 0001137092 BANTLE ROBERT B TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 Exec. Vice President Common Stock - 401k/esop 2010-12-03 5 L 0 876.9 0 A 4153 D Common Stock 4983 D Incentive Stock Option (Right to Buy) 29.30 2012-09-30 Common Stock 106 106 D Incentive Stock Option (Right to Buy) 35.7636 2014-05-03 Common Stock 6586 6586 D Incentive Stock Option (Right to Buy) 38.5364 2016-01-23 Common Stock 7986 7986 D Incentive Stock Option (Right to Buy) 37.2727 2017-11-29 Common Stock 4123 4123 D Non-qualified Stock Option (Right to Buy) 35.7636 2014-05-03 Common Stock 5394 5394 D Non-qualified Stock Option (Right to Buy) 38.5364 2016-01-23 Common Stock 4114 4114 D Non-qualified Stock Option (Right to Buy) 37.2727 2017-11-29 Common Stock 6878 6878 D Stock Appreciation Rights (SAR) 41.7091 2019-09-17 Common Stock 11000 11000 D Shares acquired through profit sharing and reinvestment of quarterly cash dividends. The stock option becomes exercisable in four installments commencing two years after the grant date. The stock option becomes exercisable in six annual installments commencing two years after the date of the grant. Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. They become exercisable in six annual installments commencing two years after the grant date, and when exercised, SARs will be settled in Common Stock of the Company. /s/ Robert B. Bantle 2011-02-10