-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAIy2koYzkJAuWVYCucP4ofKTmN2LF4saFG7/WuRuheSLD78T8L8U7idrtGDGifk zBkjgK3a1kjvbVXUTYowyg== 0001140361-10-001359.txt : 20100108 0001140361-10-001359.hdr.sgml : 20100108 20100108182141 ACCESSION NUMBER: 0001140361-10-001359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100106 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUVONEN RONALD CENTRAL INDEX KEY: 0001137058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50052 FILM NUMBER: 10518587 MAIL ADDRESS: STREET 1: C/O DOWNTOWN ASSOCIATES STREET 2: 674 UNIONVILLE ROAD, SUITE 105 CITY: KENNETT SQUARE STATE: PA ZIP: 19348 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COSI INC CENTRAL INDEX KEY: 0001171014 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 061393745 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: COSI INC STREET 2: 1751 LAKE COOK ROAD SUITE 650 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 847-597-3200 MAIL ADDRESS: STREET 1: 1751 LAKE COOK ROAD STREET 2: SUITE 650 CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 doc1.xml FORM 4 X0303 4 2010-01-06 0 0001171014 COSI INC COSI 0001137058 JUVONEN RONALD C/O DOWNTOWN ASSOCIATES, L.L.C. 674 UNIONVILLE ROAD, SUITE 105 KENNETT SQUARE PA 19348 0 0 1 0 Common Stock, $0.01 par value 2010-01-06 4 X 0 1065411 0.50 A 5419363 I By partnerships and limited liability company Subscription Rights (right to buy) 0.50 2010-01-06 4 X 0 4353952 0 A 2009-12-08 2010-01-06 Common stock, par value $0.01 1065411 0 I By partnerships and limited liability company The securities reported herein reflect shares of common stock, par value $0.01 per share ("Common Stock"), of Cosi, Inc. (the "Company") acquired by Downtown Associates I, L.P. and Downtown Associates II, L.P. (collectively referred to as the "Downtown Funds") pursuant to their basic subscription rights in the rights offering of the Company completed on January 6, 2010 (the "Rights Offering"). This filing does not include any additional shares of Common Stock that the Downtown Funds may receive pursuant to their over-subscription privilege, which number of additional shares are not known as of the date of this filing. The securities reported herein are held by the Downtown Funds. The reporting person's indirect interest in the securities held by the Downtown Funds is limited to his pecuniary interest, if any, in the Downtown Funds. Pursuant to the terms of the Company's Rights Offering, the Downtown Funds received one subscription right for each share of Common Stock owned by the Downtown Funds on November 27, 2009. Each subscription right entitled the holder to purchase 0.2447 shares of Common Stock at a subscription price of $0.50 per full share. /s/ Ronald J. Juvonen 2010-01-08 -----END PRIVACY-ENHANCED MESSAGE-----