0001209191-21-059140.txt : 20211004 0001209191-21-059140.hdr.sgml : 20211004 20211004183313 ACCESSION NUMBER: 0001209191-21-059140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAXTER WILLIAM T CENTRAL INDEX KEY: 0001137044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40271 FILM NUMBER: 211304469 MAIL ADDRESS: STREET 1: C/O BSQUARE CORP STREET 2: 3150 139TH AVENUE SE STE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vizio Holding Corp. CENTRAL INDEX KEY: 0001835591 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 854185335 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 TESLA CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-945-8260 MAIL ADDRESS: STREET 1: 39 TESLA CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-30 0 0001835591 Vizio Holding Corp. VZIO 0001137044 BAXTER WILLIAM T C/O VIZIO HOLDING CORP. 39 TESLA IRVINE CA 92618 0 1 0 0 Chief Technology Officer Class A Common Stock 2021-09-30 4 M 0 5886 2.00 A 147497 D Class A Common Stock 2021-09-30 4 M 0 60973 2.89 A 208470 D Class A Common Stock 2021-09-30 4 S 0 76340 21.2304 D 132130 D Class A Common Stock 2021-10-01 4 M 0 15000 2.00 A 147130 D Class A Common Stock 2021-10-01 4 M 0 215564 2.89 A 362694 D Class A Common Stock 2021-10-01 4 S 0 301986 21.1417 D 60708 D Class A Common Stock 2021-10-04 4 M 0 100 2.89 A 60808 D Class A Common Stock 2021-10-04 4 S 0 100 21.075 D 60708 D Employee Stock Option (Right to buy) 2.00 2021-09-30 4 M 0 5886 0.00 D 2025-05-21 Class A Common Stock 5886 60000 D Employee Stock Option (Right to buy) 2.89 2021-09-30 4 M 0 60973 0.00 D 2027-12-29 Class A Common Stock 60973 909000 D Employee Stock Option (Right to buy) 2.00 2021-10-01 4 M 0 15000 0.00 D 2025-05-21 Class A Common Stock 15000 45000 D Employee Stock Option (Right to buy) 2.89 2021-10-01 4 M 0 215564 0.00 D 2027-12-29 Class A Common Stock 215564 693436 D Employee Stock Option (Right to buy) 2.89 2021-10-04 4 M 0 100 0.00 D 2027-12-29 Class A Common Stock 100 693336 D The option exercises and sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on May 28, 2021. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU. This transaction was executed in multiple trades at prices ranging from $21.00 to $21.47. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. This transaction was executed in multiple trades at prices ranging from $21.00 to $21.49. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/ Scott Becker, under power of attorney 2021-10-04