0001179110-21-005602.txt : 20210519 0001179110-21-005602.hdr.sgml : 20210519 20210519202408 ACCESSION NUMBER: 0001179110-21-005602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORE JAMES J JR CENTRAL INDEX KEY: 0001136877 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34691 FILM NUMBER: 21942048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATLANTIC POWER CORP CENTRAL INDEX KEY: 0001419242 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 550886410 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 155 CITY: DEDHAM STATE: MA ZIP: 02026 BUSINESS PHONE: 617-977-2400 MAIL ADDRESS: STREET 1: 3 ALLIED DRIVE STREET 2: SUITE 155 CITY: DEDHAM STATE: MA ZIP: 02026 4 1 edgar.xml FORM 4 - X0306 4 2021-05-14 0 0001419242 ATLANTIC POWER CORP AT 0001136877 MOORE JAMES J JR C/O ATLANTIC POWER CORPORATION 3 ALLIED DRIVE, SUITE 155 DEDHAM MA 02026 1 1 0 0 Chief Executive Officer Common shares 2021-05-14 4 J 0 1316034 3.03 D 0 D Notional shares 2021-05-14 4 D 0 209020 3.03 D Common shares 209020 0 D Transition notional shares 2021-05-14 4 D 0 269952 3.03 D Common shares 269952 0 D Pursuant to the terms of the Arrangement Agreement dated January 14, 2021 (the "Agreement") by and among Atlantic Power Corporation (the "Company"), Atlantic Power Preferred Equity Ltd. ("APPEL"), Atlantic Power Limited Partnership, Tidal Power Holdings Limited and Tidal Power Aggregator, LP (together with Tidal Power Holdings Limited, the "Purchasers"), the Purchasers purchased each share of Company common stock, no par value (each, a "Common Share") at a price per share of US$3.03, net to the seller in cash, without interest thereon and less any required withholding taxes. Represents previously reported awards of notional shares ("Notional Shares") granted under the Company's Long-Term Incentive Plans, which provide forsettlement of such Notional Shares upon vesting, which occurs ratably over a three year period or upon certain other events. Each Notional Share is equal to theeconomic equivalent of one Common Share. Pursuant to the terms of the Agreement, all outstanding awards of Notional Shares will vest in full and be cancelled and each person holding such Notional Shareswill be entitled to receive a cash payment from the Company equal to US$3.03 for each Common Share subject to his or her Notional Share awards, withoutinterest and less any applicable withholding taxes. Represents a previously reported award of transition notional shares ("Transition Units") granted to Mr. Moore in connection with the commencement of his employment in 2015, which provides for settlement of such Transition Units upon vesting, which occurs upon the satisfaction of a performance condition or upon certain other events. Each Transition Unit is equal to the economic equivalent of one Common Share. Pursuant to the terms of the Agreement, all outstanding Transition Units will vest in full and be cancelled and Mr. Moore will be entitled to receive a cash payment from the Company equal to US$3.03 for each Common Share subject to his Transition Units, without interest and less any applicable withholding taxes. /s/ John S. Miele, attorney-in-fact 2021-05-19