EX-1.01 2 d506692dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

ZIMMER BIOMET HOLDINGS, INC.

Conflict Minerals Report

For the Reporting Period from January 1, 2022 to December 31, 2022

This Conflict Minerals Report (this “Report”) of Zimmer Biomet Holdings, Inc. (“Zimmer Biomet,” the “Company,” “we,” “our” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (collectively, the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2022 to December 31, 2022.

The Rule imposes certain reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose products contain cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which are limited to tantalum, tin and tungsten (collectively, “conflict minerals”) that are necessary to the functionality or production of their products (such minerals are referred to as “necessary conflict minerals”). For products which contain necessary conflict minerals, the registrant must conduct in good faith a reasonable country of origin inquiry designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country. If, based on such inquiry, the registrant knows or has reason to believe that any of the necessary conflict minerals contained in its products originated or may have originated in the DRC or an adjoining country and knows or has reason to believe that those necessary conflict minerals may not be solely from recycled or scrap sources, the registrant must conduct due diligence on the source and chain of custody of the necessary conflict minerals contained in those products.

Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, we are not required to describe any of our products as “DRC conflict free” or “having not been found to be ‘DRC conflict free,’” and, therefore, we make no conclusion in this regard in this Report. Furthermore, given that we have not voluntarily elected to describe any of our products as “DRC conflict free,” an independent private sector audit of this Report has not been conducted.

Company and Products Overview

We are a global leader in musculoskeletal healthcare. We design, manufacture and market orthopedic reconstructive products; sports medicine, biologics, extremities and trauma products; craniomaxillofacial (“CMF”) and thoracic products; surgical products; and a suite of integrated digital and robotic technologies that leverage data, data analytics and artificial intelligence. Our products and solutions help treat patients suffering from disorders of, or injuries to, bones, joints or supporting soft tissues. Our primary customers include orthopedic surgeons, neurosurgeons, and other specialists, hospitals, stocking distributors, healthcare dealers and, in their capacity as agents, healthcare purchasing organizations or buying groups, making Zimmer Biomet the final step in the supply chain prior to these products reaching the end customer.

Our orthopedic reconstructive devices include knee and hip implants that are used to replace joints that have deteriorated as a result of disease (principally osteoarthritis) or injury. Our sports medicine products are designed primarily for the repair of soft tissue injuries and are most commonly used in knee and shoulder procedures. Our biologics products are used as early intervention solutions for joint preservation or to support surgical procedures. Our foot and ankle and extremities products are designed to treat arthritic conditions and fractures in the foot, ankle, shoulder, elbow and wrist. Our CMF and thoracic products include face and skull reconstruction products as well as products that fixate and stabilize the bones of the chest in order to facilitate healing or reconstruction after open heart surgery, trauma or for deformities of the chest. Our trauma products are used to stabilize damaged or broken bones and their surrounding tissues to support the body’s natural healing process. Our surgical products are used to support various surgical procedures and include tourniquet systems, wound debridement devices, fluid waste management systems and surgical power systems.

On March 1, 2022, we completed the spinoff of our spine and dental businesses into ZimVie Inc. (“ZimVie”), a new public company (“the Spinoff”). This report includes ZimVie-related suppliers that were utilized prior to the date of the Spinoff.

Reasonable Country of Origin Inquiry

Our reasonable country of origin inquiry is discussed in the Specialized Disclosure Report on Form SD to which this Report is attached as an exhibit.

Due Diligence Framework

We designed our due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework as set forth in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related supplements for gold and for tin, tantalum and tungsten.

Due Diligence Measures Undertaken

We are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. We do not purchase necessary conflict minerals directly from mines, smelters or refiners; therefore, we rely on our suppliers to provide information regarding the origin of these minerals. We believe smelters and refiners are best situated to identify the sources of conflict minerals, and, therefore, we have taken steps to identify the smelters and refiners of necessary conflict minerals in our supply chain.


Step 1: Establish company management systems

We undertook the following measures to establish management systems to address compliance with the Rule:

 

   

Established a cross-functional conflict minerals project team to direct the overall efforts of our conflict minerals compliance program.

 

   

Adopted a policy statement on conflict minerals, communicated it to suppliers and published it on our Company’s website at www.zimmerbiomet.com/corporate/suppliers.html. Our policy statement provides, among other things, that we expect our suppliers to source conflict minerals from socially responsible sub-tier suppliers and manufacturers and to undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products supplied to us.

 

   

Reinforced our expectations of our suppliers via our Zimmer Biomet Code of Supplier Conduct, available at www.zimmerbiomet.com/corporate/suppliers.html, which sets forth important legal, ethical, behavioral and other requirements for our suppliers, including our policy statement on conflict minerals.

 

   

Maintained a grievance mechanism to allow parties to contact us with conflict minerals-related questions or concerns via our Speak Up Hotline website, zimmerbiomet.com/speakup.

 

   

Engaged with suppliers, including notifying them in writing that we are subject to disclosure obligations under the Rule relating to the sources of necessary conflict minerals used in our products, that we must collect important supply chain data from them and that we expect their cooperation in providing such information in a timely manner.

 

   

Leveraged materials, including a Conflict Minerals Reporting Template (“CMRT”), created and made available by the Responsible Minerals Initiative, which supports the responsible sourcing of minerals through the Responsible Minerals Assurance Process (“RMAP”).

 

   

Included updated terms and conditions in supplier contracts that address suppliers’ obligations to provide us with information pertaining to the origin of any necessary conflict minerals in materials or components supplied to us.

 

   

Provided suppliers with opportunities for training and links to educational websites related to conflict minerals.

Step 2: Identify and assess risks in the supply chain

We took the following measures to identify risks in our supply chain:

 

   

Zimmer Biomet identified a point-of-contact at each site to specifically target Conflict Minerals Training and identification of site suppliers.

 

   

Surveyed suppliers, identified by each site, providing materials or components necessary to the production and/or functionality of our products. Suppliers were asked to provide information based on the CMRT through the use of iPoint’s Conflict Minerals Platform. This survey was sent to 406 suppliers globally.

 

   

Provided, via iPoint, training materials to suppliers on the use of iPoint’s Conflict Minerals Platform portal and the CMRT.

 

   

Reviewed and assessed survey responses. Zimmer Biomet and/or iPoint followed up with suppliers multiple times when responses were not received, incomplete or appeared to report inconsistent information.

 

   

When a supplier response stated that conflict minerals were sourced from the DRC or an adjoining country and identified the smelter involved, Zimmer Biomet had iPoint compare the identified smelter or refiner (even though the supplier had not confirmed that the conflict minerals were used in the materials supplied to us) against the RMAP Conformant Smelters and Refiners Lists to confirm whether the smelter or refiner in question was identified as having undergone an assessment through the RMAP or industry equivalent program and was validated to be conformant with the protocols.

Step 3: Design and implement a strategy to respond to identified risks

We designed and implemented strategies to respond to identified risks, including the following:

 

   

Where applicable, both Zimmer Biomet and iPoint sent follow-up communications to suppliers that provided incomplete or inconsistent survey responses.

 

   

We requested suppliers submitting survey responses of conflict “status” to complete additional survey tasks to collect additional relevant information.

 

   

Suppliers who received a follow-up communication were directed to our policy statement on conflict minerals and were provided the opportunity for conflict minerals training and education materials. Suppliers were asked to review the materials and provide updated survey information in a timely manner.

 

   

Suppliers who did not respond to our initial survey were sent escalation communications from iPoint and/or Zimmer Biomet Compliance Team requesting that they respond to the survey and provide the requested information.

 

   

Some unresponsive suppliers were also advised to complete our requested survey to the best of their ability and then directed to iPoint for assistance with form information.


   

Further, some unresponsive suppliers were informed that Zimmer Biomet would place a negative note in the Supplier’s file because of this failure to respond to our survey. Suppliers were informed that this escalation may result in impact to future purchasing decisions.

Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices

As previously noted, we are a downstream consumer of the necessary conflict minerals in our products and are many steps removed from smelters and refiners who provide minerals and ores. As such, we do not perform or have direct audits of smelters and refiners within the supply chain. Our due diligence efforts rely on cross-industry initiatives to conduct smelter and refiner due diligence and independent third-party audits, such as those led by the Responsible Minerals Initiative, including the RMAP.

Step 5: Report annually on supply chain due diligence

A copy of our Specialized Disclosure Report on Form SD, along with a copy of this Conflict Minerals Report, which is attached to the Form SD as Exhibit 1.01, is available on our website at www.zimmerbiomet.com (in the “Investors” section under the “Financial Information” caption and “SEC Filings” sub-caption).

Due Diligence Results

We surveyed 406 suppliers globally that we identified may contribute necessary conflict minerals to our products. The survey response rate was approximately 77% for 2022. Of the suppliers who responded, approximately 45% reported that conflict minerals are not intentionally added to their products, are not necessary to the production of their products and are not contained in the finished products that they manufacture or contract to manufacture. With respect to the remaining survey respondents, the large majority of suppliers who responded provided data at a company, division or product category level and/or were unable to specify the smelters or refiners that processed conflict minerals in materials or components supplied to us.

Appendix A lists the smelters and refiners that the suppliers who responded to our survey reported as being in their supply chains. Only known smelters or refiners (those listed in the CMRT) with an RMAP audit status of Conformant or Active are included in Appendix A. Not all of these smelters and refiners may have processed necessary conflict minerals contained in our products, since suppliers may have reported to us smelters and refiners that were not in our supply chain due to the decision of such suppliers to provide data at a company, division or product category level, over-inclusiveness in the information received from their respective suppliers, or for other reasons.

Efforts to Determine the Mine or Location of Origin

As described above, we are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. Further, the large majority of suppliers who responded to our survey provided data at a company, division or product category level. Our due diligence process, described above, reflects our efforts to determine with the greatest specificity the mines or location of origin of the conflict minerals necessary to the functionality or production of products we manufacture or contract to manufacture.

Continuous Improvement Efforts to Mitigate Risk

Due to the complexity of our global supply chain, we engaged iPoint in 2022 as we did in several prior calendar years to assist us in collecting, managing, and aggregating conflict minerals information. Going forward, we expect to take the following additional steps, among others, to improve our due diligence measures and to further mitigate the risk that necessary conflict minerals contained in our products may finance or benefit armed groups in the DRC or adjoining countries:

 

   

Continue to educate our direct suppliers about our reporting obligations related to conflict minerals, and continue to provide our direct suppliers with training and educational materials and website links that they may provide to their own suppliers.

 

   

Continue to include our policy statement on conflict minerals as part of Sourcing training curriculum.

 

   

Continue to include our policy statement on conflict minerals in our new supplier onboarding process.

 

   

Continue to encourage our direct suppliers to implement responsible sourcing and ask them to encourage smelters and refiners to become conformant with the RMAP assessment protocols.

 

   

Continue to follow up with suppliers that failed to provide a response, failed to meet our internal timeline for reporting, or failed to provide data specific to materials or components supplied to us.

Independent Private Sector Audit

Not applicable.


Appendix A

The following smelters and refiners were reported by our suppliers as being in their supply chains.

 

Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Gold

   Abington Reldan Metals, LLC    UNITED STATES OF AMERICA    CID002708    Conformant

Gold

   Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015    Conformant

Gold

   Agosi AG    GERMANY    CID000035    Conformant

Gold

   Aida Chemical Industries Co., Ltd.    JAPAN    CID000019    Conformant

Gold

   Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560    Conformant

Gold

   Alexy Metals    UNITED STATES OF AMERICA    CID003500    Active

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041    Conformant

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058    Conformant

Gold

   Argor-Heraeus S.A.    SWITZERLAND    CID000077    Conformant

Gold

   Asahi Pretec Corp.    JAPAN    CID000082    Conformant

Gold

   Asahi Refining Canada Ltd.    CANADA    CID000924    Conformant

Gold

   Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920    Conformant

Gold

   Asaka Riken Co., Ltd.    JAPAN    CID000090    Conformant

Gold

   Augmont Enterprises Private Limited    INDIA    CID003461    Active

Gold

   Aurubis AG    GERMANY    CID000113    Conformant

Gold

   Bangalore Refinery    INDIA    CID002863    Conformant

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128    Conformant

Gold

   Boliden AB    SWEDEN    CID000157    Conformant

Gold

   C. Hafner GmbH + Co. KG    GERMANY    CID000176    Conformant

Gold

   C.I Metales Procesados Industriales SAS    COLOMBIA    CID003421    Active

Gold

   CCR Refinery—Glencore Canada Corporation    CANADA    CID000185    Conformant

Gold

   Chimet S.p.A.    ITALY    CID000233    Conformant

Gold

   Chugai Mining    JAPAN    CID000264    Conformant

Gold

   Dowa    JAPAN    CID000401    Conformant

Gold

   DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359    Conformant

Gold

   Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425    Conformant

Gold

   Eco-System Recycling Co., Ltd. North Plant    JAPAN    CID003424    Conformant

Gold

   Eco-System Recycling Co., Ltd. West Plant    JAPAN    CID003425    Conformant

Gold

   Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561    Conformant

Gold

   Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459    Conformant

Gold

   GGC Gujrat Gold Centre Pvt. Ltd.    INDIA    CID002852    Active

Gold

   Gold by Gold Colombia    COLOMBIA    CID003641    Conformant

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243    Conformant

Gold

   Heimerle + Meule GmbH    GERMANY    CID000694    Conformant

Gold

   Heraeus Germany GmbH Co. KG    GERMANY    CID000711    Conformant

Gold

   Heraeus Metals Hong Kong Ltd.    CHINA    CID000707    Conformant

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801    Conformant

Gold

   Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807    Conformant


Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Gold

   Istanbul Gold Refinery    TURKEY    CID000814    Conformant

Gold

   Italpreziosi    ITALY    CID002765    Conformant

Gold

   Japan Mint    JAPAN    CID000823    Conformant

Gold

   Jiangxi Copper Co., Ltd.    CHINA    CID000855    Conformant

Gold

   JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937    Conformant

Gold

   Kazzinc    KAZAKHSTAN    CID000957    Conformant

Gold

   Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969    Conformant

Gold

   KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511    Conformant

Gold

   Kojima Chemicals Co., Ltd.    JAPAN    CID000981    Conformant

Gold

   Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605    Conformant

Gold

   L’Orfebre S.A.    ANDORRA    CID002762    Conformant

Gold

   LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078    Conformant

Gold

   LT Metal Ltd.    KOREA, REPUBLIC OF    CID000689    Conformant

Gold

   Materion    UNITED STATES OF AMERICA    CID001113    Conformant

Gold

   Matsuda Sangyo Co., Ltd.    JAPAN    CID001119    Conformant

Gold

   Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA    CID003575    Conformant

Gold

   Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149    Conformant

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152    Conformant

Gold

   Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147    Conformant

Gold

   Metalor Technologies S.A.    SWITZERLAND    CID001153    Conformant

Gold

   Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157    Conformant

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161    Conformant

Gold

   Mitsubishi Materials Corporation    JAPAN    CID001188    Conformant

Gold

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193    Conformant

Gold

   MKS PAMP SA    SWITZERLAND    CID001352    Conformant

Gold

   MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509    Conformant

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220    Conformant

Gold

   Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236    Conformant

Gold

   NH Recytech Company    KOREA, REPUBLIC OF    CID003189    Conformant

Gold

   Nihon Material Co., Ltd.    JAPAN    CID001259    Conformant

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779    Conformant

Gold

   Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325    Conformant

Gold

   Planta Recuperadora de Metales SpA    CHILE    CID002919    Conformant

Gold

   PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397    Conformant

Gold

   PX Precinox S.A.    SWITZERLAND    CID001498    Conformant

Gold

   Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512    Conformant

Gold

   REMONDIS PMR B.V.    NETHERLANDS    CID002582    Conformant

Gold

   Royal Canadian Mint    CANADA    CID001534    Conformant

Gold

  

SAAMP

  

FRANCE

  

CID002761

  

Conformant

Gold

  

SAFINA A.S.

  

CZECHIA

  

CID002290

  

Conformant

Gold

  

Sancus ZFS (L’Orfebre, SA)

  

COLOMBIA

  

CID003529

  

Active

Gold

  

SEMPSA Joyeria Plateria S.A.

  

SPAIN

  

CID001585

  

Conformant

Gold

  

Shandong Gold Smelting Co., Ltd.

  

CHINA

  

CID001916

  

Conformant

Gold

  

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

CHINA

  

CID001622

  

Conformant

Gold

  

Sichuan Tianze Precious Metals Co., Ltd.

  

CHINA

  

CID001736

  

Conformant

Gold

  

Solar Applied Materials Technology Corp.

   TAIWAN, PROVINCE OF CHINA   

CID001761

  

Conformant


Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Gold

   Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798    Conformant

Gold

   SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918    Conformant

Gold

   T.C.A S.p.A    ITALY    CID002580    Conformant

Gold

   Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875    Conformant

Gold

   Tokuriki Honten Co., Ltd.    JAPAN    CID001938    Conformant

Gold

   TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615    Conformant

Gold

   Torecom    KOREA, REPUBLIC OF    CID001955    Conformant

Gold

   Umicore Precious Metals Thailand    THAILAND    CID002314    Conformant

Gold

   Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980    Conformant

Gold

   United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993    Conformant

Gold

   Valcambi S.A.    SWITZERLAND    CID002003    Conformant

Gold

   WEEEREFINING    FRANCE    CID003615    Active

Gold

   Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030    Conformant

Gold

   WIELAND Edelmetalle GmbH    GERMANY    CID002778    Conformant

Gold

   Yamakin Co., Ltd.    JAPAN    CID002100    Conformant

Gold

   Yokohama Metal Co., Ltd.    JAPAN    CID002129    Conformant

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224    Conformant

Tantalum

   AMG Brasil    BRAZIL    CID001076    Conformant

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211    Conformant

Tantalum

   D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504    Conformant

Tantalum

   F&X Electro-Materials Ltd.    CHINA    CID000460    Conformant

Tantalum

   FIR Metals & Resource Ltd.    CHINA    CID002505    Conformant

Tantalum

   Global Advanced Metals Aizu    JAPAN    CID002558    Conformant

Tantalum

   Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557    Conformant

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492    Conformant

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512    Conformant

Tantalum

   Jiangxi Tuohong New Raw Material    CHINA    CID002842    Conformant

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914    Conformant

Tantalum

   Jiujiang Tanbre Co., Ltd.    CHINA    CID000917    Conformant

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506    Conformant

Tantalum

   KEMET de Mexico    MEXICO    CID002539    Conformant

Tantalum

   Materion Newton Inc.    UNITED STATES OF AMERICA    CID002548    Conformant

Tantalum

   Metallurgical Products India Pvt., Ltd.    INDIA    CID001163    Conformant

Tantalum

   Mineracao Taboca S.A.    BRAZIL    CID001175    Conformant

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192    Conformant

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277    Conformant

Tantalum

   NPM Silmet AS    ESTONIA    CID001200    Conformant

Tantalum

   QSIL Metals Hermsdorf GmbH    GERMANY    CID002547    Conformant

Tantalum

  

QuantumClean

  

UNITED STATES OF AMERICA

  

CID001508

  

Conformant

Tantalum

  

Resind Industria e Comercio Ltda.

  

BRAZIL

  

CID002707

  

Conformant

Tantalum

  

RFH Yancheng Jinye New Material Technology Co., Ltd.

  

CHINA

  

CID003583

  

Conformant

Tantalum

  

Taki Chemical Co., Ltd.

  

JAPAN

  

CID001869

  

Conformant

Tantalum

  

TANIOBIS Co., Ltd.

  

THAILAND

  

CID002544

  

Conformant

Tantalum

  

TANIOBIS GmbH

  

GERMANY

  

CID002545

  

Conformant


Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Tantalum

   TANIOBIS Japan Co., Ltd.    JAPAN    CID002549    Conformant

Tantalum

   TANIOBIS Smelting GmbH & Co. KG    GERMANY    CID002550    Conformant

Tantalum

   Telex Metals    UNITED STATES OF AMERICA    CID001891    Conformant

Tantalum

   Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969    Conformant

Tantalum

   XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA    CID000616    Conformant

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508    Conformant

Tantalum

   Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522    Conformant

Tin

   Alpha    UNITED STATES OF AMERICA    CID000292    Conformant

Tin

   Aurubis Beerse    BELGIUM    CID002773    Conformant

Tin

   Aurubis Berango    SPAIN    CID002774    Conformant

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228    Conformant

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190    Conformant

Tin

   China Tin Group Co., Ltd.    CHINA    CID001070    Conformant

Tin

   Dowa    JAPAN    CID000402    Conformant

Tin

   EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438    Conformant

Tin

   Fenix Metals    POLAND    CID000468    Conformant

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538    Conformant

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116    Conformant

Tin

   HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844    Conformant

Tin

   Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231    Conformant

Tin

   Luna Smelter, Ltd.    RWANDA    CID003387    Conformant

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468    Conformant

Tin

   Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105    Conformant

Tin

   Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142    Conformant

Tin

   Mineracao Taboca S.A.    BRAZIL    CID001173    Conformant

Tin

   Minsur    PERU    CID001182    Conformant

Tin

   Mitsubishi Materials Corporation    JAPAN    CID001191    Conformant

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314    Conformant

Tin

   O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517    Conformant

Tin

   Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337    Conformant

Tin

   PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503    Conformant

Tin

   PT Artha Cipta Langgeng    INDONESIA    CID001399    Conformant

Tin

   PT Babel Surya Alam Lestari    INDONESIA    CID001406    Conformant

Tin

   PT Bangka Serumpun    INDONESIA    CID003205    Conformant

Tin

   PT Menara Cipta Mulia    INDONESIA    CID002835    Conformant

Tin

   PT Mitra Stania Prima    INDONESIA    CID001453    Conformant

Tin

   PT Prima Timah Utama    INDONESIA    CID001458    Conformant

Tin

   PT Rajawali Rimba Perkasa    INDONESIA    CID003381    Conformant

Tin

  

PT Rajehan Ariq

  

INDONESIA

  

CID002593

  

Conformant

Tin

  

PT Refined Bangka Tin

  

INDONESIA

  

CID001460

  

Conformant

Tin

  

PT Stanindo Inti Perkasa

  

INDONESIA

  

CID001468

  

Conformant

Tin

  

PT Timah Tbk Kundur

  

INDONESIA

  

CID001477

  

Conformant


Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Tin

   PT Timah Tbk Mentok    INDONESIA    CID001482    Conformant

Tin

   Resind Industria e Comercio Ltda.    BRAZIL    CID002706    Conformant

Tin

   Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539    Conformant

Tin

   Thaisarco    THAILAND    CID001898    Conformant

Tin

   Tin Smelting Branch of Yunnan Tin Co., Ltd.    CHINA    CID002180    Conformant

Tin

   Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325    Conformant

Tin

   White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036    Conformant

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158    Conformant

Tin

   CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    BRAZIL    CID003486    Conformant

Tin

   CRM Synergies    SPAIN    CID003524    Conformant

Tin

   CV Venus Inti Perkasa    INDONESIA    CID002455    Conformant

Tin

   Estanho de Rondonia S.A.    BRAZIL    CID000448    Conformant

Tin

   Fabrica Auricchio Industria e Comercio Ltda.    BRAZIL    CID003582    Conformant

Tin

   Ma’anshan Weitai Tin Co., Ltd.    CHINA    CID003379    Conformant

Tin

   PT Aries Kencana Sejahtera    INDONESIA    CID000309    Conformant

Tin

   PT Babel Inti Perkasa    INDONESIA    CID001402    Conformant

Tin

   PT Belitung Industri Sejahtera    INDONESIA    CID001421    Active

Tin

   PT Bukit Timah    INDONESIA    CID001428    Conformant

Tin

   PT Cipta Persada Mulia    INDONESIA    CID002696    Conformant

Tin

   PT Mitra Sukses Globalindo    INDONESIA    CID003449    Conformant

Tin

   PT Sariwiguna Binasentosa    INDONESIA    CID001463    Conformant

Tin

   PT Sukses Inti Makmur    INDONESIA    CID002816    Conformant

Tin

   PT Timah Nusantara    INDONESIA    CID001486    Active

Tin

   PT Tommy Utama    INDONESIA    CID001493    Conformant

Tin

   Super Ligas    BRAZIL    CID002756    Active

Tin

   Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834    Conformant

Tin

   DS Myanmar    MYANMAR    CID003831    Conformant

Tin

   PT Putera Sarana Shakti (PT PSS)    INDONESIA    CID003868    Conformant

Tin

   CV Ayi Jaya    INDONESIA    CID002570    Conformant

Tin

   PT Premium Tin Indonesia    INDONESIA    CID000313    Conformant

Tin

   PT Bangka Prima Tin    INDONESIA    CID002776    Conformant

Tungsten

   A.L.M.T. Corp.    JAPAN    CID000004    Conformant

Tungsten

   Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502    Conformant

Tungsten

   China Molybdenum Tungsten Co., Ltd.    CHINA    CID002641    Conformant

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258    Conformant

Tungsten

   Cronimet Brasil Ltda    BRAZIL    CID003468    Conformant

Tungsten

   Fujian Ganmin RareMetal Co., Ltd.    CHINA    CID003401    Conformant

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645    Conformant

Tungsten

  

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

CHINA

  

CID000875

  

Conformant

Tungsten

  

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

  

CHINA

  

CID002315

  

Conformant

Tungsten

  

Ganzhou Seadragon W & Mo Co., Ltd.

  

CHINA

  

CID002494

  

Conformant

Tungsten

  

Global Tungsten & Powders LLC

  

UNITED STATES OF AMERICA

  

CID000568

  

Conformant


Metal

  

Smelter/Refiner Name

  

Smelter/Refiner Country

  

Smelter ID

  

RMAP Audit
Status*

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218    Conformant

Tungsten

   H.C. Starck Tungsten GmbH    GERMANY    CID002541    Conformant

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766    Conformant

Tungsten

   Hunan Jintai New Material Co., Ltd.    CHINA    CID000769    Conformant

Tungsten

   Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CHINA    CID002513    Conformant

Tungsten

   Japan New Metals Co., Ltd.    JAPAN    CID000825    Conformant

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551    Conformant

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321    Conformant

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318    Conformant

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317    Conformant

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316    Conformant

Tungsten

   Kennametal Fallon    UNITED STATES OF AMERICA    CID000966    Conformant

Tungsten

   Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105    Conformant

Tungsten

   Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID003407    Conformant

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319    Conformant

Tungsten

   Masan High-Tech Materials    VIET NAM    CID002543    Conformant

Tungsten

   Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589    Conformant

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827    Conformant

Tungsten

   TANIOBIS Smelting GmbH & Co. KG    GERMANY    CID002542    Conformant

Tungsten

   Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044    Conformant

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320    Conformant

Tungsten

   Xiamen Tungsten Co., Ltd.    CHINA    CID002082    Conformant

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830    Conformant

Tungsten

   Fujian Xinlu Tungsten Co., Ltd.    CHINA    CID003609    Conformant

Tungsten

   Hubei Green Tungsten Co., Ltd.    CHINA    CID003417    Conformant

Tungsten

   KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388    Conformant

 

*

As of April 3, 2023.