S-8 POS 1 d490223ds8pos.htm POST-EFFECTIVE AMENDMENT NUMBER 4 TO FORM S-8 Post-Effective Amendment Number 4 to Form S-8

As filed with the Securities and Exchange Commission on February 28, 2013

Registration No. 333-140939

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 4

TO

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

ZIMMER HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   13-4151777

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

345 East Main Street

Warsaw, Indiana 46580

(Address of Principal Executive Offices) (Zip Code)

ZIMMER HOLDINGS, INC. 2006 STOCK INCENTIVE PLAN

(Full title of the plan)

Chad F. Phipps

Senior Vice President, General Counsel and Secretary

Zimmer Holdings, Inc.

345 East Main Street

Warsaw, Indiana 46580

(Name and address of agent for service)

(574) 267-6131

(Telephone number, including area code, of agent for service)

 

 

Copy to:

David C. Worrell

Faegre Baker Daniels LLP

600 East 96th Street, Suite 600

Indianapolis, Indiana 46240

(317) 569-9600

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   x    Accelerated Filer   ¨
Non-accelerated filer   ¨ (Do not check if a smaller reporting company)    Smaller Reporting Company   ¨

 

 

 


EXPLANATORY NOTE

Zimmer Holdings, Inc. (the “Registrant”) has filed this Post-Effective Amendment No. 4 to Form S-8 Registration Statement (this “Post-Effective Amendment”) to deregister certain securities issuable under the Zimmer Holdings, Inc. 2006 Stock Incentive Plan (the “2006 Plan”), which were originally registered by the Registrant on a registration statement on Form S-8 (File No. 333-140939) filed with the Securities and Exchange Commission (the “Commission”) and becoming effective on February 28, 2007, as amended by the Post-Effective Amendment No. 1 thereto filed on February 26, 2010, the Post-Effective Amendment No. 2 thereto filed on February 25, 2011 and the Post-Effective Amendment No. 3 thereto filed on February 27, 2012 (the “Prior Registration Statement”).

On February 13, 2009, the Board of Directors adopted, subject to stockholder approval, the Zimmer Holdings, Inc. 2009 Stock Incentive Plan (the “2009 Plan”). On May 4, 2009, the 2009 Plan was approved by the stockholders at the Registrant’s annual meeting of stockholders. The 2009 Plan provides, among other things, that any shares of the Registrant’s Common Stock, par value $0.01 per share (the “Common Stock”) subject to outstanding awards under the 2006 Plan, that expire, are forfeited or become unexercisable are available for issuance under the 2009 Plan.

As of the date of this Post-Effective Amendment, the total number of shares of Common Stock subject to awards that have expired, were forfeited or became unexercisable under the 2006 Plan and not yet registered under the 2009 Plan, is 287,561 (the “Newly Available 2006 Plan Shares”). These Newly Available 2006 Plan Shares are no longer available for new awards under the 2006 Plan and will not be issued under the 2006 Plan.

The Registrant is concurrently filing a separate Registration Statement on Form S-8 to register the Newly Available 2006 Plan Shares and the newly available shares from another plan for issuance under the 2009 Plan. This Post-Effective Amendment is hereby filed to reflect that, following the date hereof, the Newly Available 2006 Plan Shares may not be issued under the 2006 Plan and to deregister the Newly Available 2006 Plan Shares under the Prior Registration Statement.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Warsaw, State of Indiana, on February 28, 2013.

 

ZIMMER HOLDINGS, INC.
By:  

/s/ Chad F. Phipps

  Chad F. Phipps
  Senior Vice President, General Counsel and Secretary

POWER OF ATTORNEY

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in their respective capacities and on the respective dates indicated opposite their names. Each person whose signature appears below hereby authorizes each of David C. Dvorak, James T. Crines and Chad F. Phipps, each with full power of substitution, to execute in the name and on behalf of such person any post-effective amendment to this Registration Statement and to file the same, with exhibits thereto, and other documents in connection therewith, making such changes in this Registration Statement as the registrant deems appropriate, and appoints each of David C. Dvorak, James T. Crines and Chad F. Phipps, each with full power of substitution, attorney-in-fact to sign any amendment and any post-effective amendment to this Registration Statement and to file the same, with exhibits thereto, and other documents in connection therewith.

 

Signature

  

Title

 

Date

/s/ David C. Dvorak

David C. Dvorak

  

President, Chief Executive Officer and Director

(Principal Executive Officer)

  February 28, 2013

/s/ James T. Crines

James T. Crines

  

Executive Vice President, Finance and Chief

Financial Officer (Principal Financial Officer)

  February 28, 2013

/s/ Derek M. Davis

Derek M. Davis

  

Vice President, Finance and Corporate

Controller and Chief Accounting Officer

(Principal Accounting Officer)

  February 28, 2013

/s/ Christopher B. Begley

Christopher B. Begley

   Director   February 28, 2013

/s/ Betsy J. Bernard

Betsy J. Bernard

   Director   February 28, 2013

/s/ Gail K. Boudreaux

Gail K. Boudreaux

   Director   February 28, 2013

/s/ Marc N. Casper

Marc N. Casper

   Director   February 28, 2013

/s/ Larry C. Glasscock

Larry C. Glasscock

   Director   February 28, 2013

/s/ Robert A. Hagemann

Robert A. Hagemann

   Director   February 28, 2013

/s/ Arthur J. Higgins

Arthur J. Higgins

   Director   February 28, 2013

/s/ John L. McGoldrick

John L. McGoldrick

   Director   February 28, 2013

/s/ Cecil B. Pickett

Cecil B. Pickett, Ph.D.

   Director   February 28, 2013