0000911916-17-000192.txt : 20170613 0000911916-17-000192.hdr.sgml : 20170613 20170613172026 ACCESSION NUMBER: 0000911916-17-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170609 FILED AS OF DATE: 20170613 DATE AS OF CHANGE: 20170613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER BIOMET HOLDINGS, INC. CENTRAL INDEX KEY: 0001136869 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 134151777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 BUSINESS PHONE: 5742676131 MAIL ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 FORMER COMPANY: FORMER CONFORMED NAME: ZIMMER HOLDINGS INC DATE OF NAME CHANGE: 20010315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yi Sang CENTRAL INDEX KEY: 0001635943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16407 FILM NUMBER: 17909657 MAIL ADDRESS: STREET 1: 345 E. MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-09 0001136869 ZIMMER BIOMET HOLDINGS, INC. ZBH 0001635943 Yi Sang C/O ZIMMER, INC. P. O. BOX 708 WARSAW IN 46580 0 1 0 0 President, Asia Pacific Common Stock 2017-06-09 4 M 0 6097 73.15 A 10885 D Common Stock 2017-06-09 4 M 0 3550 74.90 A 14435 D Common Stock 2017-06-09 4 M 0 3310 94.34 A 17745 D Common Stock 2017-06-09 4 S 0 6097 124.8599 D 11648 D Common Stock 2017-06-09 4 S 0 3550 124.8614 D 8098 D Common Stock 2017-06-09 4 S 0 3310 124.864 D 4788 D Common Stock 2017-06-09 4 S 0 474 124.9301 D 4314 D Common Stock 2017-06-12 4 S 0 4300 123.6157 D 14 D Employee Stock Option (right to buy) 73.15 2017-06-09 4 M 0 6097 0 D 2023-03-18 Common Stock 6097 0 D Employee Stock Option (right to buy) 74.90 2017-06-09 4 M 0 3550 0 D 2023-04-01 Common Stock 3550 0 D Employee Stock Option (right to buy) 94.34 2017-06-09 4 M 0 3310 0 D 2024-03-17 Common Stock 3310 1655 D Includes 1 share acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan on May 1, 2017 and 6 shares purchased on April 28, 2017 under the dividend reinvestment plan for the Company's common stock. Represents the sale of 6,097 shares in multiple transactions ranging in price from $124.40 to $125.33 per share, resulting in a weighted average sale price of $124.8599. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 3,550 shares in multiple transactions ranging in price from $124.40 to $125.33 per share, resulting in a weighted average sale price of $124.8614. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 3,310 shares in multiple transactions ranging in price from $124.42 to $125.30 per share, resulting in a weighted average sale price of $124.864. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 4,300 shares in multiple transactions ranging in price from $123.415 to $123.72 per share, resulting in a weighted average sale price of $123.6157. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. 3,049 options vested on March 18, 2016; and 3,048 options vested on March 18, 2017. 1,775 options vested on each of April 1, 2016 and 2017. 1,655 options vested on each of March 17, 2016 and 2017; and the remaining 1,655 of the options are scheduled to vest on March 17, 2018. /s/ Heather J. Kidwell, Attorney-in-Fact for Sang Yi (power of attorney previously filed) 2017-06-13