EX-99.16 17 ex99-16.txt EX. F, SCH 4(B) ACQ., RETIRMNT, REDMPTN OF EQUITY Exhibit F, Schedule 4 (b) Acquisition, Redemption or Retirement of Equity
--------------------------------------------------------------------------------------------------------------------------- Name of the System Company, if different, acquiring or Name of the Issuer retiring the securities Consideration --------------------------------------------------------------------------------------------------------------------------- VEBA Electronics GmbH (1348) EUR 3,100,000 --------------------------------------------------------------------------------------------------------------------------- EBV Verwaltungs GmbH (3227) EUR 26,038,500 (capital stock) + EUR 127,709,274 (additional paid-in capital) + EUR 83,650,332 (retained earnings) --------------------------------------------------------------------------------------------------------------------------- E.ON US Investment Corp. (3) USD 19,682,786 --------------------------------------------------------------------------------------------------------------------------- E.ON North America Inc. (984) USD 474,430,000 --------------------------------------------------------------------------------------------------------------------------- E.ON North America Inc. (984) USD 19,682,786 --------------------------------------------------------------------------------------------------------------------------- Hibernia Industriewerte GmbH & Co. KG EUR 230,081 (Capital stock) + i.L., Humboldt-Verwaltungsgebaude EUR 4,371,546 (additional paid-in Mulheim (819) capital) --------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Corresponds to securities: extinguished or transaction Name of the Issuer held for further disposition no. in ITEM 3 Exemption ----------------------------------------------------------------------------------------------------------------------------------- VEBA Electronics GmbH (1348) reduction of additional paid-in capital of VEBA HCAR No. 27539 Electronics GmbH by repayment to the shareholders Nordel Holding GmbH & Co. KG (5) and E.ON AG (1) ----------------------------------------------------------------------------------------------------------------------------------- EBV Verwaltungs GmbH (3227) reduction of capital stock, additional paid-in HCAR No. 27539 capital and retained earnings by an upstream merger on AVIGA GmbH (3646) ----------------------------------------------------------------------------------------------------------------------------------- E.ON US Investment Corp. (3) reduction of additional paid-in capital of E.ON HCAR No. 27539 US Investment Corp. by losses due to an upstream (affiliated company to parent company) transaction under common control ----------------------------------------------------------------------------------------------------------------------------------- E.ON North America Inc. (984) reduction of additional paid-in capital of E.ON HCAR No. 27539 North America Inc. by distribution of 6,604 shares in equity of Fidelia to E.ON US Investment Corp. (3) ----------------------------------------------------------------------------------------------------------------------------------- E.ON North America Inc. (984) reduction of additional paid-in capital of E.ON HCAR No. 27539 North America Inc. by losses due to the distribution of 6,604shares in equity of Fidelia to E.ON US Investment Corp. (3) ----------------------------------------------------------------------------------------------------------------------------------- Hibernia Industriewerte GmbH & Co. KG reduction of capital stock and additional paid-in 12. HCAR No. 27539 i.L., Humboldt-Verwaltungsgebaude apital by repayment to the general partners Mulheim (819) E.ON AG (1) and Induboden GmbH (855) -----------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------- Name of the System Company, if different, acquiring or Name of the Issuer retiring the securities Consideration --------------------------------------------------------------------------------------------------------------------------- VEBA Electronics LLC (3200) USD 1,600,000 --------------------------------------------------------------------------------------------------------------------------- Thuga Aktiengesellschaft (405) EUR 223,212,146 --------------------------------------------------------------------------------------------------------------------------- E.ON Audit Services GmbH (2111) acquisition of 100% shares in equity EUR 1,201,900 purchase price + of E.ON Audit Services by E.ON AG (1) EUR 7,523 additional purchase from different E.ON companies (E.ON price (corresponds to EUR 425,000 Energie AG, Avacon AG, BKB AG, E.DIS common stock and EUR 137,100 AG, E.ON Bayern AG, E.ON Engineering reserves of E.ON Audit Services GmbH, E.ON Kernkraft GmbH, E.ON GmbH) Kraftwerke GmbH, E.ON Netz GmbH, E. ON Sales and Trading GmbH, E.ON Wasserkraft GmbH, EAM Energie AG, E.ON Westfalen Weser AG, E.ON Hanse AG, is: energy GmbH, TEAG Thuringer Energie AG) --------------------------------------------------------------------------------------------------------------------------- CCA Holding Inc. (8702) E.ON AG (1) USD 63,196,000 (= EUR 51,809,707) --------------------------------------------------------------------------------------------------------------------------- E.ON Ruhrgas AG (1283) E.ON AG EUR 55,000,000 --------------------------------------------------------------------------------------------------------------------------- E.ON Ruhrgas AG (1283) Ruhrgas Holding GmbH EUR 945,000,000 --------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Corresponds to securities: extinguished or transaction Name of the Issuer held for further disposition no. in ITEM 3 Exemption ----------------------------------------------------------------------------------------------------------------------------------- VEBA Electronics LLC (3200) reduction of additional paid-in capital of VEBA HCAR No. 27539 Electronics LLC by dividend payment to E.ON North America Inc. (984) ----------------------------------------------------------------------------------------------------------------------------------- Thuga Aktiengesellschaft (405) aquisition of 3.4% shares in equity of Thuga from 9. HCAR No. 27539 external parties (squeeze out) by E.ON AG (1) for further disposal to E.ON Ruhrgas AG ----------------------------------------------------------------------------------------------------------------------------------- E.ON Audit Services GmbH (2111) HCAR No. 27539 ----------------------------------------------------------------------------------------------------------------------------------- CCA Holding Inc. (8702) cash increase in additional paid-in capital of CCA 1. HCAR No. 27539 Holding Inc. by E.ON AG (1) ----------------------------------------------------------------------------------------------------------------------------------- E.ON Ruhrgas AG (1283) cash increase in additional paid-in capital of E.ON 7. HCAR No. 27539 Ruhrgas AG by E.ON AG ----------------------------------------------------------------------------------------------------------------------------------- E.ON Ruhrgas AG (1283) cash increase in additional paid-in capital of E.ON 8. HCAR No. 27539 Ruhrgas AG by Ruhrgas Holding GmbH -----------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------- Name of the System Company, if different, acquiring or Name of the Issuer retiring the securities Consideration --------------------------------------------------------------------------------------------------------------------------- E.ON US Holding GmbH (8729) E.ON AG EUR 1,340,307 --------------------------------------------------------------------------------------------------------------------------- VEBA FUNDING INC. Liquidation of VEBA FUNDING INC. into EUR 6,403 liquidation rate E.ON AG (1) --------------------------------------------------------------------------------------------------------------------------- Gesellschaft fur Energiebeteiligung Liquidation of Gesellschaft fur EUR 92,514 liquidation rate (764) Energiebeteiligung into E.ON AG (1) --------------------------------------------------------------------------------------------------------------------------- E.ON US Holding GmbH EUR 1,340,307 contribution price --------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. EUR 1,347,801 contribution price --------------------------------------------------------------------------------------------------------------------------- Grundstucksgesellschaft Schlossplatz 1 E.ON AG EUR 2,000,000 foundation price (7) --------------------------------------------------------------------------------------------------------------------------- VR Telecommunications Holding GmbH VEBA Telecom Management GmbH EUR 6,690,301 (1307) --------------------------------------------------------------------------------------------------------------------------- VR Telecommunications VEBA Telecom Management GmbH EUR 39,894 Geschaftsfuhrungs GmbH (1307) --------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Corresponds to securities: extinguished or transaction Name of the Issuer held for further disposition no. in ITEM 3 Exemption ----------------------------------------------------------------------------------------------------------------------------------- E.ON US Holding GmbH (8729) increase in additional paid-in capital by contribution 2. HCAR No. 27539 of shares in equity of CCA Holding Inc. to E.ON US Holding GmbH by E.ON AG ----------------------------------------------------------------------------------------------------------------------------------- VEBA FUNDING INC. extinguished HCAR No. 27539 ----------------------------------------------------------------------------------------------------------------------------------- Gesellschaft fur Energiebeteiligung extinguished HCAR No. 27539 (764) ----------------------------------------------------------------------------------------------------------------------------------- E.ON US Holding GmbH contribution of shares in equity of CCA Holding Inc. 13./2. HCAR No. 27539 to E.ON US Holding GmbH by E.ON AG ----------------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. contribution of shares in equity of CCA Holding Inc. 14./5. HCAR No. 27539 to Fidelia Corp. by E.ON US Holding GmbH ----------------------------------------------------------------------------------------------------------------------------------- Grundstucksgesellschaft Schlossplatz 1 foundation of the company Grundstucksgesellschaft 15. HCAR No. 27539 (7) Schlossplatz 1 by several companies thereof 16.66% owned by E.ON AG (1) ----------------------------------------------------------------------------------------------------------------------------------- VR Telecommunications Holding GmbH purchase of 50% VR Telecommunications Holding 16. HCAR No. 27539 (1307) GmbH shares in equity by VEBA Telecom Management GmbH from Ruhrgas Holding GmbH (291) ----------------------------------------------------------------------------------------------------------------------------------- VR Telecommunications purchase of 50% VR Telecommunications 17. HCAR No. 27539 Geschaftsfuhrungs GmbH (1307) Geschaftsfuhrungs GmbH shares in equity by VEBA Telecom Management GmbH from Ruhrgas Holding GmbH (291) -----------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------- Name of the System Company, if different, acquiring or Name of the Issuer retiring the securities Consideration --------------------------------------------------------------------------------------------------------------------------- Degussa AG (28) RAG Aktiengesellschaft EUR 282,661,290 --------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) E.ON US Investment Corp. USD 474,430,000 distribution value (fair value Fidelia: USD 494,112,786) --------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) E.ON US Holding GmbH USD 474,430,000 (fair value Fidelia: USD 494,112,786) --------------------------------------------------------------------------------------------------------------------------- E.ON Nordic AB (2071) E.ON Nordic Holding GmbH EUR 3,696,399,397 --------------------------------------------------------------------------------------------------------------------------- E.ON US Investment Corp. (3) E.ON US Holding GmbH EUR 8,919,000 --------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) E.ON US Holding Company USD 500,000,000 --------------------------------------------------------------------------------------------------------------------------- LG&E Energy LLC USD 4,970,377,459 --------------------------------------------------------------------------------------------------------------------------- Louisville Gas & Electric Company USD 1,250,000 --------------------------------------------------------------------------------------------------------------------------- Stockhausen GmbH & Co. KG EUR 28,407,324 --------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Corresponds to securities: extinguished or transaction Name of the Issuer held for further disposition no. in ITEM 3 Exemption ----------------------------------------------------------------------------------------------------------------------------------- Degussa AG (28) purchase of 3.4% of Degussa shares in equity by 18. HCAR No. 27539 RAG Aktiengesellschaft (777) from E.ON Vermogensanalge GmbH (295) ----------------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) distribution of 32.21% shares in equity of Fidelia Corp. 19. / see also HCAR No. 27539 from E.ON North America Inc. (984) to E.ON US ITEM 4 Investment Corp. (3) ----------------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) purchase of 32.21% shares in equity (6.604 shares) of 20. / see also HCAR No. 27539 Fidelia Corp. by E.ON US Holding GmbH (8729) from ITEM 4 E.ON US Investment Corp. (3) to E.ON US Holding (8729) ----------------------------------------------------------------------------------------------------------------------------------- E.ON Nordic AB (2071) purchase of 100% shares in equity by E.ON Nordic HCAR No. 27539 Holding GmbH (8728) from E.ON Energie AG (120) ----------------------------------------------------------------------------------------------------------------------------------- E.ON US Investment Corp. (3) acquisition of 1 share of equity of E.ON US HCAR No. 27539 Investment Corp. by E.ON US Holding GmbH (8729) from PG Luxembourg (5640) ----------------------------------------------------------------------------------------------------------------------------------- Fidelia Corp. (1336) issue and acquisition of 71 common shares by cash 6. HCAR No. 27539 increase in capital stock and additional paid-in capital of Fidelia Corp. by E.ON US Holding Company (8729) ----------------------------------------------------------------------------------------------------------------------------------- LG&E Energy LLC HCAR No. 27539 ----------------------------------------------------------------------------------------------------------------------------------- Louisville Gas & Electric Company redemption of Louisville Gas & Electric mandatorily HCAR No. 27539 redeemable preferred stock $5.875 series ----------------------------------------------------------------------------------------------------------------------------------- Stockhausen GmbH & Co. KG reduction of capital HCAR No. 27539 -----------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------- Name of the System Company, if different, acquiring or Name of the Issuer retiring the securities Consideration --------------------------------------------------------------------------------------------------------------------------- BHS Liegenschaften GmbH & Co. KG EUR 5,903,110 --------------------------------------------------------------------------------------------------------------------------- BHS Projektentwicklungs GmbH & Co. EUR 930,560 --------------------------------------------------------------------------------------------------------------------------- Degussa Peroxide Ltd. EUR 11,984,149 --------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Corresponds to securities: extinguished or transaction Name of the Issuer held for further disposition no. in ITEM 3 Exemption ----------------------------------------------------------------------------------------------------------------------------------- BHS Liegenschaften GmbH & Co. KG reduction of capital HCAR No. 27539 ----------------------------------------------------------------------------------------------------------------------------------- BHS Projektentwicklungs GmbH & Co. reduction of capital HCAR No. 27539 ----------------------------------------------------------------------------------------------------------------------------------- Degussa Peroxide Ltd. reduction of capital HCAR No. 27539 -----------------------------------------------------------------------------------------------------------------------------------