EX-99.14 15 ex99-14.txt EX. F, SCH. 3(G): ISSUANCE OF EQUITY Exhibit F, Schedule 3 (g) Issuance of Equity
Name of the System Company, Trans- acquiring Description of Date of action Name of the Issuer security the security transaction Form of transaction Consideration no. Exemption ------------------------------------------------------------------------------------------------------------------------------------ CCA Holding Inc. E.ON AG (1) common stock 1. Quarter cash increase in USD 1. Rule 45(b)(4) (8702) 2004 additional paid-in 63,196,000 or HCAR No. capital of CCA Holding 27539 Inc. by E.ON AG E.ON US Holding E.ON AG (1) common stock (no 9/10/2004 increase in additional EUR 2. Rule 45(b)(4) GmbH (8729) shares of E.ON paid-in capital by 1,347,798 or HCAR No. US Holding GmbH contribution of shares 27539 are issued) in equity of CCA Holding Inc. to E.ON US Holding GmbH by E.ON AG VEBA Electronics E.ON North common stock 9/1/2004 increase in additional USD 3. Rule 45(b)(4) LLC (3200) America Inc. (984) paid-in capital by 32,260,726 or HCAR No. transformation of 27539 payments made by E.ON North America Inc. on behalf of VEBA Electronics LLC Fidelia Corp. E.ON North issue of 4 9/7/2004 increase in capital USD 4. Rule 45(b)(4) (1336) America Inc. (984) common shares of stock by contribution 280,000 or HCAR No. stock against of shares of VEBA Oil 27539 increase in and Trading (608) and capital stock at VEBA Electronics LLC Fidelia Corp. (3200) to Fidelia Corp. Fidelia Corp. E.ON US Holding common stock (no 9/14/2004 increase in additional USD 5. Rule 45(b)(4) (1336) GmbH (8729) shares of paid-in capital by 1,640,000 or HCAR No. Fidelia Corp. contribution of shares 27539 are issued) of CC Metals Inc. (8702) to Fidelia Inc. by E.ON US Holding GmbH (8729) 1 of 5 Name of the System Company, Trans- acquiring Description of Date of action Name of the Issuer security the security transaction Form of transaction Consideration no. Exemption ------------------------------------------------------------------------------------------------------------------------------------ Fidelia Corp. E.ON US Holding issue of 71 02.2004 cash increase in USD 6. Rule 45(b)(4) (1336) GmbH (8729) common shares of capital stock and 500,000,000 or HCAR No. stock against additional paid-in 27539 increase in capital at Fidelia capital stock Corp. by E.ON US and additional Holding GmbH against paid-in capital issue of 71 common at Fidelia Corp. shares E.ON Ruhrgas AG E.ON AG (1) common stock 01.2004 cash increase in EUR 7. Rule 45(b)(4) (1283) additional paid-in 55,000,000 or HCAR No. capital of E.ON 27539 Ruhrgas AG by E.ON AG E.ON Ruhrgas AG Ruhrgas Holding common stock 01.2004 cash increase in EUR 8. Rule 45(b)(4) (1283) GmbH (291) additional paid-in 945,000,000 or HCAR No. capital of E.ON 27539 Ruhrgas AG by Ruhrgas Holding GmbH Thuga Aktien- E.ON Ruhrgas AG 3.4% of Tuga Q4 2004 sale of 3.4% of Thuga EUR 9. Rule 45(b)(4) gesellschaft (1283) shares in equity shares in equity from 228,175,865 or HCAR No. (405) E.ON AG (1) to E.ON sales price 27539 Ruhrgas AG (1283) Viterra Wohnungs- Viterra AG (274) 16.3% of Viterra Q4 2004 sale of 16.3% Viterra EUR 10. Rule 45(b)(4) gesellschaft II und LEVON GmbH & Wohnungs- Wohnungsgesellschaft 40,000,000 or HCAR No. mbH (297) Co. KG (60060) gesellschaft II II mbH shares in sales price 27539 mbH shares in equity from E.ON AG to equity Viterra AG and LEVON GmbH & Co. KG Viterra Wohnungs- Viterra AG (274) 1.6% of Viterra Q4 2004 sale of 1.6 % Viterra EUR 11. Rule 45(b)(4) gesellschaft I Wohnungs- Wohnungsgesellschaft I 4,000,000 or HCAR No. mbH (758) gesellschaft I mbH shares in equity sales price 27539 mbH shares in from Induboden GmbH equity (855) to Viterra AG ILSE Feldbesitz external party 99% of ILSE Q2 2004 sale of 99% of ILSE EUR 27,000 12. Rule 45(b)(4) GmbH (8707) Feldbesitz GmbH Feldbesitz GmbH shares sales price or HCAR No. shares in equity in equity from E.ON AG and equity 27539 (1) to external party 2 of 5 Name of the System Company, Trans- acquiring Description of Date of action Name of the Issuer security the security transaction Form of transaction Consideration no. Exemption ------------------------------------------------------------------------------------------------------------------------------------ CCA Holding Inc. E.ON US Holding 100% of CCA 9/10/2004 contribution of shares EUR 13./2. Rule 45(b)(4) (8702) GmbH (8729) Holding Inc. in equity of CCA 1,340,307 or HCAR No. shares in equity Holding Inc. to E.ON contribution 27539 (no shares of US Holding GmbH by price E.ON US Holding E.ON AG GmbH are issued) CCA Holding Inc. Fidelia Corp. 100% of CCA 9/14/2004 contribution of shares EUR 14./5. Rule 45(b)(4) (8702) (1336) Holding Inc. in equity of CCA 1,347,801 or HCAR No. shares in equity Holding Inc. to contribution 27539 Fidelia Corp. by E.ON price US Holding GmbH Grundstucks- E.ON AG (1) 16.66% of Q1 2004 foundation of the EUR 15. Rule 45(b)(4) gesellschaft Grundstucks- company 2,000,000 or HCAR No. Schlossplatz 1 gesellschaft Grundstucksgesellschaft foundation 27539 (7) Schlossplatz 1 Schlossplatz 1 by price shares in equity several company thereof 16.66 % by E.ON AG VR Telecom- VEBA Telecom 50% of VR Q4 2004 sale of 50% VR EUR 16. Rule 45(b)(4) munications Management GmbH Telecom- Telecommunications 6,690,301 or HCAR No. Holding GmbH (1345) munications Holding GmbH shares in sales price 27539 (1307) Holding GmbH equity from E.ON (1307) shares in Ruhrgas Holding GmbH equity (291) to VEBA Telecom Management GmbH VR Telecom- VEBA Telecom 51.25% of VR Q4 2004 sale of 50% VR EUR 39,894 17. Rule 45(b)(4) munications Management GmbH Telecom- Telecommunications sales price or HCAR No. Geschafts- (1345) munications Geschaftsfuhrungs GmbH 27539 fuhrungs GmbH Geschafts- shares in equity from (1307) fuhrungs GmbH E.ON Ruhrgas Holding (1307) shares in GmbH (291) to VEBA equity Telecom Management GmbH Degussa AG (28) RAG 3.4% = 7.438.455 Q2 2004 sale of 3.4% of EUR 18. Rule 45(b)(4) Aktiengesellschaft shares of Degussa shares in 282,661,290 or HCAR No. (777) Degussa AG equity from E.ON sales price 27539 Vermogensanalge GmbH (295) to RAG Aktiengesellschaft 3 of 5 Name of the System Company, Trans- acquiring Description of Date of action Name of the Issuer security the security transaction Form of transaction Consideration no. Exemption ------------------------------------------------------------------------------------------------------------------------------------ Fidelia Corp. E.ON US 32.21% shares in 9/10/2004 distribution of 32.21% USD 19. / Rule 45(b)(4) (1336) Investment Corp. equity of shares in equity of 474,430,000 see or HCAR No. (3) Fidelia Corp. Fidelia Corp. from distribution also 27539 E.ON North America value ITEM 4 Inc. (984) to E.ON US (fair value Investment Corp. (3) Fidelia: USD 494,112,786) Fidelia Corp. E.ON US Holding 32.21% shares in 9/13/2004 sale of 32.21% shares USD 20. Rule 45(b)(4) (1336) GmbH (8729) equity of in equity of Fidelia 474,430,000 / see or HCAR No. Fidelia Corp. Corp. from E.ON US sales price also 27539 Investment Corp. (3) (fair ITEM 4 to E.ON US Holding value GmbH (8729) Fidelia: USD 494,112,786) CC Metals & external party 100% shares in Q1 2004 sale of 100% shares in USD Rule 45(b)(4) Alloys Inc. (8701) equity of CC equity of CC Metals & 2,250,000 or HCAR No. Metals & Alloys Alloys Inc. from CC Sales price 27539 Inc. (8701) Metals Holding Inc. to external party Deg. Holding Spain Degussa, or a common stock 12/20/2004 capital increase EUR Rule 45(b)(4) subsidiary 45,600,013 or HCAR No. thereof 27539 Deg. Participa- Degussa, or a common stock 12/14/2004 capital increase EUR Rule 45(b)(4) zioni S.r.L. subsidiary 111,489,600 or HCAR No. thereof 27539 Alpha-Verwaltungs Degussa, or a common stock 3/10/2004 capital increase EUR Rule 45(b)(4) GmbH subsidiary 80,000,000 or HCAR No. thereof 27539 Degussa Stanlow Degussa, or a common stock 3/3/2004 capital increase EUR Rule 45(b)(4) Ltd. subsidiary 76,485,210 or HCAR No. thereof 27539 Degussa Degussa, or a common stock 12/22/2004 capital increase EUR Rule 45(b)(4) Knottingley Ltd. subsidiary 46,970,409 or HCAR No. thereof 27539 Huls Immobilien Degussa, or a common stock 5/17/2004 capital increase EUR Rule 45(b)(4) Service GmbH & subsidiary 28,407,323 or HCAR No. Co. KG thereof 27539 4 of 5 Name of the System Company, Trans- acquiring Description of Date of action Name of the Issuer security the security transaction Form of transaction Consideration no. Exemption ------------------------------------------------------------------------------------------------------------------------------------ Degussa Ltd. Degussa, or a common stock 12/30/2004 capital increase EUR Rule 45(b)(4) subsidiary 7,054,176 or HCAR No. thereof 27539 DCC Austria Degussa, or a common stock 10/6/2004 capital increase EUR Rule 45(b)(4) GmbH./MBT Austria subsidiary 4,900,000 or HCAR No. Bauchemie GmbH thereof 27539 Degussa Degussa, or a common stock 10/6/2004 capital increase EUR Rule 45(b)(4) Construction subsidiary 4,900,000 or HCAR No. Chemicals GmbH thereof 27539 Aqura Degussa, or a common stock 8/1/2004 capital increase EUR Rule 45(b)(4) GmbH/Degussa subsidiary 1,500,000 or HCAR No. Funfte Vermogens- thereof 27539 verwaltungs-GmbH DCC Poland Degussa, or a common stock 5/25/2004 capital increase EUR Rule 45(b)(4) sp.z.o.o./SKW-MBT subsidiary 1,095,000 or HCAR No. Polska Sp. Z.o.o. thereof 27539 Degussa Degussa, or a common stock 3/29/2004 capital increase EUR Rule 45(b)(4) Bautechnik GmbH subsidiary 1,000,000 or HCAR No. thereof 27539 MBT Argentina S.A. Degussa, or a common stock 9/6/2004 capital increase EUR Rule 45(b)(4) subsidiary 945,000 or HCAR No. thereof 27539 Verw.Ges.fur Degussa, or a common stock Nov-04 capital increase EUR Rule 45(b)(4) Degussa subsidiary 390,093 or HCAR No. Beteiligungen thereof 27539 Deg. Eurasia Degussa, or a common stock capital increase EUR Rule 45(b)(4) OOO/Stockha subsidiary 93,100 or HCAR No. usen E.T.U. thereof 27539 L.L.C.
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