0001140361-12-040331.txt : 20120913
0001140361-12-040331.hdr.sgml : 20120913
20120913164644
ACCESSION NUMBER: 0001140361-12-040331
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120913
DATE AS OF CHANGE: 20120913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON ROBERT LEE /GA/
CENTRAL INDEX KEY: 0001280869
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34889
FILM NUMBER: 121090566
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER FINANCIAL CORP/GA
CENTRAL INDEX KEY: 0001136796
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 600 THIRD AVENUE
CITY: WEST POINT
STATE: GA
ZIP: 31833
BUSINESS PHONE: 7066451391
MAIL ADDRESS:
STREET 1: 600 THIRD AVENUE
CITY: WEST POINT
STATE: GA
ZIP: 31833
4
1
doc1.xml
FORM 4
X0306
4
2012-09-12
0
0001136796
CHARTER FINANCIAL CORP/GA
CHFN
0001280869
JOHNSON ROBERT LEE /GA/
1233 O.G. SKINNER DRIVE
WEST POINT
GA
31833
1
1
0
0
President and CEO
Common Stock
2012-09-12
4
S
0
827
9.83
D
96456
D
Common Stock
2012-09-12
4
S
0
192
9.80
D
96264
D
Common Stock
2012-09-12
4
S
0
700
9.79
D
95564
D
Common Stock
2012-09-12
4
S
0
3751
9.75
D
91813
D
Common Stock
2500
I
By Spouse's IRA
Common Stock
8126
I
As Custodian for Child
Common Stock
22578
I
By IRA
Common Stock
12706
I
By ESOP
Common Stock
5191
I
By Stock Award
Common Stock
7865
I
By 401(k)
Stock Option
11.00
2014-01-27
2019-01-27
Common Stock
74000
74000
D
Stock Option
10.20
2015-06-22
2020-06-22
Common Stock
50000
50000
D
Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. 5,191 restricted stock awards will vest on July 27, 2013.
Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
Options granted under the 2001 Charter Financial Corporation Stock Option , of which 1,000 options vest in 2013, and the remaining options vest in 5 equal annual installments commencing on June 22, 2015.
Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Robert L. Johnson
2012-09-13