0001140361-12-040331.txt : 20120913 0001140361-12-040331.hdr.sgml : 20120913 20120913164644 ACCESSION NUMBER: 0001140361-12-040331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120913 DATE AS OF CHANGE: 20120913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON ROBERT LEE /GA/ CENTRAL INDEX KEY: 0001280869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34889 FILM NUMBER: 121090566 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER FINANCIAL CORP/GA CENTRAL INDEX KEY: 0001136796 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 600 THIRD AVENUE CITY: WEST POINT STATE: GA ZIP: 31833 BUSINESS PHONE: 7066451391 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE CITY: WEST POINT STATE: GA ZIP: 31833 4 1 doc1.xml FORM 4 X0306 4 2012-09-12 0 0001136796 CHARTER FINANCIAL CORP/GA CHFN 0001280869 JOHNSON ROBERT LEE /GA/ 1233 O.G. SKINNER DRIVE WEST POINT GA 31833 1 1 0 0 President and CEO Common Stock 2012-09-12 4 S 0 827 9.83 D 96456 D Common Stock 2012-09-12 4 S 0 192 9.80 D 96264 D Common Stock 2012-09-12 4 S 0 700 9.79 D 95564 D Common Stock 2012-09-12 4 S 0 3751 9.75 D 91813 D Common Stock 2500 I By Spouse's IRA Common Stock 8126 I As Custodian for Child Common Stock 22578 I By IRA Common Stock 12706 I By ESOP Common Stock 5191 I By Stock Award Common Stock 7865 I By 401(k) Stock Option 11.00 2014-01-27 2019-01-27 Common Stock 74000 74000 D Stock Option 10.20 2015-06-22 2020-06-22 Common Stock 50000 50000 D Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. 5,191 restricted stock awards will vest on July 27, 2013. Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014. Options granted under the 2001 Charter Financial Corporation Stock Option , of which 1,000 options vest in 2013, and the remaining options vest in 5 equal annual installments commencing on June 22, 2015. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Robert L. Johnson 2012-09-13