0000919574-18-006937.txt : 20181101 0000919574-18-006937.hdr.sgml : 20181101 20181101153335 ACCESSION NUMBER: 0000919574-18-006937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 181153482 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 4730 CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 646-563-7635 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 4730 CITY: NEW YORK STATE: NY ZIP: 10118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN THOMAS K CENTRAL INDEX KEY: 0001378438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 181153483 MAIL ADDRESS: STREET 1: C/O SECOND CURVE CAPITAL, LLC STREET 2: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 4 1 ownership.xml X0306 4 2018-10-30 1 0001574596 New Home Co Inc. NWHM 0001136704 SECOND CURVE CAPITAL LLC 350 5TH AVENUE, SUITE 4730 NEW YORK NY 10118 0 0 1 0 0001378438 BROWN THOMAS K C/O SECOND CURVE CAPITAL, LLC 350 5TH AVENUE, SUITE 4730 NEW YORK NY 10118 0 0 1 0 Common Stock, $0.01 par value 2018-10-30 4 S 0 15000 6.8504 D 2046059 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 par value 2018-10-31 4 S 0 12500 7.0206 D 2033559 I By advisory clients of Second Curve Capital, LLC These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve No Lev Fund, LP, Second Curve Vision Fund, LP, and Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Second Curve Capital, LLC By: Thomas K. Brown, managing member /s/ Thomas K. Brown 2018-11-01 /s/ Thomas K. Brown 2018-11-01