0000919574-18-006937.txt : 20181101
0000919574-18-006937.hdr.sgml : 20181101
20181101153335
ACCESSION NUMBER: 0000919574-18-006937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181030
FILED AS OF DATE: 20181101
DATE AS OF CHANGE: 20181101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 181153482
BUSINESS ADDRESS:
STREET 1: 350 FIFTH AVENUE
STREET 2: SUITE 4730
CITY: NEW YORK
STATE: NY
ZIP: 10118
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 350 FIFTH AVENUE
STREET 2: SUITE 4730
CITY: NEW YORK
STATE: NY
ZIP: 10118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN THOMAS K
CENTRAL INDEX KEY: 0001378438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36283
FILM NUMBER: 181153483
MAIL ADDRESS:
STREET 1: C/O SECOND CURVE CAPITAL, LLC
STREET 2: 237 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Home Co Inc.
CENTRAL INDEX KEY: 0001574596
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 270560089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493827800
MAIL ADDRESS:
STREET 1: 85 ENTERPRISE STE 450
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: New Home Co LLC
DATE OF NAME CHANGE: 20130417
4
1
ownership.xml
X0306
4
2018-10-30
1
0001574596
New Home Co Inc.
NWHM
0001136704
SECOND CURVE CAPITAL LLC
350 5TH AVENUE, SUITE 4730
NEW YORK
NY
10118
0
0
1
0
0001378438
BROWN THOMAS K
C/O SECOND CURVE CAPITAL, LLC
350 5TH AVENUE, SUITE 4730
NEW YORK
NY
10118
0
0
1
0
Common Stock, $0.01 par value
2018-10-30
4
S
0
15000
6.8504
D
2046059
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 par value
2018-10-31
4
S
0
12500
7.0206
D
2033559
I
By advisory clients of Second Curve Capital, LLC
These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve No Lev Fund, LP, Second Curve Vision Fund, LP, and Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Second Curve Capital, LLC By: Thomas K. Brown, managing member /s/ Thomas K. Brown
2018-11-01
/s/ Thomas K. Brown
2018-11-01