0001213900-24-020547.txt : 20240306 0001213900-24-020547.hdr.sgml : 20240306 20240306185627 ACCESSION NUMBER: 0001213900-24-020547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEITZMAN HOWARD CENTRAL INDEX KEY: 0001136368 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 24727634 MAIL ADDRESS: STREET 1: 21255 BURBANK BOULEVARD STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 ownership.xml X0508 4 2024-03-04 0 0001464790 B. Riley Financial, Inc. RILY 0001136368 WEITZMAN HOWARD C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 0 1 0 0 SVP, Chief Accounting Officer 0 Common Stock 2023-12-29 4 A 0 1 17.842 A 46606 D Common Stock 2024-03-04 4 A 0 23739 0.00 A 70345 D Common Stock 7500 I See Footnote Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027. Held by self-directed 401(k) Plan. /s/ Howard Weitzman 2024-03-06