0001104659-22-107689.txt : 20221011 0001104659-22-107689.hdr.sgml : 20221011 20221011153356 ACCESSION NUMBER: 0001104659-22-107689 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221004 FILED AS OF DATE: 20221011 DATE AS OF CHANGE: 20221011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G1 EXECUTION SERVICES, LLC CENTRAL INDEX KEY: 0001136305 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39579 FILM NUMBER: 221303916 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 484-562-1253 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 STREET 2: 501 PLAZA 2 CITY: CHICAGO STATE: IL ZIP: 60604 FORMER NAME: FORMER CONFORMED NAME: E*TRADE CAPITAL MARKETS LLC DATE OF NAME CHANGE: 20050331 FORMER NAME: FORMER CONFORMED NAME: GVR COMPANY LLC DATE OF NAME CHANGE: 20020205 FORMER NAME: FORMER CONFORMED NAME: GVR CO LLC /BD DATE OF NAME CHANGE: 20020205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSQUEHANNA SECURITIES, LLC CENTRAL INDEX KEY: 0001446580 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39579 FILM NUMBER: 221303917 BUSINESS ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 610-617-2600 MAIL ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER NAME: FORMER CONFORMED NAME: SUSQUEHANNA SECURITIES DATE OF NAME CHANGE: 20130709 FORMER NAME: FORMER CONFORMED NAME: Susquehanna Securities DATE OF NAME CHANGE: 20080930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IG Acquisition Corp. CENTRAL INDEX KEY: 0001819496 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 852096362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 251 PARK AVENUE SOUTH, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 917-765-5588 MAIL ADDRESS: STREET 1: 251 PARK AVENUE SOUTH, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 3 1 tm2227950-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2022-10-04 0 0001819496 IG Acquisition Corp. IGAC 0001446580 SUSQUEHANNA SECURITIES, LLC 401 CITY AVENUE, SUITE 220 BALA CYNWYD PA 19004 0 0 1 0 0001136305 G1 EXECUTION SERVICES, LLC 175 W. JACKSON BLVD., SUITE 1700 501 PLAZA 2 CHICAGO IL 60604 0 0 1 0 Class A Common Stock 396779 D Class A Common Stock 55662 D Class A Common Stock 716 D Warrants (right to buy) 11.50 Class A Common Stock 149614 D Warrants (right to buy) 11.50 Class A Common Stock 358 D Call Option (obligation to sell) 7.50 2023-01-20 Class A Common Stock 1000 D Call Option (obligation to sell) 10.00 2023-01-20 Class A Common Stock 100 D Call Option (obligation to sell) 10.00 2023-04-21 Class A Common Stock 200 D Put Option (right to sell) 10.00 2022-10-21 Class A Common Stock 3000 D Put Option (right to sell) 10.00 2023-01-20 Class A Common Stock 9000 D These securities are directly owned by Susquehanna Securities, LLC. These securities are directly owned by G1 Execution Services, LLC. The reported securities are included within Units held by the reporting person. Each Unit consists of one share of Class A Common Stock and one-half of one warrant to purchase Class A Common Stock. These warrants are not presently exercisable and will not become exercisable until the 30th day after the completion of the issuer's business combination. These warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation of the issuer. These options are exercisable at any time prior to their expiration. G1 Execution Services, LLC and Susquehanna Securities, LLC are affiliated independent broker-dealers. G1 Execution Services, LLC and Susquehanna Securities, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2022-10-11 G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2022-10-11