0001593968-21-000496.txt : 20210216 0001593968-21-000496.hdr.sgml : 20210216 20210216191732 ACCESSION NUMBER: 0001593968-21-000496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quinn Katherine B CENTRAL INDEX KEY: 0001631228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 21641908 MAIL ADDRESS: STREET 1: US BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ontrak, Inc. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2120 COLORADO AVE STREET 2: SUITE 230 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 2120 COLORADO AVE STREET 2: SUITE 230 CITY: SANTA MONICA STATE: CA ZIP: 90404 FORMER COMPANY: FORMER CONFORMED NAME: CATASYS, INC. DATE OF NAME CHANGE: 20110316 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-02-11 0001136174 Ontrak, Inc. OTRK 0001631228 Quinn Katherine B 2120 COLORADO AVE., SUITE 230 SANTA MONICA CA 90404 true false false false Option (right to buy) 86.57 2021-02-11 4 A false 4368 0 A 2021-03-31 2026-02-11 Ontrak, Inc. Common Stock 4368 4368 D These securities were granted to Ms. Quinn for her services as a member of the Company's Board of Directors. 1,092 shares shall vest at the end of each quarter beginning January 1, 2021, such that all shares pursuant to the option shall be vested on December 31, 2021. Quarterly vesting of the options will be subject to Ms. Quinn attending board meetings, unless such absence is excused by the Chairman of the Board. /s/Katherine B. Quinn 2021-02-16