EX-FILING FEES 3 ex_831577.htm EXHIBIT FILING FEES ex_831577.htm

Exhibit 107

 

 

Calculation of Filing Fee Tables

 

FORM S-1

(Form Type)

 

ONTRAK, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered Securities

 

 

Security
Type

Security
Class
Title

Fee
Calculation
Rule

Amount
Registered

Proposed

Maximum

Offering

Price Per

Unit

Maximum
Aggregate
Offering
Price (1)(2)

Fee Rate

Amount of
Registration
Fee

Fees to Be Paid

Equity

Common stock, $0.0001 par value(3)

457(o)

----

----

$7,000,000

0.0001531

$1,072

Fees to Be Paid

Equity

Warrants(4)(5)

457(g)

----

----

----

----

----

Fees to Be Paid

Equity

Pre-funded warrants(4)(6)

457(g)

----

----

----

----

----

Fees to Be Paid

Equity

Common stock, par value $0.0001 per share, issuable upon exercise of warrants(3)

457(o)

----

----

$28,000,000

0.0001531

$4,287

Fees to Be Paid

Equity

Common stock, par value $0.0001 per share, issuable upon exercise of pre-funded warrants(3)

457(o)

----

----

----

----

----

                 
 

Total Offering Amounts

 

$35,000,000

 

$5,359

 

Total Fees Previously Paid

     

$0

 

Total Fee Offsets

     

$0

 

Net Fee Due

     

$5,359

 

(1)

Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o).

   

(2)

The proposed maximum aggregate offering price of the common stock will be reduced on a dollar-for-dollar basis based on the offering price of any pre-funded warrants issued in the offering, and the proposed maximum aggregate offering price of the pre-funded warrants to be issued in the offering will be reduced on a dollar-for-dollar basis based on the offering price of any common stock issued in the offering. Accordingly, the proposed maximum aggregate offering price of the common stock and accompanying warrants (see Note 5 below) and pre-funded warrants (including the common stock issuable upon exercise of the pre-funded warrants) and accompanying warrants (see Note 5 below), if any, is $7,000,000.

   

(3)

In addition to the common stock set forth in this table, pursuant to Rule 416, this registration statement also registers such additional number of common stock as may become issuable by reason of any share splits, share dividends or similar transactions.

   

(4)

No registration fee is required pursuant to Rule 457(g).

   

(5)

Each share of common stock, or a pre-funded warrant in lieu thereof, is being sold together with four warrants, each to purchase one share of common stock. Such warrants are immediately separable and will be issued separately in the offering, but must be purchased with the common stock or pre-funded warrant together in the offering.

   

(6)

The registrant may issue pre-funded warrants to purchase common stock in the offering. The purchase price of each pre-funded warrant will equal the price per share at which shares of common stock are being sold to the public in this offering, minus $0.0001, which constitutes the pre-funded portion of the exercise price, and the remaining unpaid exercise price of the pre-funded warrant will equal $0.0001 per share (subject to adjustment as provided for therein).