X0306 4 2020-02-06 1 0001136174 CATASYS, INC. CATS 0001378591 Smith David E C/O COAST ASSET MANAGEMENT, LLC 11150 SANTA MONICA BOULEVARD, SUITE 1400 LOS ANGELES CA 90025 1 Exit filing, below 10% Common Stock, par value $0.0001 per share 2020-02-06 4 S 0 796 18.8437 D 983624 I Through Shamus, LLC The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.56. The Reporting Person undertakes to provide Catasys, Inc., any security holder of Catasys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Following the transactions, the Reporting Person is no longer a 10% owner. /s/ Dave Smith 2020-02-07