0001437749-20-002176.txt : 20200210
0001437749-20-002176.hdr.sgml : 20200210
20200210160707
ACCESSION NUMBER: 0001437749-20-002176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200206
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith David E
CENTRAL INDEX KEY: 0001378591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 20591941
MAIL ADDRESS:
STREET 1: 888 LINDA FLORA DRIVE
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATASYS, INC.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2120 COLORADO AVE
STREET 2: SUITE 230
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 2120 COLORADO AVE
STREET 2: SUITE 230
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC
DATE OF NAME CHANGE: 20010305
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-02-06
1
0001136174
CATASYS, INC.
CATS
0001378591
Smith David E
C/O COAST ASSET MANAGEMENT, LLC
11150 SANTA MONICA BOULEVARD, SUITE 1400
LOS ANGELES
CA
90025
1
Exit filing, below 10%
Common Stock, par value $0.0001 per share
2020-02-06
4
S
0
796
18.8437
D
983624
I
Through Shamus, LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.56. The Reporting Person undertakes to provide Catasys, Inc., any security holder of Catasys, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
Following the transactions, the Reporting Person is no longer a 10% owner.
/s/ Dave Smith
2020-02-07