0001493152-18-010214.txt : 20180719 0001493152-18-010214.hdr.sgml : 20180719 20180719170015 ACCESSION NUMBER: 0001493152-18-010214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180717 FILED AS OF DATE: 20180719 DATE AS OF CHANGE: 20180719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKOLATOS ALEXANDER CENTRAL INDEX KEY: 0001616875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36909 FILM NUMBER: 18960918 MAIL ADDRESS: STREET 1: ECO-STIM ENERGY SOLUTIONS, STREET 2: 2930 W.SAM HOUSTON PKWY.N., CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eco-Stim Energy Solutions, Inc. CENTRAL INDEX KEY: 0001135657 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 208203420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 BUSINESS PHONE: (408) 873-0400 MAIL ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 FORMER COMPANY: FORMER CONFORMED NAME: VISION GLOBAL SOLUTIONS INC DATE OF NAME CHANGE: 20010228 4 1 ownership.xml X0306 4 2018-07-17 0 0001135657 Eco-Stim Energy Solutions, Inc. ESES 0001616875 NICKOLATOS ALEXANDER 2930 W. SAM HOUSTON PKWY. N., SUITE 275 HOUSTON TX 77043 0 1 0 0 Chief Financial Officer Common Stock 2018-07-17 4 A 0 175000 0 A 537363 D Common Stock 2018-07-17 4 A 0 100000 0 A 637363 D Common Stock 2018-07-17 4 A 0 75000 0 A 712363 D On July 17, 2018, filer received a phantom stock award of 175,000 shares, which vests as to 43,750 shares on each of January 17, 2019, July 17, 2019, January 17, 2020 and July 17, 2020. On July 17, 2018, filer received a phantom stock award of 100,000 shares, which vests upon the occurrence of certain transactions. On July 17, 2018, filer received a phantom stock award of 75,000 shares, which vests upon the occurrence of certain transactions. /s/ by Christopher J. Arntzen, attorney-in-fact 2018-07-19