0001493152-17-014735.txt : 20171218
0001493152-17-014735.hdr.sgml : 20171218
20171218201255
ACCESSION NUMBER: 0001493152-17-014735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171218
FILED AS OF DATE: 20171218
DATE AS OF CHANGE: 20171218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stewart Brian R
CENTRAL INDEX KEY: 0001720141
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36909
FILM NUMBER: 171262648
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PKWY. N.
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eco-Stim Energy Solutions, Inc.
CENTRAL INDEX KEY: 0001135657
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 208203420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W SAM HOUSTON PARKWAY N
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77041
BUSINESS PHONE: (408) 873-0400
MAIL ADDRESS:
STREET 1: 2930 W SAM HOUSTON PARKWAY N
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77041
FORMER COMPANY:
FORMER CONFORMED NAME: VISION GLOBAL SOLUTIONS INC
DATE OF NAME CHANGE: 20010228
4
1
form4.xml
X0306
4
2017-12-18
0
0001135657
Eco-Stim Energy Solutions, Inc.
ESES
0001720141
Stewart Brian R
2930 W. SAM HOUSTON PKWY. N., SUITE 275
HOUSTON
TX
77043
1
0
0
0
Common Stock
2017-12-18
4
A
0
300000
A
367568
D
Filer received a phantom stock award of 300,000 shares on December 18, 2017 under the 2015 Stock Incentive Plan, as amended, which vests as to (i) one-third if the closing price of Eco-Stim Energy Solutions, Inc.'s common stock ("Common Stock") equals or exceeds $2.00 per share for twenty consecutive trading days during the one-year period ending on December 18, 2018 (the "Performance Period"); (ii) one-third if the closing price of the Common Stock equals or exceeds $2.50 per share for twenty consecutive trading days during the Performance Period; and (iii) one-third if the closing price of the Common Stock equals or exceeds $3.00 per share for twenty consecutive trading days during the Performance Period; and, with respect to each of (i), (ii) and (iii), Filer continuously serves as Chairman through the last day of the Performance Period. Each phantom stock entitles the holder to receive one share of Common Stock at the time of vesting.
/s/ Christopher J. Arntzen, Attorney-in-Fact
2017-12-18