0001493152-17-014735.txt : 20171218 0001493152-17-014735.hdr.sgml : 20171218 20171218201255 ACCESSION NUMBER: 0001493152-17-014735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171218 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stewart Brian R CENTRAL INDEX KEY: 0001720141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36909 FILM NUMBER: 171262648 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PKWY. N. STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eco-Stim Energy Solutions, Inc. CENTRAL INDEX KEY: 0001135657 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 208203420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 BUSINESS PHONE: (408) 873-0400 MAIL ADDRESS: STREET 1: 2930 W SAM HOUSTON PARKWAY N STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77041 FORMER COMPANY: FORMER CONFORMED NAME: VISION GLOBAL SOLUTIONS INC DATE OF NAME CHANGE: 20010228 4 1 form4.xml X0306 4 2017-12-18 0 0001135657 Eco-Stim Energy Solutions, Inc. ESES 0001720141 Stewart Brian R 2930 W. SAM HOUSTON PKWY. N., SUITE 275 HOUSTON TX 77043 1 0 0 0 Common Stock 2017-12-18 4 A 0 300000 A 367568 D Filer received a phantom stock award of 300,000 shares on December 18, 2017 under the 2015 Stock Incentive Plan, as amended, which vests as to (i) one-third if the closing price of Eco-Stim Energy Solutions, Inc.'s common stock ("Common Stock") equals or exceeds $2.00 per share for twenty consecutive trading days during the one-year period ending on December 18, 2018 (the "Performance Period"); (ii) one-third if the closing price of the Common Stock equals or exceeds $2.50 per share for twenty consecutive trading days during the Performance Period; and (iii) one-third if the closing price of the Common Stock equals or exceeds $3.00 per share for twenty consecutive trading days during the Performance Period; and, with respect to each of (i), (ii) and (iii), Filer continuously serves as Chairman through the last day of the Performance Period. Each phantom stock entitles the holder to receive one share of Common Stock at the time of vesting. /s/ Christopher J. Arntzen, Attorney-in-Fact 2017-12-18