0000950123-22-006186.txt : 20220516 0000950123-22-006186.hdr.sgml : 20220516 20220516120009 ACCESSION NUMBER: 0000950123-22-006186 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 22926920 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001135631 XXXXXXXX 03-31-2022 03-31-2022 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 05-16-2022 1 46 94928 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 13459.xml INFORMATION TABLE FOR FORM 13F ACCENTURE PLC IRELAND SHS CLASS A G1151C101 337 1000 SH DFND 1 0 1000 0 ADVANCED MICRO DEVICES INC COM 007903107 5467 50000 SH DFND 1 0 50000 0 AGCO CORP COM 001084102 1460 10000 SH DFND 1 0 10000 0 ALTENERGY ACQUISITION CORP COM CL A 02157M108 1487 150000 SH DFND 1 0 150000 0 ALTENERGY ACQUISITION CORP *W EXP 10/29/202 02157M116 15 75000 SH DFND 1 0 75000 0 AMAZON COM INC COM 023135106 6227 1910 SH DFND 1 0 1910 0 AMERICAN TOWER CORP NEW COM 03027X100 2512 10000 SH Call DFND 1 0 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 309 227000 SH DFND 1 0 227000 0 BERRY CORP COM 08579X101 1316 127500 SH DFND 1 0 127500 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 807 100000 SH DFND 1 0 100000 0 DATTO HLDG CORP COM 23821D100 641 24000 SH DFND 1 0 24000 0 DIGITAL TURBINE INC COM NEW 25400W102 219 5000 SH DFND 1 0 5000 0 FEDERAL AGRIC MTG CORP CL C 313148306 1519 14000 SH DFND 1 0 14000 0 FIRST BANCORP P R COM NEW 318672706 1614 123055 SH DFND 1 0 123055 0 INNODATA INC COM NEW 457642205 70 10000 SH DFND 1 0 10000 0 ISHARES TR RUS 2000 GRW ETF 464287648 2558 10000 SH Put DFND 1 0 10000 0 KEYARCH ACQUISITION CORP ORD SHS CL A G5260A104 343 35000 SH DFND 1 0 35000 0 KEYARCH ACQUISITION CORP *W EXP 01/24/202 G5260A112 3 17500 SH DFND 1 0 17500 0 KEYARCH ACQUISITION CORP RIGHT 01/24/2027 G5260A120 4 35000 SH DFND 1 0 35000 0 KOSMOS ENERGY LTD COM 500688106 719 100000 SH DFND 1 0 100000 0 LAREDO PETROLEUM INC COM 516806205 791 10000 SH DFND 1 0 10000 0 MICROSOFT CORP COM 594918104 5580 18100 SH DFND 1 0 18100 0 MICROSOFT CORP COM 594918104 4625 15000 SH Put DFND 1 0 15000 0 NABORS INDUSTRIES LTD SHS G6359F137 1527 10000 SH DFND 1 0 10000 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 295 18652 SH DFND 1 0 18652 0 NUTRIEN LTD COM 67077M108 2080 20000 SH DFND 1 0 20000 0 OREILLY AUTOMOTIVE INC COM 67103H107 1370 2000 SH DFND 1 0 2000 0 PALO ALTO NETWORKS INC COM 697435105 3237 5200 SH DFND 1 0 5200 0 PFSWEB INC COM NEW 717098206 297 26000 SH DFND 1 0 26000 0 PHX MINERALS INC CL A 69291A100 842 275000 SH DFND 1 0 275000 0 POOL CORP COM 73278L105 2114 5000 SH DFND 1 0 5000 0 POPULAR INC COM NEW 733174700 1708 20900 SH DFND 1 0 20900 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 805 130882 SH DFND 1 0 130882 0 ROC ENERGY ACQUISITION CORP COMMON STOCK 77118V108 99 10000 SH DFND 1 0 10000 0 ROC ENERGY ACQUISITION CORP RIGHT 11/30/2028 77118V116 2 10000 SH DFND 1 0 10000 0 RPC INC COM 749660106 311 29138 SH DFND 1 0 29138 0 SELECT ENERGY SVCS INC CL A COM 81617J301 1350 157500 SH DFND 1 0 157500 0 SPDR SER TR S&P OILGAS EXP 78468R556 20183 150000 SH Call DFND 1 0 0 0 STRATUS PPTYS INC COM NEW 863167201 3619 84000 SH DFND 1 0 84000 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 744 35000 SH DFND 1 0 35000 0 TITAN INTL INC ILL COM 88830M102 1178 80000 SH DFND 1 0 80000 0 UPLAND SOFTWARE INC COM 91544A109 2465 140000 SH Call DFND 0 0 0 VAALCO ENERGY INC COM NEW 91851C201 1306 200000 SH DFND 1 0 200000 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 2023 7500 SH Put DFND 1 0 7500 0 WALKER & DUNLOP INC COM 93148P102 5953 46000 SH DFND 1 0 46000 0 WEATHERFORD INTL PLC ORD SHS G48833118 2797 84000 SH DFND 1 0 84000 0