The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 8,199 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 12,299 | 150,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 4,100 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 163 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 15,744 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 15,744 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,450 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 3,577 | 596,196 | SH | DFND | 1 | 0 | 596,196 | 0 | |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 501 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 3,490 | 84,000 | SH | DFND | 1 | 0 | 84,000 | 0 | |
| BK OF AMERICA CORP | COM | 060505104 | 2 | 100 | SH | DFND | 1 | 0 | 100 | 0 | |
| BK OF AMERICA CORP | COM | 060505104 | 2,409 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| BOOKING HOLDINGS INC | COM | 09857L108 | 1,796 | 1,050 | SH | DFND | 1 | 0 | 1,050 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 19,248 | 85,000 | SH | DFND | 1 | 0 | 85,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 22,645 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 15,852 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,499 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,446 | 30,500 | SH | DFND | 1 | 0 | 30,500 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,422 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| CUE BIOPHARMA INC | COM | 22978P106 | 2,258 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 11,647 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| FATHOM HOLDINGS INC | COM | 31189V109 | 787 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | 2,944 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| FISERV INC | COM | 337738108 | 4,122 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| FIVE9 INC | COM | 338307101 | 6,484 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 1,295 | 127,000 | SH | DFND | 1 | 0 | 127,000 | 0 | |
| GENERAC HLDGS INC | COM | 368736104 | 4,647 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 4,298 | 560,000 | SH | DFND | 1 | 0 | 560,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 4,989 | 650,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| GRAND CANYON ED INC | COM | 38526M106 | 2,398 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| HARROW HEALTH INC | COM | 415858109 | 471 | 84,264 | SH | DFND | 1 | 0 | 84,264 | 0 | |
| HEICO CORP NEW | COM | 422806109 | 7,389 | 70,600 | SH | DFND | 1 | 0 | 70,600 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18,060 | 65,000 | SH | Put | DFND | 1 | 0 | 65,000 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 10,485 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
| LGI HOMES INC | COM | 50187T106 | 3,485 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 1,162 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| LHC GROUP INC | COM | 50187A107 | 999 | 4,700 | SH | DFND | 1 | 0 | 4,700 | 0 | |
| MASTERCRAFT BOAT HLDGS INC | COM | 57637H103 | 1,312 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 11,147 | 53,000 | SH | DFND | 1 | 0 | 53,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 6,310 | 30,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 | 6,310 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| NETFLIX INC | COM | 64110L106 | 4,000 | 8,000 | SH | DFND | 1 | 0 | 8,000 | 0 | |
| NEXPOINT REAL ESTATE FIN INC | COM | 65342V101 | 881 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 3,725 | 84,000 | SH | DFND | 1 | 0 | 84,000 | 0 | |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 3,058 | 51,000 | SH | DFND | 1 | 0 | 51,000 | 0 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | 1,104 | 3,500 | SH | DFND | 1 | 0 | 3,500 | 0 | |
| PENNYMAC FINL SVCS INC NEW | COM | 70932M107 | 639 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
| PURPLE INNOVATION INC | COM | 74640Y106 | 1,492 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| PURPLE INNOVATION INC | COM | 74640Y106 | 1,989 | 80,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| REATA PHARMACEUTICALS INC | CL A | 75615P103 | 2,046 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 25,383 | 101,000 | SH | DFND | 1 | 0 | 101,000 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 25,132 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| SALESFORCE COM INC | COM | 79466L302 | 22,619 | 90,000 | SH | Put | DFND | 1 | 0 | 90,000 | 0 |
| SCIPLAY CORP | CL A | 809087109 | 16 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| SCIPLAY CORP | CL A | 809087109 | 8,110 | 500,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| SERVICENOW INC | COM | 81762P102 | 17,945 | 37,000 | SH | DFND | 1 | 0 | 37,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 17,945 | 37,000 | SH | Put | DFND | 1 | 0 | 37,000 | 0 |
| SMITH & WESSON BRANDS INC | COM | 831754106 | 621 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| STAMPS COM INC | COM NEW | 852857200 | 4,819 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| STRYKER CORPORATION | COM | 863667101 | 208 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| TFF PHARMACEUTICALS INC | COM | 87241J104 | 4,346 | 235,294 | SH | DFND | 1 | 0 | 235,294 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 6,797 | 19,500 | SH | DFND | 1 | 0 | 19,500 | 0 | |
| UNIQURE NV | SHS | N90064101 | 1,105 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 8,077 | 214,248 | SH | DFND | 1 | 0 | 214,248 | 0 | |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 370 | 37,000 | SH | DFND | 1 | 0 | 37,000 | 0 | |
| WALKER & DUNLOP INC | COM | 93148P102 | 504 | 9,500 | SH | DFND | 1 | 0 | 9,500 | 0 | |