The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 5,503 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 | |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 160 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,700 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
| AMAZON COM INC | COM | 023135106 | 9,239 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 9,239 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 2,552 | 450,000 | SH | DFND | 1 | 0 | 450,000 | 0 | |
| B RILEY FINL INC | COM | 05580M108 | 755 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| BOOKING HLDGS INC | COM | 09857L108 | 411 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
| BOOT BARN HLDGS INC | COM | 099406100 | 2,805 | 63,000 | SH | DFND | 1 | 0 | 63,000 | 0 | |
| CARDTRONICS PLC | SHS CL A | G1991C105 | 1,340 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 4,598 | 30,100 | SH | DFND | 1 | 0 | 30,100 | 0 | |
| CORECIVIC INC | COM | 21871N101 | 2,989 | 172,000 | SH | DFND | 1 | 0 | 172,000 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 2,469 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| CUE BIOPHARMA INC | COM | 22978P106 | 2,700 | 170,000 | SH | DFND | 1 | 0 | 170,000 | 0 | |
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 735 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 497 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| DOVER CORP | COM | 260003108 | 4,057 | 35,200 | SH | DFND | 1 | 0 | 35,200 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 20,771 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| EURONAV NV ANTWERPEN | SHS | B38564108 | 1,630 | 130,000 | SH | DFND | 1 | 0 | 130,000 | 0 | |
| EURONET WORLDWIDE INC | COM | 298736109 | 1,418 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 2,791 | 13,600 | SH | DFND | 1 | 0 | 13,600 | 0 | |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | 5,564 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| FISERV INC | COM | 337738108 | 2,313 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| GENERAL DYNAMICS CORP | COM | 369550108 | 1,234 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 2,138 | 353,400 | SH | DFND | 1 | 0 | 353,400 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 3,927 | 41,000 | SH | DFND | 1 | 0 | 41,000 | 0 | |
| HANOVER INS GROUP INC | COM | 410867105 | 1,462 | 10,700 | SH | DFND | 1 | 0 | 10,700 | 0 | |
| INFINERA CORPORATION | COM | 45667G103 | 2,382 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| INTERNATIONAL SEAWAYS INC | COM | Y41053102 | 1,637 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| MASTERCARD INC | CL A | 57636Q104 | 7,763 | 26,000 | SH | DFND | 1 | 0 | 26,000 | 0 | |
| MEDTRONIC PLC | SHS | G5960L103 | 624 | 5,500 | SH | DFND | 1 | 0 | 5,500 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 8,358 | 53,000 | SH | DFND | 1 | 0 | 53,000 | 0 | |
| NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 558 | 12,400 | SH | DFND | 1 | 0 | 12,400 | 0 | |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 1,624 | 330,000 | SH | DFND | 1 | 0 | 330,000 | 0 | |
| NORTHROP GRUMMAN CORP | COM | 666807102 | 1,204 | 3,500 | SH | DFND | 1 | 0 | 3,500 | 0 | |
| NVIDIA CORP | COM | 67066G104 | 1,412 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
| OKTA INC | CL A | 679295105 | 1,269 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
| OKTA INC | CL A | 679295105 | 2,307 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 3,657 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| PAYCOM SOFTWARE INC | COM | 70432V102 | 1,324 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 1,327 | 70,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| POLARITYTE INC | COM | 731094108 | 260 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| PURPLE INNOVATION INC | COM | 74640Y106 | 1,437 | 165,000 | SH | DFND | 1 | 0 | 165,000 | 0 | |
| QUINSTREET INC | COM | 74874Q100 | 367 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| RAYTHEON CO | COM NEW | 755111507 | 1,538 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
| REATA PHARMACEUTICALS INC | CL A | 75615P103 | 1,635 | 8,000 | SH | DFND | 1 | 0 | 8,000 | 0 | |
| REATA PHARMACEUTICALS INC | CL A | 75615P103 | 1,635 | 8,000 | SH | Put | DFND | 1 | 0 | 8,000 | 0 |
| SCORPIO TANKERS INC | SHS | Y7542C130 | 1,770 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 135 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 7,623 | 27,000 | SH | DFND | 1 | 0 | 27,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 8,470 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| SFL CORPORATION LTD | SHS | G7738W106 | 1,280 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 1,606 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| STERIS PLC | SHS USD | G8473T100 | 5,030 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| STRYKER CORP | COM | 863667101 | 999 | 4,760 | SH | DFND | 1 | 0 | 4,760 | 0 | |
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 783 | 11,600 | SH | DFND | 1 | 0 | 11,600 | 0 | |
| TFF PHARMACEUTICALS INC | COM | 87241J104 | 783 | 146,310 | SH | DFND | 1 | 0 | 146,310 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 10,501 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 13,501 | 45,000 | SH | Put | DFND | 1 | 0 | 45,000 | 0 |
| UNIQURE NV | SHS | N90064101 | 1,792 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 7,142 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| VERSO CORP | CL A | 92531L207 | 1,244 | 69,000 | SH | DFND | 1 | 0 | 69,000 | 0 | |
| VISA INC | COM CL A | 92826C839 | 6,013 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
| WALKER & DUNLOP INC | COM | 93148P102 | 1,552 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |