The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADOBE INC | COM | 00724F101 | 1,332 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,378 | 54,000 | SH | DFND | 1 | 0 | 54,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 8,904 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 2,137 | 1,200 | SH | Put | DFND | 1 | 0 | 1,200 | 0 |
| BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 1,170 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| CARDTRONICS PLC | SHS CL A | G1991C105 | 712 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 2,905 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 2,905 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,574 | 121,798 | SH | DFND | 1 | 0 | 121,798 | 0 | |
| DARDEN RESTAURANTS INC | COM | 237194105 | 2,429 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| DARDEN RESTAURANTS INC | COM | 237194105 | 2,429 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| DROPBOX INC | CL A | 26210C104 | 3,706 | 170,000 | SH | DFND | 1 | 0 | 170,000 | 0 | |
| DROPBOX INC | CL A | 26210C104 | 3,270 | 150,000 | SH | Put | DFND | 1 | 0 | 150,000 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 21,464 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| EURONET WORLDWIDE INC | COM | 298736109 | 1,283 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | 4,524 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| FISERV INC | COM | 337738108 | 1,880 | 21,300 | SH | DFND | 1 | 0 | 21,300 | 0 | |
| FISERV INC | COM | 337738108 | 1,766 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| GLU MOBILE INC | COM | 379890106 | 16,421 | 1,501,000 | SH | DFND | 1 | 0 | 1,501,000 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,496 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 2,405 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 2,977 | 26,000 | SH | Put | DFND | 1 | 0 | 26,000 | 0 |
| GREEN DOT CORP | CL A | 39304D102 | 1,395 | 23,000 | SH | DFND | 1 | 0 | 23,000 | 0 | |
| HANOVER INS GROUP INC | COM | 410867105 | 1,222 | 10,700 | SH | DFND | 1 | 0 | 10,700 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 4,211 | 157,000 | SH | DFND | 1 | 0 | 157,000 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 5,364 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,297 | 35,050 | SH | DFND | 1 | 0 | 35,050 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,647 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 6,583 | 43,000 | SH | DFND | 1 | 0 | 43,000 | 0 | |
| MASTERCARD INC | CL A | 57636Q104 | 1,413 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 6,251 | 53,000 | SH | DFND | 1 | 0 | 53,000 | 0 | |
| MIMECAST LTD | ORD SHS | G14838109 | 616 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 1,436 | 400,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| OKTA INC | CL A | 679295105 | 1,241 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| PAYCOM SOFTWARE INC | COM | 70432V102 | 1,891 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| PAYCOM SOFTWARE INC | COM | 70432V102 | 1,891 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| PCM INC | COM | 69323K100 | 1,282 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| RUMBLEON INC | CL B | 781386206 | 1,138 | 230,400 | SH | DFND | 1 | 0 | 230,400 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 14,296 | 58,000 | SH | DFND | 1 | 0 | 58,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 14,789 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| STANDARD DIVERSIFIED INC | COM CL A | 85336L109 | 997 | 51,962 | SH | DFND | 1 | 0 | 51,962 | 0 | |
| TURNING PT BRANDS INC | COM | 90041L105 | 2,397 | 52,000 | SH | DFND | 1 | 0 | 52,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 6,132 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 6,132 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| ULTA BEAUTY INC | COM | 90384S303 | 3,139 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| ULTA BEAUTY INC | COM | 90384S303 | 3,139 | 9,000 | SH | Put | DFND | 1 | 0 | 9,000 | 0 |
| UPLAND SOFTWARE INC | COM | 91544A109 | 7,413 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 6,291 | 403,000 | SH | DFND | 1 | 0 | 403,000 | 0 | |
| VERICEL CORP | COM | 92346J108 | 637 | 36,400 | SH | DFND | 1 | 0 | 36,400 | 0 | |
| VISA INC | COM CL A | 92826C839 | 2,030 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| ZSCALER INC | COM | 98980G102 | 7,845 | 110,600 | SH | DFND | 1 | 0 | 110,600 | 0 | |
| ZSCALER INC | COM | 98980G102 | 5,674 | 80,000 | SH | Put | DFND | 1 | 0 | 80,000 | 0 |