The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 7,510 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 7,510 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 | |
| CARDTRONICS PLC | SHS CL A | G1991C105 | 520 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||
| CONSTELLATION BRANDS INC | CL A | 21036P108 | 322 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | ||
| DROPBOX INC | CL A | 26210C104 | 5,148 | 252,000 | SH | DFND | 1 | 0 | 252,000 | 0 | ||
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 18,138 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | ||
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | 1,159 | 11,300 | SH | DFND | 1 | 0 | 11,300 | 0 | ||
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 280 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | ||
| FISERV INC | COM | 337738108 | 1,220 | 16,600 | SH | DFND | 1 | 0 | 16,600 | 0 | ||
| GLU MOBILE INC | COM | 379890106 | 14,139 | 1,752,000 | SH | DFND | 1 | 0 | 1,752,000 | 0 | ||
| GRAND CANYON ED INC | COM | 38526M106 | 2,019 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | ||
| GRAND CANYON ED INC | COM | 38526M106 | 1,442 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 | |
| HANOVER INS GROUP INC | COM | 410867105 | 1,249 | 10,700 | SH | DFND | 1 | 0 | 10,700 | 0 | ||
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 5,132 | 192,000 | SH | DFND | 1 | 0 | 192,000 | 0 | ||
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 6,683 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 15 | 100 | SH | DFND | 1 | 0 | 100 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 38,565 | 250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 38,565 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 48,660 | 600,000 | SH | Put | DFND | 1 | 0 | 600,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 6,602 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | ||
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 234 | 49,900 | SH | DFND | 1 | 0 | 49,900 | 0 | ||
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 2,673 | 570,000 | SH | Call | DFND | 1 | 0 | 0 | 0 | |
| PENNEY J C INC | COM | 708160106 | 73 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 | |
| QUANTENNA COMMUNICATIONS INC | COM | 74766D100 | 2,296 | 160,000 | SH | DFND | 1 | 0 | 160,000 | 0 | ||
| SERVICENOW INC | COM | 81762P102 | 6,410 | 36,000 | SH | DFND | 1 | 0 | 36,000 | 0 | ||
| SERVICENOW INC | COM | 81762P102 | 14,244 | 80,000 | SH | Put | DFND | 1 | 0 | 80,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,178 | 79,900 | SH | DFND | 1 | 0 | 79,900 | 0 | ||
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,106 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 | |
| TURNING PT BRANDS INC | COM | 90041L105 | 1,198 | 44,000 | SH | DFND | 1 | 0 | 44,000 | 0 | ||
| TYLER TECHNOLOGIES INC | COM | 902252105 | 5,575 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | ||
| ULTA BEAUTY INC | COM | 90384S303 | 1,175 | 4,800 | SH | DFND | 1 | 0 | 4,800 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 5,164 | 190,000 | SH | DFND | 1 | 0 | 190,000 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 1,359 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 | |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 3,245 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | ||
| VERICEL CORP | COM | 92346J108 | 1,218 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | ||
| WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 1,898 | 25,400 | SH | DFND | 1 | 0 | 25,400 | 0 | ||
| ZSCALER INC | COM | 98980G102 | 2,353 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | ||