0000950123-17-010645.txt : 20171114 0000950123-17-010645.hdr.sgml : 20171114 20171114110014 ACCESSION NUMBER: 0000950123-17-010645 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 171199228 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 09-30-2017 09-30-2017 PRECEPT MANAGEMENT LLC

200 CRESCENT COURT SUITE 1450 DALLAS TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 11-14-2017 1 54 128706 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AKOUSTIS TECHNOLOGIES INC COM 00973N102 391 60000 SH DFND 1 0 60000 0 ALIGN TECHNOLOGY INC COM 016255101 745 4000 SH DFND 1 0 4000 0 ALPHABET INC CAP STK CL C 02079K107 7826 8160 SH DFND 1 0 8160 0 AMAZON COM INC COM 023135106 4807 5000 SH DFND 1 0 5000 0 APPLE INC COM 037833100 2451 15900 SH DFND 1 0 15900 0 APPLE INC COM 037833100 771 5000 SH Put DFND 1 0 5000 0 APTEVO THERAPEUTICS INC COM 03835L108 497 217000 SH DFND 1 0 217000 0 ASURE SOFTWARE INC COM 04649U102 1615 130000 SH DFND 1 0 130000 0 AXCELIS TECHNOLOGIES INC COM NEW 054540208 1532 56000 SH DFND 1 0 56000 0 BOINGO WIRELESS INC COM 09739C102 1304 61000 SH DFND 1 0 61000 0 CALAMP CORP COM 128126109 2093 90000 SH DFND 1 0 90000 0 CENTURY CMNTYS INC COM 156504300 1408 57000 SH DFND 1 0 57000 0 COHERENT INC COM 192479103 706 3000 SH DFND 1 0 3000 0 CUTERA INC COM 232109108 1241 30000 SH DFND 1 0 30000 0 DASEKE INC COM 23753F107 1305 100000 SH DFND 1 0 100000 0 EAGLE MATERIALS INC COM 26969P108 1601 15000 SH DFND 1 0 15000 0 ENCORE WIRE CORP COM 292562105 564 12600 SH DFND 1 0 12600 0 ENTERPRISE PRODS PARTNERS L COM 293792107 19229 737600 SH DFND 1 0 737600 0 EURONET WORLDWIDE INC COM 298736109 2559 27000 SH DFND 1 0 27000 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 200 25000 SH DFND 1 0 25000 0 GEO GROUP INC NEW COM 36162J106 1211 45000 SH DFND 1 0 45000 0 GIGAMON INC COM 37518B102 422 10000 SH DFND 1 0 10000 0 GLU MOBILE INC COM 379890106 11280 3000000 SH DFND 1 0 3000000 0 GLU MOBILE INC COM 379890106 1880 500000 SH Call DFND 1 0 0 0 GRAND CANYON ED INC COM 38526M106 5159 56800 SH DFND 1 0 56800 0 GTT COMMUNICATIONS INC COM 362393100 1393 44000 SH DFND 1 0 44000 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 1921 132500 SH DFND 1 0 132500 0 HUTTIG BLDG PRODS INC COM 448451104 1214 172000 SH DFND 1 0 172000 0 IES HLDGS INC COM 44951W106 1453 84000 SH DFND 1 0 84000 0 INTELLICHECK INC COM NEW 45817G201 576 200000 SH DFND 1 0 200000 0 INVUITY INC COM NEW 46187J205 472 53000 SH DFND 1 0 53000 0 JD COM INC SPON ADR CL A 47215P106 764 20000 SH Call DFND 1 0 0 0 LGI HOMES INC COM 50187T106 340 7000 SH DFND 1 0 7000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1378 77000 SH DFND 1 0 77000 0 MICROSOFT CORP COM 594918104 3352 45000 SH DFND 1 0 45000 0 MODEL N INC COM 607525102 1450 97000 SH DFND 1 0 97000 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 2825 290000 SH DFND 1 0 290000 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 6088 625000 SH Call DFND 1 0 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 719 30300 SH DFND 1 0 30300 0 ON SEMICONDUCTOR CORP COM 682189105 1256 68000 SH DFND 1 0 68000 0 PENNEY J C INC COM 708160106 267 70000 SH Put DFND 1 0 70000 0 POINTS INTL LTD COM NEW 730843208 11 1000 SH DFND 1 0 1000 0 POINTS INTL LTD COM NEW 730843208 285 25000 SH Call DFND 1 0 0 0 PRIMORIS SVCS CORP COM 74164F103 2589 88000 SH DFND 1 0 88000 0 SAVARA INC COM 805111101 720 77000 SH DFND 1 0 77000 0 SERVICENOW INC COM 81762P102 3878 33000 SH DFND 1 0 33000 0 SERVICENOW INC COM 81762P102 1175 10000 SH Put DFND 1 0 10000 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 683 11200 SH DFND 1 0 11200 0 STAMPS COM INC COM NEW 852857200 405 2000 SH DFND 1 0 2000 0 TIER REIT INC COM NEW 88650V208 1332 69000 SH DFND 1 0 69000 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 11043 359122 SH DFND 1 0 359122 0 TYLER TECHNOLOGIES INC COM 902252105 1743 10000 SH DFND 1 0 10000 0 UPLAND SOFTWARE INC COM 91544A109 5849 276399 SH DFND 1 0 276399 0 VANECK VECTORS ETF TR COAL ETF 92189F809 728 50000 SH Put DFND 1 0 50000 0