The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 524 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| ALIGN TECHNOLOGY INC | COM | 016255101 | 600 | 4,000 | SH | DFND | 1 | 0 | 4,000 | 0 | |
| ALLIANCE RES PARTNER L P | UT LTD PART | 01877R108 | 964 | 51,000 | SH | DFND | 1 | 0 | 51,000 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 4,689 | 5,160 | SH | DFND | 1 | 0 | 5,160 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 3,635 | 4,000 | SH | Put | DFND | 1 | 0 | 4,000 | 0 |
| AMAZON COM INC | COM | 023135106 | 4,840 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| APPLE INC | COM | 037833100 | 2,290 | 15,900 | SH | DFND | 1 | 0 | 15,900 | 0 | |
| APTEVO THERAPEUTICS INC | COM | 03835L108 | 1,210 | 584,449 | SH | DFND | 1 | 0 | 584,449 | 0 | |
| ASURE SOFTWARE INC | COM | 04649U102 | 1,096 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| AXCELIS TECHNOLOGIES INC | COM NEW | 054540208 | 1,173 | 56,000 | SH | DFND | 1 | 0 | 56,000 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 1,276 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| CALAMP CORP | COM | 128126109 | 1,260 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| CARBONITE INC | COM | 141337105 | 1,744 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| CARBONITE INC | COM | 141337105 | 1,308 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| CENTURY CMNTYS INC | COM | 156504300 | 1,414 | 57,000 | SH | DFND | 1 | 0 | 57,000 | 0 | |
| CIENA CORP | COM NEW | 171779309 | 2,502 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| CIENA CORP | COM NEW | 171779309 | 1,877 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 |
| COHERENT INC | COM | 192479103 | 675 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
| COHERENT INC | COM | 192479103 | 675 | 3,000 | SH | Put | DFND | 1 | 0 | 3,000 | 0 |
| CORECIVIC INC | COM | 21871N101 | 3,227 | 117,000 | SH | DFND | 1 | 0 | 117,000 | 0 | |
| CUTERA INC | COM | 232109108 | 1,813 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| DASEKE INC | COM | 23753F107 | 2,226 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| DENTSPLY SIRONA INC | COM | 24906P109 | 1,264 | 19,500 | SH | DFND | 1 | 0 | 19,500 | 0 | |
| DYCOM INDS INC | COM | 267475101 | 1,289 | 14,400 | SH | DFND | 1 | 0 | 14,400 | 0 | |
| EMCORE CORP | COM NEW | 290846203 | 1,065 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 19,974 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| EURONET WORLDWIDE INC | COM | 298736109 | 2,359 | 27,000 | SH | DFND | 1 | 0 | 27,000 | 0 | |
| EVOKE PHARMA INC | COM | 30049G104 | 243 | 95,000 | SH | DFND | 1 | 0 | 95,000 | 0 | |
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 210 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| GEO GROUP INC NEW | COM | 36162J106 | 1,331 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
| GIGAMON INC | COM | 37518B102 | 394 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 10,348 | 4,139,000 | SH | DFND | 1 | 0 | 4,139,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 4,454 | 56,800 | SH | DFND | 1 | 0 | 56,800 | 0 | |
| GRUBHUB INC | COM | 400110102 | 1,308 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| GRUBHUB INC | COM | 400110102 | 654 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| GTT COMMUNICATIONS INC | COM | 362393100 | 601 | 19,000 | SH | DFND | 1 | 0 | 19,000 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 7,097 | 302,000 | SH | DFND | 1 | 0 | 302,000 | 0 | |
| HUTTIG BLDG PRODS INC | COM | 448451104 | 1,206 | 172,000 | SH | DFND | 1 | 0 | 172,000 | 0 | |
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 2,553 | 99,000 | SH | DFND | 1 | 0 | 99,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 281 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 2,098 | 127,000 | SH | DFND | 1 | 0 | 127,000 | 0 | |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 826 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
| MICROSOFT CORP | COM | 594918104 | 3,102 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 987 | 100,100 | SH | DFND | 1 | 0 | 100,100 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 4,930 | 500,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 1,170 | 47,000 | SH | DFND | 1 | 0 | 47,000 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 557 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
| OCLARO INC | COM NEW | 67555N206 | 2,802 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 955 | 68,000 | SH | DFND | 1 | 0 | 68,000 | 0 | |
| OWENS RLTY MTG INC | COM | 690828108 | 1,153 | 68,000 | SH | DFND | 1 | 0 | 68,000 | 0 | |
| PENNEY J C INC | COM | 708160106 | 326 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
| POINTS INTL LTD | COM NEW | 730843208 | 1,356 | 150,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| PRIMORIS SVCS CORP | COM | 74164F103 | 2,195 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 2,788 | 26,300 | SH | DFND | 1 | 0 | 26,300 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 2,650 | 25,000 | SH | Put | DFND | 1 | 0 | 25,000 | 0 |
| SNAP INC | CL A | 83304A106 | 1,066 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| STAMPS COM INC | COM NEW | 852857200 | 4,956 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
| STANLEY BLACK & DECKER INC | COM | 854502101 | 1,182 | 8,400 | SH | DFND | 1 | 0 | 8,400 | 0 | |
| STATE NATL COS INC | COM | 85711T305 | 3,474 | 189,000 | SH | DFND | 1 | 0 | 189,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 8,825 | 370,000 | SH | DFND | 1 | 0 | 370,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,193 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
| TRUECAR INC | COM | 89785L107 | 3,269 | 164,000 | SH | DFND | 1 | 0 | 164,000 | 0 | |
| TRUECAR INC | COM | 89785L107 | 1,196 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 1,757 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 6,129 | 278,700 | SH | DFND | 1 | 0 | 278,700 | 0 | |
| VONAGE HLDGS CORP | COM | 92886T201 | 582 | 89,000 | SH | DFND | 1 | 0 | 89,000 | 0 | |
| WIX COM LTD | SHS | M98068105 | 2,158 | 31,000 | SH | DFND | 1 | 0 | 31,000 | 0 | |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 1,470 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| ZOES KITCHEN INC | COM | 98979J109 | 238 | 20,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |