EX-99.G1II 4 cust.htm AMENDED EXHIBIT C TO THE AMENDED AND RESTATED CUSTODY AGREEMENT Unassociated Document
BUFFALO FUNDS
AMENDMENT TO THE
AMENDED AND RESTATED CUSTODY AGREEMENT

THIS AMENDMENT to the Amended and Restated Custody Agreement (the “Agreement”) dated as of April 25th, 2003, as amended December 1, 2006, by and among Kornitzer Capital Management, Inc., a Kansas corporation (“KCM”), U.S. Bank National Association, N.A., a national banking association (the "Custodian") and the following investment companies: Buffalo Balanced Fund, Inc., Buffalo Large Cap Fund, Inc. Buffalo High Yield Fund, Inc., Buffalo USA Global Fund, Inc., Buffalo Small Cap Fund, Inc. and Buffalo Funds, a Delaware statutory trust (each investment company and/or series a “Fund” and collectively the “Funds”), is entered into by the parties effective as of February 15, 2008.

RECITALS


WHEREAS, KCM is registered as an investment adviser under the Investment Advisers Act of 1940 and, as the investment adviser and manager of the Funds, KCM is contractually obligated to obtain and bear the costs of appropriate custodian services for the Funds; and

 
WHEREAS, the Custodian is a bank having the qualifications prescribed in Section 26(a)(1) of the 1940 Act; and

WHEREAS, through the Amended and Restated Custody Agreement, KCM has engaged the Custodian to hold and administer the Funds’ securities and cash pursuant to the Agreement, and

WHEREAS, the parties desire to amend the Amended and Restated Custody Agreement to add a fund;

NOW, THEREFORE, the parties agree as follows:

Exhibit C, the Fund names, is replaced in its entirety by Exhibit C attached hereto.

Except to the extent supplemented hereby, the Amended and Restated Custody Agreement shall remain in full force and effect.
 
 
 
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year written above.
 
U.S. BANK NATIONAL KORNITZER CAPITAL MANAGEMENT, INC.
ASSOCIATION  
   
By:  /s/ Joe D. Redwine  By: /s/ John C. Kornitzer
Joe D. Redwine, Senior Vice President
John C. Kornitzer, President
   
   
Buffalo Balanced Fund, Inc.
  
Buffalo High Yield Fund, Inc.  
Buffalo Large Cap Fund, Inc.  
Buffalo USA Global Fund, Inc.  
Buffalo Small Cap Fund, Inc.  
Buffalo Funds (the Delaware statutory trust)  
   
   
By: /s/ Kent W. Gasaway  
Kent W. Gasaway, President
  
 
 
 
 
 
 
 
 
 
 
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EXHIBIT C to the Amended and Restated Custody Agreement
 
Fund Names

 
 
Name of Fund/Series Date Added
   
Buffalo Balanced Fund, Inc.  April 25, 2003
   
Buffalo High Yield Fund, Inc.  April 25, 2003
   
Buffalo Large Cap Fund, Inc. April 25, 2003
   
Buffalo Small Cap Fund, Inc.  April 25, 2003
   
Buffalo USA Global Fund, Inc. April 25, 2003
   
Buffalo Funds, a Delaware statutory trust, consisting of the following series  
   
Buffalo Mid Cap Fund 
 April 25, 2003
   
Buffalo Science & Technology Fund 
 April 25, 2003
   
Buffalo Micro Cap Fund  
 May 21, 2004
   
Buffalo Jayhawk China Fund 
 December 1, 2006
 
 
Buffalo International Fund 
 September 28, 2007
   
Buffalo Balanced Fund 
on or after June 30, 2007
   
Buffalo High Yield Fund
 on or after June 30, 2007
   
Buffalo Large Cap Fund 
on or after June 30, 2007
   
Buffalo Small Cap Fund
 on or after June 30, 2007
   
Buffalo USA Global Fund  
 on or after June 30, 2007
                                                                                


 
U.S. Bank National Association. Domestic Custody Fee Schedule

Fees for Custodian Services are to be paid by U.S. Bancorp Fund Services, LLC (“USBFS”) pursuant to Exhibit G of the Master Services Agreement, dated April 25, 2003, as amended, by and between USBFS and Kornitzer Capital Management, Inc.  Exhibit G of that Agreement is hereby incorporated by reference.

 
 
 
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