-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A0qCjl4B9nZ8XEycT6OSpKQhLYn5PPCJxZ+RpE9B/eM/j/qQ68TaGHuWa59kCKhq /yTn4Kdv+R9fCiXBsYrl0Q== 0001209191-05-033444.txt : 20050624 0001209191-05-033444.hdr.sgml : 20050624 20050624182359 ACCESSION NUMBER: 0001209191-05-033444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050621 FILED AS OF DATE: 20050624 DATE AS OF CHANGE: 20050624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTEN ROSS M CENTRAL INDEX KEY: 0001135235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32531 FILM NUMBER: 05915952 BUSINESS ADDRESS: BUSINESS PHONE: 7133691700 MAIL ADDRESS: STREET 1: 1800 BERING DR STREET 2: STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNAGRO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895565 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 760511324 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 BERING STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7133691700 MAIL ADDRESS: STREET 1: 1800 BERING STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: N-VIRO RECOVERY INC DATE OF NAME CHANGE: 19940531 4 1 h26040_8rmp.xml MAIN DOCUMENT DESCRIPTION X0202 4 2005-06-21 0000895565 SYNAGRO TECHNOLOGIES INC SYGR 0001135235 PATTEN ROSS M 1800 BERING DR., SUITE 1000 HOUSTON TX 77057 1 0 0 0 options 3.25 2005-06-21 4 D 0 485000 0 D 1998-02-18 2008-02-18 Common Stock 485000 0 D options 2.50 2005-06-21 4 A 0 485000 0 A 1998-02-18 2008-02-18 Common Stock 485000 485000 D options 2.50 2005-06-21 4 D 0 485000 4.30 D 1998-02-18 2008-02-18 Common Stock 485000 0 D options 6.31 2005-06-21 4 D 0 150000 0 D 1999-06-29 2009-06-29 Common Stock 150000 0 D options 2.50 2005-06-21 4 A 0 150000 0 A 1999-06-29 2009-06-29 Common Stock 150000 150000 D options 2.50 2005-06-21 4 D 0 150000 4.30 D 1999-06-29 2009-06-29 Common Stock 150000 0 D options 2.50 2005-06-21 4 D 0 315000 4.30 D 2001-12-27 2010-12-27 Common Stock 315000 0 D options 2.50 2005-06-21 4 D 0 221 4.30 D 2002-01-02 2011-01-02 Common Stock 221 519779 D Amendment of outstanding options to reduce exercise price pursuant to terms of employment agreement resulting in deemed cancellation of option and grant of replacement option. Each stock option grant had a vesting schedule allowing for a graduated vesting of the stock options. The option was redeemed by the issuer at a price equal to $4.30 per share less the exercise price. A portion of the option was redeemed by the issuer at a price equal to $4.30 per share less the exercise price. Ross M. Patten 2005-06-24 -----END PRIVACY-ENHANCED MESSAGE-----