EX-1.02 2 exhibit102.htm EXHIBIT 1.02 Exhibit 1.02


Exhibit 1.02

FMC Technologies, Inc.

Conflict Minerals Report
for the Year Ended December 31, 2013

1.    Introduction
    
This Conflict Minerals Report describes FMC Technologies, Inc.’s (the “Company,” “FMC Technologies,” “we,” “us,” and “our”) due diligence process in accordance with the requirements of Rule 13p-1 of the Securities Exchange Act of 1934, as amended.

2.    Company Overview    

We are a global provider of technology solutions for the energy industry. FMC Technologies, Inc. was incorporated in November 2000 under Delaware law and was a wholly-owned subsidiary of FMC Corporation until our initial public offering in June 2001. Our principal executive offices are located at 5875 North Sam Houston Parkway West, Houston, Texas 77086.

We design, manufacture and service technologically sophisticated systems and products, including subsea production and processing systems, surface wellhead production systems, high pressure fluid control equipment, measurement solutions and marine loading systems for the energy industry. We report our results of operations in the following reporting segments: Subsea Technologies, Surface Technologies and Energy Infrastructure. We evaluated our product lines and determined that certain products that we manufacture or contract to manufacture contain tin, tungsten, tantalum, and/or gold (“3TG”) necessary to the functionality or production of such product(s).

3.    Reasonable Country of Origin Inquiry and Due Diligence    

Reasonable Country of Origin Inquiry
To implement the reasonable country of origin (“RCOI”) inquiry, our supply base collected information regarding the presence and sourcing of 3TG used in the products supplied to FMC Technologies. Information was collected and stored using an online platform provided by a third party vendor, Source Intelligence.
Supplier engagement included these steps:
We sent communications to our suppliers describing the conflict minerals compliance requirements and requested completion of a conflict minerals questionnaire;
Our suppliers were requested to respond to our questionnaire, which is based off the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC GeSI”) Conflict Minerals Due Diligence Template, to identify the 3TG smelters and refiners from which they source their materials, including the associated countries of origin; and
When necessary, reminder emails were sent to non-responsive suppliers requesting completion of our questionnaire.

Based on our RCOI inquiry, we believe that certain of our products may contain 3TG that originated in the Democratic Republic of the Congo or an adjoining country and are not from recycled or scrap sources. As such, we then proceeded to exercise due diligence on the source and chain of custody of such 3TG.





Due Diligence

Our due diligence process is based on the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying supplements (the “OECD Framework”), which is an internationally recognized due diligence framework. All steps taken by us in preparing this Conflict Minerals Report were in accordance with the OECD Framework. A copy of our Form SD, this Conflict Minerals Report and our Conflict Minerals Policy are publicly available on our Internet web site at
www.fmctechnologies.com/AboutUs/HSEStandards.

For the year ended December 31, 2013, our due diligence efforts included the following:

Adopted a conflict minerals policy available at www.fmctechnologies.com/AboutUs/HSEStandards;
Assembled an internal, cross-functional team to support supply chain due diligence;
Reviewed and maintained our strategy to respond to supply chain risks;
Implemented internal measures to strengthen Company engagement with suppliers;
Engaged the services of a third-party, Source Intelligence, to contact the identified suppliers via email and telephone and manage responses;
Requested suppliers to confirm the presence of 3TG in their products;
Requested documentation from suppliers supporting their responses to our Conflict Minerals Questionnaire;
Evaluated supplier responses for plausibility and consistency;
Used government websites and smelters’ or refiners’ databases to verify companies identified;
Established a process to identify the smelters or refiners in the supply chain;
Reported risk management findings to senior management; and
Reported annually on supply chain due diligence.

4.    Product Description

We manufacture and contract to manufacture certain products that contain 3TG, such as subsea production and processing systems, surface wellhead production systems, high pressure fluid control equipment, measurement solutions, marine loading systems, remotely operating vehicle systems, manipulator systems, subsea control systems, fracturing flowback services and wireline services for the energy industry.

Suppliers were requested to use the EICC-GeSI Template to identify 3TG smelters and refiners and the associated countries of origin. Below is a list of verified smelters:
Smelter or Refiner / Facility Name
Conflict-Free Status
Tin
CNMC (Guangxi) PGMA Co. Ltd.
Unknown
Cookson
EICC-CFSP
Cooper Santa
Unknown
CV Duta Putra Bangka
Unknown
CV Gita Pesona
Unknown
CV JusTindo
Unknown
CV Makmur Jaya
Unknown
CV Nurjanah
Unknown





CV Prima Timah Utama
Unknown
CV Serumpun Sebalai
Unknown
CV United Smelting
Unknown
EM Vinto
Unknown
Fenix Metals
Unknown
Geiju Non-Ferrous Metal Processing Co. Ltd.
EICC-CFSP
Gejiu Zi-Li
Unknown
Gold Bell Group
Unknown
Huichang Jinshunda Tin Co. Ltd
Unknown
Jiangxi Nanshan
Unknown
Kai Unita Trade Limited Liability Company
Unknown
Linwu Xianggui Smelter Co
Unknown
Liuzhou China Tin
Unknown
Malaysia Smelting Corporation (MSC)
EICC-CFSP
Metallo Chimique
Unknown
Mineração Taboca S.A.
EICC-CFSP
Minmetals Ganzhou Tin Co. Ltd.
Unknown
Minsur
EICC-CFSP
Mitsubishi Materials Corporation
EICC-CFSP
Novosibirsk Integrated Tin Works
Unknown
OMSA
EICC-CFSP
PT Alam Lestari Kencana
Unknown
PT Artha Cipta Langgeng
Unknown
PT Babel Inti Perkasa
Unknown
PT Babel Surya Alam Lestari
Unknown
PT Bangka Kudai Tin
Unknown
PT Bangka Putra Karya
Unknown
PT Bangka Timah Utama Sejahtera
Unknown
PT Bangka Tin Industry
Unknown
PT Belitung Industri Sejahtera
Unknown
PT BilliTin Makmur Lestari
Unknown
PT Bukit Timah
EICC-CFSP
PT DS Jaya Abadi
Unknown
PT Eunindo Usaha Mandiri
Unknown
PT Fang Di MulTindo
Unknown
PT HP Metals Indonesia
Unknown
PT Karimun Mining
Unknown
PT Koba Tin
Unknown
PT Mitra Stania Prima
Unknown
PT Panca Mega
Unknown
PT Refined Bangka Tin
Unknown
PT Sariwiguna Binasentosa
Unknown





PT Seirama Tin investment
Unknown
PT Stanindo Inti Perkasa
Unknown
PT Sumber Jaya Indah
Unknown
PT Tambang Timah
Unknown
PT Timah
Unknown
PT Timah Nusantara
Unknown
PT Tinindo Inter Nusa
Unknown
PT Tommy Utama
Unknown
PT Yinchendo Mining Industry
Unknown
Thaisarco
EICC-CFSP
White Solder Metalurgia
EICC-CFSP
Yunnan Chengfeng
Unknown
Yunnan Tin Company Limited
EICC-CFSP
Tungsten
A.L.M.T. Corp.
Unknown
ATI Tungsten Materials
Unknown
Chaozhou Xianglu Tungsten Industry Co Ltd
Unknown
Chongyi Zhangyuan Tungsten Co Ltd
Unknown
Dayu Weiliang Tungsten Co., Ltd.
Unknown
Fujian Jinxin Tungsten Co., Ltd.
TI-CMC
Ganzhou Grand Sea W & Mo Group Co Ltd
Unknown
Global Tungsten & Powders Corp
TI-CMC
HC Starck GmbH
TI-CMC
Hunan Chenzhou Mining Group Co
Unknown
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.
Unknown
Japan New Metals Co Ltd
Unknown
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
Unknown
Jiangxi Tungsten Industry Group Co Ltd
Unknown
Kennametal Inc.
TI-CMC
Tejing (Vietnam) Tungsten Co Ltd
TI-CMC
Wolfram Bergbau und Hütten AG
TI-CMC
Wolfram Company CJSC
TI-CMC
Xiamen Tungsten Co Ltd
TI-CMC
Zhuzhou Cemented Carbide Group Co Ltd
Unknown
Tantalum
Conghua Tantalum and Niobium Smeltry
EICC-CFSP
Duoluoshan
EICC-CFSP
Exotech Inc.
EICC-CFSP
F&X
EICC-CFSP
Gannon & Scott
Unknown
Global Advanced Metals
EICC-CFSP
H.C. Starck GmbH
EICC-CFSP





Hi-Temp
EICC-CFSP
JiuJiang JinXin Nonferrous Metals Co. Ltd.
Unknown
JiuJiang Tambre Co. Ltd.
EICC-CFSP
Kemet Blue Powder
EICC-CFSP
King-Tan Tantalum Industry Ltd
Unknown
Mitsui Mining & Smelting
EICC-CFSP
Ningxia Orient Tantalum Industry Co., Ltd.
EICC-CFSP
Plansee
EICC-CFSP
RFH
EICC-CFSP
Solikamsk Metal Works
EICC-CFSP
Taki Chemicals
EICC-CFSP
Tantalite Resources
EICC-CFSP
Telex
EICC-CFSP
Ulba
EICC-CFSP
Zhuzhou Cement Carbide
EICC-CFSP
Gold
Aida Chemical Industries Co. Ltd.
Unknown
Allgemeine Gold- und Silberscheideanstalt A.G.
EICC-CFSP; LBMA; RJC
Almalyk Mining and Metallurgical Complex (AMMC)
LBMA
AngloGold Ashanti Mineração Ltda
EICC-CFSP; LBMA
Argor-Heraeus SA
EICC-CFSP; LBMA
Asahi Pretec Corporation
EICC-CFSP; LBMA
Asaka Riken Co Ltd
Unknown
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
LBMA
Aurubis AG
LBMA
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
LBMA
Boliden AB
LBMA
Caridad
Unknown
CCR Refinery - Glencore Canada Corporation
EICC-CFSP; LBMA
Cendres & Métaux SA
LBMA
Central Bank of the DPR of Korea
Unknown
Chimet SpA
EICC-CFSP; LBMA
Chugai Mining
Unknown
Codelco
Unknown
Daejin Indus Co. Ltd
Unknown
DaeryongENC
Unknown
Do Sung Corporation
Unknown
Dowa
EICC-CFSP
FSE Novosibirsk Refinery
Unknown
Heimerle + Meule GmbH
Unknown
Heraeus Ltd Hong Kong
EICC-CFSP; LBMA
Heraeus Precious Metals GmbH & Co. KG
EICC-CFSP; LBMA





Hwasung CJ Co. Ltd
Unknown
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
LBMA
Ishifuku Metal Industry Co., Ltd.
EICC-CFSP; LBMA
Istanbul Gold Refinery
EICC-CFSP; LBMA
Japan Mint
LBMA
Jiangxi Copper Company Limited
LBMA
Johnson Matthey Inc
EICC-CFSP; LBMA
Johnson Matthey Limited
EICC-CFSP; LBMA
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
LBMA
JSC Uralectromed
LBMA
JX Nippon Mining & Metals Co., Ltd
EICC-CFSP; LBMA
Kazzinc Ltd
LBMA
Kennecott Utah Copper LLC
EICC-CFSP; RJC
Kojima Chemicals Co. Ltd
EICC-CFSP
Korea Metal Co. Ltd
Unknown
Kyrgyzaltyn JSC
LBMA
L’ azurde Company For Jewelry
LBMA
LS-Nikko Copper Inc
EICC-CFSP; LBMA
Materion
EICC-CFSP
Matsuda Sangyo Co. Ltd
EICC-CFSP; LBMA
Met-Mex Peñoles, S.A.
LBMA
Metalor Technologies (Hong Kong) Ltd
EICC-CFSP; LBMA; RJC
Metalor Technologies SA
EICC-CFSP; LBMA; RJC
Metalor USA Refining Corporation
EICC-CFSP; LBMA; RJC
Mitsubishi Materials Corporation
EICC-CFSP; LBMA
Mitsui Mining and Smelting Co., Ltd.
EICC-CFSP; LBMA
Moscow Special Alloys Processing Plant
LBMA
Nadir Metal Rafineri San. Ve Tic. A.S.
LBMA
Navoi Mining and Metallurgical Combinat
LBMA
Nihon Material Co. LTD
EICC-CFSP; LBMA
Ohio Precious Metals LLC.
EICC-CFSP; LBMA
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
LBMA
OJSC Kolyma Refinery
LBMA
PAMP SA
EICC-CFSP; LBMA
Pan Pacific Copper Co. LTD
Unknown
Prioksky Plant of Non-Ferrous Metals
LBMA
PT Aneka Tambang (Persero) Tbk
LBMA
PX Précinox SA
LBMA
Rand Refinery (Pty) Ltd
EICC-CFSP; LBMA
Royal Canadian Mint
EICC-CFSP; LBMA
Sabin Metal Corp.
Unknown
SAMWON METALS Corp.
Unknown






Schone Edelmetaal
LBMA
SEMPSA Joyeria Plateria SA
EICC-CFSP; LBMA
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
LBMA
SOE Shyolkovsky Factory of Secondary Precious Metals
LBMA
Solar Applied Materials Technology Corp.
EICC-CFSP; LBMA
Sumitomo Metal Mining Co. Ltd.
EICC-CFSP; LBMA
Suzhou Xingrui Noble
Unknown
Tanaka Kikinzoku Kogyo K.K.
EICC-CFSP; LBMA
The Great Wall Gold and Silver Refinery of China
LBMA
The Refinery of Shandong Gold Mining Co. Ltd
LBMA
Tokuriki Honten Co. Ltd
EICC-CFSP; LBMA
Torecom
Unknown
Umicore Brasil Ltda
LBMA
Umicore SA Business Unit Precious Metals Refining
EICC-CFSP; LBMA
United Precious Metal Refining, Inc.
EICC-CFSP
Valcambi SA
EICC-CFSP; LBMA
Western Australian Mint trading as The Perth Mint
EICC-CFSP; LBMA
Yokohama Metal Co Ltd
Unknown
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
LBMA
Zijin Mining Group Co. Ltd
LBMA

Conflict-Free Status, Mine Certifications
Acronym
Organization Name
EICC-CFSP
Electronics Industry Citizenship Coalition Conflict Free Smelter Program
LBMA
London Bullion Market Association
RJC
Responsible Jeweler Counsel
TI-CMC
Tungsten Industry - Conflict Mineral Counsel

Countries of origin for the smelters and refiners include: Argentina, Australia, Austria, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC - Congo (Kinshasa), Ethiopia, Ghana, Guinea, Indonesia, Japan, Kazakhstan, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Mozambique, Namibia, Nigeria, Papua New Guinea, Peru, Philippines, Portugal, Russia, Rwanda, South Africa, South Korea, Spain, Taiwan, Tajikistan, Tanzania, Thailand, United Kingdom, United States, Uzbekistan and Zambia.





5.    Steps to Improve Due Diligence
In moving to improve our due diligence and further mitigate the risk of benefiting armed groups, we have taken (since January 1, 2014), or will take, the following steps:

Continue to assess the presence of 3TG in our supply chain;
Establish clear requirements with suppliers regarding performance and sourcing in compliance with all regulatory requirements;
Increase the response rate for our RCOI process; and
Continue to compare the RCOI results to information collected via independent conflict-free smelter validation programs.