0000357235-12-000212.txt : 20121114 0000357235-12-000212.hdr.sgml : 20121114 20121114140923 ACCESSION NUMBER: 0000357235-12-000212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason International Equities CENTRAL INDEX KEY: 0001134743 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06251 FILM NUMBER: 121203169 BUSINESS ADDRESS: STREET 1: CITIGROUP CENTRE, 33 CANADA SQUARE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5LB BUSINESS PHONE: 011-44-207-500-5911 MAIL ADDRESS: STREET 1: CITIGROUP CENTRE, 33 CANADA SQUARE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5LB FORMER COMPANY: FORMER CONFORMED NAME: CITIGROUP ASSET MANAGEMENT LTD DATE OF NAME CHANGE: 20010508 FORMER COMPANY: FORMER CONFORMED NAME: SSB CITI ASSET MANAGEMENT LTD DATE OF NAME CHANGE: 20010213 13F-HR 1 lmie3q2.txt LMIE3Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason International Equities Limited Address: Esemplia Emerging Markets 9th Floor, 10 Exchange Square, Primrose St. London, England EC2A 2EN, 13F File Number: 28-6251 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jim Kandunias Title: Compliance Officer Phone: 44-20-7858-3020 Signature, Place, and Date of Signing: Jim Kandunias London, England November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 23 Form13F Information Table Value Total: $271,708 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 33642 1322894 SH DEFINED 1 1322894 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 1 62 SH DEFINED 1 62 0 0 BAIDU INC SPON ADR REP A 056752108 13756 117678 SH DEFINED 1 117678 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 7635 475087 SH DEFINED 1 475087 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 5183 93619 SH DEFINED 1 93619 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 10839 84019 SH DEFINED 1 84019 0 0 CREDICORP LTD COM G2519Y108 23718 189319 SH DEFINED 1 189319 0 0 ECOPETROL S A SPONSORED ADS 279158109 25809 437959 SH DEFINED 1 437959 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 17997 195653 SH DEFINED 1 195653 0 0 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 130 22600 SH DEFINED 1 22600 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 1041 81000 SH DEFINED 1 81000 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 14482 163453 SH DEFINED 1 163453 0 0 ICICI BK LTD ADR 45104G104 15256 380046 SH DEFINED 1 380046 0 0 ISHARES INC MSCI TAIWAN 464286731 7538 563343 SH DEFINED 1 563343 0 0 ISHARES TR MSCI EMERG MKT 464287234 790 19100 SH DEFINED 1 19100 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 45847 3000425 SH DEFINED 1 3000425 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 9901 448613 SH DEFINED 1 448613 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 873 158397 SH DEFINED 1 158397 0 0 STERLITE INDS INDIA LTD ADS 859737207 8243 1085903 SH DEFINED 1 1085903 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 6309 398763 SH DEFINED 1 398763 0 0 TATA MTRS LTD SPONSORED ADR 876568502 6146 239327 SH DEFINED 1 239327 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 459 438297 SH DEFINED 1 438297 0 0 VALE S A ADR REPSTG PFD 91912E204 16113 928126 SH DEFINED 1 928126 0 0