0001209191-11-053081.txt : 20111028
0001209191-11-053081.hdr.sgml : 20111028
20111028125352
ACCESSION NUMBER: 0001209191-11-053081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEINMETZ MICHAEL
CENTRAL INDEX KEY: 0001166285
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164314
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON NICHOLAS J III
CENTRAL INDEX KEY: 0001221595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164312
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENNER DENNIS
CENTRAL INDEX KEY: 0001249153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164315
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALAKATOS NICHOLAS
CENTRAL INDEX KEY: 0001252522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164316
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHEELER KURT
CENTRAL INDEX KEY: 0001252525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164311
MAIL ADDRESS:
STREET 1: 801 GATEWAY BLVD
STREET 2: STE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zalicus Inc.
CENTRAL INDEX KEY: 0001135906
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 043514457
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 FIRST STREET
STREET 2: 3RD FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 617-301-7000
MAIL ADDRESS:
STREET 1: 245 FIRST STREET
STREET 2: 3RD FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
FORMER COMPANY:
FORMER CONFORMED NAME: COMBINATORX, INC
DATE OF NAME CHANGE: 20041208
FORMER COMPANY:
FORMER CONFORMED NAME: COMBINATORX INC
DATE OF NAME CHANGE: 20010301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GADICKE ANSBERT
CENTRAL INDEX KEY: 0001134655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164313
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EVNIN LUKE
CENTRAL INDEX KEY: 0001134657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51171
FILM NUMBER: 111164317
MAIL ADDRESS:
STREET 1: THE JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET, 54TH STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
c23863_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-10-27
0001135906
Zalicus Inc.
ZLCS
0001134657
EVNIN LUKE
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001252522
GALAKATOS NICHOLAS
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001249153
HENNER DENNIS
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001166285
STEINMETZ MICHAEL
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001134655
GADICKE ANSBERT
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001221595
SIMON NICHOLAS J III
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001252525
WHEELER KURT
C/O MPM ASSET MANAGEMENT
200 CLARENDON ST., 54TH FLOOR
BOSTON
MA
02116
0
0
1
0
Common Stock
2011-10-27
4
S
0
738807
1.03
D
11133961
I
See Footnote
The shares were sold as follows: 611,793 by MPM BioVentures III-QP, L.P. ("BV III QP"), 41,135 by MPM BioVentures III, L.P. ("BV III"), 11,845 by MPM Asset Management Investors 2003 BVIII LLC ("AM 2003"), 18,477 by MPM BioVentures III Parallel Fund, L.P. ("BV Parallel"), 51,704 by MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV KG") and 3,853 by MPM Asset Management LLC ("MPM AM").
Represents weighted average sales price. The shares were sold at prices ranging from $1.02 to $1.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held as follows: 9,222,477 by BV III QP, 618,929 by BV III, 178,260 by AM 2003, 277,534 by BV Parallel, 778,166 by BV KG and 58,595 by MPM AM. MPM BioVentures III GP, L.P. ("MPM III GP") and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of BV III QP, BV III and BV Parallel and BV KG. Luke Evnin, Ansbert Gadicke, Nicholas Galakatos, Dennis Henner, Nicholas Simon III, Michael Steinmetz and Kurt Wheeler are the members of MPM III LLC and AM 2003. Luke Evnin and Ansbert Gadicke are members of MPM AM. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.
See Form 4 for MPM BioVentures III LLC filed simultaneously herewith for additional members of this joint filing.
/s/ Luke Evnin
2011-10-28
/s/ Nicholas Galakatos
2011-10-28
/s/ Dennis Henner
2011-10-28
/s/ Michael Steinmetz
2011-10-28
/s/ Ansbert Gadicke
2011-10-28
/s/ Nicholas J. Simon, III
2011-10-28
/s/ Kurt Wheeler
2011-10-28