The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLY FINL INC | COM | 02005N100 | 61,412 | 2,600,000 | SH | SOLE | 2,600,000 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 47,848 | 3,275,000 | SH | SOLE | 3,275,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 42,900 | 520,000 | SH | Call | SOLE | 520,000 | 0 | 0 | |
ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | 1,517 | 960,000 | SH | SOLE | 960,000 | 0 | 0 | ||
ARAMARK | COM | 03852U106 | 11,526 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 27,306 | 534,159 | SH | SOLE | 534,159 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 16,795 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 1,290 | 1,535,000 | SH | SOLE | 1,535,000 | 0 | 0 | ||
BALTIC TRADING LIMITED | COM | Y0553W103 | 1,886 | 751,400 | SH | SOLE | 751,400 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 85,770 | 2,250,000 | SH | Call | SOLE | 2,250,000 | 0 | 0 | |
CBS CORP NEW | CL A | 124857103 | 118,071 | 2,100,166 | SH | SOLE | 2,100,166 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 43,606 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 32,705 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
CHARTER FINL CORP MD | COM | 16122W108 | 1,738 | 151,784 | SH | SOLE | 151,784 | 0 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 3,299 | 483,000 | SH | SOLE | 483,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167BZ9 | 38,847 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
CHICOPEE BANCORP INC | COM | 168565109 | 2,003 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
CITIZENS FINL GROUP INC | COM | 174610105 | 49,720 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
CLIFTON BANCORP INC | COM | 186873105 | 4,757 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
COBALT INTL ENERGY INC | COM | 19075F106 | 8,890 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 126,660 | 3,000,000 | SH | Call | SOLE | 3,000,000 | 0 | 0 | |
COLONIAL FINL SVCS INC | COM | 19566B101 | 670 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 3,567 | 488,000 | SH | SOLE | 488,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 92,450 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 4,405 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | ||
FOREST CITY ENTERPRISES INC | CL A | 345550107 | 57,510 | 2,700,000 | SH | SOLE | 2,700,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 141,390 | 1,500,000 | SH | Call | SOLE | 1,500,000 | 0 | 0 | |
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 965 | 760,000 | SH | SOLE | 760,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 78,660 | 2,000,000 | SH | Call | SOLE | 2,000,000 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 4,465 | 2,467,000 | SH | SOLE | 2,467,000 | 0 | 0 | ||
HUBBELL INC | CL A | 443510102 | 25,828 | 232,410 | SH | SOLE | 232,410 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 2,997 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
INVESTORS BANCORP INC NEW | COM | 46146L101 | 1,964 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 125,484 | 1,200,000 | SH | Put | SOLE | 1,200,000 | 0 | 0 | |
JOURNAL COMMUNICATIONS INC | CL A | 481130102 | 2,000 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 40,198 | 1,801,000 | SH | SOLE | 1,801,000 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 22,990 | 1,030,000 | SH | Call | SOLE | 1,030,000 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 40,198 | 1,801,000 | SH | Put | SOLE | 1,801,000 | 0 | 0 | |
KINDRED BIOSCIENCES INC | COM | 494577109 | 2,235 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
KITE RLTY GROUP TR | COM NEW | 49803T300 | 17,963 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 57,314 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 95,092 | 3,535,000 | SH | SOLE | 3,535,000 | 0 | 0 | ||
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 32,328 | 900,000 | SH | Call | SOLE | 900,000 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 150,482 | 1,606,000 | SH | Call | SOLE | 1,606,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 429,771 | 5,952,500 | SH | Call | SOLE | 5,952,500 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 65,630 | 909,000 | SH | SOLE | 909,000 | 0 | 0 | ||
MGIC INVT CORP WIS | COM | 552848103 | 24,324 | 2,609,920 | SH | SOLE | 2,609,920 | 0 | 0 | ||
MGIC INVT CORP WIS | COM | 552848103 | 21,110 | 2,265,000 | SH | Put | SOLE | 2,265,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 46,450 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 45,152 | 1,243,000 | SH | SOLE | 1,243,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 36,325 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 16,891 | 465,000 | SH | Put | SOLE | 465,000 | 0 | 0 | |
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 2,302 | 560,000 | SH | SOLE | 560,000 | 0 | 0 | ||
OCEAN SHORE HLDG CO NEW | COM | 67501R103 | 2,270 | 158,540 | SH | SOLE | 158,540 | 0 | 0 | ||
ONCOTHYREON INC | COM | 682324108 | 1,910 | 1,005,000 | SH | SOLE | 1,005,000 | 0 | 0 | ||
ORION ENGINEERED CARBONS S A | COM | L72967109 | 1,843 | 108,500 | SH | SOLE | 108,500 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 51,087 | 1,640,000 | SH | Call | SOLE | 1,640,000 | 0 | 0 | |
QLT INC | COM | 746927102 | 2,787 | 695,000 | SH | SOLE | 695,000 | 0 | 0 | ||
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 2,752 | 276,000 | SH | SOLE | 276,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 24,712 | 215,000 | SH | SOLE | 215,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 24,712 | 215,000 | SH | Put | SOLE | 215,000 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 3,160 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 40,143 | 470,000 | SH | Call | SOLE | 470,000 | 0 | 0 | |
SCORPIO BULKERS INC | SHS | Y7546A106 | 946 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C106 | 3,085 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 13,522 | 605,000 | SH | SOLE | 605,000 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 11,940 | 1,000,000 | SH | Call | SOLE | 1,000,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 63,037 | 1,300,000 | SH | Put | SOLE | 1,300,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 39,580 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 163,218 | 6,600,000 | SH | Put | SOLE | 6,600,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 70,830 | 1,500,000 | SH | Put | SOLE | 1,500,000 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 42,259 | 598,487 | SH | SOLE | 598,487 | 0 | 0 | ||
SI FINL GROUP INC MD | COM | 78425V104 | 3,399 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SIGA TECHNOLOGIES INC | COM | 826917106 | 1,440 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SONY CORP | CALL | 835699907 | 16,514 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
SOPHIRIS BIO INC | COM NEW | 83578Q209 | 264 | 489,000 | SH | SOLE | 489,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 283,950 | 2,500,000 | SH | Call | SOLE | 2,500,000 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 23,208 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 17,639 | 1,185,000 | SH | SOLE | 1,185,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 42,283 | 495,000 | SH | SOLE | 495,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 89,640 | 1,049,400 | SH | Put | SOLE | 1,049,400 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 14,028 | 4,525,000 | SH | SOLE | 4,525,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 23,390 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 19,007 | 1,660,000 | SH | Call | SOLE | 1,660,000 | 0 | 0 | |
WESTFIELD FINANCIAL INC NEW | COM | 96008P104 | 2,060 | 280,600 | SH | SOLE | 280,600 | 0 | 0 | ||
WL ROSS HLDG CORP | UNIT 99/99/9999 | 92939D203 | 4,640 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 27,781 | 550,000 | SH | SOLE | 550,000 | 0 | 0 |