The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALEXANDERS INC | COM | 014752109 | 3,695 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 38,075 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 38,075 | 225,000 | SH | Put | SOLE | 225,000 | 0 | 0 | |
AMBIT BIOSCIENCES CORP | COM | 02318X100 | 2,470 | 357,492 | SH | SOLE | 357,492 | 0 | 0 | ||
AMC NETWORKS INC | CL A | 00164V103 | 12,298 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AMERICAN CAP LTD | COM | 02503Y103 | 50,075 | 3,275,000 | SH | SOLE | 3,275,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 60,209 | 550,000 | SH | Call | SOLE | 550,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 105,639 | 965,000 | SH | Put | SOLE | 965,000 | 0 | 0 | |
ANTHERA PHARMACEUTICALS INC | COM NEW | 03674U201 | 90 | 26,562 | SH | SOLE | 26,562 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 209,093 | 2,250,000 | SH | Call | SOLE | 2,250,000 | 0 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 38,335 | 667,500 | SH | SOLE | 667,500 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 976 | 533,253 | SH | SOLE | 533,253 | 0 | 0 | ||
CBS CORP NEW | CL A | 124857103 | 110,693 | 1,782,500 | SH | SOLE | 1,782,500 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 18,040 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 18,040 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
CHARTER FINL CORP MD | COM | 16122W108 | 3,391 | 305,458 | SH | SOLE | 305,458 | 0 | 0 | ||
CHEMOCENTRYX INC | COM | 16383L106 | 93 | 15,931 | SH | SOLE | 15,931 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167BZ9 | 42,702 | 40,000,000 | PRN | SOLE | 40,000,000 | 0 | 0 | ||
CHICOPEE BANCORP INC | COM | 168565109 | 2,020 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 45,344 | 990,900 | SH | SOLE | 990,900 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 16,485 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
CLIFTON BANCORP INC | COM | 186873105 | 6,018 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
COLONIAL FINL SVCS INC | COM | 19566B101 | 973 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
COMVERSE INC | COM | 20585P105 | 11,339 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 20,076 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 6,287 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
FEDFIRST FINL CORP NEW | COM | 31429C101 | 1,113 | 50,058 | SH | SOLE | 50,058 | 0 | 0 | ||
FIRST CONN BANCORP INC MD | COM | 319850103 | 1,605 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FOREST CITY ENTERPRISES INC | CL A | 345550107 | 38,588 | 1,942,000 | SH | SOLE | 1,942,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 79,860 | 2,200,000 | SH | Call | SOLE | 2,200,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 36,300 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
GULF COAST ULTRA DEEP RTY TR | ROYALTY TR UNT | 40222T104 | 2,227 | 760,000 | SH | SOLE | 760,000 | 0 | 0 | ||
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 9,980 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
HUBBELL INC | CL A | 443510102 | 29,209 | 232,410 | SH | SOLE | 232,410 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 729 | 59,355 | SH | SOLE | 59,355 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 1,308 | 100,392 | SH | SOLE | 100,392 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 283 | 18,863 | SH | SOLE | 18,863 | 0 | 0 | ||
INVESTORS BANCORP INC NEW | COM | 46146L101 | 1,934 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
JOURNAL COMMUNICATIONS INC | CL A | 481130102 | 6,366 | 717,729 | SH | SOLE | 717,729 | 0 | 0 | ||
KITE RLTY GROUP TR | COM | 49803T102 | 1,842 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
LAMAR ADVERTISING CO | CL A | 512815101 | 63,865 | 1,205,000 | SH | SOLE | 1,205,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 76,777 | 561,727 | SH | SOLE | 561,727 | 0 | 0 | ||
MCDERMOTT INTL INC | COM | 580037109 | 16,180 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 180,978 | 4,340,000 | SH | Call | SOLE | 4,340,000 | 0 | 0 | |
MURPHY USA INC | COM | 626755102 | 16,857 | 344,800 | SH | SOLE | 344,800 | 0 | 0 | ||
NAVIENT CORP | COM | 63938C108 | 50,651 | 2,860,000 | SH | SOLE | 2,860,000 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 10,159 | 566,300 | SH | SOLE | 566,300 | 0 | 0 | ||
NEWS CORP NEW | CL B | 65249B208 | 26,053 | 1,493,000 | SH | SOLE | 1,493,000 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 11,191 | 643,922 | SH | SOLE | 643,922 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | DBCV 2.750% 8/1 | 67020YAB6 | 12,682 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
NUVEEN INVT QUALITY MUN FD I | COM | 67062E103 | 274 | 18,638 | SH | SOLE | 18,638 | 0 | 0 | ||
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 998 | 74,239 | SH | SOLE | 74,239 | 0 | 0 | ||
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 946 | 70,889 | SH | SOLE | 70,889 | 0 | 0 | ||
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 296 | 21,409 | SH | SOLE | 21,409 | 0 | 0 | ||
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 243 | 17,719 | SH | SOLE | 17,719 | 0 | 0 | ||
NUVEEN SELECT QUALITY MUN FD | COM | 670973106 | 433 | 31,226 | SH | SOLE | 31,226 | 0 | 0 | ||
OBA FINL SVCS INC | COM | 67424G101 | 1,812 | 81,023 | SH | SOLE | 81,023 | 0 | 0 | ||
OCEAN SHORE HLDG CO NEW | COM | 67501R103 | 2,339 | 159,640 | SH | SOLE | 159,640 | 0 | 0 | ||
PAIN THERAPEUTICS INC | COM | 69562K100 | 3,450 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
PEOPLES FED BANCSHARES INC | COM | 711037101 | 764 | 41,370 | SH | SOLE | 41,370 | 0 | 0 | ||
PINNACLE FOODS INC DEL | COM | 72348P104 | 36,519 | 1,110,000 | SH | SOLE | 1,110,000 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 4,213 | 8,425,000 | SH | SOLE | 8,425,000 | 0 | 0 | ||
SCRIPPS E W CO OHIO | CL A NEW | 811054402 | 6,526 | 308,422 | SH | SOLE | 308,422 | 0 | 0 | ||
SI FINL GROUP INC MD | COM | 78425V104 | 3,453 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 195,720 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 20,065 | 933,255 | SH | SOLE | 933,255 | 0 | 0 | ||
TFS FINL CORP | COM | 87240R107 | 16,898 | 1,185,000 | SH | SOLE | 1,185,000 | 0 | 0 | ||
TIME INC NEW | COM | 887228104 | 6,055 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 15,031 | 4,500,200 | SH | SOLE | 4,500,200 | 0 | 0 | ||
UNITED FINL BANCORP INC NEW | COM | 910304104 | 5,280 | 389,670 | SH | SOLE | 389,670 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 24,465 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 85,628 | 1,750,000 | SH | Call | SOLE | 1,750,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 66,780 | 2,000,000 | SH | Call | SOLE | 2,000,000 | 0 | 0 | |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 34,500 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
WESTFIELD FINANCIAL INC NEW | COM | 96008P104 | 2,093 | 280,600 | SH | SOLE | 280,600 | 0 | 0 | ||
WL ROSS HLDG CORP | UNIT 99/99/9999 | 92939D203 | 4,120 | 400,000 | SH | SOLE | 400,000 | 0 | 0 |