The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXANDERS INC | COM | 014752109 | 8,165 | 27,800 | SH | SOLE | 27,800 | 0 | 0 | ||
| ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | 1,502 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 63,373 | 160,000 | SH | Call | SOLE | 160,000 | 0 | 0 | |
| BENEFICIAL MUTUAL BANCORP IN | COM | 08173R104 | 2,310 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| BLUCORA INC | COM | 095229100 | 19,348 | 1,043,600 | SH | SOLE | 1,043,600 | 0 | 0 | ||
| BOX SHIPS INCORPORATED | SHS | Y09675102 | 438 | 115,289 | SH | SOLE | 115,289 | 0 | 0 | ||
| BP PLC | SPONSORED ADR | 055622104 | 20,870 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| CAPITOL FED FINL INC | COM | 14057J101 | 4,392 | 361,750 | SH | SOLE | 361,750 | 0 | 0 | ||
| CBS CORP NEW | CL A | 124857103 | 73,215 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| CHAMBERS STR PPTYS | COM | 157842105 | 741 | 74,055 | SH | SOLE | 74,055 | 0 | 0 | ||
| CHARTER FINL CORP MD | COM | 16122W108 | 3,024 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| CHEMED CORP NEW | NOTE 1.875% 5/1 | 16359RAC7 | 18,386 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167BZ9 | 98,987 | 105,000,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
| CHICOPEE BANCORP INC | COM | 168565109 | 2,021 | 119,600 | SH | SOLE | 119,600 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 31,475 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
| COLONIAL FINL SVCS INC | COM | 19566B101 | 1,067 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
| COLONY FINL INC | COM | 19624R106 | 8,726 | 438,707 | SH | SOLE | 438,707 | 0 | 0 | ||
| COMVERSE INC | COM | 20585P105 | 14,880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| DEAN FOODS CO NEW | COM | 242370104 | 10,856 | 1,083,406 | SH | SOLE | 1,083,406 | 0 | 0 | ||
| DIANA CONTAINERSHIPS INC | COM | Y2069P101 | 2,989 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| ENZON PHARMACEUTICALS INC | COM | 293904108 | 1,034 | 517,000 | SH | SOLE | 517,000 | 0 | 0 | ||
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 37,089 | 638,800 | SH | SOLE | 638,800 | 0 | 0 | ||
| FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 5,434 | 650,758 | SH | SOLE | 650,758 | 0 | 0 | ||
| FEDFIRST FINL CORP NEW | COM | 31429C101 | 1,110 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| FIRST CONN BANCORP INC MD | COM | 319850103 | 3,828 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 4,030 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
| HUBBELL INC | CL A | 443510102 | 20,917 | 232,410 | SH | SOLE | 232,410 | 0 | 0 | ||
| JOURNAL COMMUNICATIONS INC | CL A | 481130102 | 9,807 | 1,309,300 | SH | SOLE | 1,309,300 | 0 | 0 | ||
| MBIA INC | COM | 55262C100 | 15,457 | 1,161,300 | SH | SOLE | 1,161,300 | 0 | 0 | ||
| NATIONAL BK HLDGS CORP | CL A | 633707104 | 5,910 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 18,875 | 2,800,431 | SH | SOLE | 2,800,431 | 0 | 0 | ||
| NEWS CORP | CL A | 65248E104 | 15,075 | 985,325 | SH | SOLE | 985,325 | 0 | 0 | ||
| NUANCE COMMUNICATIONS INC | DBCV 2.750% 8/1 | 67020YAB6 | 13,966 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| OBA FINL SVCS INC | COM | 67424G101 | 1,648 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| OCEAN SHORE HLDG CO NEW | COM | 67501R103 | 2,211 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
| PAIN THERAPEUTICS INC | COM | 69562K100 | 1,635 | 739,811 | SH | SOLE | 739,811 | 0 | 0 | ||
| PEOPLES FED BANCSHARES INC | COM | 711037101 | 2,620 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 39,214 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 47,617 | 1,700,000 | SH | Call | SOLE | 1,700,000 | 0 | 0 | |
| PICO HLDGS INC | COM NEW | 693366205 | 5,554 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
| ROCKVILLE FINL INC NEW | COM | 774188106 | 3,242 | 247,830 | SH | SOLE | 247,830 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 5,003 | 2,592,200 | SH | SOLE | 2,592,200 | 0 | 0 | ||
| SI FINL GROUP INC MD | COM | 78425V104 | 3,315 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 256,016 | 1,600,000 | SH | Put | SOLE | 1,600,000 | 0 | 0 | |
| STANDARD FINL CORP MD | COM | 853393106 | 1,286 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
| SUPERVALU INC | COM | 868536103 | 4,087 | 657,088 | SH | SOLE | 657,088 | 0 | 0 | ||
| TELENAV INC | COM | 879455103 | 1,831 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| TFS FINL CORP | COM | 87240R107 | 4,021 | 359,000 | SH | SOLE | 359,000 | 0 | 0 | ||
| TURQUOISE HILL RES LTD | COM | 900435108 | 8,895 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| UNITED FINANCIAL BANCORP INC | COM | 91030T109 | 2,438 | 160,900 | SH | SOLE | 160,900 | 0 | 0 | ||
| WESTFIELD FINANCIAL INC NEW | COM | 96008P104 | 1,964 | 280,600 | SH | SOLE | 280,600 | 0 | 0 | ||